Audited financial statements for HHS and CMS are submitted to OMB by submission due date.

FY 1996: No

Yes

Yes

Yes

No

Yes

Yes

Number of Department-level material weaknesses outstanding at end of fiscal year.

FY 1996: 5

2
Financial Systems and Processes and Medicare EDP Controls

2
Financial Systems and Processes and Medicare EDP Controls

2

Financial Systems and Processes and Medicare EDP Controls

2

Financial Systems and Processes and Medicare EDP Controls

2

Financial Systems and Processes and Managed Care

2

Financial Systems and Processes and Managed Care Benefits Payment Cycle

Number of Department-level reportable conditions outstanding at end

of fiscal year.

FY 1997: 3

3
Medicaid Improper Payments; Departmental Information Systems Controls; and Management Systems Planning and Development

1
Departmental Information Systems Controls

1
Departmental Information Systems Controls

3
Departmental Information Systems

Controls; Omission and

Delays in Obtaining Documentation; and Departmental Payroll System

1
Departmental Information Systems Controls

2

Medicare Electronic Data Processing Access Controls and Application Software Development and Change Control; and Departmental Information Systems Controls

Percentage of Medicare contractors that will be subject to a SAS 70 audit each fiscal year.

FY 2000: 26 of 50

32%

50%

48%

40%

33%

46%

Number of Department-level instances of FFMIA noncompliance.

FY 1997: 4

2

2

2

3

3

1* 5

Percent of vendor payments made on time.

FY 1998: 91%

97.7%

98.3%

97.4%

97.1%

98.0%

97.1%

Increase percent of debt collection over prior year.

FY 1998: $13.3 billion

$14.4 billion
5.8% decrease

$14.4 billion

$16.1 billion 11.8% increase

$ 15.1 billion

6.2% decrease

5% increase

$11.5 billion as of June 30, 2005

Percent of eligible non-waived delinquent debt referred for cross-servicing to the Treasury.

FY 1998: 0%

67.8%

93.5%

95.0%

97.6% as of

June 30, 2004

100.0%

97% as of

June 30, 2005

Number of Department-level FMFIA material weaknesses/ nonconformances pending at year-end. Sections 2 and 4.

FY 1997: Sec 2 - 7 Sec 4 - 0

Sec 2 - 2 Sec 4 - 1

Sec 2 - 1 Sec 4 - 1

Sec 2 - 0 Sec 4 - 1

Sec 2 - 3 Sec 4 - 1

Sec 2 - 2 Sec 4 - 1

Sec 2 - 1 Sec 4 - 1