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Administrative Proceedings Archive 2006

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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Release No. Date Respondents
Fourth Quarter
34-55031 Dec. 29, 2006 Paul Heidbrink, CPA
Other Release No.: AAER-2530
34-55030 Dec. 29, 2006 Whitemark Homes, Inc., Kenneth L. White, Robert B. Early, and Mitchell R. Gordon
Other Release No.: AAER-2529
34-55024 Dec. 29, 2006 Todd W. Miller
34-55023 Dec. 29, 2006 Jeffrey L. Houdek
34-55022 Dec. 29, 2006 Cosmetic Center, Inc., Discovery Zone, Inc., Donlar Biosyntrex Corp., Donlar Corp., Impax Laboratories, Inc., Phoenix Waste Services Company, Inc., and Telynx, Inc.
Note: See also the Order in this matter
34-55021 Dec. 29, 2006 Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox and Rita A. White
Other Release No.: IA-2577
34-55014 Dec. 28, 2006 CMERUN Corp., Combine Corp., Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc., and Wannigan Capital Corp.
Note: See also the Order in this matter
34-55010 Dec. 26, 2006 Banc One Investment Advisors Corporation and Mark A. Beeson
34-54996 Dec. 21, 2006 John C. Flanders, Jr.
34-54994 Dec. 21, 2006 Interstate Bakeries Corporation
Other Release No.: AAER-2528
34-54993 Dec. 21, 2006 Deutsche Bank Securities, Inc.
Other Release No.: IC-27607
Note: See also the Order granting waiver in this matter: Release No. 33-8764
IA-2575 Dec. 21, 2006 Deutsche Asset Management, Inc. and Deutsche Investment Management Americas, Inc.
Other Release No.: IC-27606
Note: See also the Order granting waiver in this matter: Release No. 33-8764
34-54991 Dec. 21, 2006 Philip A. Lehman
Other Release No.: IA-2574
Note: See also Opinion: Release No. 34-54660
33-8763 Dec. 20, 2006 Spinner Asset Management, LLC and Spinner Global Technology Fund, Ltd.
Other Release No.: IA-2573
33-8761 Dec. 20, 2006 Scott E. Dreyer
Other Release Nos.: 34-54972
34-54975 Dec. 20, 2006 Raghavan Sathianathan
34-54974 Dec. 20, 2006 David R. Lund
34-54962 Dec. 19, 2006 American International Petroleum Corp., Metal Recovery Technologies, Inc., Seven Seas Petroleum, Inc., Touch America Holdings, Inc., and U.S. Plastic Lumber Corp.
34-54954 Dec. 18, 2006 Kaplan & Co., Securities, Inc. and Jed P. Kaplan
Other Release Nos.: IA-2572, IC-27601
IA-2571 Dec. 18, 2006 James Barlow Smith
Note: See also: Litigation Release No. 19946
34-54951 Dec. 18, 2006 Tonino Labella
34-54950 Dec. 18, 2006 Casino Casino Corp., FDN, Inc., and Unique Video Products
34-54945 Dec. 15, 2006 James T. McCurdy, CPA
Other Release No.: AAER-2525
34-54940 Dec. 14, 2006 Mark B. Leffers, CPA
Other Release No.: AAER-2524
34-54939 Dec. 14, 2006 Knight Securities L.P.
34-54937 Dec. 14, 2006 John M. Repine and Archer Alexander Securities Corp.
34-54925 Dec. 13, 2006 Energy Vision International, Inc. (f/k/a DeMarco Energy Systems of America, Inc.)
Note: See also the Order in this matter
34-54924 Dec. 12, 2006 Guillaume Pollet
33-8759 Dec. 11, 2006 Michael S. Joseph, CPA
Other Release No.: AAER-2523
34-54906 Dec. 11, 2006 Thomas F. Garbe
Other Release No.: AAER-2522
34-54903 Dec. 11, 2006 Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens, CPA, Marvin J. Morris, CPA, and Benedict P. Rybicki, CPA
34-54893 Dec. 7, 2006 FuelNation, Inc., SDT Holding Corp., Samessa Holding Corp., Silver Quest, Inc., and Sytron, Inc.
34-54881 Dec. 6, 2006 China Energy Savings Technology, Inc.
34-54878 Dec. 6, 2006 Utilitynetcom, Inc.
34-54877 Dec. 6, 2006 Antares Resources Corp., East Coast Beverage Corp. ( n/k/a North American Food & Beverage, Inc.), Hatco Holdings, Ltd., and V Formation, Inc.
Note: See also the Order in this matter
33-8758 Dec. 4, 2006 Health Enhancement Products, Inc.
Other Release No.: 34-54868
34-54862 Dec. 1, 2006 Kevin W. Quinn
Other Release No.: IC-27588
34-54861 Dec. 1, 2006 Jefferies & Co., Inc. and Scott Jones
34-54858 Dec. 1, 2006 Larry Webman and Melvin Webman
Note: See also the Order in this matter
34-54853 Dec. 1, 2006 Detour Media Group, Inc., DrivingAmerica.Com, Inc., Legends Enterprises, Inc., OXIR Investments, Inc., Spinplanet.Com, Inc. (n/k/a EntertainMax Worldwide, Inc.) and Tessa Complete Health Care, Inc.
Note: See also the Order in this matter
34-54852 Dec. 1, 2006 Exprofuels, Inc., Oilex, Inc., Windsor Acquisition Corp., and Zeros USA, Inc.
Note: See also the Order in this matter
34-54848 Nov. 30, 2006 American International Petroleum Corp., Metal Recovery Technologies, Inc., Seven Seas Petroleum, Inc., Touch America Holdings, Inc., and U.S. Plastic Lumber Corp.
Note: See also the Order in this matter
34-54845 Nov. 30, 2006 Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc., Jon Patrick Pierce and Gary L. Winn
IA-2570 Nov. 30, 2006 Kelsey L. Garman
IA-2569 Nov. 29, 2006 FCA Corp and Robert W. Scharar
Other Release No.: IC-27586
34-54838 Nov. 29, 2006 J. Michael Scarborough and Royal Alliance Associates, Inc.
34-54836 Nov. 29, 2006 Vincent Napolitano
Note: See also the Order in this matter
34-54835 Nov. 29, 2006 Fred Michael Stone
Note: See also the Opinion and Order in this matter
34-54830 Nov. 29, 2006 Ashland Inc. and William C. Olasin
Other Release No.: AAER-2518
34-54828 Nov. 29, 2006 Dennis A. Martin
34-54826 Nov. 29, 2006 Samessa Holding Corp.
34-54817 Nov. 27, 2006 Amanda Company, Inc., Com21, Inc., Eco Soil Systems, Inc., and Healthtrac, Inc.
Note: See also the Order in this matter
34-54815 Nov. 24, 2006 Bear Wagner Specialists LLC; Fleet Specialist, Inc.; LaBranche & Co. LLC; Spear, Leeds & Kellogg Specialists LLC; Van der Moolen Specialists USA, LLC; Performance Specialist Group LLC; SIG Specialists, Inc.
34-54814 Nov. 22, 2006 Scott W. Brockop
Note: See also the Order in this matter
34-54812 Nov. 22, 2006 Pilgrim Baxter & Associates, Ltd.
Note: See also Distribution Plan
33-8756 Nov. 21, 2006 Bear, Stearns & Co. Inc.
Other Release No.: 34-54806
IA-2568 Nov. 20, 2006 Mark R. Conway
34-54783 Nov. 20, 2006 Studio Capital Corp.
34-54782 Nov. 20, 2006 Royal Belle Capital Corp.
34-54781 Nov. 20, 2006 Calneva Capital Corp.
33-8755 Nov. 17, 2006 Bruce M. Perry
Other Release Nos.: 34-54776, AAER-2516
34-54774 Nov. 17, 2006 Charles B. Spadoni
33-8753 Nov. 16, 2006 Hartford Investment Financial Services, LLC, HL Investment Advisors LLC and Hartford Securities Distribution Company, Inc.
Other Release No.: 34-54764
33-8752 Nov. 16, 2006 Hartford Investment Financial Services, LLC, HL Investment Advisors LLC and Hartford Securities Distribution Company, Inc.
34-54763 Nov. 16, 2006 Nasdaq Stock Market, LLC
34-54754 Nov. 15, 2006 1st Global Capital Corp.
33-8751 Nov. 14, 2006 City of San Diego, California
Other Release No.: 34-54745
34-54744 Nov. 13, 2006 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-54736 Nov. 9, 2006 Thomas Clark
Other Release No.: AAER-2513
34-54735 Nov. 9, 2006 AIC International, Inc., Millennium Sports Management, Inc., and Yankee Dynamo Steel, Inc.
34-54719 Nov. 8, 2006 World Information Technology, Inc.
33-8750 Nov. 8, 2006 Hartford Investment Financial Services, LLC, HL Investment Advisors, LLC, and Hartford Securities Distribution Company, Inc.
Other Release Nos.: 34-54720, IA-2567, IC-27549
34-54717 Nov. 8, 2006 Calneva Capital Corp., Casino Casino Corp., FDN, Inc., Royal Belle Capital Corp., Studio Capital Corp., and Unique Video Products, Inc.
Note: See also the Order in this matter
34-54716 Nov. 8, 2006 FuelNation, Inc., SDT Holding Corp., Samessa Holding Corp., Silver Quest, Inc. and Sytron, Inc.
Note: See also the Order in this matter
IA-2566 Nov. 7, 2006 Stephen J. Treadway
34-54712 Nov. 6, 2006 David Kreinberg, CPA
Other Release No.: AAER-2510
34-54711 Nov. 6, 2006 May Capital Group, LLC and Melvin Rokeach
34-54700 Nov. 3, 2006 China Continental, Inc. and Xcelera, Inc.
34-54689 Nov. 2, 2006 Horst Hansen
Other Release No.: AAER-2507
34-54687 Nov. 2, 2006 Pretory USA, Inc. (n/k/a Sunrise Petroleum Resources, Inc.)
34-54683 Nov. 1, 2006 Salvatore Favata (aka Sam Favata)
34-54679 Nov. 1, 2006 Window Rock Capital Corp.
34-54677 Oct. 31, 2006 Douglas W. Marcille, CPA
Other Release No.: AAER-2506
34-54676 Oct. 31, 2006 Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc.
34-54674 Oct. 31, 2006 H. Quotient, Inc.
34-54670 Oct. 30, 2006 New Yorker Marketing Corp., Pretory USA, Inc. (n/k/a Sunrise Petroleum Resources, Inc.), and U.S. Digital Communications, Inc.
34-54669 Oct. 30, 2006 Gregory A. Applegate
34-54668 Oct. 30, 2006 Kevin Curry
Other Release No.: AAER-2503
34-54667 Oct. 30, 2006 Laura Marion
Other Release No.: AAER-2502
34-54666 Oct. 30, 2006 Stuart Doyle
Other Release No.: AAER-2501
34-54665 Oct. 30, 2006 B. N. Bahadur
Other Release No.: AAER-2500
34-54663 Oct. 27, 2006 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA
34-54662 Oct. 27, 2006 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-54661 Oct. 27, 2006 Martin J. Merritt, CPA
Other Release No.: AAER-2499
34-54656 Oct. 27, 2006 Amour Fiber Core, Inc., Bracknell Corp., Continental Real Estate Partners, Ltd., Global Chase Industries, Inc., and National Healthcare Manufacturing Corp.
34-54647 Oct. 24, 2006 Steven A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc.
Other Release No.: IA-2563
34-54646 Oct. 24, 2006 Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., and Western Pacific Airlines, Inc.
34-54639 Oct. 23, 2006 Strong Capital Management, Inc.
34-54637 Oct. 20, 2006 Edward D. Jones & Co., L.P.
34-54635 Oct. 20, 2006 BISYS Fund Services, Inc.
34-54634 Oct. 20, 2006 Ronald J. Goedde, CPA
Other Release No.: AAER-2496
34-54632 Oct. 20, 2006 Paystar Corp., Royal Oak Mines, Inc., Rubber Techonology International, Inc., Surebeam Corp., and Syncronys Softcorp
34-54630 Oct. 20, 2006 Globe Staff Consulting Corporation
34-54627 Oct. 19, 2006 Knight Securities L.P.
Note: See also Proposed Distribution Plan
Comments due:  November 20, 2006
Comments received are available for this notice.
Submit comments on Proposed Distribution Plan
34-54623 Oct. 18, 2006 Marcos Martinez and James Frace
Note: See also the Order in this matter
34-54620 Oct. 18, 2006 Dennis A. Martin
Note: See also the Order in this matter
34-54606 Oct. 16, 2006 Schnitzer Steel Industries, Inc.
34-54605 Oct. 16, 2006 Timothy F. Bell
34-54604 Oct. 16, 2006 Tracy A. Edwards
34-54602 Oct. 16, 2006 Amour Fiber Core, Inc., Bracknell Corp., Continental Real Estate Partners, Ltd., and National Healthcare Manufacturing Corp.
34-54599 Oct. 13, 2006 Statoil, ASA
33-8749A Oct. 12, 2006 Wall Street Access
Other Release Nos.: 34-57496, IC-27517
34-54587 Oct. 11, 2006 Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox, and Rita A. White
Other Release No.: IA-2562
33-8748 Oct. 11, 2006 Steven B. Markovitz
Other Release No.: 34-54586, IA-2561, IC-27513
34-54582 Oct. 6, 2006 Banc One Investment Advisors Corporation and Mark A. Beeson
34-54574 Oct. 5, 2006 New Yorker Marketing Corp., Pretory USA, Inc. and U.S. Digital Communications, Inc.
Note: See also the Order in this matter
34-54568A Oct. 4, 2006 Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
34-54567 Oct. 4, 2006 Bilogic, Inc., Corpas Investments, Inc., DT Solutions, Inc., Global A, Inc., Paving Stone Corp., Wastech, Inc., and Webcatalyst, Inc.
34-54564 Oct. 3, 2006 Mark P. Abide, CPA
Other Release No.: AAER-2491
34-54557 Oct. 2, 2006 Global Express Securities, Inc.
34-54554 Oct. 2, 2006 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA
Third Quarter
IA-2560 Sep. 29, 2006 Strong Capital Management, Inc.
Other Release No.: IC-27508
33-8747 Sep. 29, 2006 Robert K. Malkin and Cantella & Company, Inc.
Other Release No.: 34-54545
34-54547 Sep. 29, 2006 Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc., Jon Patrick Pierce and Gary L. Winn
34-54536 Sep. 28, 2006 John F. Helbock and John P. Figliolini, Jr.
34-54535 Sep. 28, 2006 Maurice Servetnick
Other Release No.: IA-2559
34-54534 Sep. 28, 2006 Diane Kayser (CPA)
Other Release No.: AAER-2489
34-54532 Sep. 28, 2006 William Scott DeLoach (CPA)
Other Release No.: AAER-2488
34-54529 Sep. 28, 2006 Deutsche Investment Management Americas, Inc., Deutsche Asset Management, Inc., and Scudder Distributors Inc.
Other Release Nos.: IA-2558, IC-27505
Note: See also the Order granting waiver in this matter: Release No. 33-8746
34-54527 Sep. 27, 2006 Robertson Stephens, Inc.
33-8745 Sep. 27, 2006 Lantronix, Inc.
Other Release Nos.: 34-54525, AAER-2485
33-8744 Sep. 27, 2006 Vestin Mortgage, Inc., Vestin Capital, Inc. and Michael V. Shustek
Other Release No.: 34-54524
34-54523 Sep. 27, 2006 China Continental, Inc. and Xcelera, Inc., and Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc.
Note: See also the Order in this matter (China Continental, Inc. and Xcelera, Inc.)
Note: See also the Order in this matter (Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc.)
34-54518 Sep. 27, 2006 Geographics, Inc., Pembroke Capital, Inc., and Window Rock Capital Corp.
Note: See also the Order in this matter
IA-2557 Sep. 26, 2006 Brendan E. Murray
Other Release No.: IC-27503
Note: See also the Order in this matter
34-54516 Sep. 26, 2006 U.S. Gas & Electric, Inc.
34-54515 Sep. 26, 2006 Darin W. Roberts
IA-2556 Sep. 26, 2006 James A. DeMatteo
Other Release No.: IC-27502
IA-2555 Sep. 26, 2006 Conrad P. Seghers
Note: See also the Order in this matter
IA-2554 Sep. 26, 2006 BISYS Fund Services, Inc.
Other Release No.: IC-27500
Note: See also the Order granting waiver in this matter: Release No. 33-8742
34-54512 Sep. 26, 2006 John F. Helbock and John P. Figliolini, Jr.
34-54506 Sep. 26, 2006 World Information Technology, Inc.
Note: See also the Order in this matter
34-54502 Sep. 26, 2006 China Energy Savings Technology, Inc.
Note: See also the Order in this matter
34-54497 Sep. 25, 2006 Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox, and Rita A. White
Other Release No.: IA-2553
IC-27497 Sep. 25, 2006 Scott G. Monson
Note: See also the Order in this matter
33-8741 Sep. 25, 2006 Richard P. Poirier, Jr.
Other Release No.: 34-54492
33-8740 Sep. 22, 2006 Dunham & Associates Holdings, Inc., Dunham & Associates Investment Counsel, Inc., Dunham Trust Company, Jeffrey A. Dunham, Dunham & Associates Securities, Inc., and Asset Managers, Inc.
Other Release Nos.: 34-54489, IA-2552, IC-27495
34-54484 Sep. 22, 2006 James Nathan Grimes
34-54483 Sep. 22, 2006 Dennis B. Watts
IA-2551 Sep. 22, 2006 Vincent Montagna
34-54474 Sep. 20, 2006 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-54472 Sep. 20, 2006 Naturally Niagara Beverage Corporation (and its successors), n/k/a Everyones Italian.Com Inc.
34-54470 Sep. 19, 2006 Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc.
34-54468 Sep. 18, 2006 Dawn M. Reese
34-54453 Sep. 15, 2006 James E. Franklin
34-54449 Sep. 15, 2006 2DoTrade, Inc.
34-54447 Sep. 14, 2006 Grupo Elektra, S.A. de C.V.
34-54446 Sep. 14, 2006 Grupo Iusacell, S.A. de C.V.
34-54445 Sep. 14, 2006 TV Azteca, S.A. de C.V.
34-54441 Sep. 14, 2006 Jonathan Curtis Papa
34-54440A Sep. 14, 2006 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
Note: See also Proposed Distribution Plan
Comments due:  October 16, 2006
Comments received are available for this notice.
Submit comments on Proposed Distribution Plan
34-54439 Sep. 14, 2006 Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., and Western Pacific Airlines, Inc.
IA-2550 Sep. 14, 2006 James A. Casselberry, Jr.
Other Release No.: IC-27481
34-54436 Sep. 13, 2006 Raymond James Financial Services Inc., and J. Stephen Putnam
34-54432 Sep. 13, 2006 Amour Fiber Core, Inc., Bracknell Corp., Continental Real Estate Partners, Ltd., Global Chase Industries, Inc., and National Healthcare Manufacturing Corp.
Note: See also the Order in this matter
34-54431 Sep. 13, 2006 Indigenous Global Development Corporation
Note: See also the Order in this matter
IA-2549 Sep. 7, 2006 Dreyfus Corporation
Note: See also the Order granting waiver in this matter: Release No. 33-8739
IA-2548 Sep. 7, 2006 Gartmore Mutual Fund Capital Trust
IA-2547 Sep. 7, 2006 Putnam Investment Management, LLC
IA-2546 Sep. 7, 2006 Numeric Investors LLC
IA-2545 Sep. 7, 2006 Kensington Investment Group, Inc.
34-54406 Sep. 6, 2006 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-54405 Sep. 6, 2006 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-54404 Sep. 6, 2006 AIC International, Inc., Millennium Sports Management, Inc., and Yankee Dynamo Steel, Inc.
Note: See also the Order in this matter
34-54403 Sep. 5, 2006 Hancock Holdings, Inc., Image World Media, Inc., Irving Capital Corp., Madison Holdings, Inc., Orion Technologies, Inc., Parc Capital Corp., and Solomon Alliance Group, Inc.
34-54402 Sep. 5, 2006 Kenneth R. Martin
34-54393 Aug. 31, 2006 Robert Vitale
34-54392 Aug. 31, 2006 Salvatore Puccio
IC-27473 Aug. 31, 2006 Delaware Service Company, Inc.
33-8736 Aug. 30, 2006 Axum, Incorporated
IA-2542 Aug. 29, 2006 Won Charlie Yi
34-54377 Aug. 28, 2006 Connie S. Farris
Note: See also the Order in this matter
34-54373 Aug. 28, 2006 Andover Apparel Group, Inc., f/k/a Andover Togs, Inc., Applied Computer Technology, Inc., n/k/a Amigula, Inc., Country World Casinos, Inc., EWRX Internet Systems, Inc., n/k/a iMusic International, Inc. , Mobilemedia Corp. and Photran Corp.
34-54371 Aug. 28, 2006 Prudential Equity Group, LLC, formerly known as Prudential Securities Inc.
Note: See also the Orders granting waiver in this matter: Release Nos. 33-8733 and 33-8734
34-54370 Aug. 28, 2006 Paystar Corp., Royal Oak Mines, Inc., Rubber Technology International, Inc., Surebeam Corp., and Syncronys Softcorp
Note: See also the Order in this matter
34-54361 Aug. 25, 2006 John M. Lucarelli
Note: See also the Order in this matter
34-54358 Aug. 24, 2006 Brandon T. Bush
34-54355 Aug. 23, 2006 Dennis R. Staal
Other Release No.: AAER-2478
34-54349 Aug. 22, 2006 Emanuele A. Scarso
Note: See also the Order in this matter
34-54345 Aug. 22, 2006 Mark J. Corjay
Other Release No.: AAER-2477
34-54342 Aug. 21, 2006 Franklin Advisers, Inc. and Franklin/Templeton Distributors, Inc.
34-54341 Aug. 21, 2006 Jordan I. Shamah
34-54331 Aug. 21, 2006 Go Online Networks Corp., Integrated Communication Networks, Inc., Keystone Energy Services, Inc., Scottsdale Technologies, Inc., and Sienna Broadcasting Corp.
34-54330 Aug. 18, 2006 Triton Network Systems, Inc.
34-54322 Aug. 15, 2006 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet
Note: See also Modified Distribution Plan
Comments due:  September 14, 2006
Submit comments on Modified Distribution Plan
34-54304 Aug. 11, 2006 Paul E. Johnson
Note: See also the Order in this matter
34-54303 Aug. 11, 2006 Joseph A. Rougraff, CPA
Other Release No.: AAER-2474
34-54299 Aug. 10, 2006 Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
Note: See also Proposed Distribution Plan
Comments due:  September 11, 2006
Submit comments on Proposed Distribution Plan
34-54293 Aug. 9, 2006 Bilogic, Inc., Corpas Investments, Inc., DT Solutions, Inc., Global A, Inc., Paving Stone Corp., Wastech, Inc., and Webcatalyst, Inc.
Note: See also the Order in this matter; Release No. 34-55411
34-54281 Aug. 8, 2006 Peter D. Kirschner
34-54280 Aug. 7, 2006 Banc One Investment Advisors Corporation and Mark A. Beeson
Note: See also Proposed Distribution Plan
Comments due:  September 6, 2006
Comments received are available for this notice.
Submit comments on Proposed Distribution Plan
IA-2541 Aug. 3, 2006 Won Charlie Yi
Note: See also the Order in this matter
34-54263 Aug. 2, 2006 John Flanagan
34-54254 Jul. 31, 2006 Leslie Mersky
33-8727 Jul. 31, 2006 Warren Lammert, Lars Soderberg, and Lance Newcomb
Other Release Nos.: 34-54247, IA-2540, IC-27443
Note: See also the Order in this matter
33-8726 Jul. 31, 2006 Lawrence A. Stoler, CPA
Other Release Nos.: 34-54246, IA-2539, AAER-2470
34-54235 Jul. 28, 2006 Jeffrey G. Nunez
34-54234 Jul. 28, 2006 Eric A. McAfee
Other Release No.: AAER-2468
IA-2538 Jul. 26, 2006 Michael L. Hershey
34-54219A Jul. 26, 2006 Robert P. Hetzer
Other Release No.: IC-27428A
34-54218 Jul. 26, 2006 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennanim, and John Van Fleet
34-54212 Jul. 26, 2006 Andover Apparel Group, Inc., Applied Computer Technology, Inc. (n/k/a Amigula, Inc.), Country World Casinos, Inc., EWRX Internet Systems, Inc., Mobilemedia Corp., Photran Corp.
Admin. Proc. File No. 3-12379
Note: See also the Order in this matter
 
Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., Western Pacific Airlines, Inc.
Admin. Proc. File No. 3-12380
Note: See also the Order in this matter
 
Go Online Networks Corp., Integrated Communication Networks, Inc., Keystone Energy Services, Inc., Scottsdale Technologies, Inc., Sienna Broadcasting Corp. , Triton Network Systems, Inc.
Admin. Proc. File No. 3-12381
Note: See also the Order in this matter
34-54210 Jul. 26, 2006 MCSi, Inc.
34-54209 Jul. 25, 2006 Darin W. Roberts
Note: See also the Order in this matter
34-54208 Jul. 25, 2006 James S. Adams, CPA
Other Release No.: AAER-2466
34-54207 Jul. 25, 2006 Rollin M. Dick, CPA
Other Release No.: AAER-2465
34-54202 Jul. 25, 2006 Robert Kozak and John Flanagan
34-54201 Jul. 25, 2006 Hancock Holdings, Inc., Image World Media, Inc., Irving Capital Corp., Madison Holdings, Inc., Orion Technologies, Inc., Parc Capital Corp., and Solomon Alliance Group, Inc.
Note: See also the Order in this matter
34-54197 Jul. 24, 2006 Weston L. Smith, CPA
Other Release No.: AAER-2463
34-54196 Jul. 24, 2006 Gerard McCallion
34-54193 Jul. 24, 2006 Waddell & Reed, Inc., Waddell & Reed Investment Management Company, and Waddell & Reed Services Company
Other Release Nos.: IA-2537, IC-27424
IA-2536 Jul. 21, 2006 Justin Huscher
34-54188 Jul. 21, 2006 CyberCare, Inc.
34-54187 Jul. 20, 2006 Richard J. Lajoie, Jr.
Other Release No.: AAER-2462
34-54175 Jul. 19, 2006 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
Note: See also Proposed Distribution Plan
Comments due:  August 18, 2006
Comments received are available for this notice.
Submit comments on Proposed Distribution Plan
34-54172 Jul. 19, 2006 L. Michael Hart
Other Release No.: AAER-2460
33-8723 Jul. 17, 2006 Senior Resources Asset Fund, LLC and Kenneth E. Baum
Other Release No.: 34-54156
34-54157 Jul. 17, 2006 2DoTrade, Inc.
Note: See also the Order in this matter
34-54148 Jul. 14, 2006 Herzog, Heine, Geduld, LLC
Note: See also the Order granting waiver in this matter: Release No. 33-8722
33-8720 Jul. 13, 2006 IFMG Securities, Inc.
Other Release No.: 34-54139
IA-2535 Jul. 12, 2006 Terry F. Allen
34-54132 Jul. 12, 2006 Robert E. Shannon
Other Release No.: IA-2534
34-54128 Jul. 11, 2006 Marvin Winick
Other Release No.: AAER-2459
34-54116 Jul. 10, 2006 Hector J. Garcia
34-54115 Jul. 10, 2006 Donald Frank Mintmire, Esq.
34-54114 Jul. 10, 2006 Richard W. DeBoe
Other Release No.: IA-2532
34-54112 Jul. 7, 2006 Anthony C. Snell and Charles E. LeCroy
Note: See also the Order in this matter
34-54111 Jul. 7, 2006 Entertech Media Group, Inc., Entertainment Boulevard, Inc., Dawcin International Corp., Easton, Inc., and Trans Continental Entertainment Group, Inc.
IA-2530 Jul. 6, 2006 Warwick Capital Management, Inc. and Carl Lawrence
Note: See also the Order in this matter
34-54108 Jul. 6, 2006 Todd J. Cohen
Other Release No.: IA-2531
34-54102 Jul. 5, 2006 Bear Wagner Specialists LLC
  Admin. Proc. File No. 3-11445
Fleet Specialist, Inc
  Admin. Proc. File No. 3-11446
LaBranche & Co. LLC
  Admin. Proc. File No. 3-11447
Spear, Leeds & Kellogg Specialists LLC
  Admin. Proc. File No. 3-11448
Van der Moolen Specialists USA, LLC
  Admin. Proc. File No. 3-11449
Performance Specialist Group LLC
  Admin. Proc. File No. 3-11558
SIG Specialists, Inc.
  Admin. Proc. File No. 3-11559
Note: See also the Release No. 34-53823; Modified Distribution Plan
34-54099 Jul. 5, 2006 Craig M. Waggy
Other Release No.: AAER-2457
34-54098 Jul. 5, 2006 Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox, and Rita A. White
Other Release No.: IA-2549
Note: See also the Order in this matter
34-54093 Jul. 3, 2006 Irving J. Stitsky
34-54092 Jul. 3, 2006 Jordan I. Shamah
34-54091 Jul. 3, 2006 Steven A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc.
Other Release No.: IA-2528
Note: See also the Order in this matter
Second Quarter
33-8719 Jun. 30, 2006 Greentech USA, Inc. and Roland L. Breton
Other Release Nos.: 34-54076, AAER-2455
33-8718 Jun. 30, 2006 Information Architects Corporation, William Overhulser and Michael Clark
Other Release Nos.: 34-54075, AAER-2454
34-54073 Jun. 30, 2006 Pilgrim Baxter & Associates, Ltd.
Note: See also Proposed Distribution Plan; Distribution Plan
Comments due:  July 31, 2006
Comments received are available for this notice.
Submit comments on Proposed Distribution Plan
34-54072 Jun. 30, 2006 Gizmo Company, Smart World United Inc., and Urban Entertainment Concepts International, Inc.
34-54069 Jun. 29, 2006 James E. Franklin
34-54068 Jun. 29, 2006 Wendy Feldman Purner
Other Release No.: IA-2527
33-8717 Jun. 28, 2006 Walco International, Inc. and James C. Robison
Other Release Nos.: 34-54062, AAER-2453
33-8716 Jun. 28, 2006 Vedco, Inc. and Craig S. Campbell
Other Release Nos.: 34-54061, AAER-2451
33-8715 Jun. 28, 2006 Raytheon Company, Daniel P. Burnham, and Aldo R. Servello
Other Release Nos.: 34-54057, AAER-2449
34-54054 Jun. 28, 2006 Salim B. Lewis
34-54049 Jun. 27, 2006 Douglas R. Bauer
Other Release No.: AAER-2448
34-54048 Jun. 27, 2006 Accounting Consultants, Inc., and Carol L. McAtee, CPA
Other Release No.: AAER-2447
34-54047 Jun. 27, 2006 Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.
Other Release No.: IA-2526
34-54037 Jun. 23, 2006 Franklin Advisers, Inc. and Franklin/Templeton Distributors, Inc.
IA-2525 Jun. 22, 2006 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-54032 Jun. 22, 2006 Bullhide Corp., Fetchomatic Global Internet, Inc., The Flag Group, Inc., and The Second Flag Group, Inc.
34-54031 Jun. 22, 2006 Julian W. Eidson
Other Release No.: AAER-2445
34-54030 Jun. 22, 2006 Wallace G. Haislip
Other Release No.: AAER-2444
33-8714 Jun. 21, 2006 Evan Misshula
Other Release Nos.: 34-54027, IA-2524
34-54022 Jun. 21, 2006 Universal Medical Systems, Inc.
34-54006 Jun. 16, 2006 Gerson Asset Management, Inc. and Seth Gerson
Note: See also Release No. 34-53760; Proposed Distribution Plan
Comments due:  June 19, 2006
Submit comments on File No. 3-12121
IA-2523 Jun. 16, 2006 Kenneth W. Corba
34-53997 Jun. 15, 2006 Morgan Stanley DW, Inc.
34-53996 Jun. 15, 2006 Morgan Stanley DW, Inc.
33-8712 Jun. 15, 2006 George J. Cannan, Jr.
Other Release No.: 34-53993
34-53992 Jun. 15, 2006 Legacy Mining Ltd.
34-53991 Jun. 15, 2006 Auspex Liquidating Corp. (f/k/a Auspex Systems, Inc.)
34-53990 Jun. 15, 2006 Polar Cargo Systems, Inc. (n/k/a Coldwall, Inc.)
34-53989 Jun. 15, 2006 Optimark Holdings, Inc.
34-53988 Jun. 15, 2006 The Arlen Corporation
34-53987 Jun. 15, 2006 Pillowtex Corporation
34-53986 Jun. 15, 2006 America's Sports Voice, Inc. (n/k/a Milagro Holdings, Inc.), EnterTech Media Group, Inc., Entertainment Boulevard, Inc., Dawcin International Corp., Easton, Inc., Trans Continental Entertainment Group, Inc.
Note: See also the Order in this matter
34-53974 Jun. 12, 2006 Frank Monroig
34-53965 Jun. 9, 2006 International Biochemical Industries, Inc.
34-53962 Jun. 8, 2006 Robert E. Shannon
Other Release No.: IA-2522
34-53953 Jun. 7, 2006 Nevanna Sacks, CPA
Other Release No.: AAER-2441
34-53944 Jun. 6, 2006 David A. Rodriguez, CPA
Other Release No.: AAER-2437
34-53943 Jun. 6, 2006 Sharon E. Vaughn and Directors Financial Group, Ltd.
Other Release No.: IA-2521
IA-2520 Jun. 6, 2006 CapitalWorks Investment Partners, LLC and Mark J. Correnti
34-53939 Jun. 5, 2006 Jeffrey L. Gibson
Other Release No.: IA-2519
Note: See also the Order in this matter
34-53936 Jun. 2, 2006 James T. McCurdy
Other Release No.: AAER-2436
Note: See also the Order in this matter
34-53929 Jun. 1, 2006 William T. Owens
Other Release No.: AAER-2435
34-53928 Jun. 1, 2006 Salomon Grey Financial Corporation
34-53927 Jun. 1, 2006 Kyle Rowe
34-53926 Jun. 1, 2006 Angelo Paul Koupas
34-53925 Jun. 1, 2006 Christopher Roundtree
34-53919 Jun. 1, 2006 Philadelphia Stock Exchange, Inc.
34-53918A Jun. 1, 2006 Edward D. Jones & Co., L.P.
34-53915 Jun. 1, 2006 Universal Medical Systems, Inc. (n/k/a Moray Way Holdings, Inc.)
Note: See also the Order in this matter
34-53906 May 31, 2006 Robert W. Oakes, Jr.
34-53905 May 31, 2006 John F. Helbock and John P. Figliolini, Jr.
Note: See also the Order in this matter
34-53904 May 31, 2006 Joseph R. Huard, Jr. and Bruce D. Cowen
33-8684 May 31, 2006 Bear, Stearns & Co. Inc.; Citigroup Global Markets, Inc.; Goldman, Sachs & Co.; J.P. Morgan Securities, Inc.; Lehman Brothers Inc.; Merrill Lynch, Pierce, Fenner & Smith Incorporated; Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.; RBC Dain Rauscher Inc.; Banc of America Securities LLC; A.G. Edwards & Sons, Inc.; Morgan Keegan & Company, Inc.; Piper Jaffray & Co.; SunTrust Capital Markets Inc.; and Wachovia Capital Markets, LLC
Other Release No.: 34-53888
See also the Orders granting waivers in this matter:
34-53887 May 30, 2006 Robert Kozak and John Flanagan
Note: See also the Order in this matter
34-53886 May 30, 2006 Otto Kozak
34-53885 May 30, 2006 Jeffrey "Yefim" Bassin
34-53884 May 30, 2006 Carl Cunzio
34-53883 May 30, 2006 Patrick McFadden
34-53882 May 30, 2006 Tribune Company
Other Release No.: AAER-2434
34-53881 May 30, 2006 Geek Securities, Inc. and Geek Advisors, Inc.
Other Release No.: IA-2518
IA-2517 May 26, 2006 Bruce Lieberman
34-53877 May 26, 2006 Steven K. Gilley
34-53865 May 25, 2006 Biopulse International, Inc. and Summit National Consolidation Group, Inc.
34-53864 May 25, 2006 Biopulse International, Inc. and Summit National Consolidation Group, Inc.
34-53847 May 22, 2006 Crowell, Weedon & Co.
34-53845 May 19, 2006 Paul F. Coughlin
Other Release No.: IA-2516
34-53844 May 19, 2006 Franklin Advisers, Inc. and Franklin/Templeton Distributors, Inc.
Note: See also Proposed Distribution Plan and Distribution of SEC Settlement to FT Funds
Submit comments on File No. 3-11769
34-53837 May 18, 2006 Marion D. Sherrill
34-53830 May 18, 2006 William D. Baker, CPA
Other Release No.: AAER-2432
34-53827 May 18, 2006 Regent Energy Corp. and Skygivers, Inc.
34-53823 May 17, 2006 Bear Wagner Specialists LLC
  Admin. Proc. File No. 3-11445
Fleet Specialist, Inc
  Admin. Proc. File No. 3-11446
LaBranche & Co. LLC
  Admin. Proc. File No. 3-11447
Spear, Leeds & Kellogg Specialists LLC
  Admin. Proc. File No. 3-11448
Van der Moolen Specialists USA, LLC
  Admin. Proc. File No. 3-11449
Performance Specialist Group LLC
  Admin. Proc. File No. 3-11558
SIG Specialists, Inc.
  Admin. Proc. File No. 3-11559
Note: See also: Release No. 34-53025 and
Fund Administrator's Proposed Fair Fund Distribution Plan
34-53821 May 17, 2006 Kenneth B. Janeski, CPA
Other Release No.: AAER-2431
34-53820 May 17, 2006 John M. Wong, CPA
Other Release No.: AAER-2430
34-53814 May 16, 2006 Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc., Jon Patrick Pierce, Gary L. Winn
34-53813 May 16, 2006 Brandon T. Bush
Note: See also the Order in this matter
34-53803 May 15, 2006 Barry F. Duggan, CGA
Other Release Nos.: AAER-2428
34-53802 May 15, 2006 Quintus Corporation
34-53801 May 15, 2006 Donna Yeager and Robert Yeager
34-53792 May 11, 2006 Konstantine Drakopoulos
34-53785 May 11, 2006 Gary Player Direct, Inc., Gary Player Golf, Inc., Cross Media Marketing Corp., First Chesapeake Financial Corp., North Lily Mining Co., QuadraComm, Inc.
34-53779 May 10, 2006 Suprema Specialties, Inc.
34-53775A May 9, 2006 Samuel Israel III and Daniel E. Marino
Other Release No.: IA-2515A
IA-2514 May 9, 2006 Hutchens Investment Management, Inc. and William Hutchens
34-53768 May 8, 2006 Canadian Imperial Holdings Inc. and CIBC World Markets Corp.
34-53766 May 8, 2006 James R. Ahrns, Jr., CPA
Other Release Nos.: AAER-2427
33-8682 May 5, 2006 David Henry Disraeli and Lifeplan Associates, Inc.
Other Release Nos.: 34-53765, IA-2513
Note: See also the Order in this matter
IC-27313 May 5, 2006 Vaughn Weimer
Other Release No.: IA-2512
34-53762 May 5, 2006 Unified Fund Services, Inc. and Michael E. Durham
Other Release No.: IC-27312, AAER-2426
34-53760 May 5, 2006 Gerson Asset Management, Inc., and Seth Gerson
Note: See also Proposed Distribution Plan
Submit comments on File No. 3-12121
34-53759 May 4, 2006 MCSi, Inc.
Note: See also the Order in this matter
34-53744 May 1, 2006 M & A West, Inc.
34-53741 Apr. 28, 2006 Kevin J. Barton
34-53740 Apr. 28, 2006 Noel J. Belmonte
34-53739 Apr. 28, 2006 Philip J. Hourican
34-53738 Apr. 28, 2006 James R. Mancuso
33-8680 Apr. 28, 2006 Axum, Incorporated
34-53732 Apr. 27, 2006 Oil States International, Inc.
Other Release No.: AAER-2424
34-53726 Apr. 26, 2006 Paul Bornstein
34-53725 Apr. 26, 2006 Chaim Schwartzbard, CPA
Other Release No.: AAER-2421
34-53724 Apr. 26, 2006 Lumenis Ltd.
34-53722 Apr. 25, 2006 James Joseph Conway
34-53719 Apr. 25, 2006 William B. Deakins
Note: See also the Order in this matter
34-53718 Apr. 25, 2006 Greg Jones
Other Release No.: AAER-2419
34-53717 Apr. 25, 2006 Allen Buntin
Other Release No.: AAER-2418
34-53716 Apr. 25, 2006 James Jarrett
Other Release No.: AAER-2417
34-53714 Apr. 25, 2006 Bullhide Corp., Fetchomatic Global Internet, Inc., The Flag Group, Inc., and The Second Flag Group, Inc.
Note: See also the Order in this matter
34-53712 Apr. 25, 2006 Regent Energy Corp. and Skygivers, Inc.
Note: See also the Order in this matter
34-53709 Apr. 24, 2006 Bank of New York
34-53707 Apr. 24, 2006 Paul D. Lemmon, Mark Valentine and Michael Vlahovic
34-53698 Apr. 21, 2006 Michael J. Healey
34-53683 Apr. 20, 2006 Paul D. Lemmon, Mark Valentine and Michael Vlahovic
IA-2511 Apr. 19, 2006 Kieran J. Dale
34-53682 Apr. 19, 2006 Bradley T. Smith
Other Release No.: IA-2510
Note: See also the Order in this matter
34-53681 Apr. 19, 2006 Glen Eugene Miller
34-53680 Apr. 19, 2006 Sharon E. Vaughn and Directors Financial Group, Ltd.
Other Release No.: IA-2509
Note: See also the Order in this matter
34-53668 Apr. 18, 2006 Computershare Trust Company of Canada
34-53662 Apr. 17, 2006 Dale G. Rasmussen, Esq.
Other Release No.: AAER-2416
34-53661 Apr. 17, 2006 David T. Leboe, CPA
Other Release Nos.: AAER-2415
34-53660 Apr. 17, 2006 Edward D. Jones & Co., L.P.
Note: See also Proposed Distribution Plan
Submit comments on File No. 3-11780
34-53648 Apr. 13, 2006 Gary Player Direct, Inc., Gary Player Golf, Inc., Cross Media Marketing Corp., First Chesapeake Financial Corp., North Lily Mining Co., and Quadracomm, Inc.
34-53636 Apr. 12, 2006 Michael D. Karsch
Other Release Nos.: AAER-2412
34-53632 Apr. 12, 2006 Kimberly J. Carrella and Vincent M. Carrella
33-8675 Apr. 12, 2006 PKF, Anthony Frederick John Mead, FCA and Stuart John Barnsdall, ACA
Other Release Nos.: 34-53633, AAER-2409
34-53631 Apr. 12, 2006 INET ATS, Inc.
34-53627 Apr. 10, 2006 Brad A. Weaver
Other Release No.: IA-2507
34-53625 Apr. 10, 2006 Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp.
34-53624 Apr. 10, 2006 Metropolitan Life Insurance Company
34-53622 Apr. 10, 2006 Thomas J. Gerbasio
34-53611 Apr. 6, 2006 Marion D. Sherrill
Note: See also the Order in this matter
34-53601 Apr. 5, 2006 GMC Holding Corporation
34-53590 Apr. 4, 2006 International Biochemical Industries, Inc.
Note: See also the Order in this matter
IA-2506 Apr. 3, 2006 Jon E. Hankins
First Quarter
IA-2505 Mar. 31, 2006 N2K Trading Academy, Inc.
34-53574 Mar. 30, 2006 Clete D. Madden, CPA, and David L. Huffman, CPA
Other Release No.: AAER-2406
34-53573 Mar. 30, 2006 Aron R. Carr, CPA
Other Release No.: AAER-2405
34-53572 Mar. 30, 2006 Raymond James Financial Services, Inc. and J. Stephen Putnam
Note: See also Proposed Distribution Plan
Submit comments on File No. 3-11692
34-53569 Mar. 30, 2006 Global Crown Capital, LLC, J&C Global Securities Investments, LLC, Rani T. Jarkas, and Antoine K. Chaya
Other Release No.: IA-2503
Note: See also the Order in this matter
34-53566 Mar. 29, 2006 Netopia, Inc.
Other Release No.: AAER-2403
34-53559 Mar. 29, 2006 Premium Financial Services & Leasing, Inc.
34-53555 Mar. 27, 2006 James R. Dickey
Other Release No.: IA-2502
34-53550 Mar. 24, 2006 Bio-Heal Laboratories, Inc.
IA-2501 Mar. 23, 2006 Michael Yellin
34-53533 Mar. 21, 2006 Anthony P. Dolanski, CPA
Other Release No.: AAER-2397
33-8673 Mar. 21, 2006 Sanjay Singh
Other Release No.: 34-53523
34-53517 Mar. 20, 2006 Bruce G. Hill, Esq.
Other Release No.: AAER-2395
34-53507 Mar. 17, 2006 Kautilya "Tony" Sharma
Other Release No.: IA-2498
IA-2497 Mar. 17, 2006 Thomas J. Robbins
34-53513 Mar. 17, 2006 Martin J. Druffner
Other Release No.: IA-2499
33-8671 Mar. 16, 2006 Bear, Stearns & Co., and Bear, Stearns Securities Corp.
Other Release No.: 34-53506
33-8670 Mar. 16, 2006 Bear, Stearns & Co., and Bear, Stearns Securities Corp.
34-53498 Mar. 16, 2006 Robert Breed
34-53495 Mar. 16, 2006 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA
Note: See also Distribution Plan
IA-2496 Mar. 16, 2006 John Kim
34-53492 Mar. 16, 2006 Dominick J. Savino
Note: See also the Order in this matter
34-53489 Mar. 16, 2006 Jon M. Bloodworth, Esq.
33-8668 Mar. 16, 2006 Bear, Stearns & Co., and Bear, Stearns Securities Corp.
Other Release Nos.: 34-53490, IC-27262
33-8667 Mar. 15, 2006 Merrill Lynch, Pierce, Fenner & Smith, Incorporated
34-53477 Mar. 14, 2006 CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc.
34-53475 Mar. 13, 2006 Sino Pharmaceuticals Corp.
34-53473 Mar. 13, 2006 Merrill Lynch, Pierce, Fenner & Smith, Incorporated
34-53468 Mar. 10, 2006 Banc One Investment Advisors Corporation and Mark A. Beeson
34-53466 Mar. 10, 2006 Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
34-53465 Mar. 10, 2006 Biopulse International, Inc. and Summit National Consolidation Group, Inc.
Note: See also the Order in this matter
34-53460 Mar. 9, 2006 Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon and Kevin J. Marsh
34-53456 Mar. 9, 2006 Gary Player Direct, Inc., Gary Player Golf, Inc., Cross Media Marketing Corp., First Chesapeake Financial Corp., North Lily Mining Co., and QuadraComm, Inc.
Note: See also the Order in this matter
34-53453 Mar. 8, 2006 Smith Barney Fund Management LLC and Citigroup Global Markets, Inc.
34-53452 Mar. 8, 2006 Millennium Partners, LP; Millennium Management, LLC; Millennium International Management, LLC; Israel Englander; Terence Feeney; Fred Stone; and Kovan Pillai
IA-2494 Mar. 8, 2006 Michael K.C. Tom
34-53448 Mar. 8, 2006 GMC Holding Corporation
Note: See also the Order in this matter
34-53447 Mar. 8, 2006 Michael J. Laughlin
34-53446 Mar. 8, 2006 John D. Carifa
34-53445 Mar. 8, 2006 Gerald T. Malone
34-53444 Mar. 8, 2006 Michael B. Johnson, CPA and Michael Johnson & Co., LLC
Other Release No.: AAER-2393
34-53437 Mar. 7, 2006 Invesco Funds Group, Inc., AIM Advisors, Inc., and AIM Distributors, Inc.
34-53432 Mar. 7, 2006 Charles W. Crouse and Norman R. Hess
34-53423 Mar. 6, 2006 James E. Franklin
Note: See also the Order in this matter
34-53418 Mar. 6, 2006 eSafetyworld, Inc. n/k/a EZ Auctions &
Shipping, Inc.
34-53417 Mar. 6, 2006 David M. Faubert
Other Release No.: IA-2493
34-53416 Mar. 6, 2006 Gershon Asset Management, Inc. and Seth Gerson
34-53404 Mar. 3, 2006 Andrew J. McAdams, CPA
Other Release No.: AAER-2392
34-53397 Mar. 2, 2006 Paul D. Lemmon, Mark Valentine and Michael Vlahovic
34-53392 Mar. 1, 2006 Ronald A. Safran, CPA
Other Release No.: AAER-2390
34-53391 Mar. 1, 2006 Michael A. Conway, CPA
Other Release No.: AAER-2389
34-53389 Feb. 28, 2006 M & A West, Inc.
Note: See also the Order in this matter
IA-2491 Feb. 28, 2006 J. Douglas Schmidt
34-53387 Feb. 28, 2006 Elsie M. Leung, CPA
Other Release No.: AAER-2388
33-8665 Feb. 27, 2006 Sun Communities, Inc. and Sun Communities Operating Limited Partnership
Other Release No.: 34-53381; AAER-2386
34-53380 Feb. 27, 2006 Gregory G. Nelson, CPA
Other Release No.: AAER-2385
33-8664 Feb. 27, 2006 Helen Haiwen He
Other Release No.: 34-53379; AAER-2384
34-53378 Feb. 27, 2006 Geoffrey Jie Wei, CPA (China)
Other Release No.: AAER-2383
34-53375 Feb. 27, 2006 Leonard Goldner
Other Release No.: AAER-2381
34-53373 Feb. 27, 2006 Eagle Environmental Technologies, Ltd.
34-53353 Feb. 23, 2006 Raymond James Financial Services, Inc., and
J. Stephen Putnam
34-53352 Feb. 23, 2006 International Equity Advisors, LLC and Richard Roger Lund
34-53344 Feb. 22, 2006 Thomas J. Yoho, CPA
Other Release No.: AAER-2380
33-8662 Feb. 21, 2006 Axum, Incorporated
(HTML Version)
IA-2489 Feb. 21, 2006 New England Securities Corp.
34-53340 Feb. 21, 2006 Jonathan M. Rozek
Other Release Nos.: IC-27226, IA-2488
34-53339 Feb. 21, 2006 Thomas W. McConnell
Other Release Nos.: IC-27225, IA-2487
34-53337 Feb. 17, 2006 Asia4Sale.com, Inc.
34-53336 Feb. 17, 2006 Asia4Sale.com, Inc.
34-53335 Feb. 17, 2006 Glen Eugene Miller
Note: See also the Order in this matter
34-53334 Feb. 17, 2006 Scott K. Barton, CPA
Other Release No.: AAER-2378
34-53330 Feb. 17, 2006 Edward A. Heil, CPA
Other Release No.: AAER-2377
34-53326 Feb. 16, 2006 Kevin Hall, CPA, and Rosemary Meyer, CPA
Other Release No.: AAER-2376
Note: See also the Order in this matter
34-53323 Feb. 16, 2006 iBIZ Technology Corp.
Note: See also the Order in this matter
34-53314 Feb. 15, 2006 Safe Transportation Systems, Inc.
34-53313 Feb. 15, 2006 Westergaard.com, Inc.
34-53312 Feb. 15, 2006 Reliance Group Holdings, Inc.
34-53311 Feb. 15, 2006 Pepper Capital Corp.
34-53310 Feb. 15, 2006 Parade Holdings, Inc.
34-53309 Feb. 15, 2006 Olicom A/S
34-53308 Feb. 15, 2006 Newstar Media, Inc.
34-53307 Feb. 15, 2006 Model Capital Corp.
34-53306 Feb. 15, 2006 Mega-C Power Corporation f/k/a Net Capital Ventures Corporation
34-53305 Feb. 15, 2006 Marketing Educational Corporation
34-53304 Feb. 15, 2006 Maritek Corporation
34-53303 Feb. 15, 2006 Level Jump Financial Group, Inc.
34-53302 Feb. 15, 2006 Leadville Corporation
34-53301 Feb. 15, 2006 Host Funding, Inc.
34-53300 Feb. 15, 2006 Globalstar Telecommunications Limited
34-53299 Feb. 15, 2006 Frontier Insurance Group, Inc.
34-53298 Feb. 15, 2006 Enviro-Recovery, Inc.
34-53297 Feb. 15, 2006 Datec Group, Ltd.
34-53296 Feb. 15, 2006 Datatec Systems, Inc.
34-53295 Feb. 15, 2006 Cumberland Technologies, Inc.
34-53294 Feb. 15, 2006 Charm Capital Corp.
34-53293 Feb. 15, 2006 BMC Industries, Inc.
34-53292 Feb. 15, 2006 BIOMED Research Technologies, Inc.
34-53291 Feb. 15, 2006 AuctionDiner.Com, Inc.
34-53290 Feb. 15, 2006 Aries Holdings, Inc.
34-53289 Feb. 15, 2006 AM Communications, Inc.
34-53279A Feb. 14, 2006 Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-53270 Feb. 10, 2006 Steven Mastrosimone
34-53268 Feb. 10, 2006 Riverstone Networks, Inc.
33-8660 Feb. 9, 2006 Lawrence A. Stoler, CPA
Note: See also the Order in this matter
IA-2485 Feb. 8, 2006 Thomas J. Robbins
Note: See also the Order in this matter
34-53251 Feb. 8, 2006 Morgan Keegan & Co., Inc.
Other Release Nos.: IA-2484, IC-27223
34-53236 Feb. 7, 2006 Cummins Inc.
Other Release No.: AAER-2370
IA-2483 Feb. 7, 2006 Scott R. Sacane
IA-2482 Feb. 7, 2006 Jon M. Knight
IA-2481 Feb. 7, 2006 Jack Anthony Huggins
34-53225 Feb. 3, 2006 Michael V. Lipkin and Joshua Shainberg
Note: See also the Order in this matter
IA-2480 Feb. 3, 2006 Terry Harris
Note: See also the Order in this matter
IA-2479 Feb. 3, 2006 N2K Trading Academy, Inc.
Note: See also the Order in this matter
34-53210 Feb. 2, 2006 James G. Lewis
34-53209 Feb. 2, 2006 James Y. Lin
34-53207 Feb. 2, 2006 Intercallnet, Inc.
34-53206 Feb. 2, 2006 Skifter Ajro
Other Release No.: IA-2478
33-8658 Jan. 31, 2006 David Hirsch
Other Release No.: 34-53200
33-8657 Jan. 31, 2006 John J. Gremmo, III
Other Release No.: 34-53199
34-53198 Jan. 31, 2006 Kimberly J. Carrella and Vincent M. Carrella
Note: See also the Order in this matter
34-53184 Jan. 27, 2006 Summit Securities, Inc.
34-53183 Jan. 27, 2006 Metropolitan Mortgage & Securities Co., Inc.
34-53179 Jan. 25, 2006 Daniel Calugar
34-53178 Jan. 25, 2006 James J. Caprio
34-53177 Jan. 25, 2006 Jeffrey G. Nunez
Note: See also the Order in this matter
34-53170 Jan. 24, 2006 Grant Thornton, LLP; Doeren Mayhew & Co., P.C.; Peter M. Behrens, CPA; Marvin J. Morris, CPA and Benedict P. Rybicki, CPA
33-8654 Jan. 24, 2006 Axum Incorporated
Note: See also the Order in this matter
34-53169 Jan. 23, 2006 Robert Y. Joo
34-53163 Jan. 20, 2006 Stephen J. Horning
Other Release No.: SIPA-166, File No. 3-12156
Note: See also the Order in this matter
34-53162 Jan. 20, 2006 Herbert J. Mortland, CPA, and Mortland & Co., P.C.
Other Release No.: AAER-2367, File No. 3-12155
34-53160 Jan. 20, 2006 Berton M. Hochfeld
Other Release No.: IA-2474
34-53159 Jan. 20, 2006 Paul D. Lemmon, Mark Valentine and Michael Vlahovic
Note: See also the Order in this matter
34-53158 Jan. 20, 2006 Douglas Rasberry and Andrew K. Proctor
34-53157 Jan. 20, 2006 Neil Formisano
34-53144 Jan. 19, 2006 Michael J. Healey
Note: See also the Order in this matter
34-53143 Jan. 19, 2006 Barry Berman
34-53141 Jan. 19, 2006 Safe Transportation Systems, Inc.
Note: See also the Order in this matter
34-53138 Jan. 18, 2006 Edward John McCarthy
34-53137 Jan. 18, 2006 JB Oxford Holdings, Inc.
34-53134 Jan. 17, 2006 Western Financial Corporation
34-53125 Jan. 13, 2006 William T. Fricke, CPA
Other Release No.: AAER-2363
34-53121 Jan. 13, 2006 William Masucci
IA-2473 Jan. 11, 2006 Bridgeway Capital Management, Inc. and John Noland Ryan Montgomery
33-8653 Jan. 11, 2006 Pegasus Satellite Communications, Inc., and Pegasus Media & Communications, Inc.
Other Release Nos.: 34-53100; AAER-2362
34-53089 Jan. 10, 2006 David M. Faubert
Note: See also the Order in this matter
34-53087 Jan. 10, 2006 eSafetyworld, Inc.
Note: See also the Order in this matter
34-53086 Jan. 10, 2006 Friedman�s Inc.
34-53076 Jan. 9, 2006 Microage, Inc., Network Computing Devices, Inc., Pacific Systems Control Technology, Inc., Pharmaprint, Inc., Pinnacle Micro, Inc., Sunrise Technologies International, Inc., and Thehealthchannel.Com, Inc.
33-8652 Jan. 5, 2006 Michele Knowlton
Other Release Nos.: 34-53054, IC-27025
33-8651 Jan. 4, 2006 Applix, Inc.
Other Release Nos.: 34-53049, AAER-2359
34-53048 Jan. 3, 2006 AirCharter Express, Inc.
34-53047 Jan. 3, 2006 Advanced Media, Inc., American Film Technologies, BPI Packaging Technologies, Inc., CML Group, Inc., Compositech, Ltd., Dispatch Management Services Corp., and eGlobe, Inc.

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Modified: 05/31/2007