SEC NEWS DIGEST Issue 2005-44 March 8, 2005 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING – MONDAY, MARCH 14, 2005 – 3:30 P.M. The subject matter of the closed meeting scheduled for Monday, March 14, will be: Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. CLOSED MEETING – THURSDAY, MARCH 17, 2005 – 10:00 A.M. The subject matter of the closed meeting scheduled for Thursday, March 17, will be: Formal orders of investigations; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature; and an Opinion. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. SEC EXTENDS TIME FOR BANKS TO COMPLY WITH GRAMM-LEACH-BLILEY ACT BROKER REGISTRATION REQUIREMENTS The Commission announced today that it issued an order further extending until Sept. 30, 2005, the compliance dates for banks with respect to certain broker registration requirements contained in the Gramm-Leach- Bliley Act (GLBA). The Commission does not expect banks to develop compliance systems to meet the terms of the “broker” exceptions until the Commission amends its rules. Banks have indicated that they will need time to implement systems to ensure compliance with the new statutory requirements regarding the definition of “broker.” The GLBA repealed an exception from broker-dealer registration requirements in the Securities Exchange Act of 1934 that had allowed banks to engage in securities activities without registering as a broker or dealer. The GLBA replaced this exception with new functional exceptions that were to become effective May 12, 2001. On May 11, 2001, the Commission adopted interim final rules (Interim Rules) that, among other things, gave banks time to come into full compliance with the more narrowly tailored exceptions from broker-dealer registration. To further accommodate the banking industry's continuing compliance concerns, the Commission delayed the effective date of the bank “broker” rules through a series of orders that ultimately extended the temporary exemption from the definition of “broker” to March 31, 2005. In June 2004, the Commission proposed to revise and replace the Interim Rules with Regulation B. Today, the Commission extended the exemption from the definition of “broker” until Sept. 30, 2005, pending its consideration of comments received on the Regulation B proposal. This will give the Commission time to consider fully comments received on Regulation B and to take any final action on the proposal as necessary, including consideration of any modification necessary to the proposed compliance date. The text of the order and notice will be available on the Commission’s website at http://www.sec.gov. (Press Rel. 2005-31) RULES AND RELATED MATTERS ORDER EXTENDING TEMPORARY EXEMPTION OF BANKS, SAVINGS ASSOCIATIONS, AND SAVINGS BANKS FROM THE DEFINITION OF “BROKER” UNDER SECTION 3(A)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 The Commission issued an order extending the temporary exemption of banks, savings associations, and savings banks from the definition of "broker" under Section 3(a)(4) of the Securities Exchange Act of 1934 until Sept. 30, 2005. For further information, please contact Elizabeth MacDonald at (202) 942-0073. (Rel. 34-51328) ENFORCEMENT PROCEEDINGS FINAL JUDGMENTS AS TO DEFENDANTS ANGELA AYERS AND VIRGINIA VALENTINE On March 4, the Honorable Virginia Emerson Hopkins, U.S. District Judge for the Northern District of Alabama, entered Final Judgments as to defendants Angela C. Ayers (Ayers) and Virginia B. Valentine (Valentine). Ayers was a vice president and Valentine was an assistant vice president of HealthSouth Corporation. The Final Judgments enjoined them from further violations of Section 17(a) of the Securities Act of 1933 (Securities Act), Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5 and 13b2-1 thereunder, and from aiding and abetting violations of Section 17(a) of the Securities Act, Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder. Ayers and Valentine were not ordered to pay civil penalties based on their sworn representations in their Statements of Financial Condition. Ayers was also permanently barred from serving as an officer or director of a public company. Ayers and Valentine consented to the entries of the judgments without admitting or denying any of the allegations of the Commission’s complaint. The Commission's complaint alleged that Ayers and Valentine made false accounting entries to inflate reported operating results to enable HealthSouth to meet or exceed Wall Street earnings expectations. [SEC v. Kenneth K. Livesay, et al., USDC, ND Alabama, Civil Action No. CV-03- HS-0758-S] (LR-19123; AAE Rel. 2206) DISTRICT COURT SETS DISGORGEMENT, PRE-JUDGMENT INTEREST, AND CIVIL MONEY PENALTIES AGAINST REMAINING DEFENDANT LUIS LORIE; JUDGMENTS AGAINST ALL DEFENDANTS HAVE NOW BEEN ENTERED The Commission announced that on Feb. 2, 2005, District Court Judge Barbara S. Jones set Disgorgement, Pre-Judgment Interest, and Civil Money Penalties Against Defendant Luis F. Lorie in SEC v. American Healthcare Providers, Inc., et al., 01 Civ 7649 (S.D.N.Y.) (BSJ). Specifically, the Court ordered Luis F. Lorie to pay $1,451,802.76 in disgorgement, plus $371,828.29 in pre-judgment interest, for a total of $1,823,632.05. The Court also ordered Luis F. Lorie to pay a $110,000 civil money penalty. In this case, the Commission charged American Healthcare Providers, Inc., Luis F. Lorie and four other individuals for their roles in an Internet market manipulation scheme. The Commission’s complaint alleged that American Healthcare was a start-up company with “headquarters” in Wheeler’s New York City apartment, and had virtually no business operations. The Commission charged that after pumping up the price of American Healthcare stock through an extensive campaign of false press releases and Internet message board postings, the defendants dumped their holdings of the stock on the unsuspecting public, reaping at least $1.47 million in illicit gains. The District Court previously entered judgments against each of the other defendants charged in the scheme. On May 14, 2002, the Court entered final consent judgments against defendants Michael Anthony Lester and Lars M. Kram. On May 29, 2002, the Court entered a default judgment against American Healthcare Providers, Inc. and Luis F. Lorie (Luis Lorie Judgment). The Luis Lorie Judgment enjoined him from further violations of Sections 5(a), 5(c), and 17(a) of the Securities Act, and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and barred him from serving as an officer or director of a public company, but deferred determination of those amounts, which have since been set in the Court’s Feb. 2, 2005, order. On Dec. 15, 2003, the Court entered final consent judgments against Angel L. Lorie (Angel Lorie) and Arthur W. Wheeler (Wheeler). Three of the defendants charged in the Commission’s action have plead guilty to or been convicted of parallel criminal charges. On Nov. 27, 2002, Luis F. Lorie pled guilty to one count of conspiracy to commit securities fraud for the same conduct alleged in the Commission’s complaint. On April 1, 2003, Luis Lorie’s father, Angle Lorie, pled guilty to one count of conspiracy to commit securities fraud and one count of securities fraud for the same conduct alleged in the Commission’s complaint. Last, on April 14, 2003, in a parallel criminal proceeding, United States v. Arthur W. Wheeler, 02 Cr. 848 (SDNY) (RMB), Wheeler was convicted of conspiracy to commit securities fraud and securities fraud following a jury trial. For tips on how to avoid Internet "pump-and-dump" stock manipulation schemes, visit http://www.sec.gov/investor/online/pump.htm. For more information about Internet fraud, visit http://www.sec.gov/divisions/enforce/internetenforce.htm. To report suspicious activity involving possible Internet fraud, visit http://www.sec.gov/complaint.shtml. [SEC v. American Healthcare Providers, Inc., Arthur W. Wheeler, Lars M. Kram, Angel L. Lorie Jr., Luis F. Lorie, and Michael Anthony Lester, 01 Civ 7649 (B.S.J) SDNY] (LR-19124) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2005-013) and Amendments No. 1 and 2 thereto filed by the American Stock Exchange relating to revisions to the ANTE roll-out schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 7. (Rel. 34-51306) A proposed rule change (SR-Amex-2005-029) filed by the American Stock Exchange relating to position limits and exercise limits has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 7. (Rel. 34-51316) A proposed rule change (SR-BSE-2005-10) filed by the Boston Stock Exchange relating to position limits and exercise limits has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 7. (Rel. 34-51317) A proposed rule change (PCX-2005-25) filed by Pacific Exchange relating to split price priority has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 7. (Rel. 34- 51318) A proposed rule change (SR-Phlx-2005-17) filed by the Philadelphia Stock Exchange relating to position limits and exercise limits has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 7. (Rel. 34-51322) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NASD-2004-042) filed by the National Association of Securities Dealers to amend NASD Rule 10315 to permit arbitrations to occur in a foreign hearing location and to amend IM—10104 to allow the Director of Arbitration to authorize a higher or additional honorarium for the use of a foreign hearing location. Publication of the order is expected in the Federal Register during the week of March 7. (Rel. 34-51324) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 SOYO GROUP INC, 41484 CHRISTY STREET, 41484 CHRISTY STREET, FREMONT, CA, 94538, 510-226-7696 - 5,000,000 ($4,100,000.00) Debt Convertible into Equity, (File 333-123155 - Mar. 7) (BR. 09) S-1 GENWORTH FINANCIAL INC, 82,000,000 ($2,318,960,000.00) Equity, (File 333-123156 - Mar. 7) (BR. 01) S-1 TBS INTERNATIONAL LTD, COMMERCE BLDG, CHANCERY LANE, HAMILTON BERMUDA, D0, 00000, 4412959230 - 0 ($125,000,000.00) Equity, (File 333-123157 - Mar. 7) (BR. 05) S-8 NOVA MEASURING INSTRUMENTS LTD, PO BOX 266, 011-972-8-938-7505, REHOVOT ISRAEL, L3, 76100, 650,000 ($2,301,000.00) Other, (File 333-123158 - Mar. 7) (BR. 36) SB-2 IMAGENETIX INC /NV/, 16935 WEST BERNARDO DRIVE, SUITE 101, SAN DIEGO, CA, 92127, 8583231688 - 0 ($12,649,027.00) Equity, (File 333-123159 - Mar. 7) (BR. 01) S-8 PTS INC/NV/, 3355 SPRING MOUNTAIN ROAD, SUITE 63, LAS VEGAS, NV, 89102, 7028788310 - 1,300,000,000 ($1,300,000.00) Equity, (File 333-123160 - Mar. 7) (BR. 36) S-3 REINSURANCE GROUP OF AMERICA INC, 1370 TIMBERLAKE MANOR PARKWAY, CHESTERFIELD, MO, 63017-6039, 6367367000 - 0 ($1,471,756,338.00) Equity, (File 333-123161 - Mar. 7) (BR. 01) SB-2 CALCITE CORP, 32 GAINSBOROUGH DR S W, CALGARY, A0, T3E4W7, 403-249-9484 - 0 ($380,000.00) Equity, (File 333-123164 - Mar. 7) (BR. ) S-8 CABOT OIL & GAS CORP, 1200 ENCLAVE PARKWAY, HOUSTON, TX, 77077, 2815894600 - 1,700,000 ($94,554,000.00) Equity, (File 333-123166 - Mar. 7) (BR. 04) S-3 CWALT INC, 5,000,000,000 ($5,000,000,000.00) Other, (File 333-123167 - Mar. 7) (BR. 05) S-8 FIDELITY BANCORP INC, 1009 PERRY HIGHWAY, PITTSBURGH, PA, 15237, 4123673300 - 150,000 ($3,519,240.00) Equity, (File 333-123168 - Mar. 7) (BR. 07) SB-2 American Media Systems Co., 3500 CORNETT ROAD, VANCOUVER, A1, V5M 2H5, 866-651-2219 - 0 ($100,000.00) Equity, (File 333-123169 - Mar. 7) (BR. ) S-8 NANNACO INC, 7235 NORTH CREEK LOOP, ., GIG HARBOR, WA, 98335, (253) 853-3632 - 45,000,000 ($945,000.00) Equity, (File 333-123171 - Mar. 7) (BR. 06) S-8 VISIJET INC, 188 TECHNOLOGY, SUITE D, IRVINE, CA, 92618, 9494759600 - 264,895 ($100,660.00) Equity, (File 333-123172 - Mar. 7) (BR. 09) S-3 ENCORE MEDICAL CORP, 9800 METRIC BOULEVARD, AUSTIN, TX, 78758, 5128329500 - 0 ($41,360,000.00) Equity, (File 333-123173 - Mar. 7) (BR. 36) S-4 CAPITAL CITY BANK GROUP INC, 217 N MONROE ST, TALLAHASSEE, FL, 32301, 8506710300 - 0 ($29,000,000.00) Equity, (File 333-123174 - Mar. 7) (BR. 07) S-8 NUVEEN INVESTMENTS INC, 333 W WACKER DR, CHICAGO, IL, 60606, 3129177700 - 0 ($91,936,107.90) Equity, (File 333-123175 - Mar. 7) (BR. 07) SB-2 Fit For Business International Inc, 10/27 MAYNEVIEW STREET, MILTON, C3, 4064, 61 7 33673355 - 0 ($4,873,600.00) Equity, (File 333-123176 - Mar. 7) (BR. ) S-3 PERFICIENT INC, 1120 SOUTH CAPITAL OF TEXAS HWY,, SUITE 220, BLDG. 3, AUSTIN, TX, 78746, 5125316000 - 5,787,490 ($48,846,415.60) Equity, (File 333-123177 - Mar. 7) (BR. 03) S-1 ASSET ACCEPTANCE CAPITAL CORP, 0 ($116,840,000.00) Equity, (File 333-123178 - Mar. 7) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ ACCESS WORLDWIDE COMMUNICATIONS INC DE 3.02,9.01 12/15/04 ACCESS WORLDWIDE COMMUNICATIONS INC DE 3.02 03/04/05 ACE Securities Corp Home Equity Serie DE 8.01,9.01 02/25/05 ACNB CORP PA 2.02,9.01 03/03/04 ADVANCED MEDICAL OPTICS INC DE 1.01 03/01/05 ADVANCED NEUROMODULATION SYSTEMS INC TX 8.01 03/01/05 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 03/07/05 AEP INDUSTRIES INC DE 7.01,9.01 03/04/05 AGILENT TECHNOLOGIES INC DE 1.01,9.01 03/01/05 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 1.01,8.01,9.01 03/01/05 ALBERTSONS INC /DE/ DE 2.02,7.01 03/07/05 ALICO INC FL 8.01 03/03/05 ALLIANCE RESOURCE PARTNERS LP DE 8.01,9.01 12/27/04 AMEND ALLION HEALTHCARE INC DE 1.01 03/03/05 ALLTEL CORP DE 2.04 03/07/05 AMC ENTERTAINMENT INC DE 2.01,9.01 12/23/04 AMEND AMERICAN COMMUNITY PROPERTIES TRUST MD 2.02,4.02,7.01,9.01 03/01/05 AMERICAN FINANCIAL REALTY TRUST 2.02 03/04/05 AMERICAN PHYSICIANS CAPITAL INC MI 7.01,9.01 03/07/05 AMH Holdings, Inc. DE 2.02,9.01 03/07/05 AMIS HOLDINGS INC 8.01,9.01 03/02/05 AMISTAR CORP CA 2.02,9.01 03/04/05 ANGELCITI ENTERTAINMENT INC /FL/ NV 8.01 01/07/05 AMEND AON CORP DE 1.01,8.01,9.01 03/04/05 APHTON CORP DE 1.01,9.01 03/01/05 APPLIED IMAGING CORP DE 2.02,9.01 03/03/05 AQUA AMERICA INC PA 1.01 03/01/05 AQUILA INC DE 2.02,9.01 03/07/05 ARCHER DANIELS MIDLAND CO DE 8.01,9.01 03/07/05 ARENA RESOURCES INC NV 2.01,9.01 12/20/04 ARGOSY GAMING CO DE 1.01 03/02/05 Ashlin Development Corp FL 1.01,3.02,9.01 03/01/05 ASPECT MEDICAL SYSTEMS INC DE 5.02,8.01,9.01 12/16/04 AMEND ASSET ACCEPTANCE CAPITAL CORP 8.01,9.01 03/07/05 ASSET BACKED FUNDING CORP DE 8.01,9.01 03/04/05 ASSOCIATED MATERIALS INC DE 2.02,9.01 03/07/05 ATLANTIC EXPRESS TRANSPORTATION CORP NY 1.01,8.01,9.01 01/13/05 AUDIOVOX CORP DE 3.01,7.01,9.01 03/07/05 AVADO BRANDS INC GA 1.01,5.02,9.01 03/01/05 AVI BIOPHARMA INC OR 5.02 03/01/05 BANC ONE FINANCIAL SERVICES HOME EQUI NY 8.01,9.01 02/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 02/25/05 Bear Stearns BSALTA 2005-1 DE 8.01,9.01 02/25/05 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE 8.01,9.01 03/03/05 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE 8.01,9.01 03/03/05 BEC Funding II, LLC DE 1.01,9.01 03/07/05 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 1.01,2.01,9.01 03/07/05 BERKLEY W R CORP DE 1.01 03/01/05 BERKSHIRE INCOME REALTY INC 2.01 03/01/05 BERRY PETROLEUM CO DE 2.02,9.01 03/07/05 BIG SKY ENERGY CORP NV 3.02 03/07/05 BIOGEN IDEC INC DE 8.01,9.01 03/03/05 BIOGEN IDEC INC DE 8.01 03/04/05 BLACKBAUD INC 7.01,9.01 03/07/05 BLOCKBUSTER INC DE 8.01,9.01 03/04/05 BNS HOLDING, INC. 1.01,9.01 03/07/05 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 1.01,9.01 03/01/05 BPK RESOURCES INC NV 4.01 03/04/05 BRIDGFORD FOODS CORP CA 2.02,9.01 03/04/05 BRINKS CO VA 8.01,9.01 03/04/05 Brooklyn Cheesecake & Desert Com NY 1.01,3.02,9.01 03/01/05 BSABS 2005-1 DE 8.01,9.01 02/25/05 BUFFALO WILD WINGS INC MN 4.02,9.01 03/07/05 CALIFORNIA PIZZA KITCHEN INC DE 2.02,9.01 03/04/05 CALLWAVE INC 8.01,9.01 03/04/05 CANO PETROLEUM, INC 1.01,9.01 03/01/05 CANTEL MEDICAL CORP DE 2.02,9.01 03/02/05 CAPITAL LEASE FUNDING INC 1.01 03/03/05 CAPITAL ONE FINANCIAL CORP DE 8.01,9.01 03/06/05 CAPITAL TRUST INC MD 1.01 03/01/05 CAPSOURCE FINANCIAL INC CO 4.01 03/04/05 CARDINAL MINERALS INC NV 1.01,2.01,3.02,3.03,5.01,5.03 03/02/05 CAREMARK RX INC DE 1.01,9.01 03/01/05 CARLETON VENTURES CORP NV 8.01,9.01 03/04/05 CELTRON INTERNATIONAL INC NV 4.01,9.01 03/04/05 CENTEX CORP NV 2.03 03/02/05 CHARLES & COLVARD LTD NC 7.01 03/07/05 CHARLOTTE RUSSE HOLDING INC 4.02,9.01 03/03/05 CHASE FUNDING INC NY 8.01,9.01 02/25/05 CHINA EXPERT TECHNOLOGY INC NV 2.02,9.01 03/07/05 CHISTE CORP 8.01 03/02/05 CIGNA CORP DE 7.01 03/07/05 CINEMA RIDE INC DE 5.03,9.01 03/05/05 CITRIX SYSTEMS INC DE 4.02,7.01,9.01 03/04/05 COCA COLA ENTERPRISES INC DE 8.01,9.01 03/07/05 COMERICA INC /NEW/ DE 5.02 03/03/05 COMMERCE ENERGY GROUP INC DE 1.01,9.01 03/01/05 COMMUNITY BANCORP INC DE 7.01,9.01 03/04/05 COMPOSITE SOLUTIONS INC FL 8.01 11/18/04 COMPUDYNE CORP NV 1.01,9.01 03/04/05 CONSUMERS BANCORP INC /OH/ OH 1.01 03/01/05 CORDIA CORP NV 1.01,3.02 03/07/05 COVALENT GROUP INC NV 5.02,9.01 03/04/05 CRAFTMADE INTERNATIONAL INC DE 1.01,2.01,3.02,7.01,9.01 03/01/05 CRDENTIA CORP DE 7.01,9.01 03/07/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 02/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 02/25/05 CUTTER & BUCK INC WA 5.02,5.03,7.01,9.01 03/03/05 CWMBS INC DE 8.01,9.01 01/28/05 CYGNUS INC /DE/ DE 5.03,9.01 03/07/05 CYPRESS COMMUNICATIONS HOLDING CO INC DE 1.01 03/01/05 DANIELSON HOLDING CORP DE 7.01,9.01 03/04/05 DAVE & BUSTERS INC MO 8.01 03/05/05 DAVE & BUSTERS INC MO 8.01 03/05/05 DAVE & BUSTERS INC MO 8.01 03/05/05 AMEND DAVITA INC DE 8.01 03/04/05 DCI USA, INC DE 1.01,2.03,9.01 03/01/05 DECODE GENETICS INC DE 2.02,9.01 03/03/05 DEL GLOBAL TECHNOLOGIES CORP NY 5.02 03/01/05 DELPHI CORP DE 1.01,9.01 03/01/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 02/25/05 DICKS SPORTING GOODS INC DE 2.02,9.01 03/07/05 DIGIRAD CORP DE 1.01,9.01 03/01/05 DIGITAL IMPACT INC /DE/ DE 1.01,3.03,8.01,9.01 03/04/05 DWANGO NORTH AMERICA CORP NV 1.01,9.01 03/01/05 ECC Capital CORP 1.01,9.01 03/01/05 EDUCATION LOANS INC /DE DE 8.01,9.01 03/04/05 EDUCATION LOANS INC /DE DE 8.01,9.01 03/04/05 EDUCATION LOANS INC /DE DE 8.01,9.01 03/04/05 EDUCATION MANAGEMENT CORPORATION 1.01,7.01,9.01 03/02/05 EL PASO ELECTRIC CO /TX/ TX 5.02 03/04/05 ELINE ENTERTAINMENT GROUP INC NV 1.01,3.02,5.03,8.01,9.01 03/07/05 EMBARCADERO TECHNOLOGIES INC 2.02,4.02,9.01 03/01/05 EMMIS COMMUNICATIONS CORP IN 1.01,9.01 03/01/05 Emrise CORP DE 1.01 03/02/05 ENCORE CAPITAL GROUP INC DE 1.01,5.02,5.03,9.01 03/01/05 ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 03/07/05 ENDURANCE SPECIALTY HOLDINGS LTD 8.01,9.01 03/07/05 EQUITY INNS INC TN 2.01,9.01 03/01/05 EQUITY ONE INC MD 1.01,9.01 03/07/05 ESCALADE INC IN 8.01,9.01 03/07/05 ESCHELON TELECOM INC 7.01,9.01 03/07/05 ETHAN ALLEN INTERIORS INC DE 7.01,9.01 03/07/05 EVOLVING SYSTEMS INC DE 2.02 03/07/05 EXELON CORP PA 8.01 03/04/05 EZENIA INC DE 2.02,7.01,9.01 03/07/05 FERRO CORP OH 7.01 03/07/05 FIBERMARK INC DE 8.01,9.01 03/04/05 FINISAR CORP DE 1.01,9.01 03/02/05 FIRST CHARTER CORP /NC/ NC 7.01,9.01 03/07/05 FIRST MANITOWOC BANCORP INC WI 5.04,9.01 03/06/05 FIRST PACTRUST BANCORP INC MD 4.01,9.01 03/07/05 FIRST POTOMAC REALTY TRUST MD 7.01,9.01 03/07/05 FIRST POTOMAC REALTY TRUST MD 1.01,9.01 03/07/05 FMC CORP DE 7.01 03/07/05 FORMFACTOR INC DE 8.01,9.01 03/04/05 FRANKLIN CREDIT MANAGEMENT CORP/DE/ DE 1.01 03/04/05 FRANKLIN ELECTRIC CO INC IN 1.01,9.01 03/03/05 FULTON BANCSHARES CORP PA 5.02 03/07/05 FURNITURE BRANDS INTERNATIONAL INC DE 8.01,9.01 03/07/05 GABELLI ASSET MANAGEMENT INC NY 8.01,9.01 03/04/05 AMEND GABELLI ASSET MANAGEMENT INC NY 2.02,9.01 01/27/05 AMEND GARTNER INC DE 1.01,9.01 03/03/05 GASCO ENERGY INC NV 8.01,9.01 03/07/05 GENENCOR INTERNATIONAL INC DE 1.01 03/01/05 GENERAL MOTORS CORP DE 2.05,2.06 03/01/05 GENESCO INC TN 7.01 03/07/05 GENZYME CORP MA 1.01,9.01 12/06/04 GEORESOURCES INC CO 2.02 03/04/05 GERON CORPORATION DE 1.01,8.01,9.01 03/01/05 GLOBAL MATRECHS, INC. DE 1.01,2.03,3.02,9.01 03/02/05 GLOBAL POWER EQUIPMENT GROUP INC/ DE 2.02,9.01 03/02/05 GMACM Mortgage Loan Trust 2004-GH1 DE 8.01,9.01 12/27/04 GMACM Mortgage Loan Trust 2004-GH1 DE 8.01,9.01 01/25/05 GMACM Mortgage Loan Trust 2004-GH1 DE 8.01,9.01 02/25/05 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 03/07/05 GOTTSCHALKS INC DE 2.02,9.01 03/03/05 GRAINGER W W INC IL 4.01,9.01 03/07/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 03/03/05 GSR Mortgage Loan Trust 2005-AR1 DE 8.01,9.01 02/25/05 GTC TELECOM CORP NV 1.01 03/03/05 GTREX INC DE 4.01 12/08/04 AMEND GTX INC /DE/ DE 1.01,9.01 12/13/04 AMEND HARRAHS ENTERTAINMENT INC DE 8.01,9.01 03/07/05 HASBRO INC RI 1.01 03/02/05 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01,9.01 03/07/05 HEALTH NET INC DE 5.03,9.01 03/04/05 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 1.01,9.01 03/04/05 HESPERIA HOLDING INC 1.01 03/07/05 HIBERNIA CORP LA 8.01,9.01 03/07/05 HOUSERAISING, INC. NC 5.02 03/01/05 HUNTINGTON BANCSHARES INC/MD MD 1.01 03/01/05 HYTHIAM INC DE 3.01 03/04/05 AMEND HYTHIAM INC DE 3.01 03/04/05 AMEND ICAD INC DE 2.02,9.01 03/02/05 INDUS INTERNATIONAL INC DE 8.01,9.01 03/03/05 INDYMAC MBS INC 8.01,9.01 03/03/05 INLAND WESTERN RETAIL REAL ESTATE TRU MD 2.01,9.01 03/01/05 INTELSAT LTD 2.02,5.03,7.01,9.01 03/01/05 INTERNATIONAL BANCSHARES CORP TX 2.02 03/07/05 INTERNATIONAL BUSINESS MACHINES CORP NY 7.01 03/07/05 INTERNATIONAL ELECTRONICS INC MA 4.01 03/07/05 INTERNET AMERICA INC TX 2.05,9.01 03/03/05 INVESTMENT TECHNOLOGY GROUP INC DE 5.02,9.01 03/01/05 INVISA INC 1.01,9.01 03/07/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 02/25/05 J.P. Morgan Mortgage Trust 2005-A1 DE 8.01,9.01 02/25/05 J.P. Morgan Mortgage Trust 2005-S1 DE 8.01,9.01 02/25/05 J2 GLOBAL COMMUNICATIONS INC DE 7.01,9.01 03/07/05 JAG MEDIA HOLDINGS INC NV 3.03,8.01,9.01 03/01/05 JMAR TECHNOLOGIES INC DE 1.01,9.01 03/04/05 JOHNSON & JOHNSON NJ 8.01 03/04/05 JOHNSON OUTDOORS INC WI 8.01,9.01 03/07/05 JORGENSEN EARLE M CO /DE/ DE 1.01,2.03,9.01 03/03/05 KAYDON CORP DE 1.01,9.01 03/02/05 KERR MCGEE CORP /DE DE 7.01,9.01 03/07/05 KERYX BIOPHARMACEUTICALS INC DE 2.02 03/07/05 KEY ENERGY SERVICES INC MD 1.01,2.03,9.01 03/01/05 KITTY HAWK INC DE 5.02 03/03/05 KNIGHT FULLER INC DE 4.01,9.01 03/04/05 KRAMONT REALTY TRUST MD 7.01,9.01 03/04/05 KROGER CO OH 4.02,9.01 03/07/05 KRONOS WORLDWIDE INC 7.01,9.01 03/03/05 KS BANCORP INC NC 8.01 03/02/05 L 3 COMMUNICATIONS HOLDINGS INC DE 1.01 03/01/05 LANCASTER COLONY CORP OH 1.01,2.03,9.01 03/03/05 LANCER CORP /TX/ TX 2.02,9.01 03/07/05 LEATHER FACTORY INC DE 2.02,9.01 03/03/05 LECG CORP DE 8.01,9.01 03/07/05 LEVI STRAUSS & CO DE 7.01,8.01,9.01 03/03/05 LEVI STRAUSS & CO DE 8.01,9.01 03/07/05 LIFE SCIENCES RESEARCH INC MD 8.01,9.01 03/07/05 LIGAND PHARMACEUTICALS INC DE 8.01 03/04/05 LOCKHEED MARTIN CORP MD 5.02 03/04/05 LONE STAR TECHNOLOGIES INC DE 1.01,9.01 03/01/05 LONGS DRUG STORES CORP MD 1.01 03/04/05 AMEND LOUDEYE CORP DE 1.01,5.02,9.01 03/07/05 MAIN STREET BANKS INC /NEW/ GA 8.01,9.01 03/07/05 MANUGISTICS GROUP INC DE 1.01 02/28/05 AMEND MARINE PRODUCTS CORP DE 8.01,9.01 03/07/05 MASTR Adjustable Rate Mortgages 2005- DE 8.01,9.01 02/25/05 MASTR ALTERNATIVE LOAN TRUST 2004-12 DE 8.01,9.01 02/25/05 MASTR ALTERNATIVE LOAN TRUST 2005-1 DE 8.01,9.01 02/25/05 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 03/07/05 AMEND MASTR Asset Securitization Trust 2004 DE 8.01,9.01 02/25/05 MASTR Seasoned Securitization Trust 2 DE 8.01,9.01 02/25/05 MATERIAL SCIENCES CORP DE 1.01,9.01 12/15/04 MAX RE CAPITAL LTD 8.01,9.01 03/04/05 MEDIALINK WORLDWIDE INC DE 2.02 03/01/05 MENS WEARHOUSE INC TX 1.01,9.01 03/04/05 MERCHANTS & MANUFACTURERS BANCORPORAT WI 5.04,9.01 03/07/05 MERISEL INC /DE/ DE 1.01,2.01,2.03,8.01,9.01 03/03/05 MERRILL LYNCH MORT INV TRUST MLMI Ser DE 8.01,9.01 02/25/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 03/07/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 02/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 02/25/05 MERRILL MERCHANTS BANCSHARES INC ME 5.02 03/07/05 METRIC PARTNERS GROWTH SUITE INVESTOR CA 8.01,9.01 03/04/05 MID WISCONSIN FINANCIAL SERVICES INC WI 1.01,9.01 01/19/05 MIDDLESEX WATER CO NJ 8.01 03/07/05 MIKOHN GAMING CORP NV 1.01 03/01/05 MIKRON INFRARED INC NJ 2.02,9.01 03/07/05 MOLSON COORS BREWING CO CO 1.01,2.03,9.01 03/01/05 Morgan Stanley ABS Capital I Inc. MSD DE 8.01,9.01 02/25/05 MORGAN STANLEY CAPITAL I INC HOME EQ NY 8.01,9.01 02/25/05 MORTGAGE ASSET SEC TRANSACTION INC MA DE 8.01,9.01 02/01/05 MORTGAGEIT TRUST 2005-1, Mortgage-Bac DE 8.01,9.01 02/25/05 MOSCOW CABLECOM CORP DE 1.01,9.01 03/03/05 MOTIENT CORP DE 5.02 03/04/05 MSW ENERGY HOLDINGS II LLC 2.02,9.01 03/04/05 MSW ENERGY HOLDINGS LLC DE 2.02,9.01 03/04/05 NANOMETRICS INC CA 1.01 03/01/05 NanoSignal CORP NV 8.01 03/07/05 NATIONAL OILWELL INC DE 8.01,9.01 03/07/05 NATIONAL WESTERN LIFE INSURANCE CO CO 2.02,9.01 03/07/05 NEORX CORP WA 1.01,3.02,9.01 03/03/05 NEXEN INC A0 9.01 12/01/04 NII HOLDINGS INC DE 2.02,4.02 03/04/05 NORTH VALLEY BANCORP CA 8.01,9.01 03/04/05 NORTHEAST UTILITIES MA 1.01 03/01/05 NORTHFIELD LABORATORIES INC /DE/ DE 1.01,9.01 03/03/05 NORTHRIM BANCORP INC AK 8.01,9.01 03/01/05 NORTHWEST HORIZON CORP 2.01,9.01 12/15/04 NSTAR/MA MA 1.01 03/07/05 Onstream Media CORP FL 8.01,9.01 03/07/05 Opteum Mortgage Acceptance Corp Asset DE 8.01,9.01 02/25/05 OPTION ONE MORTGAGE LOAN TRUST 2005-1 DE 8.01,9.01 02/25/05 OREGON STEEL MILLS INC DE 8.01 03/01/05 ORION HEALTHCORP INC DE 8.01 03/07/05 OXIGENE INC DE 1.01,9.01 03/03/05 PACER INTERNATIONAL INC TN 1.01,5.02,9.01 03/02/05 PACIFIC GAS & ELECTRIC CO CA 1.01,2.03,8.01 03/04/05 PALMSOURCE INC DE 1.01 09/29/04 AMEND PAM TRANSPORTATION SERVICES INC DE 1.01,5.02,9.01 03/02/05 Park Place Securities, Inc., Asset-Ba 8.01,9.01 02/25/05 PATRIOT SCIENTIFIC CORP DE 4.01,9.01 03/07/05 PAYMENT DATA SYSTEMS INC NV 2.02,9.01 03/07/05 PEABODY ENERGY CORP DE 1.01,2.03 03/01/05 PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 02/25/05 PEOPLES EDUCATIONAL HOLDINGS MN 7.01,9.01 03/07/05 PETROQUEST ENERGY INC DE 7.01,9.01 03/07/05 PG&E CORP CA 1.01,2.03,8.01 03/04/05 PIONEER BANKSHARES INC/VA 2.02,9.01 03/07/05 PLAINS EXPLORATION & PRODUCTION CO DE 7.01,9.01 03/03/05 PNM RESOURCES INC NM 8.01 03/07/05 POPE & TALBOT INC /DE/ DE 1.01,5.03,9.01 03/02/05 PRIME MORTGAGE TRUST, MORTGAGE PASS-T 8.01,9.01 02/25/05 PRINCIPAL FINANCIAL GROUP INC DE 1.01 02/28/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 03/01/05 PRIVATEBANCORP INC DE 7.01 03/07/05 PROASSURANCE CORP DE 7.01,9.01 03/07/05 PROCYTE CORP /WA/ WA 7.01,9.01 03/03/05 PROJECT GROUP INC NV 1.01,9.01 02/28/05 PROTALEX INC DE 8.01 03/04/05 PS BUSINESS PARKS INC/CA CA 9.01 03/04/05 QUALITY SYSTEMS INC CA 5.03 03/04/05 RADYNE COMSTREAM INC NY 1.01,9.01 03/02/05 RAM VENTURE HOLDINGS CORP FL 5.02 03/03/05 REHABCARE GROUP INC DE 1.01,9.01 03/07/05 REMINGTON OIL & GAS CORP DE 2.02,9.01 03/07/05 RENAISSANCE LEARNING INC WI 1.01,9.01 03/01/05 REPUBLIC AIRWAYS HOLDINGS INC DE 2.02,9.01 12/31/04 RESIDENTIAL ASSET MORT PROD INC GMACM DE 8.01,9.01 02/25/05 RESIDENTIAL ASSET MORT PROD INC GMACM DE 8.01,9.01 02/25/05 RIDGESTONE FINANCIAL SERVICES INC WI 7.01,9.01 03/07/05 ROBOTIC VISION SYSTEMS INC DE 2.01,8.01,9.01 03/03/05 RONSON CORP NJ 2.02,9.01 03/04/05 ROOMLINX INC NJ 1.01,3.02,9.01 03/03/05 ROYCE BIOMEDICAL INC NV 1.01,3.02,9.01 03/07/05 ROYSTER-CLARK INC DE 1.01,9.01 12/10/04 AMEND RYLAND GROUP INC MD 7.01,9.01 03/07/05 SALEM COMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 03/07/05 SANFILIPPO JOHN B & SON INC DE 1.01,9.01 03/02/05 SASCO Mortgage Pass Through Certifica DE 8.01,9.01 02/25/05 SEABULK INTERNATIONAL INC DE 1.02 03/04/05 SEAGATE TECHNOLOGY E9 7.01,9.01 03/07/05 SECURITIZED ASSET BACKED RECEIVABLES 8.01,9.01 03/07/05 AMEND SECURITY CAPITAL CORP/DE/ DE 3.01,9.01 03/02/05 Select Notes Trust LT 2004-1 DE 8.01,9.01 03/01/05 SHERWOOD BRANDS INC NC 3.01,9.01 03/07/05 SHURGARD STORAGE CENTERS INC WA 7.01,9.01 03/03/05 SIERRA PACIFIC RESOURCES /NV/ NV 2.02,9.01 03/07/05 SIRNA THERAPEUTICS INC CO 1.01,2.03,8.01,9.01 03/02/05 Solexa, Inc. DE 1.01,2.01,5.01,5.02,5.03,8.01 03/02/05 SOURCE INTERLINK COMPANIES INC MO 9.01 02/28/05 AMEND STAAR SURGICAL CO DE 7.01,9.01 03/04/05 STAGE STORES INC NV 2.02,9.01 03/03/05 STANCORP FINANCIAL GROUP INC OR 8.01,9.01 03/07/05 STANDARD PARKING CORP DE 1.01,9.01 03/01/05 STANDARD PARKING CORP DE 2.02,9.01 03/07/05 STEAKHOUSE PARTNERS INC DE 5.02 03/01/05 STEN CORP MN 8.01,9.01 03/03/05 STERLING FINANCIAL CORP /PA/ PA 1.01,2.03,3.02,9.01 02/28/05 STERLING GROUP VENTURES INC NV 1.01,9.01 03/02/05 SUNRISE SENIOR LIVING INC DE 2.02 03/07/05 TBC CORP DE 1.01,9.01 03/01/05 TD BANKNORTH INC. DE 1.01,9.01 03/01/05 TEGAL CORP /DE/ DE 2.02,9.01 02/11/05 TENET HEALTHCARE CORP NV 5.02 03/07/05 TEREX CORP DE 8.01,9.01 03/07/05 TEXAS INSTRUMENTS INC DE 2.02,9.01 03/07/05 THOMAS & BETTS CORP TN 1.01,9.01 03/02/05 TIDELANDS OIL & GAS CORP/WA NV 3.02 03/04/05 TIMBERLAND CO DE 1.01,9.01 03/02/05 TOTAL ENTERTAINMENT RESTAURANT CORP DE 1.01 03/07/04 TRANSPRO INC DE 1.01,2.01,9.01 03/01/05 TRI-CONTINENTAL CORP MD 7.01,9.01 03/07/05 TRICO BANCSHARES / CA 8.01,9.01 02/22/05 TRIPATH TECHNOLOGY INC 1.01,9.01 03/02/05 TULLYS COFFEE CORP 5.02,9.01 03/07/05 U S RESTAURANT PROPERTIES INC MD 8.01,9.01 03/04/05 U S RESTAURANT PROPERTIES INC MD 7.01,9.01 03/07/05 UNIFAB INTERNATIONAL INC LA 2.01,9.01 01/25/05 UNITED DEFENSE INDUSTRIES INC DE 1.01,8.01,9.01 03/06/05 UNITED FINANCIAL MORTGAGE CORP IL 7.01,9.01 03/02/05 UNITEDHEALTH GROUP INC MN 8.01,9.01 03/02/05 UNIVERSAL ELECTRONICS INC DE 5.02,9.01 03/01/05 UNUMPROVIDENT CORP DE 1.01,5.02,9.01 03/01/05 USAA ACCEPTANCE LLC 8.01,9.01 03/07/05 USAutos Series 2004-1 Trust DE 8.01,9.01 03/03/05 UTEK CORP 8.01,9.01 01/10/05 V I TECHNOLOGIES INC DE 8.01,9.01 03/07/05 VECTOR GROUP LTD DE 2.03,3.02 03/04/05 VERIZON COMMUNICATIONS INC DE 8.01 03/07/05 VISUAL NETWORKS INC DE 1.01,5.02,9.01 03/07/05 WADDELL & REED FINANCIAL INC DE 1.01,9.01 12/09/04 WALTER INDUSTRIES INC /NEW/ DE 7.01 03/04/05 WEATHERFORD INTERNATIONAL LTD D0 1.02,5.02 03/01/05 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 03/04/05 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 02/25/05 WELLS GARDNER ELECTRONICS CORP IL 5.02 03/01/05 WESTAFF INC DE 2.02,9.01 03/03/05 WESTERN GOLDFIELDS INC ID 5.02 03/01/05 WHITE MOUNTAINS INSURANCE GROUP LTD D0 1.01 02/23/05 WHITE MOUNTAINS INSURANCE GROUP LTD D0 1.01 02/24/05 WORLD AIR HOLDINGS, INC. DE 3.02 03/02/05 WORLD FUEL SERVICES CORP FL 7.01,9.01 03/07/05 WQN, Inc. 7.01,9.01 03/03/05 XENOGEN CORP DE 8.01 03/04/05 ZANETT INC DE 1.01,2.01,9.01 03/07/05