FINRA operates the largest dispute resolution forum in the securities industry to assist in the resolution of monetary and business disputes between and among investors, securities firms and individual registered representatives.

Resources for Parties

Overview of Arbitration & Mediation | Arbitration Process | Mediation Process

Resources for Neutrals

Become an Arbitrator | Become a Mediator | Education | Arbitration Process | Mediation Process

Rules

Code of Arbitration Procedure | Code of Mediation Procedure | Rule Guidance | Dispute Resolution Rule Filings | Dispute Resolution Notices

What's New

Most Viewed Forms

For Arbitrators

• Arbitrator Application
• Travel and Expense Form
• Order on Request for Permanent Injunction
• Simplified Case Checklist
• Arbitrator's Reference Guides

For Parties

• Party Reference Guides
• Discovery Rules and Procedure
• Claimant(s) Uniform Submission Agreement
• Arbitration Evaluation Form
• Intent to Mediate Form

More Resources

• About FINRA Dispute Resolution
• Order Printed Publications
• Glossary of Arbitration Terms
• Publicaciones en Español
• Dispute Resolution News Releases

Most Viewed

• Arbitration Awards Online
• Code of Arbitration Procedure
• What is Dispute Resolution?
• Dispute Resolution Statistics
• Become an Arbitrator
• Start an Arbitration
• Arbitrator Training
• Discovery Guide for Arbitration Proceedings
• Online Claim Filing
• Uniform Forms Guide