Administrative Proceedings Archive 1999

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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Release No.	Date	Respondents
Fourth Quarter
34-42278	Dec. 27, 1999	Robert A. Schatz
34-42277	Dec. 27, 1999	Brad Haddy and Ronald D. Spencer
34-42276	Dec. 27, 1999	John F. LaSala
34-42275	Dec. 27, 1999	Ronald A. Martini
IA-1849	Dec. 22, 1999	Michael T. Sullivan, III
IA-1848	Dec. 22, 1999	Scudder Kemper Investments, Inc. and Gary Paul Johnson
34-42262	Dec. 21, 1999	Peachtree Stock Transfer and Robert J. Crain, Jr.
34-42261	Dec. 21, 1999	Taft Womack and Frank Gaines
34-42245	Dec. 17, 1999	Robert J. Strauss
34-42244	Dec. 17, 1999	John H. Kim Release Nos. 33-7786, 34-42244
34-42243	Dec. 17, 1999	Alan B. Schlussel Release Nos. 33-7785, 34-42243
34-42237	Dec. 15, 1999	Brian D. O'Toole, d/b/a O'Toole Capital Management, Spectrum Securities Inc., and Steven D. Pirrone
34-42234	Dec. 14, 1999	William A. Fain, Jr.
34-42229	Dec. 14, 1999	Jose E. Rivera, CPA
33-7784	Dec. 10, 1999	Michael L. Pitts
33-7783	Dec. 10, 1999	Richard J. Michael
34-42211	Dec. 9, 1999	Ronald A. Knittle and Gregory G. Vernon
34-42206	Dec. 7, 1999	Scott A. Rude
34-42204	Dec. 6, 1999	Paschal Gene Allen
34-42199	Dec. 3, 1999	Paul Thomas Fink, C.P.A. Release Nos. 33-7782, 34-42199
34-42197	Dec. 2, 1999	Virginia Horler
34-42196	Dec. 2, 1999	Thomas Gaeton Scalzo, Jr.
34-42182	Nov. 29, 1999	Eugene K. Laff
34-42181	Nov. 29, 1999	Lawrence Caito
34-42172	Nov. 23, 1999	Rodger Evans Rees
33-7781	Nov. 23, 1999	Americorp Securities, Inc. and Drew Edgar Schaefer
33-7780	Nov. 22, 1999	Windswept Environmental Group, Inc.
34-42158	Nov. 19, 1999	Kenneth R. Starnes
34-42157	Nov. 19, 1999	Michael J. Hooper, CPA
33-7779	Nov. 18, 1999	Minotaur Capital, Inc. and David J. Feingold
33-7778	Nov. 17, 1999	BT Alex. Brown Incorporated
33-7777	Nov. 17, 1999	HDI, Inc. and. Dennis E. Thiemann
33-7776	Nov. 17, 1999	JMS Associates, Inc. and John M. Seidman
34-42140	Nov. 16, 1999	City of Anaheim, City of Irvine, Irvine Unified School District, North Orange County Community College District, and Orange County Board of Education
34-42139	Nov. 15, 1999	The Cronos Group
34-42125	Nov. 10, 1999	Joseph Salamon
34-42124	Nov. 10, 1999	Jimmy L. Duckworth, CPA
34-42109	Nov. 5, 1999	Jethro J. Barlow, CPA, Alan K. Burton, J. Edwards Cox, Robert G. Weeks, David A. Hesterman, and Kenneth L. Weeks
34-42107	Nov. 4, 1999	Jerry C. Berman
34-42106	Nov. 4, 1999	Lawrence J. Penna, Herman Epstein and Douglas J. Mangan
34-42105	Nov. 4, 1999	Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez
34-42104	Nov. 4, 1999	Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez
34-42103	Nov. 4, 1999	Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez
34-42097	Nov. 4, 1999	Michael W. Rehtorik
34-42096	Nov. 4, 1999	Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA
34-42085	Nov. 1, 1999	Jamie T. Tsutsui
34-42084	Nov. 1, 1999	Lawrence A. Petersen
IA-1844	Nov. 1, 1999	Apodaca Investment Group, Inc., Brower Financial Services, Inc., Ethical Investments, Inc., Ronald Allan McDow, Van Cleef Asset Management, Inc. and WWW Advisors, Inc
34-42083	Nov. 1, 1999	Robert J. Carucci and R.M. Carucci Corp.
34-42082	Nov. 1, 1999	Jeffrey L. Harfst,William R. Hebel and Joseph E. Muehl
34-42080	Nov. 1, 1999	Jeffrey L. Harfst,William R. Hebel and Joseph E. Muehl
34-42079	Nov. 1, 1999	Jeffrey L. Harfst,William R. Hebel and Joseph E. Muehl
34-41069	Oct. 28, 1999	Cery B. Perle
34-42066	Oct. 28, 1999	Vincent J. Iovine
34-42065	Oct. 27, 1999	Geoffrey A. Newman
34-42064	Oct. 27, 1999	Aubrey O'Connor, Rick Pierson, James Winter, Gregory Bowen, and Kenneth Ward
34-42063	Oct. 27, 1999	Aubrey O'Connor, Rick Pierson, James Winter, Gregory Bowen, and Kenneth Ward
34-42062	Oct. 27, 1999	Aubrey O'Connor, Rick Pierson, James Winter, Gregory Bowen, and Kenneth Ward
34-42059	Oct. 26, 1999	Joseph J. Barbato, Neal C. Harper and Frederick J. Krause
34-42047	Oct. 21, 1999	Stephen J.Kesh, CPA
34-42046	Oct. 21, 1999	Rick W. Gossett, CPA
34-42045	Oct. 21, 1999	Lee R. Fontaine, CPA
33-7758	Oct. 20, 1999	Louis Sitaras
33-7757	Oct. 20, 1999	John R. Hoff
33-7756	Oct. 20, 1999	Richard L. Davis
34-42031	Oct. 19, 1999	David E. Stevenson
34-42030	Oct. 19, 1999	Albert Glenn Yesner, CPA
34-42022	Oct. 18, 1999	Jerry M. Walker, CPA
34-42021	Oct. 18, 1999	Thor Industries, Inc.
33-7753	Oct. 13, 1999	Scott P. Flynn and Strategic Network Development, Inc. Release Nos. 33-7753, 34-42000
34-41976	Oct. 5, 1999	Peter W. Zent and Michael A. Cornblum
IA-1843	Oct. 4, 1999	Gordon Richard Taubenheim
IA-1842	Oct. 4, 1999	James William Fuller
Third Quarter
34-41966	Sep. 30, 1999	David E. Houge
34-41965	Sep. 30, 1999	Michael Paul Green
34-41964	Sep. 30, 1999	Jeffrey A. Parker
34-41963	Sep. 30, 1999	Legg Mason Wood Walker, Inc., Thomas M. Daly, and Joseph Sullivan
34-41962	Sep. 30, 1999	Jerald F. Albin
34-41960	Sep. 30, 1999	Howard Zalkin and Barry E. Adelson
34-41959	Sep. 30, 1999	Ralph W. LeBlanc
34-41958	Sep. 30, 1999	Frank Gaines
34-41957	Sep. 30, 1999	Briant C. Patterson, Inc. and Briant Patterson
34-41956	Sep. 30, 1999	Frank Grillo
34-41955	Sep. 30, 1999	Seasongood & Mayer and Richard D. Reis
34-41954	Sep. 30, 1999	William J. Bramble, Jr.
34-41953	Sep. 30, 1999	Amerivest Financial Group, Inc.
34-41952	Sep. 30, 1999	Michael Goldberg, CPA
34-41951	Sep. 30, 1999	Ronald A. Knittle and Gregory G. Vernon
34-41950	Sep. 30, 1999	Madlyn L. Ferro and Dwight H. Stephens
34-41949	Sep. 30, 1999	Jeno K. Koch
33-7749	Sep. 30, 1999	Derrick C. Johnson
33-7747	Sep. 30, 1999	Bobby L. Rodgers
IA-1841	Sep. 30, 1999	Marvin & Palmer Associates, Inc., David F. Marvin, MacThom Associates, Inc. and Thomas E. Dubis
IA-1840	Sep. 30, 1999	Jeffrey Brommer
IA-1839	Sep. 30, 1999	Rupay-Barrington Investment Advisory Services, Inc.
IA-1838	Sep. 30, 1999	J. Scott Eskind
34-41945	Sep. 29, 1999	John Picardi
34-41944	Sep. 29, 1999	Christine A. Beyer
34-41942	Sep. 29, 1999	Sterling Foster & Company, Inc. and Adam Lieberman
33-7746	Sep. 29, 1999	Paul Page, Jr. and The Page Group
34-41941	Sep. 29, 1999	Charles D. Ledford
34-41940	Sep. 29, 1999	Mario Iacoviello
IA-1837	Sep. 29, 1999	Robert J. Smith
34-41935	Sep. 28, 1999	Peter Madsen and Mark Rafferty Release Nos. 34-41935
34-41934	Sep. 28, 1999	Paul Thomas Fink Release Nos. 34-41934
34-41933	Sep. 28, 1999	Kenneth Schwartz and Joel Steinberg Release Nos. 34-41933
34-41932	Sep. 28, 1999	Model Imperial, Inc.
34-41931	Sep. 28, 1999	Danny R. Auerbach, Michael L. Glaser, and James Montgomery, II Release Nos. 34-41931
34-41930	Sep. 28, 1999	Material Sciences Corporation Release Nos. 34-41930
34-41929	Sep. 28, 1999	Stephen J. Pace Release Nos. 34-41929
34-41928	Sep. 28, 1999	Laura M. Drews Release Nos. 34-41928
34-41927	Sep. 28, 1999	Joseph A. Mathes
34-41926	Sep. 28, 1999	Robert S. Chamberlain
34-41925	Sep. 28, 1999	Raintree Healthcare Corporation, formerly known as Unison HealthCare Corporation
34-41924	Sep. 28, 1999	Steven R. Zemaitis and Julie Freisinger
34-41923	Sep. 28, 1999	Ricky D. Barkley Release Nos. 34-41923
34-41919	Sep. 27, 1999	Steven J. Erlsten, Jr., William H. Clark, Derek L. DuBois and Aaron Finkelstein
IA-1836	Sep. 27, 1999	Ellen Griggs
IA-1835	Sep. 27, 1999	William J. Lieberman
IA-1834	Sep. 27, 1999	Capital Markets Research Company and Paul Edward Holl
IA-1833	Sep. 27, 1999	Harry Michael Schwartz
34-41915	Sep. 27, 1999	Gary A. Rue
34-41914	Sep. 24, 1999	Bernard J. Krispinsky Release Nos. 34-41914, IA-1832
34-41913	Sep. 24, 1999	Warren G. Trepp
34-41911	Sep. 24, 1999	Jerry W. Anderson and Robert M. Kerns
34-41909	Sep. 23, 1999	Marsh Block & Co., Inc, Alfred G. Block, Kenneth L. Marsh, and Jeffrey M. Miller
34-41908	Sep. 23, 1999	First Colonial Securities Group, Inc., Michael E. Golden, and Steven D. Schwartz
34-41906	Sep. 23, 1999	David Scott Heredia
34-41899	Sep. 22, 1999	Robin A. Heiney
34-41898	Sep. 22, 1999	Philip A. Lehman and Tower Equities, Inc. Release Nos. 33-7742, 34-41898, IA-1831
IA-1830	Sep. 22, 1999	Gary L. Pittsford
34-41895	Sep. 22, 1999	William A. Moler and Strategic Resource Management, Inc.
34-41894	Sep. 22, 1999	Herbert Woll, C.P.A.
IA-1829	Sep. 22, 1999	Edward Arnold Patterson
34-41896	Sep. 22, 1999	City of Miami, Florida, Cesar Odio and Manohar Surana
34-41893	Sep. 22, 1999	Barry A. Bates
34-41888	Sep. 20, 1999	Brian D. O'Toole, Steven D. Pirrone, and Spectrum Securities Inc. Release Nos. 34-41888, IA-1828
34-41887	Sep. 20, 1999	Dorthy A. Chikly Release Nos. 34-41887, IA-1827
34-41885	Sep. 20, 1999	William McNamara
34-41878	Sep. 15, 1999	Madison Group Associates, Inc.
34-41876	Sep. 14, 1999	Kevin James Quinn
34-41873	Sep. 14, 1999	Dominic Scacci
34-41865	Sep. 13, 1999	Kevin C. Samson
IA-1825	Sep. 13, 1999	Engebretson Capital Management, Inc. and Lester W. Engebretson
34-41853	Sep. 10, 1999	Wayne J. Conners, Thomas A. Piechowicz, James M. Flynn, Sharon Bartock, Winfred Kipp and Christopher D. Conway Release Nos. 33-7738, 34-41853
IA-1824	Sep. 9, 1999	Schield Management Company, Marshall L. Schield, and Troy Schield
IA-1823	Sep. 9, 1999	Michael J. Rothmeier, Clarke T. Blizzard, Rudolph Abel, Donald C. Berry, Christopher P. Roach, Craig Janutol, East West Institutional Services, Inc.
IA-1822	Sep. 9, 1999	Karen Michalski and Christopher D. Sargent
IA-1821		Fleet Investment Advisors Inc. (as successor to Shawmut Investment Advisers, Inc.)
34-41842	Sep. 8, 1999	Annable Turner & Co., Inc. ("ATCO") and Roger E. Turner
34-41841	Sep. 8, 1999	David A. Johnston
IA-1819	Sep. 8, 1999	Van Kampen Investment Advisory Corp. and Alan Sachtleben
34-41835	Sep. 3, 1999	Steven G. Barkus
34-41807	Aug. 30, 1999	Cery B. Perle
34-41806	Aug. 30, 1999	Jerald M. Banks
33-7729	Aug. 30, 1999	Fastlane Footwear, Inc. and John H. Lefere
34-41798	Aug. 26, 1999	Alpha Tech Stock Transfer Trust, Greenfield Fund, Inc., Manor Investment Funds, Inc., and United Stock Transfer, Inc.
34-41793	Aug. 26, 1999	Peachtree Stock Transfer and Robert J. Crain, Jr.
34-41792	Aug. 26, 1999	Bassett Furniture Industries, Inc. and Thermal Energy Storage, Inc.
IA-1818	Aug. 26, 1999	Calvin Douglas Brace
IA-1817	Aug. 26, 1999	Amervest Company, Inc. and KMI Realty Advisors, Inc.
IA-1816	Aug. 26, 1999	Huber Hogan Consulting, Inc. ("Huber Hogan"); Russon Financial Services, Inc. ("Russon"); and Robert C. Sears ("Sears")
34-41785	Aug. 24, 1999	Carl F. Ruzicka
34-41784	Aug. 24, 1999	Mamadou M. M'Bodj
34-41765	Aug. 19, 1999	Ronnie R. Neihart
34-41764	Aug. 19, 1999	Daniel L. Koehler
34-41761	Aug. 19, 1999	Michael P. Traba Release Nos. 33-7727, 34-41761
34-41760	Aug. 19, 1999	Peachtree Partners
34-41759	Aug. 19, 1999	IG Holding, Inc.
34-41756	Aug. 18, 1999	Christian R. Higgins, Charles L. Powell, James P. Gallaher, Dale J. Engelhardt, and Trey L. Friedmann
34-41754	Aug. 18, 1999	John J. McGarry Release Nos. 33-7726, 34-41754
34-41753	Aug. 18, 1999	Welco Securities, Inc., William S. Shapiro, and Kenneth S. Shapiro
34-41751	Aug. 17, 1999	Inamed Corporation
34-41750	Aug. 17, 1999	Steven Gale Trapp
34-41749	Aug. 17, 1999	Raymond R. Kripaitis
34-41745	Aug. 16, 1999	Meda Belle McKinney
34-41744	Aug. 16, 1999	Michael A. Usher and Gilbert Marshall & Co, Inc.
34-41741	Aug. 13, 1999	Michael William Ribant
34-41740	Aug. 13, 1999	Ronald Obsgarten
34-41739	Aug. 13, 1999	Craig Freeman, William Lashbrook, and Robert Sewell
IA-1814	Aug. 12, 1999	Bing Sung
34-41734	Aug. 12, 1999	Jeffrey Feld
34-41729	Aug. 11, 1999	Owen D. Taranta, CPA
33-7722	Aug. 11, 1999	Americorp Securities, Inc., and Drew Edgar Schaefer
34-41720	Aug. 10, 1999	Michael J. Marrie and Brian L. Berry
34-41713	Aug. 6, 1999	Laurie Jones Canady
34-41710	Aug. 5, 1999	Jennifer D'Antoni
34-41696	Aug. 3, 1999	Jon Mark Stewart
IA-1813		Bell Capital Management, Inc., Ronnie H. Bell, Thomas C. Comsudes, and Mark S. Palmer
34-41708	Aug. 5, 1999	Richard Harriton Release Nos. 33-7719, 34-41708
34-41707	Aug. 5, 1999	Bear, Stearns Securities Corporation Release Nos. 33-7718, 34-41707
34-41697	Aug. 3, 1999	DeWayne R. VonFeldt
34-41695	Aug. 2, 1999	Del Mar Financial Services, Inc. and Private Brokers Corporation and Others Release Nos. 33-7717, 34-41695
34-41694	Aug. 2, 1999	Morton B. Lempel Release Nos. 33-7716, 34-41694
34-41693	Aug. 2, 1999	Nicholas Catalano Release Nos. 33-7715, 34-41693
34-41692	Aug. 2, 1999	Jeffery W. Berns Release Nos. 33-7714, 34-41692
34-41691	Aug. 2, 1999	G. Bradley Taylor Release Nos. 33-7713, 34-41691
34-41690	Aug. 2, 1999	RichMark Capital Corporation and Doyle Mark White Release Nos. 33-7712, 34-41690
34-41689	Aug. 2, 1999	Jethro J. Barlow, CPA, Alan K. Burton, J. Edwards Cox, Robert G. Weeks, David A. Hesterman and Kenneth L. Weeks Release Nos. 33-7711, 34-41689
34-41688	Aug. 2, 1999	Dynamic American Corporation
34-41687	Aug. 2, 1999	National Stock Transfer, Inc., Krista Castleton Nielsen, and Roger Lee Greer Release Nos. 33-7709, 34-41687
34-41686	Aug. 2, 1999	John J. Kenna
34-41685	Aug. 2, 1999	Michael R. Reilly
34-41681	Aug. 2, 1999	American Telephone + Data, Inc.
34-41680	Aug. 2, 1999	Gerald R. Hinshaw
34-41679	Aug. 2, 1999	Steven J. Cook Release Nos. 33-7708, 34-41679
33-7710	Aug. 2, 1999	Fastlane Footwear, Inc. and John H. Lefere
IA-1811	Aug. 2, 1999	Energy Equities Inc. and David G. Snow
34-41676	Jul. 30, 1999	Richard I. Brewer, CPA
34-41667	Jul. 28, 1999	Great White Marine & Recreation, Inc.
34-41665	Jul. 28, 1999	Micro Warehouse, Inc.
34-41656	Jul. 27, 1999	Hartley T. Bernstein
33-7706	Jul. 26, 1999	Robert J. Stahl
33-7705	Jul. 26, 1999	Elizabeth A. Boyd
34-41639	Jul. 22, 1999	Sean P. Brennan and Keith E. Walsh Release Nos. 33-7704, 34-41639, IA-1810
34-41632	Jul. 21, 1999	Web Works Marketing.com, Inc. and Trace D. Cornell Release Nos. 33-7703, 34-41632
34-41631	Jul. 21, 1999	Joe Loofbourrow Release Nos. 33-7700, 34-41631
33-7702	Jul. 21, 1999	WowAuction.com Inc. and Steven Michael Gaddis, Sr.
33-7701	Jul. 21, 1999	Theodore Sotirakis
34-41616	Jul. 13, 1999	Peter W. Zent and Michael A. Cornblum
33-7697	Jul. 7, 1999	Gary J. Pierce and C.S.I. Ag.
34-41601	Jul. 7, 1999	A.S. Goldmen & Co., Inc.
34-41587	Jul. 1, 1999	James T. Staples
33-7696	Jul. 1, 1999	City of Anaheim, City of Irvine, Irvine Unified School District, and Orange County Board of Education
Second Quarter
33-7695	Jun. 30, 1999	Joseph B. Septimus and Suzanne Pelosi Release No.: 34-41585
34-41584	Jun. 30, 1999	Dougherty Summit Securities LLC, Successor to Dougherty Dawkins, Inc., Thomas M. Strand, Ralph L. Mcginley, and Daniel G. Eitrheim
34-41581	Jun. 30, 1999	Thomas J. Scanlon, C.P.A.
34-41580	Jun. 30, 1999	Eugene F. Gaughan, C.P.A.
33-7694	Jun. 30, 1999	H.J. Meyers & Co., Inc., and Tobin J. Senefeld Release No.: 34-41579
34-41578	Jun. 30, 1999	W.R. Grace & Co.;
34-41574	Jun. 29, 1999	New York Stock Exchange, Inc.
33-7693	Jun. 28, 1999	Thomas J. Dalton Release No.: 34-41566
33-7692	Jun. 28, 1999	LT Lawrence & Co., Inc., Todd E. Roberti, and Lawrence Principato Release No. 34-41565
IA-1807	Jun. 28, 1999	MPI Investment Management, David Pequet and Ashok Shende
34-41559	Jun. 25, 1999	Gerard Burns
34-41554	Jun. 24, 1999	Medisys Technologies, Inc.
34-41537	Jun. 18, 1999	Certain market making activities on NASDAQ
IA-1801	Jun. 10, 1999	Boston Investment Counsel, Inc. and Robert E. Campanella
34-41505	Jun. 10, 1999	British Biotech PLC, Keith McCullagh, Peter Lewis and James Noble
34-41485	Jun. 7, 1999	Raul N. Rodriguez
34-41484	Jun. 7, 1999	Greenway Capital Corporation and Joseph M. Guccione
34-41458	May 27, 1999	Jerome Edward Stockdale
33-7686	May 25, 1999	MGSI Securities, Inc., Bradford A. Orosey, Larry J. Bagwell, Connie L. Bally, Joseph O. Fallin, and James W. Ogg
33-7687	May 25, 1999	Michael A. Perozzi
34-41428	May 20, 1999	William E. Willoughby
33-7688	May 25, 1999	Michael D. Young
34-41448	May 25, 1999	H. Michael Richardson
34-41447	May 25, 1999	Derrick P. Dumont
34-41443	May 25, 1999	William A. Fain, Jr.
34-41434	May 21, 1999	Fred F. Liebau, Jr.
34-41433	May 21, 1999	Asif Ameen and Bruce W. Bertsch
34-41429	May 20, 1999	Kedar Gupta, Alvan Chorney, and Herbert Moskowitz
34-41426	May 19, 1999	Dennis M. Gaito, CPA
34-41425	May 19, 1999	Moore Stephens, P.C., Linda F. O'Donnell, CPA, and Angelo J. Coppolino, CPA
34-41424	May 19, 1999	Charles E. Falk, CPA
34-41417	May 18, 1999	Datek Online Brokerage Services Corp. and Moishe Zelcer
34-41416	May 18, 1999	John F. Walsh, III
34-41409	May 17, 1999	Insignia Solutions PLC
34-41405	May 14, 1999	Gilbert A. Zwetsch
33-7683	May 13, 1999	Dominion Capital Corporation, Douglas Woodrow Powell, Charles Dewey Elliott, and William Carl Berry
33-7682	May 13, 1999	Robert G. Bettiga
33-7681	May 11, 1999	Lawrence M. Artz, Neurotech Corp., Enhance Resources, Inc. and Bruce W. Lynch
33-7680	May 11, 1999	Robert J. Stahl, Elizabeth A. Boyd, and Bobby L. Rodgers
33-7679	May 11, 1999	David V. Francis, II
33-7678	May 11, 1999	Lila Keith Release No.: 34-41388
33-7677	May 11, 1999	Derrick C. Johnson
33-7676	May 11, 1999	Gary J. Pierce and C.S.I. Ag.
IA-1800	May 4, 1999	Apodaca Investment Group, Inc., Brower Financial Services, Inc., Ethical Investments, Inc., Ronald Allan McDow, Van Cleef Asset Management, Inc., and WWW Advisors, Inc.
IA-1799	May 4, 1999	BSN Gestion De Patrimonios SA SGC, and Asset Timing Corp.
33-7674	May 4, 1999	Market America, Inc. and Richard D. Hall, Jr. Release No.: 34-41363
3441352	Apr. 30, 1999	"Report on Administrative Proceedings for October 1, 1998 through Mar. 31, 1999"- Rule 900 of the Commission's Rules of Practice (17 CFR 201.900) requires the Commission's Office of the Secretary to publish in the SEC Docket each October and Apr. a status report on the Commission's administrative proceedings caseload. (Apr. 30, 1999. File name: 3441352.txt [explanatory material only]; apst99-1.pdf [report, in Adobe Acrobat(r) format])
34-41349	Apr. 30, 1999	Rodd Buckle
34-41345	Apr. 29, 1999	Pryor, McClendon, Counts & Company, Inc., Raymond J. McClendon, Allen W. Counts, and Theresa A. Stanford;
33-7672	Apr. 28, 1999	Joseph P. Tufo
34-41332	Apr. 26, 1999	Peter Joseph Cammarano
34-41321	Apr. 22, 1999	Paul J. Argy, C.P.A.
IA-1798	Apr. 22, 1999	Wren Harold Hart Co. LLC;
33-7671	Apr. 21, 1999	Lazard Freres Co. LLC;
33-7670	Apr. 21, 1999	Lazard Freres & Co. LLC
34-41316	Apr. 21, 1999	Jeff Bergman
34-41313	Apr. 20, 1999	Larry L. Skaff and John F. Liechty
34-41312	Apr. 20, 1999	Terex Corporation, KCS Industries, L.P., f/k/a KCS Industries, Inc. and Randolph W. Lenz
34-41309	Apr. 19, 1999	Robert Grady
34-41308	Apr. 19, 1999	William Lowe
34-41295	Apr. 15, 1999	Danny Lee Coomer
34-41284	Apr. 14, 1999	Michael, Adest & Blumenkrantz, P.C., David Michael, CPA, and Paul Adest, CPA;
34-41283	Apr. 14, 1999	Kevin E. Orton, CPA, and Orton & Company;
34-41267	Apr. 9, 1999	Craig Freeman, William Lashbrook, and Robert Sewell
34-41279	Apr. 13, 1999	SpaceDev, Inc. and James William Benson
34-41265	Apr. 8, 1999	Peter C. Bucchieri
34-41264	Apr. 8, 1999	David S. Weil
34-41269	Apr. 9, 1999	Frank J. Greulich and John R. Rodeman
34-41268	Apr. 9, 1999	Clyde Morgan, Ross Blevins, and Doug Cuthbert
34-41266	Apr. 9, 1999	Howe, Solomon and Hall and Christopher J. Hall Research, Inc.;
34-41258	Apr. 6, 1999	Marshall E. Melton and Asset Management & Research, Inc.
34-41255	Apr. 5, 1999	Frederick R. Grant, CPA
34-41241	Apr. 1, 1999	Former Auditors of Sky Scientific, Inc.
34-41240	Apr. 1, 1999	KPMG Audit Partner
34-41239	Apr. 1, 1999	Charles E. Wessman
First Quarter
33-7663	Mar. 31, 1999	John E. Thorn, Jr. and Thorn Welch & Co., Inc., formally known as Thorn, Alvis, Welch, Inc.
33-7662	Mar. 31, 1999	Eugene J. Yelverton, Jr.
34-41228	Mar. 30, 1999	Robert Mitchell and Gary Mitchell
34-41227	Mar. 30, 1999	Theodore Heitzman
34-41225	Mar. 30, 1999	Peter W. Zent and Michael A. Cornblum
34-41224	Mar. 30, 1999	Kidder, Peabody & Co.. Inc.;
34-41221	Mar. 29, 1999	Golf Ventures, Inc.
34-41205	Mar. 23, 1999	Lawrence M. Knapp
34-41202	Mar. 23, 1999	Roger Rees, Former President of Buckhead Financial Corporation
34-41198	Mar. 22, 1999	Gerard Burns
34-41197	Mar. 22, 1999	Miron Leshem
34-41190	Mar. 19, 1999	Ernest J. Olde, Stanley A. Snider and Daniel D. Katzman
34-41183	Mar. 18, 1999	Eugene K. Laff, Stanley Aslanian, Jr., and Lawrence Caito
34-41182	Mar. 18, 1999	Jeffrey L. Streich
34-41181	Mar. 18, 1999	Robert S. Barton, CPA
34-41179	Mar. 17, 1999	Brian E. Farley
34-41178	Mar. 17, 1999	Daniel L. Koehler
34-41156	Mar. 11, 1999	Interstate Transfer Co. and Janis A. Patterson
34-41166	Mar. 12, 1999	Larry E. Muller
34-41165	Mar. 12, 1999	Joel L. Hurst
34-41155	Mar. 11, 1999	Charles Stember
34-41154	Mar. 11, 1999	Gerard W. King
34-41146	Mar. 8, 1999	Jeffrey L. Harfst, CPA, William R. Hebel and Joseph E. Muehl
IA-1793	Mar. 10, 1999	Robert J. Smith
34-41145	Mar. 8, 1999	Dean Witter Reynolds Inc., Henry L. Auwinger, and Dennis W. Peterson
34-41144	Mar. 5, 1999	Andrew L. O'Connell
34-41129	Mar. 3, 1999	R. Scot Rubel
33-7652	Mar. 5, 1999	Eugene Bilotti
34-41134	Mar. 3, 1999	Rodney W. Helm
34-41133	Mar. 3, 1999	Randal Y. Stevens
34-41132	Mar. 3, 1999	Robert D. Sichta
34-41131	Mar. 3, 1999	Robin Heiney
34-41125	Mar. 1, 1999	Robert Cedrone
34-41097	Feb. 24, 1999	Sharon Longview, Christie Rockwood, Vicki Kranawetter, and Luther Dale Robinson
34-41096	Feb. 24, 1999	Sunrise Medical Inc.
33-7650	Feb. 26, 1999	TKO International, Inc. and Leonard A. Turano
34-41102	Feb. 24, 1999	Scott P. Flynn and Strategic Network Development, Inc.
34-41101	Feb. 24, 1999	RCG Capital Markets Group, Inc. and Arthur Max Ramras
33-7643	Feb. 24, 1999	Hastings Communications
34-41065	Feb. 17, 1999	James V. Pannone
34-41061	Feb. 17, 1999	Barrett R. Rochman
34-41043	Feb. 11, 1999	Micro Component Technology, Inc., DuaneAug. Wille, CPA, Steven David Turner, Jeff Allen Stewart, and Daniel James Hill
34-41042	Feb. 11, 1999	Stephen J. McErlain
34-41040	Feb. 10, 1999	Comstock Partners, L.L.C., Gelber Securities, Inc., and Bettinger & Leech Financial Corp.
34-41039	Feb. 10, 1999	Madison Group, Inc.
34-41038	Feb. 10, 1999	Miguel A. Cabrera, Jr. and M.A. Cabrera & Co., P.A.
34-41037	Feb. 10, 1999	Anthony J. Gentile
34-41036	Feb. 10, 1999	Republic New York Securities Corporation and James Edward Sweeney
34-41035	Feb. 10, 1999	Joseph W. Pellechia
34-41031	Feb. 9, 1999	Randy Depoister
34-41024	Feb. 8, 1999	Marsh Block & Co., Inc., Alfred G. Block, Kenneth L. Marsh, and Jeffrey M. Miller
34-41020	Feb. 3,1999	Laguna Financial Corporation, McGlone & Co., Phoenix Financial Services Corp., Multi Spectrum Investing Corporation, and E.C. Capital Ltd.;
34-41012	Feb. 2, 1999	Donnkenny, Inc.
34-40987	Jan. 28, 1999	James Bogner, CPA
34-40986	Jan. 28, 1999	James C. Morris
34-40984	Jan. 27, 1999	Randall W. Nelson
34-40977	Jan. 26, 1999	Steven R. Schaefer and AMPG, Inc.
34-40966	Jan. 22, 1999	RichardMar.ese
34-40965	Jan. 22, 1999	William Masucci
34-40964	Jan. 22, 1999	Eric Monchecourt
34-40958	Jan. 21, 1999	Tony Fiorino
33-7632	Jan. 21, 1999	Global Information Services, Inc., d/b/a Investment Hotlines and James E. Grady
40952	Jan. 15, 1999	Frank E. Stephan, C.P.A.
7630	Jan. 14, 1999	Leifer Capital, Inc., Jeffrey Leifer, and David Leifer
34-40948	Jan. 14, 1999	Allegheny Financial Programs, Inc., and Atlantic-Pacific Capital, Inc.
40945	Jan. 14, 1999	PricewaterhouseCoopers LLP
34-40939	Jan. 13, 1999	Gordon C. Eckstein
34-40938	Jan. 13, 1999	Christopher Mark Craib
34-40937	Jan. 13, 1999	Livent Inc.
33-7626	Jan. 11, 1999	John E. Backlund, John H. Hankins, Howard L. Peterson, and John G. Guffey
33-7625	Jan. 11, 1999	Craig S. Vanucci and Brian K. Andrew
34-40930	Jan. 11, 1999	William P. Heenan
34-40929	Jan. 11, 1999	Warburg Dillon Read LLC, Michael R. Antolini, Stephen D. Murphy, David S. Rothman and Joel I. Zweig
34-40928	Jan. 11, 1999	Tucker Anthony Inc.
34-40927	Jan. 11, 1999	Spear Leeds & Kellogg, L.P., Michael J. Ling, James P. Morris, John J. Quigley, and Eric J. Scherzer;
34-40926	Jan. 11, 1999	Sherwood Securities Corp., Brian J. Deegan, Richard M. Marino, Edward G. Schmitz, and David M. Zitman
34-40925	Jan. 11, 1999	Salomon Smith Barney Inc., Glenn Y. Blitzer, Barry J. Dusti, and George C. Ross, Jr.
34-40924	Jan. 11, 1999	Salomon Smith Barney Inc.
34-40923	Jan. 11, 1999	Robinson-Humphrey Company, LLC
34-40922	Jan. 11, 1999	Raymond James & Associates, Inc., Thomas J. Dudenhoefer, Timothy J. Kane
34-40921	Jan. 11, 1999	Prudential Securities Inc., Michael T. Burke, Jr., Joseph G. Candela, Robert D. Sprotte
34-40920	Jan. 11, 1999	Piper Jaffray Inc., and Stacey R. Rickert
34-40919	Jan. 11, 1999	Richard A. Bruno, Peter F. Comas, Robert D. Coppola, Gerard Kane, Joseph J. Palma, Arthur A. Raiola, Joseph H. Raiola, and Reuben G. Taub
34-40918	Jan. 11, 1999	CIBC Oppenheimer Corp., and William G. Clark, Jr.
34-40917	Jan. 11, 1999	Olde Discount Corp., Jack G. Monopoli, Frank W. Schwarz, III, and John F. Watson, Jr.
34-40916	Jan. 11, 1999	Morgan Stanley & Co., Inc., Peter W. Ferriso, Jr. and Robert S. Ranzman;
34-40915	Jan. 11, 1999	Merrill Lynch, Pierce, Fenner & Smith Inc.;
34-40914	Jan. 11, 1999	Mayer & Schweitzer, Inc., Robert Burns, and Christopher D. Colgan;
34-40913	Jan. 11, 1999	Lehman Brothers Inc.
34-40912	Jan. 11, 1999	Legg Mason Wood Walker, Inc.
34-40911	Jan. 11, 1999	Jefferies & Company, Inc.;
34-40910	Jan. 11, 1999	J.P. Morgan Securities, Inc., Donald A. Dunworth, Mark A. Gallagher and David J. Mottes
34-40909	Jan. 11, 1999	Herzog, Heine, Geduld, Inc., Ronald F. Cullen, Jr. and Bradley Zipper
34-40908	Jan. 11, 1999	Hambrecht & Quist LLC and Edward L. Albert
34-40907	Jan. 11, 1999	Gruntal & Co., L.L.C.;
34-40906	Jan. 11, 1999	Donaldson, Lufkin & Jenrette Securities Corporation, Lawrence H. Kurtz;
34-40905	Jan. 11, 1999	Dean Witter Reynolds, Inc.
34-40904	Jan. 11, 1999	Credit Suisse First Boston Corporation
34-40903	Jan. 11, 1999	SG Cowen Securities Corporation, Kennedy M. Buckley, David D. Dube, Peter M. Gilfillan, John P. Mottes, and Richard S. Striefler
34-40902	Jan. 11, 1999	Cantor Fitzgerald & Co.;
34-40901	Jan. 11, 1999	Bear, Stearns & Co., Inc. and Philip D. Zeifer;
34-40900	Jan. 11, 1999	Nasdaq Market Makers
34-40891	Jan. 7, 1999	Euro-Atlantic Securities, Inc., John T. Madden, Brian A. Schmidt, Darlan E. Gordon, John T. Madden, William Avent, and John Aristotle Dilworth
34-40899	Jan. 7, 1999	Alpha Tech Stock Transfer Trust, Greenfield Fund, Inc., Manor Investment Funds, Inc. and United Stock Transfer, Inc.
34-40895	Jan. 7, 1999	Corporate Planners, Inc., CSJ Limited Liability Company, Davidson Trust Co., Ivy Mackenzie Services Corp., and National Stock Transfer and Accounting, Inc.
34-40892	Jan. 7, 1999	H.J. Meyers & Co., Inc. and Tobin J. Senefeld;
34-40890	Jan. 7, 1999	Joel Pensley
33-7621	Jan. 6, 1999	Jean Costanza

http://www.sec.gov/litigation/admin/adminarchive/adminarc1999.shtml