Freels was a senior environmental technician at ORNL, which is
operated by Energy Systems under a contract with DOE. Her duties, which included taking
samples of chemical and industrial waste, sometimes required her to come in contact with
radioactive and toxic substances. Because her health had deteriorated, in June 1992 Freels
asked Energy Systems physicians to give her a restriction against working with chemical,
radioactive, and toxic substances. Within a few days, Freels' supervisors agreed not to assign
her to sample hazardous substances while her request for a restriction was pending. Until she
notified her supervisor in August 1992, Freels mistakenly continued to be assigned to such
sampling duties.
Freels testified in July 1992 on behalf of complainant C. D.
Varnadore in his whistleblower complaint against Energy Systems. Freels was on a medical
leave of absence and consequently was not at work from November 24, 1992 through May 4,
1993. She performed other duties at work from May 5, 1993 through late July 1993 that did
not require her to come into contact with chemical, radioactive, and toxic substances. Freels
took a second medical leave of absence from July 25, 1993 through February 1, 1994. Since
that date, Freels has been on long-term disability and has not worked.
Freels filed her first complaint in August 1993 naming as
Respondents Energy Systems, ORNL, Martin Marietta Corporation, and four individual
employees of Energy Systems. After the four individuals were dismissed as Respondents, the
remaining Respondents moved for summary decision and Freels opposed the motion. In a
second complaint filed in August 1994, Freels named as Respondents Energy Systems, several
ORNL departments, and the Oak Ridge Operations Office of DOE. DOE moved to be
dismissed for lack of jurisdiction. The other Respondents moved to dismiss the second
complaint for lack of jurisdiction and for failure to state a claim upon which relief may be
granted. Freels opposed the motions.
MOTIONS AND REQUESTS
Freels moved for summary reversal of the R.O. in her opening
brief. In light of our decision, which affirms the recommended dismissal of the complaints,
we deny the motion for summary reversal.
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Freels has moved to supplement the record with the February 9,
1996 Declaration of Max Harris that was filed in a different whistleblower case. Harris'
declaration concerns instructions that a DOE attorney gave to Pragmatics, Inc., a company
which is not related to the Respondents in this action, concerning a search of e-mail records.
Freels also seeks admission of two additional, similar declarations of Harris. The declarations
allegedly relate to Freels' outstanding request for discovery of additional e-mail and related
back-up computer tapes.
In denying Freels' request for production of e-mail and related
back-up tapes, the ALJ cited the extensive discovery already completed (depositions of eight
Energy Systems' employees and Energy Systems' production of more than 8,000 pages of
documents), the non-specificity of the e-mail requests, and the time required for searching e-mail for such a broad period of time. R. O. at 8. In her initial interrogatories/document
request, Freels sought e-mail concerning the identity of employees who were aware of her
assignment to sample certain hazardous wastes in 1992. See Interrogatories 12D,
16D, 17D, 18D, 19D, 20D, and 21D of Freels' First Interrogatories and Associated Request
for Production of Documents, dated Apr. 23, 1994. Freels also requested all e-mail messages
sent by, to, or about seven Energy Systems employees during the years 1992 to 1994.
Id., Interrogatory 8B3.
Energy Systems objected to the requests because an average of
1.24 million e-mail messages are received each month, it does not have the ability to search the
e-mail system automatically for documents that pertain to a particular subject, and e-mail
messages are retained or deleted at the discretion of the recipient. Resp. Answers and
Objections to Freels First Interrogatories, etc.,dated June 1, 1994 at 9-11.
Energy Systems explained that to comply with the request it would have to do a manual search
of all 1992 e-mail messages. Id. The company did provide all previously printed
e-mail messages that were responsive to the interrogatories in question. Id. at 10.
Freels then sought to compel responses to her e-mail requests. Freels Second Motion for
Protective Order and Motion to Compel, dated July 11, 1994.
We agree with the ALJ's denial of the motion to compel
production of e-mail. Most of the e-mail requests were designed to help determine the identity
of Energy Systems employees who knew about the substances and materials Freels' was
assigned to sample in 1992. There is no material issue of fact concerning the nature of Freels'
work or the fact that she was exposed to chemical, radioactive, and hazardous substances.
Moreover, events that occurred in 1992 are well outside the 180-day limitation period.
For the one request that covered events within the limitation
period, Freels sought e-mail by, to, or about seven employees without regard to whether the e-mail messages had anything to do with her case. We agree with the ALJ that this request was
overbroad. In addition, since Freels obviously was aware of the alleged retaliatory actions and
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hostility directed toward her, the discovery of e-mail and related items would, at most, produce
evidence to support her allegations. Therefore, we need not grant the requested additional
discovery prior to examining the sufficiency of Freels' opposition to the motions for summary
judgment and judgment on the pleadings.
The Harris affidavits, which concern the searching of e-mail
records, will be placed with the record, but they were not considered for purposes of reaching
this decision.
In her motion to supplement the record, Freels also made a
"suggestion of hearing on remand regarding disqualification of Donald Thress as DOE
counsel." Since we dismiss DOE as a Respondent, we deny this request.
Freels moved to strike the response of the Lockheed Martin
Respondents to her motion to supplement the record, on the ground that the response was filed
late. The motion is granted and the response is stricken, since the Lockheed Martin
Respondents did not seek leave to file the response late.
Freels' request for leave to file a rebuttal brief that exceeds the
page limitation is granted and the rebuttal brief is accepted as filed. Freels' unopposed request
that we take official notice of two items posted on the World Wide Web is also granted.
DISCUSSION
I. Summary Decision on the First Complaint
Initially we note that the ERA's employee protection
provision provides that a complainant shall file a complaint within 180 days of a discriminatory
action, 42 U.S.C. § 5851(b)(1) (1988 and Supp. V 1993). All of the environmental acts
at issue have a 30-day limitation period. E.g., 42 U.S.C. 7622(b)(1) (1988)
(Clean Air Act). At the outset we will focus on whether there is a genuine issue of material
fact concerning the alleged discriminatory actions that occurred within the 180-day period prior
to the filing of the first complaint, i.e., on or after February 10, 1993.5
1 Lockheed Martin Energy
Systems, Inc. (Energy Systems) was formerly known as Martin Marietta Energy Systems, Inc.
The other respondents in Case No. 94-ERA-6 are Oak Ridge National Laboratory (ORNL) and
Martin Marietta Corporation. The complaint was dismissed as to four individual employees of
Energy Systems who initially were named Respondents.
In Case No. 95-CAA-2, the named Respondents are: Energy Systems;
ORNL; Martin Marietta Corporation; Martin Marietta Technologies, Inc.; ORNL and Energy
Systems' Medical, Health, Health Physics, Occurrence Reporting, Environmental Monitoring and
Industrial Hygiene Departments; and the Oak Ridge Operations Office of the United States
Department of Energy (DOE).
2 On April 17, 1996, a
Secretary's Order was signed delegating jurisdiction to issue final agency decisions under these
statutes to the newly created Administrative Review Board. 61 Fed. Reg. 19978 (May 3, 1996).
Secretary's Order 2-96 contains a comprehensive list of the statutes, executive order and
regulations under which the Administrative Review Board now issues final agency decisions. Final
procedural revisions to the regulations (61 Fed. Reg. 19982) implementing this reorganization were
also promulgated on this date.
3 With the exception of the
ERA, we will refer to these statutes as "the environmental acts."
4 Because the recommendation
to dismiss the case was made on summary grounds and determination of factual issues is not
necessary to render this decision, we do not make any factual findings.
5 Freels did not distinguish
between those acts that allegedly violated the ERA and those that allegedly violated the
environmental acts. We will apply the longer 180-day limitation to the allegations in the first
complaint.
6 Although Freels also
purported to rely upon her "sworn complaint," Opposition to Summary Judgment
Motion at 1, Freels' signature on the complaint was not under oath and the opposing party cannot
rest upon the allegations in the pleadings. Anderson, 477 U.S. at 256-257.
7 Freels stated that in April
1993 (within the 180-day limitation period), "a meeting was held regarding Ms. Freels'
absences, wrongfully harassing her for missing work due to illness, threatening her with
termination." Opposition to Summary Judgment Motion at 5 ¶K. Freels cited the
deposition of Frank Kornegay as the basis for that statement. When asked at her deposition to list
the adverse actions that occurred within the limitation period, however, Freels did not cite any
meeting concerning absences or threatening her with discharge. See Freels Dep., Resp.
App. at 190-191.
In his deposition, Kornegay did not refer to any meeting about Ms. Freels'
absences in April 1993, and he denied that the company ever considered terminating Freels'
employment. See Kornegay Dep., Ex. E to Freels' Second Motion to Compel, at 42, 89, 177-178.
Rather, Kornegay explained that in April 1992, the company counseled Freels about
her high number of absences. Id. at 182-183. Murphy confirmed that such a meeting occurred and
that he showed Ms. Freels the employee handbook, which stated that employees can be terminated
based on a excessive absences, whether excused or unexcused. Murphy Dep., App. 236-239.
We therefore do not consider such a meeting or "threat" to be a
timely alleged discriminatory action.
8 Freels requested and received
the medical restriction because of recent ankle and knee surgery. Freels Dep. 274, Resp. App.
164.
9 It is undisputed that in
response to her June 1, 1992 request for a medical restriction, Freels' managers promptly decided
not to assign her to hazardous waste sampling. See June 11, 1992 Memorandum initialed by
Murphy, Hamilton, and Freels, stating that Freels was removed from hazardous waste sampling in
the interim. Resp. App. 413-414. Freels inadvertently was continued on the weekly work
schedule for hazardous waste sampling that was prepared by a supervisor other than Hamilton, as
she acknowledged. Resp. App. 396. When Hamilton learned of the error in August 1992, she told
Freels not to perform hazardous waste sampling even if her name was mistakenly placed on the
work schedule. Freels Dep., Resp. App. 131-136.
It is also undisputed that Freels was removed from all
environmental sampling in October 1992, while her work restriction request was still pending with
the medical department.
10 We do not treat the
dismissal request as a motion for summary judgment because Energy Systems did not rely upon
affidavits, depositions, answers to interrogatories, or admissions.
11 In the second
complaint, only the 30-day limitation of the environmental acts is at issue.