SEC NEWS DIGEST Issue 2005-187 September 28, 2005 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING – THURSDAY, OCTOBER 6, 2005 – 2:30 P.M. A closed meeting will be held on Thursday, October 6, 2005 at 2:30 p.m. The subject matters of the meeting will be Formal orders of private investigations; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; and Adjudicatory matters. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS IN THE MATTER OF CHARLES CINI AND GORDON NOVAK An Administrative Law Judge has issued an Initial Decision in Charles Cini and Gordon Novak, Administrative Proceeding No. 3-11856. The Initial Decision finds that Respondent Gordon Novak was previously convicted of conspiracy to commit wire fraud and securities fraud, and permanently enjoined from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and from aiding and abetting any violation of Section 13(a) of the Securities Exchange Act of 1934 and Rules 13a-1 and 12b-20 thereunder. The Initial Decision finds it in the public interest to bar Novak from participating in an offering of penny stock. (Initial Decision No. 297; File No. 3-11856) DISTRICT COURT DISMISSES CLAIMS AGAINST DAVID GUENTHNER AND JAY SAMUELSON The Commission announced that on Sept. 20, 2005, the Honorable Joseph F. Bataillon of the United States District Court in Omaha, Neb., issued an order dismissing all claims against the defendants, David Guenthner and Jay Samuelson. For additional information see LR-17297. [SEC v. David C. Guenthner And Jay M. Samuelson, United States District Court for the District of Nebraska, Civil Action No. 8:02-CV-10] (LR-19397} SEC SETTLES FRAUD CLAIMS AGAINST FORMER BROKER The Commission announced a settlement today in a case involving fraud charges against Larry W. Tyler. The Commission had charged the defendant with securities fraud in connection with fraudulently marketed viatical interests. Tyler was indicted in July 2004 by a federal grand jury on securities fraud and wire fraud charges for the same conduct. On May 19, 2005, after pleading guilty to the charges in the indictment, Tyler was sentenced to a term of eight years in federal prison, plus three years supervised release, and was ordered to make restitution in the amount of $23,571,847. Previously, the Commission filed a civil suit against Tyler on Feb. 11, 2002. In its complaint, the Commission alleged that Tyler raised at least $30 million from investors, and personally realized over $5.2 million in undisclosed commissions, by fraudulently enticing more than 480 mostly elderly investors into purchasing investments issued by his company, Advanced Financial Services, Inc. According to the complaint, Tyler deceived the elderly investors with false guarantees about the investment’s liquidity, above-market interest rates and “fixed” maturity dates. Tyler used investors’ funds to buy viaticals, which rendered the guarantees false because viaticals are illiquid investments with no fixed maturity dates and uncertain rates of return. Tyler hid the fact that the underlying viaticals could not fulfill the promises that he had made to investors and that the investors had to rely on him and his company to carry through on the promises of guaranteed returns, fixed maturities and liquidity. Two weeks before the Commission filed its suit, Tyler and his company both filed for bankruptcy. Tyler consented to the entry of a final judgment enjoining him from future violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) and Rule 10b-5 thereunder of the Securities Exchange Act of 1934 and also directing him to comply with a cease-and- desist order that the Commission previously issued against him in May 2001. Further, Tyler agreed to an order finding him liable for disgorgement in the amount of $5,232,099 plus pre-judgment interest in the amount of $750,672. Tyler was ordered to pay only $1,796,000 of this amount, representing the value of the assets recovered by the receiver appointed in the case, in light of his criminal sentence and order of restitution. The Commission withdrew its request for civil penalties. The trial court entered the final judgment on September 22, 2005. [SEC v. Larry W. Tyler, Advanced Financial Services, Inc., et al., U.S.D.C., Northern District of Texas, Dallas Division, Civil Action No. 3:02-CV-0282-P] (LR-19398) SELF REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGES A proposed rule change and Amendment No. 1 thereto (SR-Amex-2005-086) filed by the American Stock Exchange to revise the implementation date for the ANTE System has become immediately effective under Section 19(b)(3)(A)(iii) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 26. (Rel. 34-52504) The Depository Trust Company filed a proposed rule change (SR-DTC-2005- 13) which became effective upon filing pursuant to Section 19(b)(3)(A) of the Exchange Act that eliminates DTC’s transfer agent drop service. Publication of the proposal is expected in the Federal Register during the week of September 26. (Rel. 34-52509) The American Stock Exchange filed a proposed rule change (SR-Amex-2005- 094) to adopt Options Licensing Fees for certain PowerShares ETF Options. The proposed rule change has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of September 26. (Rel. 34-52510) A proposed rule change (SR-NASD- 2005-113) filed by NASD regarding implementation of a new order type, a Proactive Limit Order, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 26. (Rel. 34-52511) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 HEARUSA INC, 1250 NORTHPOINT PARKWAY, WEST PALM BEACH, FL, 33407, 5614788770 - 0 ($2,472,387.00) Equity, (File 333-128605 - Sep. 27) (BR. 02B) F-3 NORDIC AMERICAN TANKER SHIPPING LTD, REID HOUSE, 31 CHURCH STREET, HAMILTON HM FX, D0, 00000, (441) 292-7202 - 1,664,450 ($63,581,990.00) Equity, (File 333-128606 - Sep. 27) (BR. 05B) S-3 PNM RESOURCES INC, ALVARADO SQUARE, NEW MEXICO, ALBUQUERQUE, NM, 87158, 5052412700 - 4,326,337 ($121,699,859.81) Equity, (File 333-128607 - Sep. 27) (BR. 02A) SB-2 China Energy CORP, 6130 ELTON AVENUE, LAS VEGAS, NV, 89107, 702-216-0472 - 32,495,217 ($6,174,091.23) Equity, (File 333-128608 - Sep. 27) (BR. 09) S-3 CAPITAL TITLE GROUP INC, 14648 NORTH SCOTTSDALE ROAD, SUITE 125, SCOTTSDALE, AZ, 85254, 4806244200 - 0 ($70,000,000.00) Equity, (File 333-128609 - Sep. 27) (BR. 01A) S-3 FLAG FINANCIAL CORP, 3475 PIEDMONT RD NE, STE 550, ATLANTA, GA, 30305, 4047607700 - 1,254,000 ($19,593,750.00) Equity, (File 333-128610 - Sep. 27) (BR. 07C) S-8 SPIRE CORP, ONE PATRIOTS PARK, BEDFORD, MA, 01730-2396, 6172756000 - 900,000 ($6,813,268.25) Equity, (File 333-128611 - Sep. 27) (BR. 01C) S-4 PER SE TECHNOLOGIES INC, 1145 SANCTUARY PARKWAY, ALPHARETTA, GA, 30004, 770-237-4300 - 0 ($284,070,141.00) Equity, (File 333-128612 - Sep. 27) (BR. 03A) N-2 PARADIGM Funds Trust, 650 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY, 10019, (212) 271-3388 - 0 ($300,000,000.00) Equity, (File 333-128613 - Sep. 27) (BR. 18) SB-2 OLYMPIC WEDDINGS INTERNATIONAL INC, 1453 JOHNSTON ROAD, 71510, WHITEROCK, A1, V4B 5J5, 604-605-8991 - 600,000 ($60,000.00) Equity, (File 333-128614 - Sep. 27) (BR. ) S-8 PACIFIC SUNWEAR OF CALIFORNIA INC, 3450 EAST MIRALOMA AVENUE, ANAHEIM, CA, 92806, 714-414-4000 - 5,969,340 ($131,385,173.40) Equity, (File 333-128615 - Sep. 27) (BR. 02B) S-3 HARTFORD LIFE INSURANCE CO, 200 HOPMEADOW ST, P O BOX 2999, SIMSBURY, CT, 06089, 8608435445 - 0 ($50,000,000.00) Other, (File 333-128617 - Sep. 27) (BR. 05) S-8 BIOJECT MEDICAL TECHNOLOGIES INC, 211 SOMERVILLE ROAD, ROUTE 202 NORTH, BEDMINSTER, NJ, 07921, 9084702800 - 0 ($432,000.00) Equity, (File 333-128618 - Sep. 27) (BR. 10A) S-8 ABN AMRO HOLDING N V, GUSTAV MAHLERLAAN 10, AMSTERDAM, P7, 1082 PP, 747,000 ($17,696,430.00) Equity, (File 333-128619 - Sep. 27) (BR. 07C) S-8 ABN AMRO HOLDING N V, GUSTAV MAHLERLAAN 10, AMSTERDAM, P7, 1082 PP, 4,000,000 ($94,760,000.00) Equity, (File 333-128621 - Sep. 27) (BR. 07C) S-3 INFINITY ENERGY RESOURCES, INC, 950 SEVENTEENTH STREET, SUITE 800, DENVER, CO, 80202, 720-932-7800 - 0 ($33,778,009.00) Equity, (File 333-128622 - Sep. 27) (BR. 04A) S-3 AAMES INVESTMENT CORP, 350 SOUTH GRAND AVENUE, 43RD FL, LOS ANGELES, CA, 90071, 323-210-5000 - 0 ($532,300,000.00) Unallocated (Universal) Shelf, (File 333-128623 - Sep. 27) (BR. 08A) S-8 INLAND REAL ESTATE CORP, 2901 BUTTERFIELD RD, OAK BROOK, IL, 60523, 6302188000 - 0 ($37,875,000.00) Equity, (File 333-128624 - Sep. 27) (BR. 08B) S-8 AEROSONIC CORP /DE/, 1212 N HERCULES AVE, CLEARWATER, FL, 33765, 727-461-3000 - 200,000 ($1,348,000.00) Equity, (File 333-128625 - Sep. 27) (BR. 05A) S-8 STANTEC INC, 10160 112TH STREET, EDMONTON ALBERTA T5K 2L6 CANADA, EDMONTON, A0, 00000, 780-917-7000 - 148,140 ($4,525,677.00) Equity, (File 333-128626 - Sep. 27) (BR. 06B) S-8 PATCH INTERNATIONAL INC/CN, 666 BURRARD ST., #1220, VANCOUVER BC CANADA, A1, V6C 2X8, 604 685-0002 - 900,000 ($1,278,000.00) Equity, (File 333-128627 - Sep. 27) (BR. 04C) S-8 PRECISION OPTICS CORPORATION INC, 22 EAST BROADWAY, GARDNER, MA, 01440-3338, 9786301800 - 1,200,000 ($996,000.00) Equity, (File 333-128628 - Sep. 27) (BR. 10C) S-1 Western Refining, Inc., 6500 TROWBRIDGE DRIVE, EL PASO, TX, 79905, (915) 775-3488 - 0 ($200,000,000.00) Equity, (File 333-128629 - Sep. 27) (BR. ) S-8 TRX INC/GA, 6 WEST DRUID HILLS DRIVE, ATLANTA, GA, 30329, 4049296100 - 500,000 ($4,500,000.00) Equity, (File 333-128630 - Sep. 27) (BR. 08) S-1 THRESHOLD PHARMACEUTICALS INC, 1300 SEAPORT BOULEVARD, REDWOOD CITY, CA, 94063, 650 474 8200 - 7,187,500 ($95,018,750.00) Equity, (File 333-128631 - Sep. 27) (BR. 01C) S-8 TRX INC/GA, 6 WEST DRUID HILLS DRIVE, ATLANTA, GA, 30329, 4049296100 - 3,300,000 ($30,377,308.00) Equity, (File 333-128632 - Sep. 27) (BR. 08) S-3 COHEN & STEERS INC, 757 THIRD AVENUE 20TH FLOOR, NEW YORK, NY, 10017, 212 832 3232 - 5,000,000 ($100,000,000.00) Other, (File 333-128633 - Sep. 27) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ABFC 2005-AQ1 Trust DE 8.01 09/26/05 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 09/26/05 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 09/26/05 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 09/26/05 ABFC C-BASS Mortgage Loan Asset-Backe DE 8.01,9.01 09/26/05 ABGENIX INC DE 5.03,9.01 09/22/05 Accredited Mortgage Loan Trust 2005-1 DE 8.01 09/26/05 Accredited Mortgage Loan Trust 2005-2 DE 8.01 09/26/05 ACROSS AMERICA REAL ESTATE CORP CO 1.01 09/27/05 AMEND ACT TELECONFERENCING INC CO 8.01 09/26/05 ADAPTEC INC DE 1.01,9.01 09/21/05 ADEPT TECHNOLOGY INC CA 2.02,9.01 09/26/05 ADOLOR CORP 8.01 09/27/05 AEHR TEST SYSTEMS CA 2.02,9.01 09/27/05 AFEM MEDICAL CORP NV 3.02,5.02 09/26/05 AMEND AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 3.01,5.02,8.01,9.01 09/21/05 AFFYMETRIX INC DE 7.01,9.01 09/27/05 AIR PRODUCTS & CHEMICALS INC /DE/ DE 7.01,9.01 09/27/05 ALLERGAN INC DE 5.02 09/26/05 ALLIED WASTE INDUSTRIES INC DE 7.01 09/27/05 ALPHATRADE COM NV 8.01 09/27/05 AMEREN CORP MO 8.01 09/27/05 Ameriquest Mortgage Securities Inc. S DE 8.01 09/26/05 Ameriquest Mortgage Securities Inc. S DE 8.01 09/26/05 AMERIQUEST MORTGAGE SECURITIES INC., DE 8.01 09/26/05 Ameriquest Mortgage Securities Inc., DE 8.01 09/26/05 AMERIQUEST MORTGAGE SECURITIES INC., DE 8.01 09/26/05 AMERISERV FINANCIAL INC /PA/ PA 1.01,3.02,9.01 09/26/05 AMERON INTERNATIONAL CORP DE 8.01 09/27/05 AMERUS GROUP CO/IA IA 1.01,1.02,2.03,3.03,5.03,9.01 09/21/05 AMSCAN HOLDINGS INC DE 1.01,8.01,9.01 09/26/05 ANGIODYNAMICS INC DE 2.02,7.01,9.01 09/27/05 ANTHRACITE CAPITAL INC MD 1.01,2.03 09/26/05 APOLO GOLD & ENERGY INC. 1.01,9.01 09/27/05 APPLIED MICRO CIRCUITS CORP DE 5.02 09/26/05 APROPOS TECHNOLOGY INC 1.01,8.01,9.01 09/26/05 AQUILA INC DE 1.01,9.01 09/21/05 ARADYME CORP DE 7.01,9.01 09/27/05 ARCHIPELAGO HOLDINGS INC 2.01,9.01 09/26/05 ARDENT HEALTH SERVICES LLC DE 2.01,9.01 08/12/04 AMEND Argent Mortgage Loan Trust 2005-WI 8.01 09/26/05 ARGONAUT GROUP INC DE 7.01,9.01 09/27/05 ARVINMERITOR INC IN 8.01,9.01 09/27/05 ASB HOLDING CO 8.01,9.01 09/27/05 ASI TECHNOLOGY CORP NV 1.01,2.03,3.02,9.01 09/26/05 ASSET BACKED FUNDING CORP DE 9.01 09/23/05 ASSET-BACKED PASS-THROUGH CERTIFICATE DE 8.01 09/26/05 Asset-Backed Pass-Through Certificate DE 8.01 09/26/05 ATMOS ENERGY CORP TX 5.02,9.01 09/26/05 ATP OIL & GAS CORP TX 2.01,9.01 09/21/05 AVNET INC NY 8.01,9.01 09/26/05 AXIS CAPITAL HOLDINGS LTD 8.01 09/27/05 Banc of America Alternative Loan Trus DE 8.01,9.01 09/26/05 Banc of America Alternative Loan Trus DE 8.01,9.01 09/26/05 Banc of America Alternative Loan Trus DE 8.01,9.01 09/26/05 Banc of America Alternative Loan Trus DE 8.01,9.01 09/26/05 Banc of America Alternative Loan Trus DE 8.01,9.01 09/26/05 Banc of America Alternative Loan Trus DE 8.01,9.01 09/26/05 Banc of America Alternative Loan Trus DE 8.01,9.01 09/26/05 Banc of America Commercial Mortgage I DE 8.01,9.01 09/27/05 Banc of America Commercial Mortgage I DE 8.01,9.01 07/27/05 Banc of America Funding Corp. 2005-1 DE 8.01,9.01 09/26/05 Banc of America Funding Corp. 2005-2 DE 8.01,9.01 09/26/05 Banc of America Funding Corp. 2005-D DE 8.01,9.01 09/26/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 09/27/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Mortgage Securities M DE 8.01,9.01 09/26/05 Banc of America Securities Auto Trust DE 8.01,9.01 09/19/05 BAXTER INTERNATIONAL INC DE 7.01,9.01 09/27/05 BAY RESOURCES LTD DE 5.02 09/14/05 Bear Stearns ALT-A Trust, Series 2005 DE 8.01,9.01 09/26/05 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 1.01,2.01,9.01 09/27/05 BELDEN CDT INC. DE 1.01,5.02,9.01 09/22/05 BELK INC 1.01,9.01 09/21/05 BELLAVISTA CAPITAL INC MD 4.01,9.01 09/01/05 AMEND BESTNET COMMUNICATIONS CORP NV 9.01 09/26/05 BLUE RIVER BANCSHARES INC IN 4.02 04/14/05 AMEND BLUEGREEN CORP MA 1.01 09/21/05 BOWATER INC DE 5.02 09/21/05 BOYDS COLLECTION LTD 2.02,9.01 09/27/05 BRANDPARTNERS GROUP INC DE 8.01 09/27/05 BRAVO RESOURCE PARTNERS LTD 1.01 09/13/05 BRIDGE BANCORP INC NY 8.01 09/26/05 BRIGHAM EXPLORATION CO DE 2.02,7.01,9.01 09/27/05 BRIGHTPOINT INC IN 1.01,9.01 09/21/05 BSD MEDICAL CORP DE 7.01,9.01 09/27/05 C-BASS 2004-CB8 TRUST DE 8.01,9.01 09/26/05 CADMUS COMMUNICATIONS CORP/NEW VA 2.05 09/22/05 AMEND CAMBRIDGE ADVANTAGED PROPERTIES II LI DE 8.01,9.01 09/23/05 CAMDEN NATIONAL CORP ME 7.01,9.01 09/27/05 CAMDEN NATIONAL CORP ME 5.02,9.01 09/27/05 CAMPBELL ALTERNATIVE ASSET TRUST DE 4.01,9.01 09/23/05 CAMPBELL FUND TRUST MD 4.01,9.01 09/23/05 CAMPBELL SOUP CO NJ 1.01 09/22/05 CAMPBELL STRATEGIC ALLOCATION FUND LP DE 4.01,9.01 09/23/05 CAP ROCK ENERGY CORP 3.01,9.01 09/27/05 CAPITAL TITLE GROUP INC DE 8.01 09/27/05 CARRIAGE SERVICES INC DE 7.01,9.01 09/27/05 CARRIAGE SERVICES INC DE 7.01,9.01 09/27/05 Carrington Mortgage Loan Trust 2005-N DE 8.01 09/26/05 CARRINGTON MORTGAGE LOAN TRUST INC SE 8.01 09/26/05 Carrington Mortgage Loan Trust, Serie 8.01 09/26/05 Carrington Mortgage Loan Trust, Serie 8.01 09/26/05 CATCHER HOLDINGS INC 8.01,9.01 09/21/05 Caterpillar Financial Asset Trust 200 NV 8.01,9.01 09/26/05 CATERPILLAR FINANCIAL FUNDING CORP NV 8.01,9.01 09/26/05 CATERPILLAR INC DE 2.03 09/26/05 CBRL GROUP INC TN 7.01,9.01 08/27/05 CCF HOLDING CO GA 2.06,9.01 09/21/05 CENTER FINANCIAL CORP CA 5.02,9.01 09/21/05 CENTRAL FEDERAL CORP DE 2.06,9.01 09/22/05 CENTURION GOLD HOLDINGS INC FL 1.01,5.02,9.01 07/26/05 AMEND CENVEO, INC CO 5.02 09/22/05 CHARMING SHOPPES INC PA 1.01,9.01 09/21/05 CHARTERMAC DE 7.01,9.01 09/27/05 CHEVRON PHILLIPS CHEMICAL CO LLC DE 8.01,9.01 09/26/05 CHICOS FAS INC FL 7.01,9.01 09/26/05 CHINA DIGITAL WIRELESS INC 1.01,5.05,9.01 09/21/05 CHORDIANT SOFTWARE INC DE 1.01,5.02 09/21/05 CISCO SYSTEMS INC CA 8.01 09/23/05 CIT Equipment Collateral 2005-VT1 8.01,9.01 09/20/05 CITIGROUP MORTGAGE LOAN TRUST INC 8.01,9.01 09/26/05 CITIGROUP MORTGAGE LOAN TRUST INC SER 8.01 09/26/05 Citigroup Mortgage Loan Trust, Series 8.01,9.01 09/26/05 Citigroup Mortgage Loan Trust, Series 8.01 09/26/05 CITY CAPITAL CORP NV 5.02,9.01 09/20/05 CLAIMSNET COM INC DE 5.02 09/26/05 CLAYTON WILLIAMS ENERGY INC /DE DE 7.01,9.01 09/27/05 Coley Pharmaceutical Group, Inc. DE 8.01,9.01 09/27/05 COMMONWEALTH BIOTECHNOLOGIES INC VA 8.01 09/27/05 CONCEPTUS INC DE 8.01,9.01 09/23/05 CORINTHIAN COLLEGES INC 1.01,9.01 09/21/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 09/26/05 CVB FINANCIAL CORP CA 5.02,9.01 09/22/05 CWABS INC DE 8.01,9.01 09/27/05 CWALT INC 8.01,9.01 09/26/05 CWHEQ, Inc. 8.01,9.01 09/27/05 CWHEQ, Inc. 8.01,9.01 09/27/05 CWHEQ, Inc. 8.01 09/26/05 CWHEQ, Inc. 8.01,9.01 09/26/05 AMEND CWMBS INC DE 8.01,9.01 09/26/05 CWMBS INC DE 8.01 09/26/05 CYBERONICS INC DE 1.01,2.03,3.02,9.01 09/22/05 CYTOGEN CORP DE 1.01,9.01 09/27/05 CYTOKINETICS INC 1.01,7.01,9.01 09/26/05 DANAHER CORP /DE/ DE 1.01,5.02,9.01 09/26/05 DANKA BUSINESS SYSTEMS PLC 2.01,9.01 09/27/05 DELTA AIR LINES INC /DE/ DE 1.01,8.01,9.01 09/22/05 DEWEY ELECTRONICS CORP NY 2.02,9.01 09/27/05 DGSE COMPANIES INC NV 8.01 09/23/05 DIAMONDCLUSTER INTERNATIONAL INC DE 2.02,2.05,9.01 09/21/05 DICKIE WALKER MARINE INC 4.01 09/26/05 Digital Realty Trust, Inc. MD 5.02 09/21/05 DIGITAL RECORDERS INC NC 7.01,9.01 09/27/05 DJ ORTHOPEDICS INC DE 7.01,9.01 09/27/05 DONEGAL GROUP INC DE 8.01 09/26/05 DOT HILL SYSTEMS CORP NY 1.01 09/26/05 Dragon Gold Resources, Inc. NV 1.01,9.01 09/21/05 DREW INDUSTRIES INC DE 8.01,9.01 09/21/05 DRUGMAX INC NV 1.01,3.01,8.01,9.01 09/22/05 DTE ENERGY CO MI 7.01,9.01 09/27/05 DUQUESNE LIGHT HOLDINGS INC PA 1.01,5.02 09/06/05 AMEND DYCOM INDUSTRIES INC FL 8.01,9.01 09/27/05 DYNEGY INC /IL/ IL 7.01,9.01 09/27/05 ECC Capital CORP 1.01,9.01 09/21/05 EDGE PETROLEUM CORP DE 1.01,7.01,9.01 09/21/05 EDUCATION LOANS INC /DE DE 8.01,9.01 09/26/05 Education Realty Trust, Inc. MD 1.01,3.02,7.01,9.01 09/22/05 ELINE ENTERTAINMENT GROUP INC NV 1.01,9.01 09/16/05 ELITE PHARMACEUTICALS INC /DE/ DE 1.01,9.01 03/30/05 AMEND ENCORE CAPITAL GROUP INC DE 7.01,9.01 09/26/05 ENESCO GROUP INC IL 8.01,9.01 09/27/05 ENGINEERED SUPPORT SYSTEMS INC MO 1.01,9.01 09/27/05 Equifirst Mortgage Loan Trust 2005-1 DE 8.01 09/26/05 EQUITABLE RESOURCES INC /PA/ PA 7.01,9.01 09/27/05 EQUITY RESIDENTIAL MD 1.01,9.01 09/21/05 ev3 Inc. DE 7.01 09/27/05 EXPLORATION CO OF DELAWARE INC DE 1.01,7.01,8.01,9.01 09/26/05 Extra Space Storage Inc. MD 2.01,2.02,9.01 07/14/05 AMEND EYI INDUSTRIES INC. 1.01 09/27/05 FASHION HOUSE HOLDINGS INC 4.01,5.02,5.03 09/20/05 FBR Securitization, Inc. 8.01,9.01 09/23/05 Federal Home Loan Bank of New York X1 2.03 09/21/05 Federal Home Loan Bank of San Francis X1 2.03 09/27/05 Federal Home Loan Bank of San Francis X1 7.01,9.01 09/27/05 Feldman Mall Properties, Inc. MD 2.01,9.01 09/27/05 AMEND FFMLT TRUST 2005-FFA DE 8.01 09/26/05 Fieldstone Mortgage Investment Trust, DE 8.01,9.01 09/26/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 09/27/05 FIRST AVENUE NETWORKS INC DE 1.01,9.01 09/23/05 First Franklin Mortgage Loan Trust 20 DE 8.01 09/26/05 First Franklin Mortgage Loan Trust 20 DE 8.01 09/26/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 09/26/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 09/26/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 09/26/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 09/27/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 09/27/05 FIRST NATIONAL CORP /VA/ VA 8.01,9.01 09/22/05 FIRST SOUTHERN BANCORP GA 7.01 09/26/05 FLOW INTERNATIONAL CORP WA 1.01,3.01,9.01 09/22/05 Fremont Home Loan Trust 2005-1 DE 8.01 09/26/05 Fremont Home Loan Trust 2005-2 DE 8.01 09/26/05 FUELCELL ENERGY INC DE 5.02,9.01 09/22/05 FULTON BANCSHARES CORP PA 5.02 06/29/05 AMEND G III APPAREL GROUP LTD /DE/ DE 2.01,9.01 07/11/05 AMEND GAMESTOP CORP DE 1.01,8.01,9.01 09/21/05 GATEWAY FINANCIAL HOLDINGS INC NC 8.01,9.01 09/27/05 GENAERA CORP DE 8.01,9.01 09/21/05 GENERAL MOTORS ACCEPTANCE CORP DE 8.01 09/26/05 GENERAL MOTORS CORP DE 8.01 09/26/05 GENVEC INC DE 8.01,9.01 09/26/05 GENWORTH FINANCIAL INC DE 8.01,9.01 09/21/05 GERBER SCIENTIFIC INC CT 5.02,9.01 09/27/05 GMACM MORTGAGE LOAN TRUST 2005-AF1 DE 8.01 09/26/05 GOOD TIMES RESTAURANTS INC NV 1.02,5.02 09/27/05 GoRemote Internet Communications, Inc DE 4.02 09/21/05 Grande Communications Holdings, Inc. DE 9.01 09/27/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 09/23/05 Greenpoint Mortgage Funding Trust 200 DE 8.01 09/26/05 Greenpoint Mortgage Funding Trust 200 DE 8.01 09/26/05 GREENS WORLDWIDE INC AZ 1.01,9.01 09/27/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 09/27/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 09/27/05 Greenwich Capital Acceptance, Inc New DE 8.01,9.01 09/26/05 GS FINANCIAL CORP LA 8.01,9.01 04/26/05 GS Mortgage GSAA Home Equity Trust 20 DE 8.01 09/26/05 GS Mortgage GSAMP Trust 2005-HE1 DE 8.01 09/26/05 GS Mortgage GSAMP Trust 2005-NC1 DE 8.01 09/26/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 09/26/05 GSAA Home Equity Trust 2005-10 8.01 09/26/05 GSAA Home Equity Trust 2005-2 DE 8.01 09/26/05 GSAA Home Equity Trust 2005-4 DE 8.01 09/26/05 GSAA Home Equity Trust 2005-8 DE 8.01 09/26/05 GSAMP Trust 2005-AHL DE 8.01 09/26/05 GSAMP TRUST 2005-HE2 DE 8.01 09/26/05 GSAMP Trust 2005-HE3 DE 8.01 09/26/05 GSAMP Trust 2005-HE4 DE 8.01 09/26/05 GSAMP Trust 2005-S1 DE 8.01 09/26/05 GSAMP Trust 2005-S2 DE 8.01 09/26/05 HANMI FINANCIAL CORP DE 7.01,9.01 09/27/05 HARBOR FLORIDA BANCSHARES INC DE 2.02 09/27/05 HARRIS & HARRIS GROUP INC /NY/ NY 5.03,9.01 09/27/05 HCC INSURANCE HOLDINGS INC/DE/ DE 8.01 09/27/05 HEALTHTRONICS, INC. GA 1.01,1.02,5.02,9.01 09/21/05 HEARTLAND PAYMENT SYSTEMS INC 1.01,7.01,9.01 09/22/05 HEARTLAND, INC. MD 8.01 09/26/05 HEARTLAND, INC. MD 1.01,9.01 09/27/05 HELMERICH & PAYNE INC DE 8.01 09/26/05 HIGHLAND HOSPITALITY CORP MD 8.01,9.01 09/22/05 Home Equity Mortgage Loan Asset Backe DE 8.01 09/26/05 HomeBanc Mortgage Trust 2005-4 DE 8.01,9.01 09/26/05 HORIZON OFFSHORE INC DE 7.01,9.01 09/26/05 HPL TECHNOLOGIES INC DE 8.01,9.01 09/26/05 Huntsman CORP DE 2.06 09/23/05 HUNTSMAN INTERNATIONAL LLC DE 2.06 09/23/05 HYDROGEN ENGINE CENTER, INC. NV 9.01 09/26/05 I SECTOR CORP DE 7.01,9.01 09/26/05 AMEND IASIS Healthcare LLC DE 7.01,9.01 09/26/05 ICOS CORP / DE WA 1.01,3.03,8.01,9.01 09/26/05 ICT TECHNOLOGIES INC 4.01 09/26/05 IDM PHARMA, INC. DE 7.01,9.01 09/27/05 IDM PHARMA, INC. DE 9.01 08/11/05 AMEND IDT CORP DE 2.02,4.02,9.01 09/27/05 IDT CORP DE 5.02 09/21/05 IMH ASSETS CORP DE 2.01,9.01 09/26/05 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 8.01 09/26/05 IMH ASSETS CORP., COLLATERALIZED ASSE DE 8.01 09/26/05 IMH Assets Corp., Collateralized Asse 2.01,8.01,9.01 09/09/05 AMEND IMPAC CMB Trust Series 2005-5 DE 8.01 09/26/05 IMPAX LABORATORIES INC DE 7.01,9.01 09/26/05 INDUS INTERNATIONAL INC DE 1.01,5.02,9.01 09/27/05 INDYMAC HOME EQUITY MORTGAGE LOAN ASS DE 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 09/26/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 09/26/05 INDYMAC MBS INC RESIDENTIAL ASSET SEC 8.01 09/26/05 IndyMac MBS, Inc. Residential Asset S 8.01 09/26/05 IndyMac MBS, Inc. Residential Asset S 8.01 09/26/05 IndyMac MBS, Inc. Residential Asset S 8.01 09/26/05 IndyMac MBS, Inc. Residential Asset S 8.01 09/26/05 IndyMac MBS, Inc. Residential Asset S 8.01 09/26/05 IndyMac RAST 2004-R2 8.01 09/26/05 IndyMac RAST 2005-A4 8.01 09/26/05 IndyMac RAST 2005-A5 8.01 09/26/05 IndyMac Residential Asset Securitizat 8.01 09/26/05 IndyMac Residential Asset Securitizat 8.01 09/26/05 INDYMAC RESIDENTIAL MORTGAGE-BACKED T DE 8.01 09/26/05 INFOSPACE INC DE 5.02,8.01,9.01 09/27/05 INFOSPACE INC DE 1.01,9.01 09/26/05 INTEGRATED BRAND SOLUTIONS INC NV 1.02,9.01 09/21/05 INTELLI CHECK INC DE 5.02 07/27/05 INTERACTIVE DATA CORP/MA/ DE 5.02,9.01 09/21/05 INTERFACE INC GA 2.02,9.01 09/27/05 INTERNATIONAL BUSINESS MACHINES CORP NY 5.02,5.03 09/26/05 INTERNATIONAL PAPER CO /NEW/ NY 2.01,9.01 09/21/05 AMEND IPEX, INC NV 1.01,5.02,9.01 09/07/05 IXIS Real Estate Capital Trust 2005-H DE 8.01 09/26/05 J.P. Morgan Mortgage Acquisition Corp 8.01,9.01 09/26/05 J.P. Morgan Mortgage Trust 2005-A6 DE 8.01,9.01 09/26/05 J.P. Morgan Mortgage Trust 2005-S2 DE 8.01,9.01 09/26/05 JAFRA WORLDWIDE HOLDINGS LUX SARL N4 4.01 09/21/05 AMEND JOHNSON CONTROLS INC WI 1.01,9.01 09/21/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 09/26/05 KERR MCGEE CORP /DE DE 1.01,3.03,9.01 09/27/05 KEY TRONIC CORP WA 1.01,9.01 09/21/05 KLA TENCOR CORP DE 8.01,9.01 09/27/05 LADISH CO INC WI 5.02 09/26/05 LANDRYS RESTAURANTS INC 2.01,9.01 09/27/05 LEE ENTERPRISES, INC DE 5.02,9.01 09/22/05 LEHMAN SARM 2005-11 DE 8.01,9.01 09/26/05 LEHMAN SARM 2005-5 DE 8.01,9.01 09/26/05 LEINER HEALTH PRODUCTS INC DE 1.01,2.01,8.01,9.01 09/23/05 LENNAR CORP /NEW/ DE 2.02,9.01 09/26/05 LIFECELL CORP DE 1.01,9.01 09/21/05 LIGHTING SCIENCE GROUP CORP DE 7.01 09/21/05 LIMELIGHT MEDIA GROUP INC NV 8.01,9.01 09/26/05 LINK PLUS CORP 1.01,9.01 09/13/05 Long Beach Mortgage Loan Trust 2005-1 DE 8.01 09/26/05 Long Beach Mortgage Loan Trust 2005-2 DE 8.01 09/26/05 Long Beach Mortgage Loan Trust 2005-3 DE 8.01 09/26/05 Long Beach Mortgage Loan Trust 2005-W DE 8.01 09/26/05 Long Beach Mortgage Loan Trust 2005-W DE 8.01 09/26/05 LUBRIZOL CORP OH 8.01,9.01 09/23/05 LYONDELL CHEMICAL CO DE 8.01,9.01 09/27/05 M&F BANCORP INC /NC/ NC 1.01,8.01,9.01 09/23/05 MANUGISTICS GROUP INC DE 2.02,9.01 09/27/05 MANUGISTICS GROUP INC DE 1.01 09/27/05 MARKEL CORP VA 8.01,9.01 09/27/05 MARM 2005-7 DE 8.01,9.01 09/26/05 MASTR ALTERNATIVE LOAN TRUST 2005-3 8.01,9.01 09/27/05 MATRIXONE INC DE 1.01 09/23/05 MAVERICK OIL & GAS, INC. 5.02 09/26/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 09/27/05 MDI, INC. DE 4.01,9.01 09/27/05 MEADE INSTRUMENTS CORP DE 2.02 09/27/05 MEADOWS SPRINGS INC 8.01 09/27/05 Medical Media Television, Inc. FL 5.02,8.01,9.01 09/27/05 MEDIWARE INFORMATION SYSTEMS INC NY 5.02 09/22/05 MEGADATA CORP NY 5.02 09/12/05 MERIDIAN RESOURCE CORP TX 8.01,9.01 09/27/05 MERISEL INC /DE/ DE 1.01,9.01 09/21/05 Meritage Mortgage Loan Trust 2005-1 A DE 8.01 09/26/05 Meritage Mortgage Loan Trust 2005-2 DE 8.01 09/26/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01 09/26/05 MERRILL LYNCH MORTGAGE INVESTORS, INC DE 8.01,9.01 09/26/05 MGI PHARMA INC MN 8.01,9.01 09/27/05 MIDDLESEX WATER CO NJ 5.02 09/27/05 MILLENNIUM CHEMICALS INC DE 8.01,9.01 09/27/05 MILLS CORP DE 1.01,9.01 09/21/05 MOMENTA PHARMACEUTICALS INC DE 1.01,9.01 09/22/05 MOMENTA PHARMACEUTICALS INC DE 1.01,9.01 09/22/05 MONTPELIER RE HOLDINGS LTD D0 8.01 09/26/05 MONUMENT RESOURCES INC CO 1.02 09/22/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 09/26/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 09/26/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 09/26/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 09/26/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 09/26/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 09/26/05 Morgan Stanley Home Equity Loan Trust DE 8.01 09/26/05 Morgan Stanley Home Equity Loan Trust DE 8.01 09/26/05 Morgan Stanley Home Equity Loan Trust DE 8.01 09/26/05 MOVIE GALLERY INC DE 8.01,9.01 09/26/05 MSGI SECURITY SOLUTIONS, INC NV 8.01,9.01 09/23/05 MSM 2005-5AR DE 8.01,9.01 09/26/05 NABORS INDUSTRIES LTD D0 8.01,9.01 09/26/05 Nalco Finance Holdings LLC 8.01,9.01 09/27/05 Nalco Holding CO 8.01,9.01 09/27/05 Nalco Holdings LLC DE 8.01,9.01 09/27/05 NATIONAL ATLANTIC HOLDINGS CORP NJ 1.01 09/27/05 Navistar Financial 2004-B Owner Trust 8.01,9.01 08/31/05 Navistar Financial 2005-A Owner Trust DE 8.01,9.01 08/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 8.01,9.01 08/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 8.01,9.01 08/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 DE 8.01,9.01 08/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 8.01,9.01 08/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 8.01,9.01 08/31/05 NBTY INC DE 1.01,2.03,9.01 09/23/05 NELNET STUDENT LOAN FUNDING LLC 8.01,9.01 09/26/05 AMEND NESS ENERGY INTERNATIONAL INC /NV/ WA 5.02 09/27/05 New Century Home Equity Loan Trust 20 8.01 09/26/05 New Century Home Equity Loan Trust 20 8.01 09/26/05 New Century Home Equity Loan Trust 20 8.01 09/26/05 New Century Home Equity Loan Trust 20 8.01 09/26/05 New Century Home Equity Loan Trust Se DE 8.01 09/26/05 New York Mortgage Trust 2005-2 DE 8.01,9.01 09/26/05 NEWS CORP 8.01,9.01 09/27/05 NOCOPI TECHNOLOGIES INC/MD/ MD 9.01 09/27/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 09/26/05 Nomura Asset Acceptance Corp. Alterna DE 8.01,9.01 09/26/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 09/26/05 NORTH FORK BANCORPORATION INC DE 8.01,9.01 09/27/05 NORTHLAND CRANBERRIES INC /WI/ WI 8.01,9.01 09/27/05 NPS PHARMACEUTICALS INC DE 8.01,9.01 09/27/05 NUTRITION 21 INC NY 2.02,9.01 09/27/05 NVE CORP /NEW/ MN 1.01 09/23/05 NYMEX HOLDINGS INC DE 1.02 09/27/05 OCTEL CORP DE 1.01 09/27/05 AMEND OGE ENERGY CORP OK 1.01,9.01 09/26/05 OMNI ENERGY SERVICES CORP LA 8.01,9.01 09/21/05 OMNIVISION TECHNOLOGIES INC DE 8.01 09/27/05 ONEOK INC /NEW/ OK 1.01,2.03 09/27/05 ONTV INC DE 2.01,9.01 09/27/05 OSTEOTECH INC DE 7.01 09/19/05 PAINCARE HOLDINGS INC CT 1.01,7.01,9.01 09/26/05 PARALLEL PETROLEUM CORP DE 7.01,9.01 09/27/05 PARTY CITY CORP DE 1.01,8.01,9.01 09/26/05 PATCH INTERNATIONAL INC/CN NV 5.02 09/26/05 PATH 1 NETWORK TECHNOLOGIES INC DE 5.02 09/23/05 PAYCHEX INC DE 2.02 09/27/05 PDI INC 1.01,1.02,5.02 09/23/05 PEERLESS MANUFACTURING CO TX 2.02,9.01 09/27/05 PEPSI BOTTLING GROUP INC DE 2.02,9.01 09/27/05 PERRIGO CO MI 8.01 09/27/05 PHOTONIC PRODUCTS GROUP INC NJ 8.01 09/27/05 PLAYLOGIC ENTERTAINMENT INC DE 1.02,5.02,9.01 09/26/05 PLAYLOGIC ENTERTAINMENT INC DE 8.01 09/27/05 AMEND PNM RESOURCES INC NM 9.01 09/26/05 AMEND POCAHONTAS BANCORP INC DE 5.02,9.01 09/21/05 POLYMER GROUP INC DE 8.01,9.01 09/26/05 POLYONE CORP 8.01,9.01 09/27/05 PORTRAIT CORP OF AMERICA, INC. 1.01,9.01 09/21/05 PORTRAIT CORP OF AMERICA, INC. 4.01 09/21/05 POWER2SHIP INC NV 7.01,9.01 09/26/05 POWERHOUSE TECHNOLOGIES GROUP INC DE 1.01,3.02,5.02,5.03,9.01 09/21/05 PRESIDENTIAL REALTY CORP/DE/ DE 5.05 09/27/05 PRIME MORTGAGE TRUST, MORTGAGE PASS-T DE 8.01,9.01 09/26/05 PRIMEDIA INC DE 7.01,9.01 09/27/05 ProUroCare Medical Inc. NV 1.01,9.01 09/21/05 QUADRAMED CORP DE 8.01,9.01 09/20/05 Quincy Energy Corp NV 9.01 09/23/05 QUIXOTE CORP DE 1.01,8.01 09/23/05 REALTY INCOME CORP MD 8.01,9.01 09/22/05 RECKSON ASSOCIATES REALTY CORP MD 1.01,8.01,9.01 09/20/05 REINHOLD INDUSTRIES INC/DE/ DE 1.01,9.01 09/26/05 REMEDYTEMP INC CA 1.01,9.01 09/26/05 RENAISSANCERE HOLDINGS LTD 8.01,9.01 09/27/05 REPUBLIC AIRWAYS HOLDINGS INC DE 1.01,9.01 09/23/05 Residential Asset Securitization Trus 8.01 09/26/05 RESIDENTIAL CAPITAL CORP DE 8.01 09/26/05 RF MICRO DEVICES INC NC 7.01,9.01 09/27/05 RONSON CORP NJ 5.02,9.01 09/22/05 ROOMLINX INC NJ 5.02 09/20/05 Rotoblock CORP NV 5.02,9.01 09/26/05 RYDER SYSTEM INC FL 4.01,9.01 09/22/05 RYDER SYSTEM INC FL 4.01,9.01 09/22/05 RYDER SYSTEM INC FL 4.01,9.01 09/22/05 SALEM COMMUNICATIONS CORP /DE/ DE 1.01,9.01 09/26/05 SALESFORCE COM INC DE 1.01,8.01,9.01 09/21/05 SAMARITAN PHARMACEUTICALS INC NV 1.01 09/27/05 SANTARUS INC DE 7.01,9.01 09/27/05 Saxon Asset Securities Trust 2005-1 VA 8.01 09/26/05 Saxon Asset Securities Trust 2005-2 VA 8.01 09/26/05 SBS TECHNOLOGIES INC NM 7.01,9.01 09/27/05 SCANA CORP SC 8.01 02/19/04 SHOE PAVILION INC DE 5.03,9.01 09/22/05 SIGA TECHNOLOGIES INC DE 1.01,9.01 09/22/05 SIGMATRON INTERNATIONAL INC DE 2.01,9.01 07/15/05 AMEND SILVERLEAF RESORTS INC 7.01,9.01 09/26/05 SIRVA INC DE 1.01,2.06,8.01,9.01 09/21/05 SKYWEST INC UT 1.01,2.03 09/21/05 SMART ONLINE INC 8.01,9.01 09/27/05 SMITHTOWN BANCORP INC NY 9.01 09/27/05 Soundview Home Loan Trust 2005 DO-1 A DE 8.01 09/26/05 Soundview Home Loan Trust 2005-1 DE 8.01 09/26/05 Soundview Home Loan Trust 2005-2 DE 8.01 09/26/05 Soundview Home Loan Trust 2005-3 DE 8.01 09/26/05 Soundview Home Loan Trust 2005-A DE 8.01 09/26/05 Soundview Home Loan Trust 2005-OPT1 DE 8.01 09/26/05 Soundview Home Loan Trust 2005-OPT2 DE 8.01 09/26/05 SOUTHERN CO DE 8.01 08/29/05 SOUTHERN UNION CO DE 7.01,8.01,9.01 09/27/05 SOUTHWESTERN ENERGY CO AR 2.02,7.01 09/27/05 SPECTRUM CONTROL INC PA 2.02,9.01 09/27/05 SPSS INC DE 1.01,9.01 11/05/04 AMEND ST MARY LAND & EXPLORATION CO DE 8.01,9.01 09/27/05 STAR SCIENTIFIC INC DE 1.01,5.02,9.01 09/22/05 STEAK & SHAKE CO IN 1.01,9.01 09/26/05 STEMCELLS INC DE 8.01 09/26/05 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 09/27/05 STONE ENERGY CORP DE 7.01,9.01 09/27/05 STRIDE RITE CORP MA 2.02 09/02/05 STRUCTURED ADJUSTABLE RATE MORTGAGE DE 8.01,9.01 09/26/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 09/26/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 09/26/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L 8.01,9.01 09/26/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 09/26/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 09/25/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 09/26/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 09/26/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 09/26/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 09/26/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 09/26/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 08/23/05 Structured Asset Securities Corp Mort DE 8.01,9.01 09/26/05 STRYKER CORP MI 8.01,9.01 09/27/05 SUN MICROSYSTEMS, INC. DE 5.03 09/22/05 SYMBOL TECHNOLOGIES INC DE 8.01 09/21/05 SYMS CORP NJ 2.02,9.01 09/27/05 SYNERGETICS USA INC DE 1.01,2.01,3.03,5.02,5.03,5.05,8.01,9.0109/21/05 SYNNEX CORP DE 2.02,9.01 09/27/05 TASKER CAPITAL CORP NV 8.01,9.01 09/27/05 TB WOODS CORP DE 4.02,7.01,9.01 09/27/05 TEKTRONIX INC OR 1.01,9.01 09/22/05 TEL OFFSHORE TRUST TX 7.01,9.01 09/27/05 TELOS CORP MD 8.01 09/21/05 TERAYON COMMUNICATION SYSTEMS DE 4.01,9.01 09/21/05 TEREX CORP DE 8.01,9.01 09/27/05 TETON ENERGY CORP DE 5.02,8.01,9.01 09/22/05 TETON ENERGY CORP DE 7.01,8.01 09/22/05 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 09/26/05 THUNDER MOUNTAIN GOLD INC WA 1.01,2.01,8.01,9.01 09/02/05 TOR MINERALS INTERNATIONAL INC DE 2.02,8.01,9.01 09/27/05 TRIPATH IMAGING INC DE 7.01,9.01 09/27/05 TUCOWS INC /PA/ PA 1.01,9.01 06/01/05 ULTRALIFE BATTERIES INC DE 7.01,9.01 09/27/05 UNION PACIFIC CORP UT 7.01,9.01 09/26/05 UNION PACIFIC RAILROAD CO/DE DE 7.01,9.01 09/26/05 UNITED AMERICAN CORP FL 4.01,4.02,9.01 08/31/05 AMEND UNITY BANCORP INC /NJ/ NJ 8.01,9.01 09/26/05 UNIVERSAL COMPRESSION HOLDINGS INC DE 1.01,2.03 09/22/05 UTSTARCOM INC DE 8.01 09/22/05 VALENTIS INC DE 2.02,9.01 09/26/05 VANGUARD HEALTH SYSTEMS INC DE 2.03,9.01 09/26/05 VASO ACTIVE PHARMACEUTICALS INC DE 1.01,8.01,9.01 09/21/05 VISTA GOLD CORP 1.01,3.02,8.01,9.01 09/23/05 WABASH NATIONAL CORP /DE DE 1.01,9.01 09/23/05 WAL MART STORES INC DE 8.01,9.01 09/21/05 WaMu Asset Acceptance Corp. DE 9.01 09/26/05 WASHINGTON MUTUAL MORT PS THR CERTS DE 8.01 09/26/05 WAYNE SAVINGS BANCSHARES INC /DE/ DE 7.01,9.01 09/26/05 WELLCARE HEALTH PLANS, INC. DE 1.01 09/23/05 WELLCHOICE INC DE 8.01,9.01 09/27/05 WELLPOINT INC IN 8.01,9.01 09/27/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 09/26/05 WESBANCO INC WV 8.01 09/27/05 WESCO INTERNATIONAL INC DE 1.01,2.03,9.01 09/21/05 WEST COAST BANCORP /NEW/OR/ OR 1.01 09/21/05 WESTERN WATER CO DE 1.02 09/23/05 WESTMORELAND COAL CO DE 1.01,9.01 09/27/05 WESTPAC SECURITISATION MGT PTY LTD SE 9.01 08/19/05 WESTPAC SECURITISATION MGT PTY LTD SE 9.01 06/09/05 WHITEFORD PARTNERS L P DE 8.01 09/26/05 WHITING PETROLEUM CORP DE 7.01,9.01 09/27/05 WHOLESALE AUTO RECEIVABLES CORP DE 8.01,9.01 09/15/05 WHOLESALE AUTO RECEIVABLES CORP DE 8.01,9.01 09/15/05 Wilber CORP 5.02,9.01 09/23/05 WILLIAMS INDUSTRIES INC VA 2.01 09/23/05 WPS RESOURCES CORP WI 1.01,9.01 09/21/05 WVS FINANCIAL CORP PA 8.01,9.01 09/27/05 XCEL ENERGY INC MN 2.02,9.01 09/27/05 ZALE CORP DE 1.01,9.01 09/21/05 ZANETT INC DE 8.01 09/27/05 ZILOG INC CA 4.01,9.01 09/09/05 ZIX CORP TX 7.01,8.01,9.01 09/23/05 ZONES INC WA 1.01 09/21/05