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Comments on Proposed Rule
OTC Derivatives Dealers, Net Capital Rule

(Release No. 34-39704; File Nos. S7-30-97; S7-31-97; S7-32-97)

  • Comments of Jean A. Webb, The Commodity Futures Trading Commission, May 29, 1998. (File name: webb2.htm)

  • Comments of John M. Liftin, Chair, Committee on Federal Regulation of Securities, April 28, 1998. (File name: liftin6.htm)

  • Comments of Robert B. Litterman, Mark W. Holloway, and Anthony J. Leitner, (Letter to Mr. Katz), Goldman, Sachs & Co., April 6, 1998. (File name: litterm1.htm)

  • Comments of Elizabeth Albert, (Letter to Mr. Katz), Senior Vice President, D. E. Shaw & Co. L.P, April 6, 1998. (File name: albert1.htm)

  • Comments of Zachary Snow, (Letter to Mr. Katz), Chairman, OTC Derivative Products Committee, April 6, 1998. (File name: snow1.htm)

  • Comments of Dana Yealy, (Letter to Mr. Katz), Chairman, EUDA Legal and Regulatory Committee Member, EUDA Board of Directors March 2, 1998. (File name: yealy1.txt)

http://www.sec.gov/rules/proposed/s73097.shtml


Modified: 06/26/98