ARB CASE NO. 99-121
ALJ CASE NOS. 92-CAA-2,
92-CAA-5, 93-CAA-1,
94-CAA-2, 94-CAA-3,
95-ERA-1
July 14, 2000
In the Matter of:
C. D. VARNADORE,
COMPLAINANT,
v.
OAK RIDGE NATIONAL LABORATORY,
LOCKHEED MARTIN ENERGY SYSTEMS, DATE:
INC., LOCKHEED MARTIN CORP., AND
UNITED STATES DEPARTMENT OF ENERGY
RESPONDENTS.
BEFORE: THE ADMINISTRATIVE REVIEW BOARD
Appearances:
For the Complainant:
Edward A. Slavin, Jr., Esq., St. Augustine, Florida
David A. Stuart, Esq., Clinton, Tennessee Jacqueline O. Kittrell, Esq., American Environmental Health Studies Project,
Knoxville, Tennessee
For Respondents Oak Ridge National Laboratory, Lockheed Martin Energy Systems, Inc., and
Lockheed Martin Corp:
Patricia L. McNutt, Esq., G. Wilson Horde, Esq., Lockheed Martin Energy Systems, Inc., Oak Ridge,
Tennessee
E.H. Rayson, Esq., John B. Rayson, Esq., John C. Burgin Jr.,
Esq., Kramer, Rayson, Leake, Rodgers & Morgan, L.L.P.,
Knoxville, Tennessee
For Respondent United States Department of Energy:
Don F. Thress, Jr., Esq., United States Department of Energy, Oak Ridge,
Tennessee
FINAL DECISION AND ORDER
On April 6, 1998, the United States Court of Appeals for the Sixth Circuit
issued a decision in these consolidated cases arising under the environmental whistleblower laws1 and the Energy Reorganization Act of 1974, as
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1 The Clean Air Act (CAA), 42 U.S.C.
§7622 (1994); the Toxic Substances Control Act (TSCA), 15 U.S.C. §2622 (1994); the Safe
Drinking Water Act (SDWA), 42 U.S.C. §300j-9(i) (1994); the Water Pollution Control Act
(WPCA), 33 U.S.C. §1367 (1994); and the Comprehensive Environmental Response, Compensation
and Liability Act (CERCLA), 42 U.S.C. §9610 (1994).
2 ORNL is operated by Lockheed
Martin Energy Systems, Inc. (LMES), under contract with the Department of Energy.
3 The decision was first issued on
January 26, 1996. A reformatted version (with no substantive changes) was issued on February 5, 1996.
In April 1996 the Secretary created the Administrative Review Board, which acts for the Secretary and is
responsible for "issuing final agency decisions on questions of law and fact arising in review or on
appeal" in cases such as these. 61 Fed.Reg. 19,978.
4 The Coordinator "advised
that the motion to supplement the record was not properly before this court as it should be submitted to
the Secretary, then renewed in this court if the Secretary denies the motion." Letter from Beverly
L. Harris, En Banc Coordinator for the Sixth Circuit, to Edward Slavin, Esq., May 5, 1998.
5 OALJ Rule 54(c), 29 C.F.R.
§18.54(c), which provides a mechanism for seeking the admission of "new and material"
evidence after the close of the record, contains standards similar to those contained in Rule 60(b).
6 Moreover, as we have noted,
Varnadore renewed his motion to supplement the record with the Shelton testimony in the Court of
Appeals following our denial, and the Court of Appeals also denied it.
[ENDNOTES - CONCURRING OPINION]
1Varnadore v. Oak Ridge Nat'l
Lab., Case Nos. 92-CAA-2 & 5, and 93-CAA-1, Sec'y Decision, February 5, 1996 (Varnadore
I), and Varnadore v. Oak Ridge Nat'l Lab., Case Nos. 92-CAA-2 & 5, 93-CAA-1, 94-CAA-2
& 3, 95-ERA-1, ARB Decision, June 14, 1996 (Varnadore I, II and III).
2 Rather than "offend[ing]
concepts of finality" as the majority suggests, Complainant's Rule 60(b) motion is actually dependent
upon the finality of the judgments from which he now seeks relief. 12 Moore's Federal Practice
§60.23 (3d ed. 1998). Recognizing that final judgments should not be disturbed lightly, Rule 60(b)
identifies the limited circumstances in which a court nevertheless will relieve a party from an otherwise
final judgment. See Moore's, §60.02[2], §60.20; Paddington Partners v.
Bouchard, 34 F.3d 1132, 1144 (2d Cir. 1994). "Rule 60(b) enables a court to grant a party
relief from a judgment in circumstances in which the need for truth outweighs the value of finality in
litigation." Moore's, §60.02[2].
3 Rule 60(b), FRCP, mandates that
motions thereunder must be made "within a reasonable time," and in the instance of Rule
60(b)(2) motions, not more than one year from the date of the final judgment from which relief is sought.
See Moore's, §60.65[1].
4 "Virtually all of the circuits
now accept this as the proper procedure for dealing with Rule 60(b) motions while an appeal is
pending." Moore's, §60.67[2][b].
5 In Caimano v. Brinks,
supra, the Board assumed jurisdiction over the Rule 60(b) motion only after the appeal was, by
stipulation of the parties and order of the appellate court, withdrawn from active consideration (without
prejudice to reinstatement) pending ruling by the Board on the party's motion.
6 A Rule 60(b) motion is to be
brought "in the court and in the action in which the judgment was rendered," Moore's,
§60.60[1], which in the instant case would be the Board. A Rule 60(b) motion is considered a
continuation of the original proceeding, jurisdiction of which is not divested by subsequent events. See
Moore's, §60.61. If the court initially had jurisdiction of the original action, it has jurisdiction
to subsequently entertain the Rule 60(b) motion, id., subject of course to the limitation, discussed
supra, that timely appeal will divest the tribunal of its power to grant a Rule 60(b) motion while
the appeal is pending. See Moore's, §60.67.