SFA Update

National Marine Fisheries Service, October 1997



On October 11, 1996, the Sustainable Fisheries Act (SFA) became law. It amended the Magnuson
Fishery Conservation and Management Act (renamed the Magnuson-Stevens Fishery Conservation
and Management Act). The SFA includes numerous provisions that will require science,
management and conservation actions by the National Marine Fisheries Service (NMFS).
Mandatory implementation dates range from December 1996 to December 1998.

This is the third in a series of updates on NMFS implementation of SFA amendments to the
Magnuson-Stevens Act. Throughout issues of the SFA Bulletin, "MSA §", followed by a section
number, will identify specific sections of the Magnuson-Stevens Act. Sections of the Sustainable
Fisheries Act are identified by "SFA §". Acronyms commonly used in the Update include: AP
(Advisory Panel), EFH (Essential Fish Habitat), FMP (fishery management plan), and HMS
(Highly Migratory Species).

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NMFS Notifies Councils of Overfished Fisheries;

Action to End Overfishing Requested


On September 30, 1997, NMFS delivered to the Regional Fishery Management Councils
(Councils) a Report on the Status of the Fisheries of the United States (Report) identifying fish
stocks that are overfished and stocks that are approaching an overfished condition. The Report
initiates the statutory requirement for the Councils to take action to end overfishing and rebuild
overfished stocks, and to prevent overfishing of stocks that are approaching an overfished
condition.

Section 304(e)(1) of the Magnuson-Stevens Fishery Conservation and Management Act
(Magnuson Stevens-Act) [SFA §109(e)] requires the Secretary of Commerce (Secretary) to report
to Congress and the Councils annually on the status of the fisheries in each Council's geographical
area of authority and to identify those fisheries (stocks) that are overfished or are approaching an
overfished condition. Whether or not a fishery is overfished is determined using the overfishing
definition in the Fishery Management Plan (FMP) or international agreement for that fishery. A
fishery is considered to be approaching an overfished condition if, considering trends in fishing
effort, resource size, and other pertinent factors, the Secretary estimates the fishery will be
overfished within 2 years. In the Report, NMFS identified 76 overfished and 10 approaching-
overfished stocks covered by an FMP, and ten overfished stocks not covered by an FMP.

Although the Report contains a significant number of fisheries defined as overfished, it is likely
that it represents the minimum number of overfished fisheries and understates the number of
fisheries that will eventually be determined to be overfished. By this time next year, the
overfishing definitions currently used by a majority of FMPs will have been changed to reflect the
Magnuson-Stevens Act definition of overfishing. Currently, most FMP overfishing definitions
rely entirely or partially on a fishing mortality rate (the rate at which fish die as a result of fishing
activity). This type of definition assesses fishery/species status based on whether or not
overfishing is taking place. In contrast, the Magnuson-Stevens Act defines "overfished" and
"overfishing" as a rate or level of fishing mortality that jeopardizes a fishery's capacity to produce
maximum sustainable yield (MSY) on a continuing basis. Therefore, many of the species that are
now classified as "not overfished" on the basis of existing FMP overfishing definitions probably
will be reassessed as "overfished" under the new definition in future Reports.

Within 1 year of the notification of overfished fisheries, the appropriate Councils, or the Secretary
in the case of Atlantic highly migratory species, are required to submit an FMP, an FMP
amendment, or proposed regulations for those fisheries that were found to be overfished (by
September 30, 1998) [MSA § 304(e)(3)]. These new FMPs, FMP amendments or proposed
regulations must set a timeline for ending overfishing in the fishery and for rebuilding the fishery.
The timeline must be as short as possible, taking into account several factors, but cannot normally
exceed 10 years, except under certain specific conditions [MSA §304(e)(4)].

Copies of the Report on the Status of the Fisheries of the United States are available from George
Darcy, Office of Sustainable Fisheries, Domestic Fisheries Division, 1315 East-West Hwy., Silver
Spring, MD 20910. The report is also available on the Internet at <<http://www.nmfs.noaa.gov/sfa>>.

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Ensuring the Health and Safety of Fishery Observers

Congress included in the Sustainable Fisheries Act (SFA) a requirement that the Secretary establish
regulations for fishing vessels that carry observers. In response to this requirement, NMFS
published a proposed rule in the Federal Register on September 22, 1997, that would establish
regulations that ensure fishing vessels are safe and adequate to carry an observer and to permit
observer functions.

Section 403(a)(1) of the Magnuson-Stevens Act [SFA §205] requires the Secretary to establish
regulations with guidelines for deciding when a vessel should not carry observers due to the
inadequacy of the vessel's facilities or because of unsafe conditions. The vessel must be safe and
adequate for observer lodging and necessary observer functions, and cannot threaten observer
health and safety or jeopardize the safe operation of the vessel [MSA §403(a)(1); SFA §205]. The
Magnuson-Stevens Act also requires the regulations to have guidelines for determining actions the
vessel owner or operator may be required to do to make those facilities adequate and safe [MSA
§403(a)(2)].

The proposed rule would apply to mandatory and voluntary observer programs under the
Magnuson-Stevens Act, the Marine Mammal Protection Act (MMPA), the Atlantic Tunas
Convention Act (ATCA), the South Pacific Tuna Act (SPTA) or any other U.S. law. Since
vessels in fisheries with mandatory observer programs must have observer(s) aboard to fish
legally, those vessels that do not meet the safety requirements in the proposed regulation would not
be permitted to fish until those requirements are met and the observer(s) is (are) on board. The
observer's purpose is to collect data for fishery and protected species conservation and
management, monitor bycatch mortality and injury to marine mammals and protected species,
and/or monitor adherence to Federal regulations.

The proposed rule would require fishing vessels to, at a minimum, meet U.S. Coast Guard
(USCG) safety standards to be considered safe and adequate for carrying observers. Vessels
would go through USCG safety inspections and display a decal or certificate indicating compliance
with USCG safety regulations. The vessel owner would be able to schedule the inspections,
which would occur at dockside at no cost to the vessel owner, at a time that is most convenient to
the vessel owner.

The proposed regulations are provided in the Federal Register notice (62 FR 49463). The
notice is available online via the SFA Homepage at <<http://www.nmfs.noaa.gov/sfa>>
or by searching the Federal Register through GPO Access at
<<http://www.access.gpo.gov/su_docs/aces/aces140.html >> . Comments on the
proposed rule should be sent by October 22, 1997 to Gary Matlock, Director, NMFS Office
of Sustainable Fisheries, 1315 East-West Hwy., Silver Spring, MD 20910.

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Advisory Panels Work on Future Management of Atlantic HMS

NMFS has formed three advisory panels (APs) to assist in identifying and evaluating options for
future management in the fisheries for Atlantic tunas, swordfish, sharks and billfish. Two of the
panels, the Billfish AP and the Highly Migratory Species (HMS) AP, will assist NMFS in
preparing fishery management plans (FMPs) and plan amendments for Atlantic HMS [MSA
§304(g); SFA §107(e)]. The third panel, the Pelagic Longline AP, will help NMFS prepare a
report to Congress on the feasibility of implementing a comprehensive management system for the
pelagic longline fishery [MSA §304 note; SFA §109(h)].

At its second meeting, the Billfish AP reviewed a draft issues and options paper that will be used
this fall in a series of public meetings to gather the public's input on development of an amendment
to the FMP for Atlantic Billfish. The Pelagic Longline AP identified issues that are important to
consider in evaluating the feasibility of implementing a comprehensive management plan for the
fishery at its second meeting. The Pelagic Longline AP also attended a technical workshop at
which scientists from the NMFS Southeast Fishery Science Center and the Louisiana Cooperative
Extension Service discussed science and management issues in the longline fishery.

The HMS AP was recently formed to assist NMFS in developing a fishery management plan for
Atlantic tunas, swordfish and sharks. Currently, sharks and swordfish are managed under their
own FMPs; Atlantic tunas are managed under the Atlantic Tunas Convention Act. The new FMP
will build on the existing FMPs for sharks and swordfish and will add a new management
framework for tunas. The fisheries for Atlantic tunas, swordfish and sharks share many issues,
participants and concerns. Management under a single FMP will integrate common issues, ease
the regulatory burden on fishery participants, and promote more holistic management of Atlantic
HMS. However, each of these species groups has unique biological and management issues that
will be carefully considered by break-out groups of AP members who have expertise with a
particular species. All meetings of the AP, including species break-out sessions, are open to the
public. The HMS AP held its first meeting on October 16 and 17, 1997, in Building SSMC2,
1325 East-West Highway, Silver Spring, Maryland.

The first step in the development of an FMP for Atlantic HMS and an amendment to the Billfish
FMP is to get input from the public on important issues in the fishery and on management options
to address those issues. NMFS has scheduled a series of public scoping meetings in 19 cities in
October and November of this year to gather public input on issues and options for HMS
management. A document outlining several of the issues and options will be available in advance
of, as well as at, each scoping meeting. Both the meeting schedule and the issues/options
document are available online at <<http://www.nmfs.noaa.gov/sfa>>, or by contacting Liz Lauck
by fax (301) 713-1917 or by phone (301) 713-2347.

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The SFA Update is published periodically by the Office of Sustainable Fisheries, National Marine
Fisheries Service, 1315 East-West Highway, Silver Spring, Maryland 20910. Suggestions and
comments should be sent to the above address, ATTN: SFA Update.

Director, Office of Sustainable Fisheries: Gary C. Matlock, Ph.D.
Editors: Richard Surdi, Peter Fricke, Aliçon Morgan
Design and Layout: Aliçon Morgan

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Implementing the Sustainable Fisheries Act: NMFS Accomplishments to Date

Immediately after the SFA was enacted, NMFS developed a strategy to implement the SFA. The
SFA Implementation Plan contains numerous, detailed tasks whose completion is necessary to
implement the requirements of the SFA. A computerized tracking system of the Implementation
Plan tasks is available on the SFA homepage online at <<http://www.nmfs.noaa.gov/sfa>>. The
National Oceanic and Atmospheric Administration (NOAA) Office of General Counsel for
Fisheries (GCF) incorporated the SFA changes and amendments into a consolidated version of the
Magnuson-Stevens Act. It is available at the same web site. Another document prepared by GCF,
also located on the SFA homepage is A Guide to the Sustainable Fisheries Act. This document
summarizes and interprets each section of the SFA and includes legislative history on most
sections. Since SFA became law, NMFS has succeeded in implementing many of the
requirements of the SFA. Highlights of completed tasks follow.


€ November 1996 - Amendments to definitions in the Atlantic Coastal Fisheries Cooperative
Management Act were reviewed. Necessary changes have been made. NMFS also prepared and
sent guidance to the Regional Fishery Management Councils regarding the new review schedule
for Fishery Management Plans (FMPs) and FMP amendments by the Secretary of Commerce
(Secretary). An Advance Notice of Proposed Rule-making (ANPR) on Essential Fish Habitat
(EFH), was published in the Federal Register.

€ December 1996 - A letter report to Congress regarding plans for implementing bycatch
reduction agreements under the SFA was prepared and transmitted. In addition, a revised schedule
for key Secretarial events was distributed.

€ January 1997 - Through its Northeast Fisheries Center, NMFS prepared and submitted a
report to Congress on the New England fishing capacity reduction initiative.

€ February 1997 - NMFS surveyed all Federal FMPs to identify existing standards and
measures implemented for the purpose of reducing bycatch and prepared a report of its findings for
the State Department. A notice seeking nominations to HMS Advisory Panels (APs) was
published in the Federal Register.

€ March 1997 - A notice requesting nominations to an Ecosystem Principles AP, an ANPR
regarding a Central Lien Registry System for Limited Access Permits, and a Rule regarding the
lobster fishery in Maine "pocket" waters were published in the Federal Register.

€ April 1997 - A Notice requesting nominations to Red Snapper Peer Review Panels, a
notice announcing membership of two HMS APs, a Proposed Rule regarding EFH, and a notice
requesting comments on other HMS APs were published in the Federal Register.

€ May 1997 - A Final Rule on Foreign Fishing Vessels in Internal Waters, a Rule regarding
Negotiated Conservation and Management Procedures, and a notice of the membership of the
Ecosystem Principles AP were published in the Federal Register.

€ June /July 1997 - Proposed National Standard Guidelines were developed and published in
the Federal Register [62 FR 41907], the 45-day comment period for these proposed guidelines
ended September 18, 1997; a proposed rule containing procedures for soliciting nominations from
Treaty Tribes with fishing rights in California, Idaho, Oregon and Washington, and for appointing
a new Indian Tribal representative to the Pacific Fishery Management Council was published in the
Federal Register [62 FR 35468], the comment period for this proposed rule was extended to
August 11; the HMS Pelagic Longline Fishery AP met July 14; the HMS Billfish AP met July 22-
23; and the Red Snapper Statistics Peer Review Panel met July 21-25.

€ August/September 1997 - Report of the Status of Fisheries of the United States [MSA §
304(e)], was sent to the Councils on September 30 (see story page 1); the proposed Guidelines for
Carrying Observers [MSA §403(a)], was published in Federal Register on 22 September (62 FR
49463) (see story page 1); the final rule regarding the addition of a Tribal Representative to the
Pacific Fishery Management Council was published in the Federal Register on September 10 (62
FR 47584); a draft proposal for Guidelines for Fishing Capacity Reduction was published on the
Internet at <
Guidelines for Emergency Rules was published in the Federal Register on August 21(62 FR
44421); and a proposed rule for Recusal of Council Members was published in the Federal
Register on August 7 (62 FR 42474). Panel meetings, workshops and hearings in August and
September included: Red Snapper Economics Peer Review Panel meeting (August 18-21) and
Science & Management Peer Review Panel meeting (August 25-29); Ecosystem Principles
Advisory Panel (AP) meeting (September 9-10); HMS/Billfish AP meeting (September 18);
HMS/Longline Technical Working Group meeting (September 18); House Committee on Natural
Resources oversight hearing (September 18); and HMS/Longline AP meeting (September 19).

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Draft Strategic Plan for Fisheries Research

NMFS has prepared a strategic plan (Plan) for fisheries research. The Plan covers four major
areas of research: fisheries research, research to support fishery conservation and management;
conservation engineering research and information research [MSA §404].

A notice of availability for the Plan was published in the Federal Register on October 7, 1997 [62
FR 52323]. The draft Plan is available on the Internet at <<http://ssp.kingfish.nmfs.gov/sfa>>.
Written comments on the draft Plan received on or before November 6, 1997 will be considered by
NMFS in the development of the final Plan. Requests for copies of and comments on the draft
Plan should be directed to Mark Chandler, NMFS, Office of Science and Technology, Station
14303, 1315 East-West Hwy., Silver Spring, MD 20910.

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In the Works...

NMFS is incorporating SFA changes and amendments into the National Standard Guidelines
(Guidelines). The comment period for the proposed changes to the Guidelines closed on
September 18, 1997. Look for a final rule in the Federal Register within the next several months.
The Guidelines provide detailed requirements for fisheries conservation and management under the
Magnuson-Stevens Act. They also serve as an aid in the development of FMPs and in Secretarial
review and approval of FMPs.

A proposed rule requesting comment on a proposed list of fisheries in the EEZ under the Councils'
and/or Secretary's authority and of fishing gear used in those fisheries will be published
shortly in the Federal Register . The goal of the lists is to prevent the introduction of new and
potentially damaging gear or fisheries without the Councils' or Secretary's knowledge. This
proposed rule will include a set of guidelines for fishermen to notify the appropriate authority of
intent to use a new gear or engage in a fishery that does not appear on the proposed list of fisheries
and allowable gear. The proposed listings and guidelines give the Councils and the Secretary the
ability to specify allowable gear types and provide a standard process for evaluating new gear or
fisheries [MSA §305(a)].