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U.S.
DEPARTMENT OF
ENERGY
For this Solicitation the Office of Science is using Grants.Gov
for the electronic submission of applications. Please
reference Funding Opportunity
DE-PS02-06ER06-17 when submitting applications for this Solicitation.
For more information about the
Office of Science Grant Program, go to the
Office of Science
Grants and Contracts Web Site.
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Office of Science
Financial Assistance
Funding Opportunity Announcement
DE-PS02-06ER06-17
Basic Research for the Hydrogen Fuel Initiative
The Office of Basic Energy Sciences (BES) of the Office of Science (SC), U.S.
Department of Energy (DOE), in keeping with its mission to assist in strengthening the Nation's
scientific research enterprise through the support of fundamental science and the experimental
tools to perform basic research, announces its interest in receiving grant applications for basic
research for the Hydrogen Fuel Initiative (HFI). Areas of focus include: Novel Materials for
Hydrogen Storage; Functional Membranes; and Nanoscale Catalysts. We seek to support
outstanding research programs that will lead to key discoveries to make hydrogen a feasible fuel
for the future. Research funded under this initiative will pursue breakthroughs in materials,
chemical and physical understandings, and interdisciplinary theory-modeling-simulation-
experimentation approaches in order to surpass the existing scientific and technical barriers.
More information on these focus areas is provided in the SUPPLEMENTARY INFORMATION
section below.
The application must contain one paragraph addressing how the proposed research will address
one or more of the four BES long-term program measures used by the Office of Management
and Budget to rate the BES program annually; these measures may be found at
http://www.sc.doe.gov/bes/BES_PART_Performance_Measures.pdf.
PREAPPLICATIONS REQUIRED: July 6, 2006, 4:30 pm Eastern Time
Preapplication. Potential applicants are required to submit a brief preapplication containing the information
specified below. Preapplications referencing Program Solicitation DE-PS02-06ER06-17, must
be received by DOE by 4:30 p.m., Eastern Time, July 6, 2006.
Preapplications will be reviewed for conformance with the guidelines presented and suitability
in the technical areas specified in this solicitation. A response to
the preapplications encouraging or discouraging formal applications will be communicated to
the applicants by September 12, 2006.
Preapplication Review and Criteria
The preapplication should consist of a description of the research proposed to be undertaken by
the applicant and a clear explanation of its importance to the advancement of basic hydrogen
research and its relevance to the HFI. The preapplication must be submitted electronically to
hydrogen@science.doe.gov as two files:
(1) A cover page in Excel format downloadable from:
http://www.science.doe.gov/bes/hydrogen_preapp_cover.xls. The information to be entered on
the cover page worksheet includes: Program Announcement Number; Lead Principal
Investigator name, address, email address, telephone number, and fax number; project title;
selection of one submission category (see below); budget request for each project year; and total
budget request for the project. On the worksheet named coPIs enter the names and institutions of
all co-Principal Investigators and/or senior collaborators (excluding postdocs and graduate
students). Please do not alter the overall format of the cover-page Excel file, i.e., do not move or
merge cells, as this will significantly slow the processing of the preapplication.
(2) A PDF file containing a narrative section not to exceed 3 pages (including text and figures)
describing the research objectives, approaches to be taken, the institutional setting, and a
description of any research partnership if applicable. In addition, include brief, one-page,
curriculum vitae from each Principal Investigator.
As noted above, the preapplication must also identify the primary submission topic:
(1) Novel Materials for Hydrogen Storage; or (2) Functional Membranes; or (3) Nanoscale Catalysts.
The purpose of this self-identification into a research topic is solely for the purposes of grouping
similar applications for peer review.
APPLICATION DUE DATE: December 12, 2006, 8:00 pm Eastern Time
Applications must be submitted using Grants.gov,
the Funding Opportunity Announcement can be found using the CFDA number, 81.049 or the
Funding Opportunity Announcement number, DE-PS02-06ER06-17. Applicants must follow the
instructions and use the forms provided on Grants.gov.
PROGRAM MANAGERS: Dr. Raul Miranda, Chemical Sciences and Biosciences Division
PHONE: 301-903-8014
E-MAIL: raul.miranda@science.doe.gov
AND
Dr. Jane Zhu, Materials Sciences and Engineering Division
PHONE: 301-903-3811
E-MAIL: Jane.Zhu@science.doe.gov
SUPPLEMENTARY INFORMATION: Since President Bush in his 2003 State of the Union
address announced the Hydrogen Fuel Initiative for a clean and secure energy future, the U.S.
DOE has sponsored new research to attend to the initiative goals
[
http://www.science.doe.gov/bes/hydrogen.html]. The U.S. DOE Hydrogen Program, through
the participation of science and technology offices, supports both basic and applied research and
development toward realizing the national hydrogen vision to produce and deliver hydrogen
energy in an affordable, safe, and convenient manner. Information for applied R&D in hydrogen
production, delivery, storage, fuel cell technologies, technology validation, safety, codes and
standards can be found at http://www.hydrogen.energy.gov.
A workshop was sponsored in May 2003 by the Office of Basic Energy Sciences (OBES) to
identify basic research needs for hydrogen production, storage and use. The workshop report,
entitled Basic Research Needs for the Hydrogen Economy
[
http://www.science.doe.gov/bes/hydrogen.pdf], detailed a broad array of basic research
challenges. These challenges depicted the vast gap between present-day scientific
knowledge/technology capabilities and what would be required for the practical realization of a
hydrogen economy. The workshop report is still a current source of information and summarizes
the interests of the OBES.
In supporting the President's Hydrogen Fuel Initiative (HFI), the OBES issued its first request
for proposals in 2004 under the "Basic Research for the Hydrogen Fuel Initiative," over 70 new
awards were funded in 2005 and 2006 at universities and national laboratories covering the
priority areas identified in the 2003 workshop report
[
http://www.science.doe.gov/bes/hydrogen.html]. This initial set of awards contributes to
important areas addressing hydrogen production and storage and hydrogen utilization in fuel
cells.
To tackle the challenges presented by the HFI, the basic research effort needs to be increased
both in intensity and scope, particularly in regards to materials functionalities and structures,
synthesis methods, and instrumental characterization methods, as well as with regards to new
theoretical methods and simulation approaches. This Notice solicits innovative basic research
proposals to significantly strengthen the scientific basis that will allow comprehensive
understanding of the physical and chemical processes that lead to the extraction of hydrogen
from its natural environments, storage and distribution of hydrogen, and the efficient energy
conversion, all in a safe as well as economically and environmentally sustainable manner. We
seek to support outstanding fundamental research programs potentially leading to discoveries
and breakthroughs, focused on primarily three broad areas:
1. Novel Materials for Hydrogen Storage
2. Functional Membranes
3. Nanoscale Catalysts
The following provides further information under each of the three focus areas to illustrate the
scope of proposals solicited under this Notice.
Novel Materials for Hydrogen Storage
On-board hydrogen storage is considered to be one of the most challenging barriers to the
widespread use of hydrogen because the performance of current hydrogen storage materials and
technologies falls far short of vehicle requirements. Hydrogen storage is also needed for off-
board uses such as for stationary power generation and for hydrogen delivery and refueling
infrastructure. Enormous improvements in hydrogen storage capacity and in hydrogen uptake
and release kinetics and cycling durability are needed to meet the storage demands for a future
hydrogen economy. Incremental improvements in current technologies will not be sufficient to
meet the stated practical goals (see for example,
http://www.eere.energy.gov/hydrogenandfuelcells/mypp/). As indicated in the BES hydrogen
workshop report, basic research is essential for identifying novel materials and processes that can
provide the breakthroughs needed to meet the HFI goals. These breakthroughs may result from
research at the nanoscale facilitated by new understanding derived from both theory and
experiment. The advances may not necessarily come from within the boundaries of metal
hydrides, chemical hydrides or carbon-based materials; instead, success may well be found at the
interfaces of these classes of materials or may come from "outside-the-box" concepts. Innovative
basic research in the following high priority areas is needed:
- Novel materials. Research is needed to develop and examine new materials and obtain an
atomic- and molecular-level understanding of the physical and chemical processes
involved in hydrogen storage and release. These novel storage materials may fall outside
of the hydrogen-storage materials that are currently under investigation. The innovative
design and synthesis of tailored materials with high storage capacity as well as fast
release times will need (a) reliable information about the structure, thermodynamic,
physical, and chemical properties of novel storage materials and (b) an understanding of
the interaction of hydrogen in solid-state materials.
- Complex hydrides. A basic understanding of the structure, physical, chemical, and
mechanical properties of metal hydrides and complex chemical hydrides is still needed.
Specifically, the fundamental factors that control bond strength, atomic processes
associated with hydrogen uptake and release kinetics, the role of surface structure and
chemistry in affecting hydrogen-material interactions, hydrogen-promoted mass
transport, degradation due to cycling, reversibility in metal hydrides, and regeneration of
chemical hydrides must be understood. Innovative synthesis and processing routes need
to be developed. The effect of dopants in achieving reasonable kinetics and reversibility
needs to be understood at the atomic level.
- Nanostructured materials. Nanophase materials offer promise for superior hydrogen
storage due to short diffusion distances, new phases with better capacity, reduced heats of
adsorption/desorption, faster kinetics, and surface states capable of catalyzing hydrogen
dissociation. Improved bonding and kinetic properties may permit good reversibility at
lower desorption temperatures. Tailored nanostructures based on light metal hydrides,
carbon-based nano-materials, and other non-traditional storage approaches need to be
explored with the focus on understanding the unique surfaces and interfaces of
nanostructured materials and how they affect the energetics, kinetics, and
thermodynamics of hydrogen storage.
- Theory, modeling, and simulation. Theory, modeling, and simulation will enable (1)
understanding the physics and chemistry of hydrogen interactions at the appropriate size
scale and (2) the ability to simulate, predict, and design materials performance. Examples
of research areas include: hydrogen interactions with surface, interface, grain boundaries
and bulk defects of a particular storage material. The emphasis will be to establish the
fundamental understanding of hydrogen-materials interactions so that completely new
and revolutionary hydrogen storage media can be identified and designed.
- Novel analytical and characterization tools. Sophisticated analytical and
characterization techniques are needed to meet the high sensitivity requirements
associated with characterizing hydrogen-materials interactions, especially for
nanostructured materials, while maintaining high specificity in characterization. The
structure and surface properties of high-performance nanomaterials need to be identified
to facilitate the modeling and provide an understanding of structure-property relationship.
in-situ studies are needed to characterize site-specific hydrogen adsorption and release
processes at the molecular level.
Functional Membranes
Novel membranes optimized with respect to ionic conductivity, thermal stability, cost, and
durability are needed to significantly improve the performance of fuel cell systems for hydrogen
energy conversion. A detailed understanding of interactions between chemical species and
membranes, or among species confined within membranes, is needed to develop new separation
processes. The molecular design and synthesis of new membranes to selectively transport
hydrogen, oxygen and other species is vital to the purification of fuel streams, transport of
species between electrodes, and separation of hydrogen in electrochemical, photochemical, or
thermochemical production routes. Often these membrane functions are closely coupled with
catalytic functions such as dissociation, ionization, or oxidation/reduction. Often they must
function in water environment at temperatures below the boiling point of water. These
membranes may lack selectivity to prevent cross-over between electrodes or to separate selected
species efficiently. Currently available oxide membranes, which are critical for ionic transport in
higher-temperature fuel cells, are also inefficient. For all types of membranes, the fundamental
physical and chemical processes that determine transport and separation efficiency need better
understanding. Overcoming the barriers described above will require an integrated, basic
research effort to enable discovery of new membrane materials, improvement in membrane
performance, and integration of membrane and catalytic functions. The following are some of
the high priority research directions.
- Integrated nanoscale architectures. The nanoscale dimensions of catalyst particles,
support materials, and ion-conducting membranes make it possible to design compact
structures that facilitate transport of ions, electrons, and gases. Self-assembly or other
approaches to synthesize integrated structures pose significant technical challenges but
have the potential to improve catalyst uniformity and perhaps enhance endurance and
overall performance. Synthesis and characterization of radically new nanoscale and
porous materials are required, including but not restricted to microporous oxides, metal-
organic frameworks, bioinspired structures, carbons that remove sulfur and carbon
monoxide from hydrogen, etc. New approaches to the design and fabrication of
integrated nanoscale architectures may enable ultra-pure hydrogen to be produced from
fossil, solar, thermochemical and bioinspired processes.
- Fuel cell membranes. Novel membranes with higher ionic conductivity, better
mechanical strength, lower cost, and longer life are critical to the success of fuel cell
technologies and other technologies that depend on ionic transport. Polymeric
membranes that conduct protons and remain hydrated up to high temperatures are
needed. Membranes that do not even require hydration yet meet the conductivity,
durability and cost requirements are also desired. Novel oxide-ion membranes that
operate at lower temperatures while maintaining selectivity and permeability, as well as
membranes that are stable and durable under harshly corrosive environments are needed
for efficient thermal cycles. Achieving these goals will require discovery of novel
materials, as well as better understanding and control of the electrochemical processes at
the electrodes and membrane electrolyte interfaces.
- Theory, modeling, and simulation of membranes and fuel cells. Fundamental
understanding of the selective transport of molecules, atoms, and ions in polymeric as
well as oxide membranes is emerging. The diversity of transport mechanisms and their
dependence on structure over a wide temperature range requires extensive theory,
modeling and simulation to discover the basic principles and develop design strategies for
improved membrane performance. Significant emphasis is placed on understanding the
nature of proton transport in membranes; the interaction of complex aqueous, gaseous,
and solid interfaces in gas diffusion electrode assemblies; the nature of corrosion
processes under applied electrochemical potentials and in oxidative media; and the origin
of the performance-robbing overpotential for fuel cell cathodes.
- Characterization of electrochemical and buried interfaces. Innovative techniques are
needed to study the microstructure and reactivity of buried interfaces under chemical or
electrical potentials. This is relevant to such applications as electrocatalyst/electrolyte
interfaces in membrane-electrode assemblies, or membrane-ceramic interfaces in
separation media. Understanding and controlling the structure and morphology of the
membranes and their evolution during operation is crucial to maximizing performance.
Therefore, in-situ characterization methods become particularly important.
Nanoscale Catalysts
Catalysis impacts many of the technologies for which breakthroughs are needed, ranging from
production of hydrogen from traditional sources such as oil and gas, as well as underexploited
sources such as coal, biomass, and water, to the low-activation-energy storage or removal of
hydrogen, and to the production of electricity from fuel cells or photocells. Catalysts in many
cases make possible hydrogen-related transformations that are unfeasible or impractical
otherwise, by providing new reaction pathways. In other cases, catalysts increase the efficiency
of hydrogen-related processes such as production, uptake and release of stored hydrogen by
reduction of the energy of thermal activation. Breakthroughs in catalytic research would impact
the thermodynamic efficiency of hydrogen production, storage, and use, and thus improve the
economic efficiency with which the primary energy sources - fossil, biomass, solar, or nuclear -
serve our energy needs. Most fuel-cell and low-temperature reforming catalysts or low-
temperature combustion catalysts are based on noble metals. From a fundamental point of view,
it is of interest to expand our understanding and use of non-noble metals in fuel cells, reforming
and other processes. The following are some of the high-priority research directions.
- Synthesis-structure-function relationships of nanoscale catalysts. The control of
chemical selectivity and activity is the key to the discovery of new or more efficient
hydrogen-related activation and conversion pathways. The selectivity and activity
properties that arise with matter at nanometer dimensions are mostly unknown or need to
be better understood. The relationship between the electronic structure of the catalyst or
electrocatalyst and the support, and the catalytic activity needs to be better known. Thus,
single-site catalysts with predictable chemical functionalities need to be developed. The
chemical conversion of hydrogen-containing molecules with well-defined and stable
clusters of metals, oxides and other compounds needs to be understood. Such need for
deeper understanding is particularly crucial for catalysts based on non-noble metals.
- Structural dynamics of catalysts. It is desirable to synthesize and operate catalysts with
predictable structures and compositions under reaction conditions. Catalytic structure,
particularly at the atomic and electronic levels, is dynamic, and current catalyst design
activities must be advanced beyond the static configurations of atomic and electronic
structures. Structural changes at surfaces and interfaces are particularly of interest in
addition to changing crystal phases, agglomeration, dissolution and reprecipitation. Such
research should unravel the many chemical and physical events that influence catalytic
behavior. It is of interest to consider fast transients, for example cationic or anionic
segregation that occurs during redox cycles and leads to the formation and re-annealing
of defect planes, or metal surface diffusion that is driven by chemical, thermal or electric
gradients and leads to restructuring. It is also of interest to consider slow transient
phenomena, for example nanoparticle sintering in electrodes, solid phase separation in
mixed oxides, polymerization and phase separation of oxide species on surfaces, solid
state reactions and deactivation or promotion, etc.
- Dynamic behavior of catalytic reactions. Catalytic reactions of oxygen- or hydrogen-
containing molecules proceed with mechanisms that can be described with classical
kinetics or microkinetics models, which primarily explain the statistical behavior of
reacting species. It is of interest, however, to uncover the dynamics of single events, such
as bond formation and scission on surfaces or at single sites, or elemental transfer
between adsorbed species, or energy transfer between reactants, products, catalytic sites
and outgoing or incoming electrons, etc., by means of advanced experiments and theory.
At the longer timescales corresponding to a full catalytic turnover, it is of interest to
understand how macroscopic mechanisms or statistical molecular behavior correlate with
the catalytic structural dynamics described in the previous bullet.
- Innovative synthesis techniques. A basic challenge for catalysis in hydrogen production,
storage and fuel cells is the synthesis of well-defined catalysts. Approaches are needed to
tailor the molecular precursors and building blocks to yield stable quasi-equilibrium
structures that retain excellent catalytic performance and robustness at extreme conditions
of temperature, pressure, and potential cycling while exposed to the reaction medium.
Synthesis with atomic-scale precision is necessary to produce tailored structures of
catalysts on supports with controlled size, shape and surface characteristics. New, high-
throughput innovative synthesis methods must be combined with theory and advanced
measurement capabilities to accelerate the development of designed catalysts. In addition,
novel, cost-effective fabrication methods need to be developed for the practical
application of these new designer catalysts.
- Bio-inspired catalysts. A fundamental understanding is needed of bio-inspired complexes
that are able to perform activation of hydrogen-containing molecules. New opportunities
for hydrogen reactions are sought from the discovery of synthetic analogues that operate
at the high potential required for water oxidation and are able to perform a four-electron
reduction, or proton-coupled redox reactions, and avoid the production of corrosive
intermediates. In analogy to natural systems, bio-inspired catalysts should be able to self-
repair and provide robust resilience to defects.
- Techniques for in-situ characterization under reaction. Fundamental understanding of
complex catalytic mechanisms in hydrogen processes requires identification of the nature
of the active sites under actual reaction conditions; the interaction of the reactants,
intermediates and products with the active sites; detection of intermediate species; and
quantification of the dynamics of atomic, electronic and energetic exchanges. There is a
special need for ultrafast and high-resolution imaging and spectroscopic techniques to
determine the interatomic arrangements, interactions and transformations in model
catalysts during reaction. Such methods, in combination with advances in theory and
simulation, should lead to fundamental understanding of catalytic mechanisms.
- Theory, modeling, and simulation of catalytic pathways. This initiative seeks to support
innovative methods to produce predictive models of catalytic reactivity relevant to
hydrogen energy processes. Theoretical methods have now been developed to the point
that entire reaction pathways and reactivity trends can be predicted and understood. Close
coupling between experimental observations and theory, modeling, and simulation will
provide unprecedented capabilities to design more selective, robust, and defect-tolerant
catalysts for hydrogen production, storage, and fuel cells. This approach will enable the
design and control of the chemical and physical properties of the catalyst, its supporting
structure, and the associated molecular processes at the nano-, meso- and macroscopic
scales.
Solar-energy related research, specifically solar production of hydrogen and photocatalytic
formation of fuels, is covered under a separate notice. Please see the Office of Science Financial
Assistance Program Notice DE-PS02-06ER06-15, Basic Research for Solar Energy Utilization,
http://www.science.doe.gov/grants/FAPN06-15.html.
Coordination and Integration with the DOE Offices of Energy Efficiency and Renewable
Energy (EERE), Fossil Energy (FE), and Nuclear Energy Science and Technology (NE)
Hydrogen Program
The proposal solicitation and selection processes will be coordinated with EERE, FE, and NE's
program to ensure successful integration of the basic research components with the applied
technology program. Specifically, input from EERE, FE and NE have been incorporated in the
formulation of this announcement, and further input will be solicited in the review of
preproposals. There will also be an annual Contractors' Meeting for all participants in the BES
program to help coordinate and integrate research efforts related to hydrogen research. The
Annual Contractors' Meeting of BES principal investigators will be coordinated with EERE, FE
and NE, and will include presentations on applied research and development needs from
researchers inside and outside of the Contractors' group. Travel funds to attend this meeting must
be appropriately budgeted.
Posted on the Office of Science Grants and Contracts Web Site April 20, 2006.
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