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Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates
[Release No. 33-8813; File No. S7-11-07]
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| May 28, 2008 | Michael Delfino,
Concord Equity Group |
| Jan. 13, 2008 | Max Gangway, Jr., Individual Investor |
| Dec. 28, 2007 | Steven Morse, Esquire, Westbury, New York |
| Dec. 10, 2007 | Leonard W. Burningham, Esquire, Salt Lake City, Utah |
| Oct. 30, 2007 | Memorandum from the Office of Small Business Policy regarding an October 30, 2007, meeting with representatives from Pink Sheets, LLC |
| Oct. 11, 2007 | Record of Proceedings, 2007 Government-Business Forum on Small Business Capital Formation |
| Sep. 24, 2007 | Joseph P. Borg, Esq., NASAA President and Director, Alabama Securities Commission, Washington, District of Columbia |
| Sep. 21, 2007 | Ira D. Hammerman, Senior Managing Director
and General Counsel, SIFMA; Robert Pickel, Executive Director and CEO, International Swaps and Derivatives Association, Inc.; and John G. Gaine, President, Managed Funds Association |
| Sep. 19, 2007 | The Society of Corporate Secretaries and Governance Professionals |
| Sep. 6, 2007 | Sullivan & Cromwell LLP |
| Sep. 6, 2007 | Keith F. Higgins, Chair, Federal Regulation of Securities Committee, American Bar Association |
| Sep. 4, 2007 | Samuel M. Krieger, Esq., Krieger & Prager, LLP, New York, New York |
| Sep. 4, 2007 | Laurence J. Long, President, Washington Service, Bethesda, Maryland |
| Sep. 4, 2007 | Fern Dorsey, Vickers Stock Research Corp., Glen Cove, New York |
| Sep. 5, 2007 | Cleary Gottlieb Steen & Hamilton LLP |
| Sep. 5, 2007 | Jesse Brill, Publisher, The Corporate Counsel and The Corporate Executive, San Francisco, California |
| Sep. 5, 2007 | Fried Frank Harris Shriver and Jacobson LLP |
| Sep. 4, 2007 | Allen Hanen, Esquire, Herbert Smith CIS LLP, Moscow, Russian Federation |
| Sep. 4, 2007 | Samuel M. Krieger, Esq., Krieger & Prager, LLP, New York, New York |
| Sep. 4, 2007 | Fern Dorsey, Vickers Stock Research Corp., Glen Cove, New York |
| Sep. 4, 2007 | Byron C. Roth, Chairman and CEO, Newport Beach, California |
| Sep. 4, 2007 | Ashurst, Freshfields Bruckhaus Deringer, Linklaters LLP, Lovells LLP, Morrison & Foerster LLP, Norton Rose LLP, Reed Smith Richards Butler LLP, and Simmons & Simmons |
| Sep. 4, 2007 | Laurence J. Long, President, Washington Service, Bethesda, Maryland |
| Sep. 4, 2007 | Michael T. Williams, Esq., Principal, Williams Securities Law |
| Sep. 4, 2007 | Richardson & Patel LLP |
| Sep. 4, 2007 | Harry S. Pangas, Sutherland Asbill & Brennan LLP |
| Aug. 31, 2007 | Beth M. Tangney, Director of Restricted Stock Services, Banc of America Investment Services, Inc., Costa Mesa, California |
| Aug. 31, 2007 | Peter J. Weisman, Esq., New York, New York |
| Aug. 31, 2007 | Barry Gleicher, New York, New York |
| Aug. 23, 2007 | Marc I. Steinberg, Rupert and Lillian Radford Professor of Law, SMU Dedman School of Law, Dallas, Texas |
| Aug. 21, 2007 | R. Cromwell Coulson, CEO, Pink Sheets LLC, New York, New York |
| Aug. 20, 2007 | Virginia K. Sourlis, Esq., MBA, The Sourlis Law Firm, Red Bank, New Jersey |
| Aug. 17, 2007 | Robert A. Barron, Esquire, Hartsdale, New York |
| Aug. 15, 2007 | James B. Parsons, Parsons/Burnett, LLP, Bellevue, Washington |
| Aug. 10, 2007 | Gerard J. Quinn, Managing Director, Associate General Counsel, Securities Industry and Financial Markets Association |
| Aug. 1, 2007 | Jesse Brill, Publisher, The Corporate Counsel and The Corporate Executive |
| Jul. 19, 2007 |
Asher S. Levitsky, Sichenzia Ross Friedman Ference LLP, New York, New York |
| Jul. 19, 2007 |
David N. Feldman, Esquire, Managing Partner, Feldman Weinstein and Smith LLP, New York, New York |
| Jul. 7, 2007 |
Phillip Goldstein, Principal, Bulldog Investors |
| Jun. 28, 2007 |
Charles Nelson |
| Jun. 27, 2007 |
Tom Russell, New York, New York |
| Mar. 22, 2007 |
Keith F. Higgins, Chair, Committee on
Federal Regulation of Securities, American Bar Association |
http://www.sec.gov/comments/s7-11-07/s71107.shtml
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