U.S. DEPARTMENT OF AGRICULTURE

WASHINGTON, D.C. 20250

 

 

DEPARTMENTAL REGULATION

 

Number:

3160-001

 

SUBJECT: Computer Software Piracy

 

DATE: March 29, 2007

 

 

OPI: Office of the Chief Information Officer (OCIO)

 

 

 

1                    PURPOSE

 

This Departmental Regulation (DR) establishes the policy for preventing

Computer Software Piracy within the United States Department of Agriculture (USDA).

 

 

2                    BACKGROUND

 

The United States Government is the world’s largest purchaser of computer - related services and equipment, purchasing more than $60 billion annually as of fiscal year 2006.  It is incumbent on the USDA to ensure that its practices as a purchaser and user of computer software are carried out effectively, efficiently, and in compliance with all applicable legislation.

 

 

3                    REFERENCES

     

            Executive Order 13103 of September 30, 1998

            The Digital Millennium Copyright Act of 1998

            OMB Circular NO. A-130 Appendix III, Security of Federal Automated Information Resources

            National Institute of Standards and Technology (NIST) Special Publication 800-12

            Copyright Law of the United States of America Title 17, United States Code (Copyright Act)

 

 

4                    SCOPE/APPLICABILITY

 

This Directive applies to all USDA employees, contractors, and volunteers that are authorized to use USDA-supplied software in performing their functions.

 

 

5                    POLICY

 

a               Use of software not properly licensed to USDA is without the consent of the Agency. Employees, contractors, and volunteers who duplicate copyrighted material without authorization may be subject to disciplinary action and/or civil liability. The Department or employing agency will not defend or indemnify employees or contractors in copyright violation suits if the violation resulted from willful negligence or very high degree of culpability. 

 

b              USDA agencies and staff offices shall issue the following Information Technology Asset Management (ITAM) procedures and practices:

 

(1)          Establish and enforce agency software standards;

(2)          Establish centralized software acquisition whenever possible;

(3)          Establish a software controller function;

(4)          Establish accurate supported software inventories and maintain them;

(5)          Establish and maintain a software library;

(6)          Establish and enforce software disposal procedures; and

(7)          Perform spot audits of installed software base.

 

c               USDA agencies and staff offices shall ensure that policies, procedures and practices of the agency related to copyrights protecting software are appropriate, and also fully implement policies set forth in this policy directive.

 

d              USDA agencies and staff offices as part of their annual third quarter computer security program review (Federal Information Security Management Act (FISMA)), shall submit copies of policies, procedures developed, and ITAM results pursuant to this directive to the USDA Chief Information Officer.

 

e               Nothing in this DR shall be construed to require the disclosure of law enforcement investigative sources or methods, or to prohibit or otherwise impair a lawful investigative or protective activity undertaken by or on behalf of the USDA.

 

f                This directive shall take effect immediately.

 

 

6                    RESPONSIBILITIES

 

a               Office of the Chief Information Officer shall:

 

(1)          Maintain oversight and final approval authority of all monitoring

          and review activities;

(2)          Support the Department’s information technology (IT) strategic

          planning/performance measurement process by developing and

         codifying in a software piracy policy, performance measures related

          to the effectiveness of controls to prevent software piracy;

(3)          Review annual policies, procedures developed, and ITAM results

          provided by Agency/staff offices;

(4)          Enforce the use of shared internal and interdepartmental

          procedures, practices, products and services to prevent software

          piracy;

(5)          Expand piracy-related elements in future computer security

          reviews; and

(6)          Expand computer security training to include information on

          software piracy guidance for employees, contractors, and

          volunteers.

 

b        USDA agencies and staff offices Heads shall establish controls to

          ensure that their organization complies with section 5 of this directive.

 

 

-END-