SEC NEWS DIGEST Issue 2005-08 January 12, 2005 COMMISSION ANNOUNCEMENTS PROPOSED RULE; EXTENSION OF COMMENT PERIOD The Securities and Exchange Commission is extending the comment period for the proposed rulemaking relating to the governance, administration, transparency, and ownership of self-regulatory organizations (SROs) that are national securities exchanges or registered securities associations, the periodic reporting of information by these SROs regarding their regulatory programs, and the listing and trading by SROs of their own or affiliated securities, which was published in the Federal Register on Dec. 8, 2004 (Release No. 34-50699, File No. S7-39-04). The public comment period for the proposed rulemaking will now end on March 8, 2005. The scope of and comment process for this release remains as stated in the original Federal Register notice of December 8, 2004 and comments should be received on or before March 8, 2005. Publication of the notice extending the comment period is expected in the Federal Register during the week of January 10. (Rel. 34-51019) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2005-04), relating to the systematizing of orders in the Standard and Poor’s Depositary Receipts (“SPDR”) options class. The proposed rule change has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of January 10. (Rel. 34-51006) A proposed rule change filed by the Chicago Board Options Exchange (SR- CBOE-2005-03) relating to allocations of securities has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of January 10. (Rel. 34-51007) A proposed rule change filed with the Commission by the International Securities Exchange establishing fees for transactions in options on the Standard & Poor’s Depositary Receipts® (SR-ISE-2005-02) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 10. (Rel. 34-51056) PROPOSED RULE CHANGES The Fixed Income Clearing Corporation filed a proposed rule change (File No. SR-FICC-2004-14) under Section 19(b)(1) of the Exchange Act that would amend the rules of its Government Securities Division and Mortgage- Backed Securities Division regarding membership requirements for non- U.S. applicants and members. Publication of the proposal is expected in the Federal Register during the week of January 10. (Rel. 34-51018) A proposed rule change (SR-NASD-2004-180) has been filed by NASD regarding waiver of California arbitrator disclosure standards. Publication of the proposal is expected in the Federal Register during the week of January 10. (Rel. 34-50971) APPROVAL OF PROPOSED RULE CHANGE The Commission, pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, has approved a proposed rule change, and Amendment No. 1 thereto (SR-PCX-2004-83), submitted by the Pacific Exchange relating to changing the opening time and the commencement of the opening auction on the Archipelago Exchange. (Rel. 34-51014) The Commission has approved a proposed rule change filed by the Fixed Income Clearing Corporation (File No. SR-FICC-2004-09) under Section 19(b)(1) of the Exchange Act that will amend its Government Securities Division and Mortgage-Backed Securities Division rules relating to membership requirements. Publication of the proposal is expected in the Federal Register during the week of January 10. (Rel. 34-51021) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 B2Digital, Inc., 1926 HOLLYWOOD BLVD, SUITE 208, HOLLYWOOD, FL, 33020, 9546200208 - 64,000,000 ($680,000.00) Equity, (File 333-121945 - Jan. 11) (BR. 05) S-3 AMERICAN SUPERCONDUCTOR CORP /DE/, TWO TECHNOLOGY DR, WESTBOROUGH, MA, 01581, 5088364200 - 4,600,000 ($59,064,000.00) Equity, (File 333-121946 - Jan. 11) (BR. 36) S-1 VeriFone Holdings, Inc., 2099 GATEWAY PLACE, SUITE 600, SAN JOSE, CA, 95110, (408) 232-7800 - 0 ($230,000,000.00) Equity, (File 333-121947 - Jan. 11) (BR. 03) S-3 GENCORP INC, HIGHWAY 50 & AEROJET ROAD, RANCHO CORDOVA, CA, 95670, 9163554000 - 146,400,000 ($146,400,000.00) Debt Convertible into Equity, (File 333-121948 - Jan. 11) (BR. 06) S-8 INVICTA GROUP INC, 9553 HARDING AVE, SUITE 301, MIAMI BEACH, FL, 33154, 3058666525 - 10,000,000 ($100,000.00) Equity, (File 333-121950 - Jan. 11) (BR. 05) S-3 US DATAWORKS INC, 5301 HOLLISTER ROAD, SUITE 250, HOUSTON, TX, 77040, 713-934-3856 - 768,199 ($775,881.00) Equity, (File 333-121951 - Jan. 11) (BR. 03) S-8 FTS GROUP, INC., ONE OXFORD VALLEY, SUITE 810, LANGHORNE, PA, 19047, 215-741-5883 - 2,030,000 ($294,350.00) Equity, (File 333-121952 - Jan. 11) (BR. 02) S-8 STRATEGIC INTERNET INVESTMENTS INC, 6046848662 - 141,000 ($73,320.00) Equity, (File 333-121953 - Jan. 11) (BR. 03) S-8 MANCHESTER TECHNOLOGIES INC, 160 OSER AVE, HAUPPAUGE, NY, 11787, 6314351199 - 1,500,000 ($15,240,000.00) Equity, (File 333-121954 - Jan. 11) (BR. 03) S-3 VIEWPOINT CORP, 498 SEVENTH AVENUE, SUITE 1810, NEW YORK, NY, 10018, 212-201-0800 - 0 ($5,283,017.00) Equity, (File 333-121955 - Jan. 11) (BR. 03) S-B Landeskreditbank Baden Wurttemberg Forderbank, SHEARMAN & STERLING LLP, 599 LEXINGTON AVE, NEW YORK, NY, 10022, 10,000 ($10,000,000.00) Non-Convertible Debt, (File 333-121956 - Jan. 11) (BR. ) S-1 BEIJING MED PHARM CORP, 1180 MAIN ST, COVENTRY, CT, 06238, 860-538-6630 - 8,695,652 ($22,173,912.60) Equity, (File 333-121957 - Jan. 11) (BR. ) S-8 ELECTRIC CITY CORP, 1280 LANDMEIER ROAD, ELK GROVE, IL, 60007, 8474371666 - 0 ($3,276,000.00) Equity, (File 333-121958 - Jan. 11) (BR. 36) S-8 ELECTRIC CITY CORP, 1280 LANDMEIER ROAD, ELK GROVE, IL, 60007, 8474371666 - 0 ($1,755,000.00) Equity, (File 333-121959 - Jan. 11) (BR. 36) S-8 CENTREX INC, 9202 S. TOLEDO, AVENUE, TULSA, OK, 74137, 918-494-2880 - 0 ($553,000.00) Equity, (File 333-121960 - Jan. 11) (BR. 36) S-1 FreightCar America, Inc., TWO NORTH RIVERSIDE PLAZA, SUITE 1250, CHICAGO, IL, 60606, (800) 458-2235 - 0 ($115,000,000.00) Equity, (File 333-121961 - Jan. 11) (BR. ) S-3 PENNSYLVANIA REAL ESTATE INVESTMENT TRUST, THE BELLEVUE, 200 S BROAD STREET, PHILADELPHIA, PA, 19102, 2155429250 - 895,511 ($35,650,292.00) Equity, (File 333-121962 - Jan. 11) (BR. 08) S-8 EVOLVE ONE INC, 1000 CLINT MOORE ROAD, SUITE 101, BOCA RATON, FL, 33487, 561-988-0819 - 8,000,000 ($3,760,000.00) Equity, (File 333-121963 - Jan. 11) (BR. 09) S-8 CASCADE MICROTECH INC, 2430 NW 206TH AVENUE, BEAVERTON, OR, 97005, 5036011000 - 0 ($26,606,386.00) Equity, (File 333-121964 - Jan. 11) (BR. 36) S-8 COMPASS MINERALS INTERNATIONAL INC, 8300 COLLEGE BOULEVARD, OVERLAND PARK, KS, 66210, 9133449200 - 0 ($9,184,000.00) Equity, (File 333-121965 - Jan. 11) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 99 CENTS ONLY STORES CA 2.02,9.01 01/06/05 ACCESSTEL INC /UT/ UT 2.01,9.01 10/13/04 AMEND ACE LTD D0 1.01 01/05/05 ACE Securities Corp Series 2004-RM2 DE 2.01,9.01 12/29/04 ADOLOR CORP 8.01,9.01 01/10/05 ADVANCED DIGITAL INFORMATION CORP WA 8.01,9.01 01/07/05 ADVANCED MICRO DEVICES INC DE 1.01 01/05/05 Advaxis, Inc. CO 9.01 11/12/04 AMEND AIRNET COMMUNICATIONS CORP DE 2.02,9.01 01/11/05 ALAMOSA HOLDINGS INC DE 7.01,9.01 01/11/05 ALCOA INC PA 2.02,9.01 01/10/05 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 7.01,9.01 01/11/05 ALLIANCE CAPITAL MANAGEMENT L P DE 7.01,9.01 01/11/05 ALLIS CHALMERS CORP DE 5.03,9.01 01/05/05 ALLTEL CORP DE 1.01,9.01 01/11/05 ALTEON INC /DE DE 1.01,9.01 01/06/05 ALTRIMEGA HEALTH CORP NV 1.01,9.01 01/10/05 AMB PROPERTY CORP MD 8.01,9.01 12/16/04 AMB PROPERTY LP DE 8.01,9.01 12/16/04 AMERICAN ELECTRIC POWER CO INC NY 1.01 01/10/05 AMERICAN GREETINGS CORP OH 5.02,7.01,9.01 01/07/05 AMERICAN HONDA RECEIVABLES CORP CA 8.01,9.01 01/11/05 AMERICAN SOFTWARE INC GA 5.02 01/07/05 AMERICAN WAGERING INC NV 2.01 01/07/05 AMERISOURCEBERGEN CORP DE 8.01,9.01 01/11/05 ANIMAS CORP DE 2.02,9.01 01/10/05 ANNTAYLOR STORES CORP DE 1.02,8.01 01/10/05 APPLE COMPUTER INC CA 2.02 01/11/05 APPLEBEES INTERNATIONAL INC DE 2.02,7.01,9.01 01/10/05 ARDEN REALTY INC MD 1.02,5.02,9.01 01/05/05 ARDENT MINES LTD NV 4.01,9.01 05/28/04 AMEND ARMSTRONG WORLD INDUSTRIES INC PA 1.01,5.02,9.01 01/06/05 AMEND ARROW INTERNATIONAL INC PA 2.02,9.01 01/10/05 ASHFORD HOSPITALITY TRUST INC MD 8.01 01/10/05 ATHEROGENICS INC GA 8.01,9.01 01/11/05 AUTO Q INTERNATIONAL INC DE 4.01 01/10/05 AVALON DIGITAL MARKETING SYSTEMS INC NV 8.01,9.01 01/11/05 AVALON DIGITAL MARKETING SYSTEMS INC NV 8.01,9.01 01/11/05 AVONDALE INC GA 8.01 01/06/05 BAD TOYS Holdings, Inc. NV 2.01,9.01 01/05/05 Battle Mountain Gold Exploration Corp 1.01,2.01,3.02,4.01,5.02,9.01 10/20/04 AMEND BAYCORP HOLDINGS LTD DE 1.01,9.01 01/07/05 BEMIS CO INC MO 1.01,2.01,2.03,9.01 01/05/05 BERKELEY TECHNOLOGY LTD 5.02 01/07/05 BERKSHIRE HILLS BANCORP INC 7.01,9.01 01/11/05 BERKSHIRE INCOME REALTY INC 9.01 12/28/04 AMEND BESTNET COMMUNICATIONS CORP NV 9.01 01/10/05 BEVERLY ENTERPRISES INC DE 7.01,9.01 01/10/05 BIO LOGIC SYSTEMS CORP DE 2.02,8.01 01/10/05 BIO SOLUTIONS MANUFACTURING, INC. NY 5.02,9.01 01/04/05 BLOCKBUSTER INC DE 8.01,9.01 01/10/05 BLUE RIDGE REAL ESTATE CO PA 2.02,9.01 01/10/05 BOSTONFED BANCORP INC DE 8.01,9.01 01/11/05 BRANDPARTNERS GROUP INC DE 7.01,9.01 01/11/05 BROOKLINE BANCORP INC DE 2.01,2.03,5.02,9.01 01/07/05 BUFFALO WILD WINGS INC MN 2.02,9.01 01/10/05 BURLINGTON COAT FACTORY WAREHOUSE COR DE 8.01 01/10/05 AMEND CalAmp Corp. DE 2.02,9.01 11/30/04 CALIFORNIA PIZZA KITCHEN INC DE 2.02,9.01 01/11/05 CAPITAL LEASE FUNDING INC 2.01,9.01 01/06/05 CAREADVANTAGE INC DE 1.01,9.01 01/10/05 CARRIAGE SERVICES INC DE 7.01,9.01 01/10/05 CARRIAGE SERVICES INC DE 7.01,9.01 01/10/05 CASCADE BANCORP OR 2.02,7.01,9.01 01/11/05 CASH SYSTEMS INC DE 5.02,8.01,9.01 01/06/05 CELEBRATE EXPRESS, INC. 1.01 01/06/05 CHASE FUNDING INC NY 8.01,9.01 12/27/04 CHASE MORTGAGE FINANCE CORP DE 8.01,9.01 12/27/04 CHINA ENERGY & CARBON BLACK HOLDINGS, NV 1.01,2.01,9.01 01/10/05 CIRCLE GROUP HOLDINGS INC IL 1.01,9.01 11/19/04 CITIZENS BANCORP OF VIRGINIA INC VA 5.02 01/05/05 CLEVELAND CLIFFS INC OH 1.01 01/11/05 CLEVELAND CLIFFS INC OH 1.01 01/11/05 CLEVELAND CLIFFS INC OH 8.01 01/11/05 CLOSURE MEDICAL CORP DE 7.01,9.01 01/11/05 CNL RESTAURANT PROPERTIES INC MD 8.01,9.01 01/11/05 CNL RESTAURANT PROPERTIES INC MD 8.01 01/05/04 COHU INC DE 1.01,9.01 01/11/05 COLLECTORS UNIVERSE INC DE 7.01 01/11/05 COMPOSITE TECHNOLOGY CORP NV 1.01,5.02,9.01 01/05/04 CONCEPTUS INC DE 1.01,9.01 01/05/05 CONTINENTAL BEVERAGE & NUTRITION, INC NY 4.01,7.01 12/31/04 AMEND CORNING INC /NY NY 2.02,9.01 01/11/05 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 01/11/05 CREATIVE COMPUTER APPLICATIONS INC CA 5.03 01/11/05 CROMPTON CORP DE 8.01,9.01 01/11/05 CROSSTEX ENERGY INC DE 5.02 01/11/05 CSK AUTO CORP DE 7.01,9.01 01/07/05 CTS CORP IN 7.01,9.01 01/10/05 CV THERAPEUTICS INC DE 8.01,9.01 01/10/05 CVS CORP DE 1.01,9.01 01/05/05 CWABS Asset Backed Certificates Trust DE 9.01 12/27/04 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 01/11/05 CWALT INC 8.01,9.01 11/18/04 CWMBS INC DE 8.01,9.01 11/30/04 CYBERSOURCE CORP DE 1.01,2.03 01/05/05 DAG MEDIA INC NY 8.01,9.01 01/07/05 DECKERS OUTDOOR CORP DE 7.01,9.01 01/10/05 DEL MONTE FOODS CO DE 7.01,9.01 01/10/05 DELTATHREE INC DE 8.01 01/11/05 DENDREON CORP DE 8.01,9.01 01/11/05 DENTSPLY INTERNATIONAL INC /DE/ DE 5.02,9.01 01/11/05 DERMA SCIENCES, INC. PA 3.02 01/10/05 AMEND DIGITAL FUSION INC/NJ/ DE 1.01 01/03/05 AMEND DISCOVER CARD MASTER TRUST I DE 8.01,9.01 01/10/05 DIVERSA CORP DE 2.02 01/10/05 EAGLE FAMILY FOODS HOLDINGS INC DE 5.02,8.01,9.01 01/07/05 EDISON RENEWABLES INC NV 4.01 11/08/04 AMEND ELDORADO ARTESIAN SPRINGS INC CO 1.01,3.02,9.01 01/04/05 ELECTRIC AQUAGENICS UNLIMITED INC DE 1.01 01/04/05 EMERGENCY FILTRATION PRODUCTS INC/ NV NV 8.01,9.01 01/11/05 ENDEAVOUR INTERNATIONAL CORP NV 1.01,9.01 01/10/05 ENDEAVOUR INTERNATIONAL CORP NV 7.01,8.01,9.01 01/11/05 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 01/11/05 ENGINEERED SUPPORT SYSTEMS INC MO 1.01,9.01 01/07/05 ENTERTAINMENT PROPERTIES TRUST MD 5.03,9.01 01/10/05 ENZON PHARMACEUTICALS INC DE 1.01 01/05/05 EQUINIX INC DE 8.01 01/10/05 ESSEX CORPORATION VA 1.01,9.01 01/06/05 FINANCIALCONTENT INC DE 8.01,9.01 01/11/05 FIRST SOUTH BANCORP INC /VA/ VA 8.01,9.01 01/10/05 FIRST VIRTUAL COMMUNICATIONS INC DE 5.02,7.01 01/06/05 FLAGSTAR BANCORP INC MI 2.02,9.01 01/10/05 FLOWERS FOODS INC GA 2.02,9.01 01/10/05 FLYI INC DE 1.01 01/10/05 FNB CORP/FL/ FL 8.01,9.01 01/01/04 FNB FINANCIAL CORP /PA/ PA 5.02 01/10/05 FONIX CORP DE 3.02 01/06/05 FORMFACTOR INC DE 1.01 01/08/05 FRANKLIN COVEY CO UT 2.02,8.01,9.01 01/11/05 FREDERICK COUNTY BANCORP INC MD 2.02,7.01,9.01 01/11/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 1.01,9.01 01/10/05 FSI INTERNATIONAL INC MN 3.03,9.01 01/07/05 GASEL TRANSPORTATION LINES INC OH 2.02 01/10/05 GENAERA CORP DE 8.01,9.01 01/10/05 GENESCO INC TN 7.01,9.01 01/11/05 GENESIS HEALTHCARE CORP PA 7.01,9.01 01/11/04 GENTA INC DE/ DE 1.01,9.01 01/07/05 GEOGLOBAL RESOURCES INC DE 9.01 01/11/05 GEVITY HR INC FL 1.01 01/11/05 GLOBIX CORP DE 2.02,7.01,9.01 01/11/05 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 01/11/05 GREAT AMERICAN BANCORP INC DE 2.02,3.01,8.01,9.01 01/11/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 01/06/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 01/10/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 01/10/05 HarborView Mortgage Loan Trust 2004-1 DE 8.01,9.01 01/11/05 HEALTHTRONICS, INC. GA 1.01,9.01 01/07/05 HELEN OF TROY LTD 2.02,9.01 01/06/05 HIENERGY TECHNOLOGIES INC DE 5.02,9.01 01/07/05 HOLLYWOOD ENTERTAINMENT CORP OR 1.01,1.02,9.01 01/09/05 HOMESTORE INC DE 2.02,9.01 01/11/05 HORIZON HEALTH CORP /DE/ DE 2.02,9.01 01/10/05 HORNBECK OFFSHORE SERVICES INC /LA DE 7.01,9.01 01/11/05 HUMAN GENOME SCIENCES INC DE 2.02,9.01 01/10/05 HURCO COMPANIES INC IN 5.02,5.03,9.01 01/05/05 HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 01/10/05 ICON HEALTH & FITNESS INC DE 2.02,7.01,9.01 11/27/04 ILINC COMMUNICATIONS INC DE 4.01,9.01 12/14/04 AMEND IMAGE TECHNOLOGY LABORATORIES INC DE 5.02 01/07/05 INDIGENOUS GLOBAL DEVELOPMENT CORP UT 4.01 01/05/05 INLAND WESTERN RETAIL REAL ESTATE TRU MD 2.01,9.01 01/05/05 INNOVA HOLDINGS NV 2.03,9.01 01/10/05 INTEL CORP DE 2.02 01/11/05 INTELLIGENT MOTOR CARS GROUP INC DE 8.01,9.01 01/01/05 INTERGRAPH CORP DE 7.01,9.01 01/11/05 INTERLINK ELECTRONICS INC DE 2.02,9.01 01/11/05 INTERNATIONAL DISPLAYWORKS, INC OR 8.01,9.01 01/10/05 INTERNATIONAL LEASE FINANCE CORP CA 2.06 01/06/05 INTERNATIONAL THOROUGHBRED BREEDERS I DE 1.01,9.01 01/05/05 INTUIT INC DE 1.01,5.02,9.01 01/07/05 IQ BIOMETRIX INC DE 1.01,3.02,9.01 01/10/05 ISONICS CORP CA 3.02,7.01,9.01 01/07/05 ISTA PHARMACEUTICALS INC CA 7.01,9.01 01/11/05 J P MORGAN CHASE & CO DE 9.01 01/11/05 JACKSONVILLE BANCORP INC IL 2.02,9.01 01/10/05 JOURNAL COMMUNICATIONS INC 1.01 12/13/04 KV PHARMACEUTICAL CO /DE/ DE 7.01 01/10/05 LABARGE INC DE 2.02,9.01 01/02/05 LAM PHARMACEUTICAL CORP DE 8.01,9.01 01/05/05 LANTRONIX INC DE 2.02,7.01,9.01 01/10/05 LASALLE HOTEL PROPERTIES MD 7.01,9.01 01/10/05 LEAP WIRELESS INTERNATIONAL INC DE 1.01,9.01 01/05/05 LESLIES POOLMART INC DE 1.01,8.01,9.01 12/23/04 LEVI STRAUSS & CO DE 8.01,9.01 01/10/05 LEXINGTON CORPORATE PROPERTIES TRUST MD 8.01 12/22/04 LION INC/WA WA 7.01,9.01 01/11/05 LITTLEFIELD CORP DE 8.01 01/11/05 LKQ CORP DE 1.01,9.01 01/07/05 LKQ CORP DE 7.01,9.01 01/10/05 LOGILITY INC GA 5.02 01/07/05 Logistical Support, Inc UT 8.01,9.01 01/10/05 LONE STAR TECHNOLOGIES INC DE 7.01 01/11/05 M I HOMES INC OH 7.01,9.01 01/11/05 M&T BANK CORP NY 2.02,9.01 01/11/05 MANPOWER INC /WI/ WI 8.01,9.01 01/10/05 MAPINFO CORP DE 2.02,9.01 01/11/05 MARKLAND TECHNOLOGIES INC FL 1.01,3.02,9.01 01/05/05 MAXUS REAL PROPERTY INVESTORS FOUR LP MO 7.01 01/11/05 MCI INC DE 2.02,9.01 01/11/05 MEDALLION FINANCIAL CORP DE 1.01,2.03,9.01 01/07/05 MENTOR GRAPHICS CORP OR 2.02 01/11/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 01/11/05 MGM MIRAGE DE 2.04,9.01 01/11/05 MICRON ENVIRO SYSTEMS INC NV 8.01 01/11/05 MICROSOFT CORP WA 5.02 11/09/04 MICROTUNE INC DE 1.01,9.01 01/09/05 MICROTUNE INC DE 2.02 01/11/05 MINGHUA GROUP INTERNATIONAL HOLDINGS NY 4.01,9.01 01/10/05 MKS INSTRUMENTS INC MA 8.01,9.01 01/07/05 MONTGOMERY REALTY GROUP INC NV 2.01 01/05/05 MORGAN STANLEY DE 9.01 01/05/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 01/07/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 10/29/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 01/11/05 MOTIENT CORP DE 1.01,3.02,7.01,9.01 01/10/05 MOUNTAIN NATIONAL BANCSHARES INC TN 8.01,9.01 12/20/04 Multicell Technologies Inc. DE 8.01 01/10/05 NAAC Alternative Loan Trust, Series 2 DE 8.01,9.01 12/27/04 Nalco Holding CO 5.02,9.01 01/10/05 NANOGEN INC DE 1.01,5.02,9.01 01/05/05 NASHUA CORP MA 1.01,1.02 01/05/05 NASSDA CORP DE 8.01,9.01 01/10/05 NATIONSRENT COMPANIES INC DE 5.02 01/07/05 NAVARRE CORP /MN/ MN 1.01,2.03,7.01,9.01 01/10/05 Neenah Paper Inc DE 8.01,9.01 01/11/05 NEWPOWER HOLDINGS INC DE 8.01,9.01 01/11/05 NEXTEL COMMUNICATIONS INC DE 8.01,9.01 01/11/05 NEXTEL PARTNERS INC DE 2.02,9.01 01/10/05 NORTEL NETWORKS CORP 1.01,2.02,9.01 01/11/05 NORTEL NETWORKS LTD 1.01,2.02,9.01 01/11/05 NORTHEAST INDIANA BANCORP INC DE 1.01,9.01 01/10/05 NORTHEAST UTILITIES MA 7.01,9.01 01/10/05 NORTHERN BORDER PARTNERS LP DE 1.01,9.01 01/05/05 NORTHERN BORDER PIPELINE CO TX 1.01,9.01 01/05/05 Novelis Inc. A6 1.01,9.01 01/11/05 ONE LINK 4 TRAVEL INC DE 7.01,9.01 01/11/05 ONYX ACCEPTANCE CORP DE 5.01 01/11/05 ORTEC INTERNATIONAL INC DE 3.02,9.01 01/05/05 PACIFIC ENTERPRISES INC CA 8.01 01/10/05 PACIFICARE HEALTH SYSTEMS INC /DE/ DE 7.01,9.01 01/11/05 PACIFICNET INC DE 5.02 01/06/05 PANAVISION INC DE 1.01,1.02 01/11/04 PaperFree Medical Solutions, Inc. 4.01,9.01 01/11/05 AMEND PARALLEL PETROLEUM CORP DE 2.02,9.01 01/11/05 PARTY CITY CORP DE 2.02,9.01 01/11/05 PC TEL INC DE 1.01 01/03/05 PEOPLES HOLDING CO MS 2.03,9.01 01/06/05 PeopleSupport, Inc. DE 2.02,4.02,9.01 01/06/05 PEPSIAMERICAS INC/IL/ DE 1.01,8.01,9.01 01/05/05 PHILLIPS VAN HEUSEN CORP /DE/ DE 7.01,9.01 01/11/05 PILGRIMS PRIDE CORP DE 2.02,9.01 01/10/05 PINNACLE AIRLINES CORP DE 8.01,9.01 01/06/05 PIONEER NATURAL RESOURCES CO DE 7.01,9.01 01/11/05 PLANET411 COM INC DE 4.01 05/21/03 PLATINUM UNDERWRITERS HOLDINGS LTD D0 1.01,9.01 01/11/05 POLYONE CORP 1.01,9.01 01/05/05 PortalPlayer, Inc. CA 1.01 01/04/05 AMEND PORTOLA PACKAGING INC DE 1.01,5.02 01/03/05 PREMIER ENTERTAINMENT BILOXI LLC DE 7.01,9.01 01/11/05 PRESIDION CORP FL 2.01 01/11/05 PRIDE INTERNATIONAL INC DE 1.01,2.02,7.01,9.01 01/07/05 PROCTER & GAMBLE CO OH 7.01 01/11/05 PROXYMED INC /FT LAUDERDALE/ FL 5.02,9.01 01/10/05 PUBLIC STORAGE INC /CA CA 8.01 12/30/04 QUADRAMED CORP DE 8.01,9.01 01/10/05 R H DONNELLEY CORP DE 8.01,9.01 01/10/05 R H DONNELLEY CORP DE 7.01,9.01 01/10/05 R H DONNELLEY CORP DE 1.01,9.01 01/07/05 RAPIDTRON INC NV 1.01,2.03,3.02 12/01/04 RARE HOSPITALITY INTERNATIONAL INC GA 2.02,7.01,9.01 01/11/05 REGENERON PHARMACEUTICALS INC NY 1.01,8.01,9.01 01/07/05 ROCKWELL AUTOMATION INC DE 2.02 01/10/05 ROWAN COMPANIES INC DE 5.02 01/11/05 RYLAND GROUP INC MD 2.03,9.01 01/06/05 SAFEGUARD SCIENTIFICS INC PA 9.01 12/01/04 AMEND SAN DIEGO GAS & ELECTRIC CO CA 8.01 01/10/05 SANGUI BIOTECH INTERNATIONAL INC CO 3.02 11/03/04 SBC COMMUNICATIONS INC DE 2.02 01/11/05 SCANSOURCE INC SC 1.01,9.01 01/05/05 SCOLR Pharma, Inc. DE 1.01 01/05/05 SELECT COMFORT CORP MN 2.02,9.01 01/10/05 SEMPRA ENERGY CA 8.01 01/10/05 SEVERN BANCORP INC MD 2.02,9.01 01/11/05 SIEBEL SYSTEMS INC DE 1.01,9.01 01/11/05 SIRNA THERAPEUTICS INC CO 7.01,9.01 01/11/05 SITEWORKS INC /FL FL 4.01 01/11/05 AMEND SIX FLAGS INC DE 8.01,9.01 01/06/05 SKREEM ENTERTAINMENT CORP DE 4.01,9.01 01/07/05 SLM CORP DE 8.01,9.01 01/05/05 SMITH & WESSON HOLDING CORP NV 1.01,9.01 01/06/05 SMITH & WOLLENSKY RESTAURANT GROUP IN DE 2.02,9.01 01/07/05 SONICBLUE INC DE 8.01,9.01 11/30/04 SPECTRALINK CORP CO 2.02,9.01 01/10/05 SPECTRUM PHARMACEUTICALS INC DE 8.01,9.01 01/10/05 STAR SCIENTIFIC INC DE 1.01,1.02,9.01 01/10/05 STARCRAFT CORP /IN/ IN 8.01,9.01 01/11/05 STEMCELLS INC DE 8.01,9.01 01/04/05 SUNAIR ELECTRONICS INC FL 2.02,9.01 01/10/05 SUPERIOR ENERGY SERVICES INC DE 5.02,9.01 01/11/05 SUPERVALU INC DE 2.02 01/11/05 SWS GROUP INC DE 8.01,9.01 01/10/05 SYMBION INC/TN DE 1.01,9.01 01/05/05 SYPRIS SOLUTIONS INC DE 2.02,7.01,9.01 01/11/05 SYS CA 2.01,3.02 01/06/05 TANOX INC DE 2.01,5.02,7.01 01/05/05 TASTY BAKING CO PA 5.02 01/11/05 TCF FINANCIAL CORP DE 8.01 01/11/05 TEAMSTAFF INC NJ 5.02 01/05/05 TELEGLOBE INTERNATIONAL HOLDINGS LTD 1.01,5.02,9.01 01/10/05 TERADYNE INC MA 2.05 01/07/05 TERAYON COMMUNICATION SYSTEMS DE 8.01,9.01 01/05/05 TERCICA INC DE 1.01,8.01,9.01 01/10/05 TESSERA TECHNOLOGIES INC DE 2.02,9.01 01/10/05 TEXAS REGIONAL BANCSHARES INC TX 5.02,7.01,9.01 01/11/05 THOMAS INDUSTRIES INC DE 8.01,9.01 01/10/05 TIDELANDS OIL & GAS CORP/WA NV 9.01 01/11/05 AMEND TOWER BANCORP INC PA 8.01 01/11/05 TREK RESOURCES INC DE 3.01,8.01,9.01 01/10/05 TRW AUTOMOTIVE HOLDINGS CORP DE 2.03 01/10/05 TUPPERWARE CORP DE 2.05 01/07/04 U S RESTAURANT PROPERTIES INC MD 8.01 01/05/05 UCN INC DE 2.01,2.03,3.02,9.01 01/05/05 UNISYS CORP DE 2.02,9.01 01/11/05 UNITED AMERICAN HEALTHCARE CORP MI 1.01,9.01 01/01/05 UNITED DEFENSE INDUSTRIES INC DE 1.01,9.01 01/07/05 UNITED DOMINION REALTY TRUST INC MD 8.01,9.01 12/31/04 UNITED NATIONAL GROUP LTD E9 1.01,9.01 01/11/05 UNIVERSAL GUARDIAN HOLDINGS INC DE 9.01 01/10/04 USA TRUCK INC DE 7.01,9.01 01/10/05 USIP COM INC UT 4.01 12/31/03 VCG HOLDING CORP CO 1.01,2.01,9.01 01/05/05 VECTOR GROUP LTD DE 2.03,3.02 01/10/05 VENDINGDATA CORP NV 8.01 01/06/05 VERMONT PURE HOLDINGS LTD/DE DE 2.02,9.01 01/10/05 VOLT INFORMATION SCIENCES, INC. NY 2.02,9.01 01/11/05 WAL MART STORES INC DE 8.01 01/11/05 WEBMD CORP /NEW/ DE 8.01,9.01 01/10/05 WEIDER NUTRITION INTERNATIONAL INC DE 2.02,9.01 01/11/05 WESTAFF INC DE 1.01,2.02,9.01 01/05/05 WESTERN WIRELESS CORP WA 8.01,9.01 01/10/05 WESTIN HOTELS LTD PARTNERSHIP DE 7.01 01/06/05 WILLIAMS SONOMA INC CA 7.01,9.01 01/11/05 WORLDSPAN L P DE 1.01 01/10/05 WYETH DE 1.01,9.01 01/08/05 YORK INTERNATIONAL CORP /DE/ DE 1.01,9.01 01/04/05