SEC NEWS DIGEST Issue 2005-90 May 11, 2005 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING – TUESDAY, MAY 17, 2005 – 10:00 A.M. The subject matter of the closed meeting scheduled for Tuesday, May 17, will be: Formal orders of investigations; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS IN THE MATTER OF MARK WIERTZEMA On March 10, the Commission issued an Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act), Making Findings and Imposing Remedial Sanctions (Order) against Mark Wiertzema (Wiertzema), a resident of Ontario, Canada. The Order finds that on April 26, 2005, Wiertzema was permanently enjoined, by consent, from violating Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and from aiding and abetting any violation of Section 13(a) of the Exchange Act, and Rules 13a-1 and 12b-20 thereunder, in the district court action Securities and Exchange Commission v. Rhino Ecosystems, Inc., et al., Case Number 02- 80768-CV-HURLEY (S.D. Fla.). The Order also finds, among other things, that on Sept. 30, 2003, in a parallel criminal proceeding, Wiertzema pled guilty to one count of conspiracy to commit wire and securities fraud in the district court action United States v. Mark Wiertzema, et al., Case No. 02-20636-CR-Martinez (S.D. Fla.). The Order bars Wiertzema from participating in any offering of a penny stock, including: acting as a promoter, finder, consultant, agent or other person who engages in activities with a broker, dealer or issuer for purposes of the issuance or trading in any penny stock, or inducing or attempting to induce the purchase or sale of any penny stock. (Rel. 34- 51678; File No. 3-11920) IN THE MATTER OF GARY TODD SEC SEEKS ADMINISTRATIVE SANCTIONS AGAINST FRAUDSTER WHO PAID BROKERS UNDISCLOSED KICKBACKS TO SOLICIT INVESTMENTS TO PUBLIC On May 10, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing against Gary Todd (Todd). The Division of Enforcement (Division) alleges that, in or about and between October 2000 and October 2003 (Relevant Period), Todd was an undisclosed principal of a branch office of Delta Asset Management LLC (Delta), a broker-dealer registered with the Commission. The Divisions further alleges that, on March 10, 2005, Todd pled guilty to charges of, among other things, conspiracy to commit securities fraud in violation of Title 18, United States Code, Section 371 and securities fraud in violation of Title 15, United States Code, Sections 78j(b) and 78ff before the United States District Court for the Eastern District of New York, in United States v. Pirgousis, et al., Cr. No. 04-159 (NGG). The counts of the criminal indictment to which Todd pled guilty alleged, inter alia, that, during the Relevant Period, Todd, while associated with the Delta branch office, paid brokers at that Delta branch office undisclosed kickbacks as compensation for soliciting investments from the public. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide the Respondent the opportunity to dispute these allegations, and to determine what remedial sanctions, if any, are appropriate. The Commission directed that an administrative law judge issue an initial decision no later than 210 days from the date of service of this order. (Rel. 34-51679; File No. 3-11921) SEC OBTAINS ORDER IMPOSING $1,273,731 CIVIL PENALTY AGAINST COLE BARTIROMO, WHO, AT AGE 17, ENGAGED IN AN INTERNET PUMP AND DUMP SCHEME AND ORCHESTRATED A FRAUDULENT UNREGISTERED INTERNET OFFERING The Commission announced that on May 4 U.S. District Judge Barbara S. Jones of the Southern District of New York entered an Order granting the Commission’s motion for a preclusion order and summary judgment against Defendant Cole A. Bartiromo and Defendant Invest Better 2001 (IB2001), Bartiromo’s Internet alias. The Order (1) precludes Bartiromo from introducing certain evidence based on his refusal to answer deposition questions and invocation of his Fifth Amendment privilege; (2) finds that Bartiromo and IB2001 violated Sections 5(a), 5(c) and 17 (a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; (3) finds Bartiromo liable for ill- gotten gains of $47,216 in addition to the more than $1 million of gains the defendants previously disgorged to the Court; and (4) imposes a civil penalty against Bartiromo in the amount of $1,273,371. The Court found the civil penalty to be appropriate because, among other things, “the boldness of the fraud conclusively demonstrates the Defendant’s high level of scienter, and because the risk of loss and the actual loss was substantial. The scheme ensnared approximately 5,000 victims, and would have continued to mushroom had Bartiromo not been caught.” Previously, on May 29, 2002, the District Court issued an Amended Partial Final Judgment and Order, on consent, which permanently enjoined Bartiromo and IB2001 from violating the above registration and antifraud provisions of the federal securities laws, directed Bartiromo and IB2001 to repatriate all assets outside the United States and deposit such assets into the Court’s account, froze Bartiromo’s and IB20001’s assets and granted other relief. In its first amended complaint, filed Jan. 7, 2002, the Commission alleged that Bartiromo raised more than $1 million from more than 1,000 investors through a scheme known as “Invest Better 2001,” which, from at least Nov. 1, 2001, purportedly offered “guaranteed” and “risk-free” investment programs in which IB2001 pooled investors’ funds to bet on sporting events, and promised to repay investors between 125% and 2500% of their principal within specified periods ranging from three days to several weeks. In its second amended complaint, filed April 29, 2002, the Commission alleged that Bartiromo conducted an Internet pump-and-dump scheme in which he manipulated the stock price of fifteen publicly traded companies from approximately May 14, 2001, to July 5, 2001. More specifically, Bartiromo disseminated numerous false and misleading messages concerning publicly traded companies on the Internet. The complaint alleges that for each manipulation Bartiromo purchased large blocks of stock, consisting in some cases of nearly 50% of the volume on that day, then posted thousands of identical false messages on Internet message boards, and subsequently sold his entire position. According to the second amended complaint, Bartiromo posted over 6,000 messages and traded several million shares of the fifteen companies in this manner, and, as a result, generated a net profit of over $91,000. [SEC v. Invest Better 2001, Cole A. Bartiromo, and John/Jane Does 1-10, 01 Civ. 11427 (BSJ) SDNY] (LR-19221) COURT ENTERS $660,000 CONSENT JUDGMENT AGAINST RELIEF DEFENDANT STRACQ, INC. On April 11, 2005, the U.S. District Court for the Southern District of New York entered a Final Consent Judgment against Stracq, Inc. The Commission’s complaint, filed on July 24, 2003, alleges that, beginning in June 2000, the defendants engaged in a fraud arising out of the unregistered offer and sale of securities in Tecumseh, a purported financial services company with offices in New Jersey and California, and Tecumseh’s subsidiary, Tradevest. Tecumseh and Tradevest conducted the fraud largely through the efforts of Milling, a securities lawyer and Tecumseh’s senior official. According to the complaint, Tecumseh, Tradevest and Milling acted with the assistance of defendants Cantor, a registered broker-dealer; Gerard A. McCallion, Cantor’s President; Anthony M. Palovchik, Tecumseh’s Vice President; and Dale Carone, manager of Tecumseh’s California office; and others. Through the unregistered fraudulent offerings, the defendants together raised approximately $10 million from about 500 investors nationwide. The complaint also names as relief defendants three Tecumseh affiliates: Alpha Fund, Alpha LLC, and Stracq, Inc. The complaint alleges that Tecumseh, Tradevest and Milling induced investors to acquire securities of Tecumseh and Tradevest by means of a host of material misrepresentations. Through offering memoranda and other materials, these defendants (a) touted false and misleading profit projections; (b) promised some investors "returns on investment" or "dividends" without disclosing that Tecumseh and Cantor had no earnings to distribute and that any such payments necessarily would come from capital, including funds raised from other investors; and (c) made materially misleading statements concerning NASD approval for Tecumseh's acquisition of Cantor. Tecumseh, Tradevest and Milling knew or acted in reckless disregard of the fact that their representations to investors concerning these matters were materially false and misleading. The complaint also alleges that relief defendant Stracq, Inc., in which Tecumseh held a controlling interest, was a recipient, without consideration, of proceeds of the fraud. Without admitting or denying the allegations of the complaint, Stracq, Inc. consented to the Final Consent Judgment ordering it to disgorge $660,000. The judgment provides that it will be deemed satisfied by payment of $500,000 in cash to the court-appointed receiver for Tecumseh and the delivery to the receiver of a secured note payable to the receiver in the original principal amount of $160,000 in connection with the receiver’s sale of Tecumseh’s controlling interest in Stracq to Stracq’s current management. The Court entered an Order approving the sale on March 29, 2005. The litigation is pending. [SEC v. Tecumseh Holdings Corp., et al., Civil Action No. 03 Civ. 5490 (SAS), SDNY] (LR-19222) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2005-24), which became immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934, relating to disclaimer of warranties by SIG Indices, LLLP and by Standard and Poor’s. Publication of the proposal is expected in the Federal Register during the week of May 16. (Rel. 34-51664) The New York Stock Exchange filed a proposed rule change (SR-NYSE-2005- 23) to seek permanent approval of the pilot relating to the allocation policy for trading of exchange-traded funds on an unlisted trading privileges basis (NYSE Rule 103B). The proposed rule change has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 16. (Rel. 34-51665) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-ISE-2003-07) and Amendment No. 1 thereto, and granted accelerated approval to Amendment Nos. 2, 3, 4, and 5 thereto, submitted by the International Securities Exchange relating to the pricing of block and facilitation trades. Publication of the order is expected in the Federal Register during the week of May 16. (Rel. 34-51666) The Commission approved a proposed rule change (SR-PCX-2004-72) and Amendments No. 1 and 2 thereto, and granted accelerated approval to Amendment No. 3 thereto, submitted by the Pacific Exchange relating to clearly erroneous executions on the Archipelago Exchange. Publication of the order is expected in the Federal Register during the week of May 16. (Rel. 34-51667) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex-2005- 033) and Amendment No. 1 thereto to amend Rule 918 – ANTE(a)(4) regarding closing rotations. Publication of the proposal is expected in the Federal Register during the week of May 16. (Rel. 34-51671) The National Securities Clearing Corporation filed a proposed rule change (SR-NSCC-2005-03) that would amend NSCC’s rules to allow NSCC to collect fees for services provided by unregulated subsidiaries of The Depository Trust and Clearing Corporation and by other entities. Publication of the proposal is expected in the Federal Register during the week of May 16. (Rel. 34-51674) The Depository Trust Company filed a proposed rule change (SR-DTC-2005- 03) to amend DTC’s rules to allow DTC to collect fees for services provided by unregulated subsidiaries of The Depository Trust and Clearing Corporation and by other entities. Publication of the proposal is expected in the Federal Register during the week of May 16. (Rel. 34- 51675) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 HEALTH DISCOVERY CORP, 6709 WATERS AVENUE, SAVANNAH, GA, 31406, (512) 583-4500 - 18,609,375 ($6,141,094.00) Equity, (File 333-124750 - May. 10) (BR. 37) S-3 FLEXIBLE SOLUTIONS INTERNATIONAL INC, 2614 QUEENSWOOD DR, VICTORIA B C V8N 1X5, A1, 2504779969 - 1,800,000 ($7,065,000.00) Equity, (File 333-124751 - May. 10) (BR. 06) S-3 CENTENE CORP, 7711 CARONDELET AVE, ST LOUIS, MO, 63105, 3147254477 - 0 ($9,074,385.00) Equity, (File 333-124752 - May. 10) (BR. 01) S-1 ACADIA PHARMACEUTICALS INC, 3911 SORRENTO VALLEY BLVD, SAN DIEGO, CA, 92121, 858-558-2871 - 0 ($48,686,030.00) Equity, (File 333-124753 - May. 10) (BR. 01) S-8 WEBSIDESTORY INC, 10182 TELESIS COURT 6TH FL, STE 20 5, SAN DIEGO, CA, 92121, 8585460040 - 0 ($509,745.40) Equity, (File 333-124754 - May. 10) (BR. 08) S-1 Global Partners LP, P.O. BOX 9161, 800 SOUTH STREET, WALTHAM, MA, 02454, (781) 894-8800 - 0 ($118,335,000.00) Equity, (File 333-124755 - May. 10) (BR. 04) S-8 POPE & TALBOT INC /DE/, 1500 SW FIRST AVE, PORTLAND, OR, 97201, 5032289161 - 0 ($9,375,000.00) Equity, (File 333-124757 - May. 10) (BR. 04) S-1 Republic Companies Group, Inc., 5525 LBJ FREEWAY, DALLAS, TX, 75240-6241, 972-788-6001 - 0 ($115,000,000.00) Equity, (File 333-124758 - May. 10) (BR. 01) S-8 USURF AMERICA INC, 390 INTERLOCKEN CRESCENT,, SUITE 900, BROOMFIELD,, CO, 80021, 3032855379 - 20,000,000 ($1,400,000.00) Equity, (File 333-124760 - May. 10) (BR. 03) S-2 MICRO COMPONENT TECHNOLOGY INC, 2340 W COUNTY RD C, ST PAUL, MN, 55113-2528, 6516974000 - 0 ($2,108,283.00) Equity, (File 333-124762 - May. 10) (BR. 36) S-8 LUBRIZOL CORP, 29400 LAKELAND BLVD, WICKLIFFE, OH, 44092, 2169434200 - 4,000,000 ($155,360,000.00) Equity, (File 333-124763 - May. 10) (BR. 06) S-8 NU SKIN ENTERPRISES INC, 75 WEST CENTER ST, ATTN: D. MATTHEW DORNY, PROVO, UT, 84601, 801-345-6100 - 5,000,000 ($109,200,000.00) Other, (File 333-124764 - May. 10) (BR. 01) SB-2 Renoir Publishing, Inc., 7946 IVANHOE AVE. STE. 202, LA JOLLA, CA, 92037, 760-773-0278 - 1,294,000 ($647,000.00) Equity, (File 333-124765 - May. 10) (BR. 09) S-3 SYBASE INC, ONE SYBASE DRIVE, DUBLIN, CA, 94568, 9252365000 - 0 ($460,000,000.00) Debt Convertible into Equity, (File 333-124768 - May. 10) (BR. 03) S-8 CORONADO INDUSTRIES INC, 16929 EAST ENTERPRISE DRIVE, SUITE 202, FOUNTAIN HILLS, AZ, 85268, 6028376810 - 2,900,000 ($188,500.00) Equity, (File 333-124769 - May. 10) (BR. 36) SB-2 ROCKELLE CORP., 162 MILLER PLACE ROAD, -, MILLER PLACE, NY, 11764, 6312449841 - 1,763,530 ($1,763,530.00) Equity, (File 333-124770 - May. 10) (BR. 09) S-8 HYPERION SOLUTIONS CORP, 5450 GREAT AMERICA PARKWAY, SANTA CLARA, CA, 95054, 408-744-9500 - 5,000,000 ($204,050,000.00) Equity, (File 333-124771 - May. 10) (BR. 03) S-8 TRUSTMARK CORP, 248 E CAPITOL ST, P O BOX 291, JACKSON, MS, 39201, 6013545111 - 6,090,301 ($169,432,174.00) Equity, (File 333-124772 - May. 10) (BR. 07) S-2 ORTEC INTERNATIONAL INC, 3960 BROADWAY, BLDG 28, NEW YORK, NY, 10032, 7183264698 - 56,507,346 ($26,558,453.00) Equity, (File 333-124773 - May. 10) (BR. 01) S-8 KENNAMETAL INC, 1600 TECHNOLOGY WAY, P O BOX 231, LATROBE, PA, 15650, 7245395000 - 1,000,000 ($45,740,000.00) Equity, (File 333-124774 - May. 10) (BR. 36) SB-2 Hybrid Fuel Systems, 410150 HIGHLAND MANOR DR., TAMPA, FL, 33610, 8133142152 - 5,972,821 ($3,165,595.13) Equity, (File 333-124775 - May. 10) (BR. 05) S-8 TALLY HO VENTURES INC, 518 OAK STREET 2, GLENDALE, CA, 91204, 8185507886 - 2,000,000 ($1,000,000.00) Equity, (File 333-124776 - May. 10) (BR. 05) S-8 SONUS NETWORKS INC, 5 CARLISLE RD, WESTFORD, MA, 01886, 9786928999 - 0 ($138,400,000.00) Equity, (File 333-124777 - May. 10) (BR. 03) S-4 DICKIE WALKER MARINE INC, 1405 S COAST HGWY, OCEANSIDE, CA, 92054, 7604500360 - 0 ($93,572,444.00) Equity, 0 ($35,985,926.00) Other, (File 333-124778 - May. 10) (BR. 02) S-3 CYPRESS BIOSCIENCE INC, 4350 EXECUTIVE DRIVE,SUITE 325, SAN DIEGO, CA, 92121, 8584522323 - 0 ($100,000,000.00) Equity, (File 333-124779 - May. 10) (BR. 01) S-8 SOUTHERN CO, 270 PEACHTREE ST, ATLANTA, GA, 30303, 4045065000 - 20,000,000 ($659,200,000.00) Equity, (File 333-124780 - May. 10) (BR. 02) F-10 DOMTAR INC /CANADA, 395 DE MAISONNEUVE BLVD W, MONTREAL QUEBEC CANA, A8, H3A 1L6, 5148485400 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-124781 - May. 10) (BR. 04) SB-2 BEACH FIRST NATIONAL BANCSHARES INC, 1550 OAK STREET, MYRTLE BEACH, SC, 29577, 8436262265 - 1,150,000 ($22,770,000.00) Equity, (File 333-124782 - May. 10) (BR. 07) S-8 Morningstar, Inc., 225 WEST WACKER DRIVE, CHICAGO, IL, 60606, (312) 696-6000 - 0 ($192,723,177.00) Equity, (File 333-124783 - May. 10) (BR. 07) S-8 VOICE DIARY INC, PO BOX BOX 30, 200 ROBBINS LANE, JERICHO, NY, 11753, 1,000,000 ($135,000.00) Equity, (File 333-124784 - May. 10) (BR. 37) S-8 JOHNSON & JOHNSON, ONE JOHNSON & JOHNSON PLZ, NEW BRUNSWICK, NJ, 08933, 7325242454 - 135,000,000 ($9,173,250,000.00) Equity, (File 333-124785 - May. 10) (BR. 01) S-8 FREDS INC, 4300 NEW GETWELL RD, MEMPHIS, TN, 38118, 9013658880 - 1,000,000 ($14,540,000.00) Equity, (File 333-124786 - May. 10) (BR. 02) N-2 REAL ESTATE INCOME FUND INC, 8007256666 - 1,000 ($25,000,000.00) Other, (File 333-124788 - May. 10) (BR. 18) S-8 FLEETWOOD ENTERPRISES INC/DE/, 3125 MYERS ST, P O BOX 7638, RIVERSIDE, CA, 92503, 9093513798 - 0 ($628,050.00) Equity, (File 333-124790 - May. 10) (BR. 05) S-1 GRAPHON CORP/DE, 3130 WINKLE AVENUE, SANTA CRUZ, CA, 95065, 8004727466 - 35,296,293 ($12,353,702.55) Equity, (File 333-124791 - May. 10) (BR. 03) S-4 HUGHES SUPPLY INC, CORPORATE OFFICE, ONE HUGHES WAY, ORLANDO, FL, 32805, 4078414755 - 0 ($300,000,000.00) Other, (File 333-124792 - May. 10) (BR. 06) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 3M CO DE 7.01 05/10/05 4 KIDS ENTERTAINMENT INC NY 2.02,9.01 05/10/05 A.C.T. Holdings, Inc. NV 4.01,9.01 05/04/05 AAMES INVESTMENT CORP MD 2.02,8.01,9.01 02/28/05 ABATIX CORP DE 2.02,9.01 05/10/05 ABX AIR INC 1.01 05/04/05 ACTIVCARD CORP DE 2.02,9.01 05/10/05 ADOLOR CORP 2.02,9.01 05/05/05 ADVANCED ENERGY INDUSTRIES INC DE 3.01,9.01 05/06/05 ADVANCIS PHARMACEUTICAL CORP 3.01,9.01 05/06/05 ADVANT E CORP DE 8.01,9.01 05/10/05 AGILYSYS INC OH 2.02,7.01,9.01 05/10/05 AIR METHODS CORP DE 2.02 05/10/05 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 05/10/05 ALCOA INC PA 7.01,9.01 05/10/05 ALLEGHENY ENERGY, INC MD 1.01,9.01 05/09/05 ALLIED DEFENSE GROUP INC DE 2.02,9.01 05/10/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 05/10/05 Alpha Natural Resources, Inc. DE 2.02,9.01 05/10/05 ALTEON INC /DE DE 1.01,2.02,5.02,9.01 05/10/05 ALTRIMEGA HEALTH CORP NV 1.02 05/09/05 AMANASU ENVIRONMENT CORP NV 8.01,9.01 03/08/05 AMEGY BANCORPORATION, INC. TX 2.02,7.01,9.01 05/10/05 AMERICA SERVICE GROUP INC /DE DE 7.01,9.01 05/09/05 American Casino & Entertainment Prope DE 2.02,7.01,9.01 05/09/05 AMERICAN ELECTRIC POWER CO INC NY 7.01 05/10/05 AMERICAN EXPRESS CO NY 7.01 05/10/05 American Pallet Leasing, Inc. DE 1.01,3.02,9.01 04/28/05 AMERICAN PHYSICIANS SERVICE GROUP INC TX 2.02 05/10/05 AMERICAN REAL ESTATE PARTNERS L P DE 2.02,7.01,9.01 05/09/05 AMERICAN REAL ESTATE PARTNERS L P DE 8.01,9.01 04/06/05 AMERICAN STATES WATER CO CA 2.02 05/10/05 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 1.01 05/04/05 AMERICREDIT AUTOMOBILE RECEIVABLES TR 8.01,9.01 05/10/05 AmeriCredit Automobile Receivables Tr DE 8.01,9.01 05/10/05 AMREP CORP OK 1.01,2.03,9.01 05/03/05 AMEND ANADIGICS INC DE 1.01,9.01 05/04/05 ANTHRACITE CAPITAL INC MD 2.02,8.01,9.01 05/10/05 ANTS SOFTWARE INC DE 3.02 05/10/05 AP PHARMA INC /DE/ DE 2.02,9.01 03/31/05 APOGEE ENTERPRISES INC MN 1.01,1.02,2.03,8.01,9.01 05/04/05 APPLETON PAPERS INC/WI 2.02,9.01 05/09/05 APPLIED DNA SCIENCES INC NV 1.01,9.01 05/10/05 ARCHSTONE SMITH OPERATING TRUST MD 1.01,5.03,8.01,9.01 05/03/05 ARCHSTONE SMITH TRUST CO 1.01,5.03,8.01,9.01 04/29/05 ARRAY BIOPHARMA INC DE 8.01,9.01 05/10/05 ARTHROCARE CORP DE 2.02,9.01 05/10/05 ARVINMERITOR INC IN 8.01 05/10/05 ASIA 4 SALE COM INC NV 4.01,9.01 10/06/04 ASPECT COMMUNICATIONS CORP CA 2.02,9.01 05/10/05 ASSOCIATED ESTATES REALTY CORP OH 1.01,9.01 05/04/05 ASSURANCEAMERICA CORP NV 1.01,3.02,9.01 05/04/05 ASSURED GUARANTY LTD 1.01,5.02,9.01 05/05/05 ASTA FUNDING INC DE 2.02,9.01 05/10/05 ATARI INC DE 1.02 05/04/05 ATS MEDICAL INC MN 8.01,9.01 05/05/05 AVATAR HOLDINGS INC DE 7.01 05/10/05 AWARE INC /MA/ MA 2.02,9.01 05/10/05 B2Digital, Inc. DE 1.02 05/08/05 BADGER PAPER MILLS INC WI 2.02,9.01 05/09/05 BALLANTYNE OF OMAHA INC DE 2.02,9.01 03/11/05 BALLANTYNE OF OMAHA INC DE 2.02,9.01 04/28/05 BANCORPSOUTH INC MS 7.01,9.01 05/10/05 BANKATLANTIC BANCORP INC FL 1.01 03/01/05 BEACON POWER CORP DE 1.01,5.02,9.01 05/06/05 BEST BUY CO INC MN 4.01,9.01 05/10/05 AMEND BFC FINANCIAL CORP FL 1.01 03/07/05 BIOCRYST PHARMACEUTICALS INC DE 1.01,5.02,9.01 05/10/05 BIOLASE TECHNOLOGY INC DE 3.01,9.01 05/10/05 BLACK BOX CORP DE 1.01,9.01 05/04/05 BLACK HILLS CORP /SD/ SD 2.02,9.01 05/09/05 BLOUNT INTERNATIONAL INC DE 2.02,9.01 05/10/05 BLUE INDUSTRIES INC NV 4.01,9.01 05/05/05 Bois d Arc Energy LLC NV 2.02,9.01 05/10/05 BRANDPARTNERS GROUP INC DE 1.02 05/04/05 BRIGGS & STRATTON CORP WI 1.01,9.01 05/04/05 BRINKS CO VA 1.01,5.02,5.03,9.01 05/06/05 BRISTOL MYERS SQUIBB CO DE 8.01,9.01 05/09/05 BRISTOL MYERS SQUIBB CO DE 2.02,9.01 04/28/05 AMEND BRISTOL WEST HOLDINGS INC DE 9.01 05/09/05 BRODER BROS CO MI 2.02,9.01 05/10/05 BRUNSWICK CORP DE 1.01,9.01 05/04/05 CALI HOLDINGS INC 3.02 05/09/05 Cambridge Display Technology, Inc. DE 2.02,9.01 05/09/05 CANARGO ENERGY CORP DE 5.02 05/06/05 CANYON RESOURCES CORP DE 2.02,9.01 05/10/05 CAPITAL ONE FUNDING, LLC 8.01,9.01 05/06/05 CAPITAL REALTY INVESTORS 85 LTD PARTN MD 5.02 05/10/05 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 05/10/05 CAPITAL TRUST INC MD 2.02,9.01 05/04/05 CAPITOL FEDERAL FINANCIAL 1.01 12/09/04 AMEND CAPSTEAD MORTGAGE CORP MD 7.01,9.01 05/10/05 CAPSTEAD MORTGAGE CORP MD 1.01 05/10/05 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 05/09/05 CAREER EDUCATION CORP DE 8.01,9.01 05/09/05 CAREY W P & CO LLC DE 2.02,4.02,5.02,9.01 05/05/05 CARLISLE COMPANIES INC DE 1.01,9.01 05/04/05 CARLISLE COMPANIES INC DE 4.01,9.01 05/04/05 CARRIZO OIL & GAS INC TX 2.02,9.01 05/10/05 CARROLS CORP DE 8.01 05/02/05 CASTELLE \CA\ DE 2.02,9.01 05/10/05 CASTLE A M & CO MD 2.02 05/10/05 CCFNB BANCORP INC PA 5.03 05/09/05 CECIL BANCORP INC MD 2.02,7.01,9.01 05/10/05 Celanese CORP DE 2.02,7.01,9.01 05/10/05 CELLSTAR CORP DE 2.02,4.02,9.01 05/04/05 CENTENE CORP 2.01,2.03,9.01 05/09/05 CENTRA FINANCIAL HOLDINGS INC WV 2.02,9.01 05/10/05 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 2.02,9.01 05/10/05 CENUCO INC DE 1.01,3.02,7.01,9.01 05/10/05 AMEND CERAMICS PROCESS SYSTEMS CORP/DE/ DE 2.02 03/26/05 CHARTERMAC DE 2.02,9.01 05/10/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 05/09/05 CHASE FUNDING INC NY 8.01,9.01 04/25/05 CHASE FUNDING INC NY 8.01,9.01 04/25/05 Chase Funding Loan Acquisition Trust, 8.01,9.01 04/25/05 CHASE FUNDING TRUST, SERIES 2004-2 8.01,9.01 04/25/05 CHASE MORTGAGE FINANCE CORP CHASEFLEX DE 8.01,9.01 04/25/05 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 2.01,2.02,9.01 05/05/05 CHEVRON CORP DE 5.03,8.01 05/09/05 China Evergreen Environmental CORP NV 1.01,3.02,9.01 04/15/05 CHIQUITA BRANDS INTERNATIONAL INC NJ 2.02,9.01 05/10/05 CHITTENDEN CORP /VT/ VT 7.01,9.01 05/10/05 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 05/10/05 CHURCH & DWIGHT CO INC /DE/ DE 1.01 05/04/05 CINERGY CORP DE 8.01,9.01 05/10/05 CISCO SYSTEMS INC CA 2.02 05/10/05 CITADEL SECURITY SOFTWARE INC DE 1.01,2.02,2.03,3.01,9.01 05/09/05 CNE GROUP INC DE 3.01 05/10/05 COMM 2005-LP5 DE 8.01,9.01 04/29/05 COMM BANCORP INC PA 1.01,9.01 05/09/05 COMMUNITY SHORES BANK CORP MI 1.01,9.01 05/09/05 COMPUDYNE CORP NV 2.02,9.01 05/10/05 CONEXANT SYSTEMS INC DE 1.01,9.01 05/09/05 CONNETICS CORP DE 5.02,9.01 05/09/05 CONOCOPHILLIPS DE 5.02 05/05/05 CONSTAR INTERNATIONAL INC DE 2.02,9.01 05/10/05 CONTANGO OIL & GAS CO DE 2.02,9.01 05/09/05 CONTINENTAL AIRLINES INC /DE/ DE 7.01,9.01 05/10/05 Copano Energy, L.L.C. DE 2.02,9.01 03/31/05 CORNING INC /NY NY 7.01,9.01 05/10/05 CORVEL CORP DE 2.02,9.01 05/10/05 COST PLUS INC/CA/ CA 2.02,9.01 05/05/05 COX COMMUNICATIONS INC /DE/ DE 2.02,9.01 05/09/05 CRAY INC WA 2.02,3.01,9.01 05/06/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 05/06/05 CRITICAL THERAPEUTICS INC DE 2.02 05/10/05 CROSSTEX ENERGY INC DE 5.03,9.01 05/03/05 CROSSTEX ENERGY LP DE 2.02,9.01 05/10/05 CTS CORP IN 7.01,9.01 05/10/05 CURTISS WRIGHT CORP DE 8.01,9.01 05/09/05 CWALT, Inc. Alternative Loan Trust 20 9.01 04/25/05 AMEND CYBERTEL CAPITAL CORP NV 1.02,9.01 03/05/04 AMEND CYPRESS BIOSCIENCE INC DE 2.02,9.01 05/10/05 D&E COMMUNICATIONS INC PA 2.02,9.01 05/09/05 DEL MONTE FOODS CO DE 7.01,9.01 05/06/05 DELIGHTFULLY FROZEN CORP 4.01 05/09/05 AMEND DENDREON CORP DE 2.02,9.01 05/09/05 DHB INDUSTRIES INC DE 2.02,9.01 05/10/05 DIAGNOSTIC PRODUCTS CORP CA 2.02,9.01 05/10/05 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 05/09/05 DIASYS CORP DE 8.01 05/10/05 DIGIMARC CORP DE 8.01,9.01 04/29/05 DIMON INC VA 8.01,9.01 05/09/05 DIONICS INC DE 8.01 05/10/05 DOANE PET CARE CO DE 2.02,9.01 05/10/05 DOLLAR GENERAL CORP TN 7.01,9.01 05/10/05 DOMINOS PIZZA INC 2.02,9.01 05/10/05 DOV PHARMACEUTICAL INC DE 2.02,9.01 05/09/05 DREW INDUSTRIES INC DE 8.01 05/09/05 DREW INDUSTRIES INC DE 8.01,9.01 05/10/05 DTE ENERGY CO MI 2.02,9.01 05/10/05 DURAVEST INC FL 9.01 01/14/05 AMEND Education Realty Trust, Inc. MD 2.02,9.01 05/10/05 EGL INC TX 2.02,9.01 05/10/05 EL PASO CGP CO DE 5.02,9.01 05/10/05 EL PASO CORP/DE DE 2.02,5.02,7.01,9.01 05/10/05 EL PASO ELECTRIC CO /TX/ TX 1.01,5.02 05/04/05 ELECTRONIC CLEARING HOUSE INC NV 5.02,5.03,9.01 05/05/05 ELECTRONIC CLEARING HOUSE INC NV 2.02,9.01 05/10/05 ELITE PHARMACEUTICALS INC /DE/ DE 9.01 03/30/05 AMEND EMISPHERE TECHNOLOGIES INC DE 2.02 05/10/05 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 05/10/05 ENDOCARE INC DE 2.02,9.01 05/10/05 ENDURANCE SPECIALTY HOLDINGS LTD 1.01,9.01 05/04/05 ENERGY CONVERSION DEVICES INC DE 2.02,9.01 03/31/05 ESCO TECHNOLOGIES INC MO 2.02,7.01,9.01 03/31/05 ESPEED INC DE 2.02,9.01 05/09/05 EXELON CORP PA 8.01,9.01 05/09/05 EXIDE TECHNOLOGIES DE 5.02,9.01 05/04/05 Extra Space Storage Inc. MD 2.02,9.01 05/10/05 EZENIA INC DE 2.02,7.01,9.01 05/10/05 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 1.01,5.02,8.01,9.01 05/04/05 FARO TECHNOLOGIES INC FL 2.02,7.01,9.01 05/10/05 FASTCLICK INC CA 2.02,9.01 05/05/05 FIBERSTARS INC /CA/ CA 1.01,9.01 05/04/05 FIRST LITCHFIELD FINANCIAL CORP DE 2.02,9.01 05/10/05 FIRST M&F CORP/MS MS 8.01 05/10/05 FIRST MANITOWOC BANCORP INC WI 8.01,9.01 05/10/05 FIRST USA CREDIT CARD MASTER TRUST DE 8.01,9.01 05/09/05 FISHER SCIENTIFIC INTERNATIONAL INC DE 2.02,7.01,9.01 05/09/05 FIVE STAR QUALITY CARE INC 2.02,9.01 05/10/05 FMC TECHNOLOGIES INC 2.02,9.01 05/09/05 FMC TECHNOLOGIES INC 4.01,9.01 05/05/05 FNB CORP/NC NC 1.01,9.01 05/10/05 FOSSIL INC DE 2.02,9.01 05/10/05 FOSTER WHEELER LTD D0 2.02,9.01 05/10/05 FRANKLIN BANK CORP 3.02,8.01,9.01 05/10/05 FREESTAR TECHNOLOGY CORP NV 1.01,9.01 05/06/05 FULTON BANCSHARES CORP PA 8.01 05/04/05 GASEL TRANSPORTATION LINES INC OH 5.03 05/03/05 GB HOLDINGS INC DE 2.02,7.01,9.01 05/09/05 GENERAL KINETICS INC VA 5.02 04/25/05 GENEREX BIOTECHNOLOGY CORP DE 8.01,9.01 05/10/05 GENTA INC DE/ DE 2.02,8.01 05/09/05 GLADSTONE CAPITAL CORP MD 2.02,9.01 05/09/05 GLENAYRE TECHNOLOGIES INC DE 1.01,9.01 05/09/05 GLENBOROUGH REALTY TRUST INC MD 1.01,5.02,9.01 05/04/05 GLIMCHER REALTY TRUST MD 1.01 05/06/05 GLOBAL CONCEPTS, LTD. CO 4.01 03/28/05 AMEND GLOBAL CROSSING LTD 2.02,9.01 05/10/05 GLOBAL IMAGING SYSTEMS INC DE 2.02,7.01,9.01 05/10/05 Global Materials & Services, Inc. 4.02 04/18/05 AMEND Global Materials & Services, Inc. 5.02,9.01 05/02/05 AMEND GLOBAL SIGNAL INC DE 8.01,9.01 05/09/05 GLOBETEL COMMUNICATIONS CORP DE 1.01 05/09/05 GMACM HOME EQUITY LOAN TRUST 2005-HE1 DE 8.01,9.01 05/10/05 Gold Kist Inc. DE 2.02,9.01 05/10/05 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 5.02 05/04/05 GOODRICH PETROLEUM CORP DE 2.02,9.01 05/10/05 GOODRICH PETROLEUM CORP DE 2.02,9.01 05/10/05 GP STRATEGIES CORP DE 2.02,9.01 05/10/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 05/09/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 05/06/05 GRAPHON CORP/DE DE 9.01 01/31/05 AMEND GREAT ATLANTIC & PACIFIC TEA CO INC MD 7.01,9.01 05/10/05 GROUP 1 AUTOMOTIVE INC DE 5.02 05/09/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 05/06/05 GURUNET CORP 2.02,5.02,9.01 05/10/05 GURUNET CORP 2.02,9.01 05/10/05 H&R BLOCK INC MO 1.01,7.01,9.01 05/09/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 05/09/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 05/09/05 HARDINGE INC NY 1.01 05/05/05 AMEND HEADLINERS ENTERTAINMENT GROUP, INC. DE 4.01 03/28/05 AMEND HEALTHSOUTH CORP DE 1.01,9.01 05/10/05 HENRY JACK & ASSOCIATES INC DE 8.01 05/09/05 HERITAGE COMMERCE CORP CA 2.02,9.01 05/09/05 HINES HORTICULTURE INC DE 2.02,9.01 05/10/05 HM PUBLISHING CORP DE 2.02,9.01 05/10/05 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 8.01,9.01 05/10/05 HOLLYWOOD MEDIA CORP FL 4.01,9.01 05/10/05 HOME PROPERTIES INC MD 1.01,9.01 05/06/05 HORIZON FINANCIAL CORP WA 2.02,9.01 04/28/05 HORIZON OFFSHORE INC DE 1.01,2.02 05/10/05 HOUSTON AMERICAN ENERGY CORP DE 1.01,2.03,3.02,9.01 05/04/05 Huron Consulting Group Inc. DE 1.01,2.01,9.01 05/05/05 HYPERCOM CORP DE 2.02,9.01 05/10/05 IBSG INTERNATIONAL INC FL 8.01,9.01 05/05/05 IC ISAACS & CO INC DE 2.02,9.01 05/10/05 IDAHO POWER CO ID 1.01,9.01 05/09/05 IGATE CORP PA 2.02,9.01 05/10/05 ILX RESORTS INC AZ 2.02,9.01 05/10/05 IMAGISTICS INTERNATIONAL INC DE 7.01,9.01 05/10/05 INDUS INTERNATIONAL INC DE 2.02,4.02,8.01,9.01 05/10/05 INDUS INTERNATIONAL INC DE 1.01,9.01 05/04/05 INFOCROSSING INC DE 2.02,7.01,9.01 05/10/05 INHIBITEX INC 2.02,9.01 05/10/05 INHIBITEX INC 8.01,9.01 05/09/05 INPUT OUTPUT INC DE 7.01,9.01 05/10/05 INPUT OUTPUT INC DE 1.01,9.01 05/04/05 INSWEB CORP DE 2.02,9.01 05/02/05 INTAC INTERNATIONAL INC NV 3.01,9.01 05/06/05 INTEGRAL SYSTEMS INC /MD/ MD 2.02,9.01 05/09/05 INTELSAT LTD 1.01,9.01 05/04/05 INTER PARFUMS INC DE 2.02 05/10/05 INTERMUNE INC DE 8.01 05/06/05 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 2.02,9.01 05/10/05 INTRAOP MEDICAL CORP NV 4.01,9.01 04/25/05 AMEND INTROGEN THERAPEUTICS INC 2.02,9.01 05/10/05 ISTA PHARMACEUTICALS INC DE 2.02,9.01 05/10/05 JACUZZI BRANDS INC DE 2.02,9.01 05/10/05 JACUZZI BRANDS INC DE 1.01,8.01,9.01 05/08/05 JANUS CAPITAL GROUP INC DE 1.01,9.01 05/10/05 JOHNSON OUTDOORS INC WI 2.02,8.01,9.01 05/10/05 JOURNAL REGISTER CO DE 4.01,9.01 05/06/05 KANSAS GAS & ELECTRIC CO /KS/ 7.01,9.01 05/02/05 AMEND KAYDON CORP DE 5.02 05/06/05 AMEND KEITHLEY INSTRUMENTS INC OH 1.01,5.02,9.01 05/04/05 KINTERA INC 2.02,9.01 04/09/05 KITTY HAWK INC DE 1.01,1.02,5.02 05/09/05 KNOBIAS, INC. DE 1.01,2.03,9.01 04/28/05 AMEND KNOLOGY INC DE 1.01,3.02 05/04/05 KV PHARMACEUTICAL CO /DE/ DE 1.01 05/04/05 LBI MEDIA HOLDINGS INC 5.02 05/09/05 LCC INTERNATIONAL INC DE 2.02,9.01 05/09/05 LEAR CORP /DE/ DE 1.01,8.01,9.01 05/04/05 LEGGETT & PLATT INC MO 1.01,2.03,9.01 05/06/05 Lehman ABS Corp. Home Equity Loan Tru DE 8.01,9.01 04/25/05 AMEND LESCO INC/OH OH 1.01 05/06/05 LEUCADIA NATIONAL CORP NY 8.01,9.01 03/31/05 LINCOLN GOLD CORP NV 4.01,9.01 05/04/05 LINCOLN NATIONAL CORP IN 2.02,9.01 05/02/05 AMEND LIQUIDMETAL TECHNOLOGIES INC 5.02 05/09/05 LITHIUM TECHNOLOGY CORP DE 1.01,4.02 05/04/05 LMI AEROSPACE INC MO 8.01,9.01 05/05/05 LUMINENT MORTGAGE CAPITAL INC 2.02,9.01 05/10/05 MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 05/10/05 MAGNA ENTERTAINMENT CORP DE 1.01 05/09/05 MAINE & MARITIMES CORP 7.01,9.01 05/10/05 MANNATECH INC TX 2.02,9.01 05/09/05 MARCHEX INC DE 2.02,9.01 05/10/05 MARRIOTT INTERNATIONAL INC /MD/ DE 1.01,1.02 05/05/05 MARSHALL & ILSLEY CORP/WI/ WI 8.01,9.01 05/10/05 MASTEC INC FL 2.02,9.01 03/31/05 MASTERCARD INC DE 1.01 05/09/05 MAUI GENERAL STORE INC NY 2.01 03/30/05 MAXTOR CORP DE 5.02,9.01 05/05/05 MAY DEPARTMENT STORES CO DE 2.02,9.01 05/10/05 McCormick & Schmicks Seafood Restaura 2.02,9.01 05/10/05 MDC PARTNERS INC A6 1.01,9.01 05/09/05 MDC PARTNERS INC A6 2.01,9.01 05/09/05 AMEND MECHANICAL TECHNOLOGY INC NY 2.02,9.01 03/31/05 MEDIALINK WORLDWIDE INC DE 2.02,9.01 05/03/05 MEDIS TECHNOLOGIES LTD DE 2.02,9.01 05/10/05 MEMORY PHARMACEUTICALS CORP 2.02,9.01 05/10/05 MEMORY PHARMACEUTICALS CORP 1.01,5.02,9.01 05/03/05 MERCER INTERNATIONAL INC WA 2.02,9.01 05/06/05 MERIDIAN RESOURCE CORP TX 2.02,9.01 05/10/05 MERRILL LYNCH & CO INC DE 8.01,9.01 05/10/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 05/05/05 METRIS RECEIVABLES INC DE 8.01,9.01 04/30/05 MEXICAN RESTAURANTS INC TX 7.01,9.01 05/09/05 MHI Hospitality CORP MD 2.02,9.01 05/10/05 MICRO THERAPEUTICS INC DE 1.01,2.03,9.01 05/06/05 MICROFIELD GROUP INC OR 5.02 05/05/05 MICROTEK MEDICAL HOLDINGS, INC GA 2.02,9.01 05/10/05 MIDAS INC DE 1.01 05/10/05 MIDWAY GAMES INC DE 2.02,9.01 05/09/05 MIDWEST AIR GROUP INC WI 8.01,9.01 05/04/05 MIDWEST BANC HOLDINGS INC DE 2.02 05/10/05 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 05/10/05 MILLIPORE CORP /MA MA 8.01,9.01 05/10/05 MISSION RESOURCES CORP DE 2.02,9.01 05/10/05 MITEK SYSTEMS INC DE 3.02,9.01 05/05/05 MOD PAC CORP NY 1.01,5.02 05/10/05 MODTECH HOLDINGS INC CA 2.04 05/05/05 MOLEX INC DE 2.05 04/22/05 AMEND MOMENTA PHARMACEUTICALS INC DE 2.02,9.01 05/10/05 MONTEREY GOURMET FOODS DE 5.02 05/09/05 MONTEREY GOURMET FOODS DE 2.02,9.01 05/10/05 MORGAN STANLEY DE 1.01,8.01,9.01 05/04/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 05/09/05 MORGAN STANLEY ABS CAPITAL I INC TRUS DE 8.01,9.01 03/28/05 MORGAN STANLEY DEAN WITTER CAP I MRT DE 8.01,9.01 03/28/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 03/28/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 03/28/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 03/28/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 03/28/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 03/28/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 03/28/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 03/28/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 03/28/05 MOTHERS WORK INC DE 4.02,8.01,9.01 05/05/05 MUELLER INDUSTRIES INC DE 1.01,9.01 05/05/05 MYERS INDUSTRIES INC OH 4.01,9.01 05/10/05 Nalco Finance Holdings LLC 5.02,9.01 05/10/05 Nalco Holding CO 5.02,9.01 05/09/05 Nalco Holdings LLC DE 5.02,9.01 05/10/05 NATIONAL ENERGY GROUP INC DE 2.02,7.01,9.01 05/09/05 NATIONAL HEALTH REALTY INC MD 2.02 03/31/05 NATIONAL HEALTH REALTY INC MD 5.02 05/10/05 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY 9.01 05/09/05 NATIONAL OILWELL VARCO INC DE 9.01 05/09/05 AMEND NATIONAL SEMICONDUCTOR CORP DE 5.02 05/06/05 NAVISITE INC DE 1.01,5.02,9.01 05/04/05 NDCHEALTH CORP DE 1.01,9.01 05/06/05 NESS TECHNOLOGIES INC 2.02,8.01,9.01 05/10/05 NETSCOUT SYSTEMS INC DE 1.01,2.01,9.01 05/04/05 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 2.02,9.01 05/10/05 NEW RIVER PHARMACEUTICALS INC VA 2.02,9.01 05/09/05 NEXMED INC NV 2.02,8.01,9.01 05/10/05 NGP Capital Resources CO MD 2.02,9.01 05/10/05 NL INDUSTRIES INC NJ 4.02,9.01 05/10/05 NORTH PITTSBURGH SYSTEMS INC PA 2.02,9.01 05/10/05 NORTHEAST UTILITIES MA 7.01,9.01 05/10/05 NOVAVAX INC DE 2.02,9.01 05/10/05 NPS PHARMACEUTICALS INC DE 2.02,9.01 05/10/05 NRG ENERGY, INC. DE 2.02 05/10/05 NSTOR TECHNOLOGIES INC DE 7.01,9.01 05/10/05 NTL INC DE 2.02 05/10/05 NTN COMMUNICATIONS INC DE 2.02,9.01 05/10/05 NUMEREX CORP /PA/ PA 2.02,9.01 05/10/05 NUWAVE TECHNOLOGIES INC DE 1.01,3.02,9.01 05/05/05 NVR INC VA 1.01,9.01 05/04/05 OMNICELL INC /CA/ CA 1.01 05/04/05 ONEOK INC /NEW/ OK 7.01,9.01 05/09/05 Onstream Media CORP FL 8.01,9.01 05/09/05 OPHTHALMIC IMAGING SYSTEMS CA 2.02,9.01 05/09/05 ORTHOLOGIC CORP DE 2.02,9.01 05/10/05 OUTDOOR CHANNEL HOLDINGS INC DE 2.02,4.02,9.01 05/04/05 PAB BANKSHARES INC GA 2.02,9.01 05/10/05 PACIFIC BIOMETRICS INC DE 1.01,3.02,9.01 05/06/05 PARALLEL PETROLEUM CORP DE 2.02,9.01 05/10/05 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 2.02,9.01 05/09/05 PATH 1 NETWORK TECHNOLOGIES INC DE 2.02,9.01 05/10/05 PATRIOT NATIONAL BANCORP INC CT 2.02,9.01 05/06/05 PC MALL INC DE 2.02,9.01 03/31/05 PEABODY ENERGY CORP DE 7.01,9.01 05/10/05 PEDIATRIC SERVICES OF AMERICA INC DE 2.02 05/10/05 PENNROCK FINANCIAL SERVICES CORP PA 8.01,9.01 05/10/05 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 05/02/05 AMEND PER SE TECHNOLOGIES INC DE 8.01,9.01 05/10/05 PETMED EXPRESS INC FL 7.01,9.01 05/09/05 PETROL INDUSTRIES INC NV 3.02,5.02 05/09/05 PHARMANETICS INC NC 8.01,9.01 05/04/05 PHASE III MEDICAL INC/DE DE 1.01,5.03 05/04/05 PHYSIOMETRIX INC DE 1.01,9.01 05/10/05 PICO HOLDINGS INC /NEW CA 1.01,3.02,8.01 05/06/05 PINNACLE ENTERTAINMENT INC DE 1.01 05/03/05 POINT THERAPEUTICS INC DE 2.02,9.01 05/10/05 Polypore, Inc. DE 2.02,9.01 05/09/05 POMEROY IT SOLUTIONS INC DE 2.02,9.01 05/03/05 POWER TECHNOLOGY INC/CN NV 1.01,4.01,9.01 05/10/05 PRECISION OPTICS CORPORATION INC MA 2.02,9.01 05/10/05 Prestige Brands Holdings, Inc. 2.02,5.02,9.01 05/06/05 PRICELINE COM INC DE 2.02,7.01,9.01 05/09/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 05/10/05 PROASSURANCE CORP DE 2.02,9.01 05/10/05 PS BUSINESS PARKS INC/CA CA 7.01,9.01 05/09/05 QEP CO INC DE 1.01 05/05/05 QUANTUM CORP /DE/ DE 2.02 05/10/05 QUESTCOR PHARMACEUTICALS INC CA 2.02,9.01 05/10/05 QUIDEL CORP /DE/ DE 2.02,9.01 05/10/05 R H DONNELLEY CORP DE 7.01,9.01 05/10/05 RAE SYSTEMS INC DE 8.01,9.01 05/10/05 RC2 CORP DE 1.01,9.01 05/06/05 READING INTERNATIONAL INC NV 2.02,9.01 05/10/05 REGENCY CENTERS CORP FL 2.02,9.01 02/02/05 REGENERATION TECHNOLOGIES INC FL 2.02,9.01 05/10/05 REGIONS FINANCIAL CORP DE 7.01,9.01 05/10/05 REMEDYTEMP INC CA 1.01,5.02,5.05,9.01 05/09/05 REPLIGEN CORP DE 1.01,7.01,9.01 05/09/05 RESOURCE AMERICA INC DE 2.02,9.01 03/31/05 RITA MEDICAL SYSTEMS INC DE 2.02,9.01 05/10/05 ROCK OF AGES CORP DE 2.02,8.01,9.01 05/10/05 ROFIN SINAR TECHNOLOGIES INC DE 5.02,9.01 03/31/05 RONSON CORP NJ 2.02,9.01 05/06/05 ROWAN COMPANIES INC DE 1.01,9.01 05/10/05 RUBY MINING CO CO 3.02 05/08/05 RURBAN FINANCIAL CORP OH 8.01,9.01 05/09/05 SABR TRUST 2005-FR1 8.01,9.01 04/25/05 SANDERS MORRIS HARRIS GROUP INC TX 1.01,2.01,2.02,3.02,8.01,9.01 05/10/05 SAUER DANFOSS INC DE 2.02,9.01 05/10/05 SCANA CORP SC 1.01,9.01 05/10/05 SCANSOFT INC DE 1.01,3.02,3.03,9.01 05/05/05 SCHNITZER STEEL INDUSTRIES INC OR 1.01,1.02,9.01 05/04/05 SCOTSMAN HOLDINGS INC DE 2.02,9.01 05/10/05 SCOTTS LIQUID GOLD INC CO 1.01 05/10/05 SEABULK INTERNATIONAL INC DE 1.01,2.03,9.01 05/05/05 SEATTLE GENETICS INC /WA DE 1.01 05/04/05 Seneca Gaming Corp XX 1.02,9.01 05/09/05 Seneca Gaming Corp XX 8.01,9.01 05/10/05 SENESCO TECHNOLOGIES INC DE 3.02,8.01,9.01 05/09/05 SERVICEMASTER CO DE 2.02,9.01 05/10/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 05/10/05 SIERRA PACIFIC RESOURCES /NV/ NV 2.02,9.01 05/10/05 SIMTEK CORP CO 1.02,3.02,9.01 05/05/05 SITEL CORP MN 2.02,9.01 05/10/05 SIZELER PROPERTY INVESTORS INC DE 2.02,8.01,9.01 05/10/05 SKYLINE CORP IN 5.03 05/10/05 SL GREEN REALTY CORP MD 8.01 05/10/05 SMART ONLINE INC 8.01,9.01 05/10/05 SoftNet Technology Corp. NV 8.01,9.01 03/21/05 SOMANETICS CORP MI 1.01 05/04/05 SOMERSET INTERNATIONAL GROUP,INC. DE 1.01,2.01,3.02,5.02,9.01 05/09/05 AMEND SONUS PHARMACEUTICALS INC DE 2.02 05/09/05 SOTHEBYS HOLDINGS INC MI 1.01,9.01 05/04/05 Sound Revolution Inc. 1.01 05/03/05 SOURCE INTERLINK COMPANIES INC DE 9.01 02/28/05 AMEND Southern Community Financial Corp. 2.02,9.01 05/06/05 SOUTHERN STAR CENTRAL CORP DE 8.01,9.01 05/10/05 SPAR GROUP INC DE 2.02,9.01 05/05/05 SPECTRASITE INC DE 2.02,9.01 05/09/05 Spectrum Brands, Inc. WI 2.02,9.01 05/04/05 SPECTRUM PHARMACEUTICALS INC DE 2.02,9.01 05/10/05 SPINNAKER EXPLORATION CO DE 1.01 05/04/05 SPINNAKER EXPLORATION CO DE 1.01 05/04/05 STANDARD COMMERCIAL CORP NC 8.01,9.01 05/10/05 STANDARD REGISTER CO OH 1.01,2.03 05/10/05 STARTECH ENVIRONMENTAL CORP CO 8.01 05/10/05 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 5.02,7.01,9.01 05/05/05 STEIN MART INC FL 2.02 05/05/05 STRATAGENE CORP DE 2.02,9.01 05/10/05 STRATEGIC DIAGNOSTICS INC/DE/ DE 1.01 05/10/05 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01 05/10/05 SUREWEST COMMUNICATIONS CA 2.02,9.01 05/09/05 TARANTELLA INC CA 1.01,8.01,9.01 05/09/05 TD BANKNORTH INC. DE 1.01 01/25/05 TECHNOLOGY FLAVORS & FRAGRANCES INC DE 2.02,7.01,9.01 05/10/05 TECHNOLOGY RESEARCH CORP FL 2.02,9.01 05/09/05 TEMPLE INLAND INC DE 5.02 05/09/05 TENGTU INTERNATIONAL CORP DE 4.02,9.01 05/17/04 TERREMARK WORLDWIDE INC DE 7.01,9.01 04/01/05 Texas Roadhouse, Inc. DE 2.02,9.01 05/09/05 TEXXON INC OK 1.01,1.02,2.01,9.01 05/10/05 THERAGENICS CORP DE 5.02,8.01,9.01 05/08/05 TIMCO AVIATION SERVICES INC DE 2.02,9.01 05/10/05 TITANIUM METALS CORP DE 2.02,7.01,9.01 05/10/05 TLC VISION CORP A6 8.01,9.01 05/05/05 TOLL BROTHERS INC DE 2.02,9.01 05/10/05 TOWN & COUNTRY TRUST MD 2.02,7.01,9.01 05/05/05 TOYS R US INC DE 8.01,9.01 05/04/05 TRANSAX INTERNATIONAL LTD CO 4.02 05/10/05 TREK RESOURCES INC DE 3.01,3.03,5.03,8.01 01/10/05 TRESTLE HOLDINGS INC DE 8.01 05/10/05 TRI STATE 1ST BANK INC OH 8.01 05/10/05 TRIAD FINANCIAL CORP CA 8.01,9.01 05/10/05 TRICO MARINE SERVICES INC DE 2.02,9.01 03/10/05 TRIMEDIA ENTERTAINMENT GROUP INC DE 3.02,9.01 04/29/05 TRIUMPH GROUP INC / DE 2.02,9.01 05/06/05 TRUSTMARK CORP MS 7.01,9.01 05/10/05 UNITED ONLINE INC DE 8.01 05/09/05 UNITEDGLOBALCOM INC DE 2.02,9.01 05/10/05 UNITRIN INC DE 1.01 05/04/05 UNIVISION COMMUNICATIONS INC DE 5.02 05/09/05 UNIVISION COMMUNICATIONS INC DE 7.01 05/09/05 UNOCAL CORP DE 8.01,9.01 05/10/05 URS CORP /NEW/ DE 2.02,9.01 05/10/05 US AIRWAYS GROUP INC DE 7.01,9.01 05/10/05 US CONCRETE INC DE 2.02,9.01 05/10/05 US GEOTHERMAL INC 1.01,7.01,9.01 05/05/05 US TELESIS HOLDINGS INC 2.01,3.02,5.01,5.02,5.03 05/04/05 USA Mobility, Inc DE 2.02,9.01 05/10/05 VANTAGEMED CORP DE 7.01,9.01 05/10/05 VASCULAR SOLUTIONS INC DE 5.02 05/09/05 VECTOR GROUP LTD DE 2.02,9.01 05/10/05 VERIDICOM INTERNATIONAL INC DE 1.01,2.03,3.02,9.01 04/29/05 VERSANT CORP CA 2.02,9.01 05/06/05 VIROPHARMA INC DE 1.01,9.01 05/06/05 VISTEON CORP DE 8.01,9.01 05/10/05 VITAL SIGNS INC NJ 2.02,9.01 05/10/05 WATCHGUARD TECHNOLOGIES INC DE 2.02,9.01 05/10/05 WELLCARE HEALTH PLANS, INC. DE 2.02,9.01 05/09/05 WERNER HOLDING CO INC /DE/ DE 8.01 05/10/05 WESTAR ENERGY INC /KS KS 2.02,9.01 05/10/05 WESTAR ENERGY INC /KS KS 7.01,9.01 05/02/05 AMEND WESTELL TECHNOLOGIES INC DE 8.01 04/29/05 WESTERN POWER & EQUIPMENT CORP DE 5.03 05/04/05 WESTMORELAND COAL CO DE 2.02,9.01 05/10/05 WHEELING PITTSBURGH CORP /DE/ DE 2.02,9.01 05/10/05 WHITE ELECTRONIC DESIGNS CORP ID 2.02,9.01 02/08/05 WHITNEY HOLDING CORP LA 7.01,9.01 05/10/05 WILLIAMS CONTROLS INC DE 2.02,9.01 05/10/05 WILLIAMS CONTROLS INC DE 5.02 05/05/05 WILLIAMS SCOTSMAN INC MD 2.02,9.01 05/10/05 WPT ENTERPRISES INC 2.02,9.01 05/10/05 WWA GROUP INC NV 5.02,9.01 04/30/05 WYNDHAM INTERNATIONAL INC DE 2.02,9.01 05/10/05 WYNN RESORTS LTD 8.01 05/06/05 XATA CORP /MN/ MN 2.02 05/09/05 XM SATELLITE RADIO HOLDINGS INC DE 1.01,8.01,9.01 05/10/05 XPONENTIAL INC DE 2.02,9.01 05/10/05 ZEBRA TECHNOLOGIES CORP/DE DE 1.01,9.01 05/09/05 ZIONS BANCORPORATION /UT/ UT 7.01,9.01 05/10/05 ZIX CORP TX 2.02,9.01 05/09/05 ZOMAX INC /MN/ MN 2.02,9.01 05/10/05 ZONES INC WA 1.01,2.02,5.03,9.01 05/05/05 ZORAN CORP \DE\ DE 5.02,9.01 05/05/05 ZYMOGENETICS INC WA 2.02,9.01 05/05/05