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Comments on Proposed Rule:
Foreign Bank Exemption from the Insider Lending Prohibition of Exchange Act Section 13(k)
[Release Nos. 34-48481; International Series Release No. 1272; File No. S7-15-03]
- Comments of Frank Swedlove, Assistant Deputy Minister, Financial Sector Policy Branch, Department of Finance, Canada, October 27, 2003 (File name: deptfincanada102703.htm)
- Comments of Darla C. Stuckey, Corporate Secretary, New York Stock Exchange, Inc., October 22, 2003 (File name: nyse102203.htm)
- Comments of David R. Allgood, Executive Vice President & General Counsel, Law Group, Royal Bank of Canada, Toronto, Ontario, Canada, October 17, 2003 (File name: s71503-16.pdf)
- Comments of Ronald B. Sirkis, EVP General Counsel and Taxation, BMO Bank of Montreal , October 17, 2003 (File name: s71503-13.pdf)
- Comments of Randall D. Guynn, Davis Polk & Wardwell on behalf of ABN AMRO Holding N.V.,
Banco Santander Central Hispano S.A., Deutsche Bank A.G., Lloyds TSB Group plc, The Royal Bank of Scotland Group plc, Sanpaolo IMI S.p.A., October 17, 2003 (File name: eurobanks101703.htm)
- Comments of Michael G. Capatides, Esq., Executive Vice President & General Counsel, Canadian Imperial Bank of Commerce, October 17, 2003 (File name: canadianibc101703.htm) PDF version
- Comments of Nikolaus Bömcke, European Banking Federation (Fédération Bancaire de l'Union Européenne), October 17, 2003 (File name: fbe101703.htm)
- Comments of R. Kelly Shaughnessy, Vice President, Banking Operations, Canadian Bankers Association, October 17, 2003 (File name: cba101703.htm)
- Comments of C. A. Margelisch and A. Hubschmid, Swiss Bankers Association, October 17, 2003 (File name: swissba101703.htm)
- Comments of Richard E. T. Bennett, Group General Manager, Legal and Compliance, HSBC Holdings plc, October 17, 2003 (File name: hsbcholdings101703.htm) PDF version
- Comments of Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers, October 17, 2003 (File name: iib101703.htm)
- Comments of Margaret E. Tahyar, Davis Polk & Wardwell on behalf of ICICI Bank Limited, October 17, 2003 (File name: icicibank101703.htm)
- Comments of Sarah A. Miller, American Bankers Association and Thomas L. Farmer, Bankers' Association for Finance and Trade, October 17, 2003 (File name: abs-baft101703.htm)
- Comments of Sullivan & Cromwell LLP, October 17, 2003 (File name: sullivancrom101703.htm)
- Comments of Dr. Hans-Dirk Krekeler, Global Co-Head of Legal and Dr. Mathias Otto, Senior Counsel, Deutsche Bank Aktiengesellschaft, Frankfurt, Germany, October 17, 2003 (File name: deutsche101703.htm)
- Comments of David Bell, Chief Executive Officer, Australian Bankers' Association, October 17, 2003 (File name: australianba101703.htm)
- Comments of Deborah M. Alexander, Executive Vice-president, General Counsel and Secretary, The Bank of Nova Scotia, October 16, 2003 (File name: s71503-2.pdf)
- Comments of Tatsunori Imagawa, Senior Managing Director, Mitsubishi Tokyo Finacial Group, Inc., October 16, 2003 (File name: mitsubishitfg101603.htm)
- Comments of Bryan Sheridan, Group Law Agent, AIB Group, Dublin, Ireland, October 16, 2003 (File name: aibgroup101603.htm)
- Comments of Shearman & Sterling LLP, October 15, 2003 (File name: shearmansterl101503.htm) PDF version
http://www.sec.gov/rules/proposed/s71503.shtml
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