Auction-Rate Securities
Securities Regulators Announce Settlements in Auction Rate Securities Investigations. News Releases

Securities Regulators Coordinate Ongoing Auction-Rate Securities Investigations.
Details / Listen to the NPR News report

Equity Indexed Annuities
NASAA Comment Letter on SEC Equity-Indexed Annuities Proposal. Details / Comment Letter

Senior Investor Protection
Third Annual Senior Summit. Details

State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations. Details / Model Rule / Investigative Report on "Free Lunch" Seminars

NASAA Securities Arbitration Forum
Forum Resource Page / Listen to the Webcast 

Notice of Request for Comment
NASAA Seeks Public Comments on Proposed Amendments to its Model Rules on Investment Advisers and Investment Adviser Representatives. Details