2008 CCOutreach BD Regional Seminars
General Information
Each regional seminar will include panel discussions on topics such as the SEC examination process and priorities and FINRA's examination program and findings. The regional seminars will also include highlights from topics covered at the National CCOutreach BD Seminar. Finally, the regional seminars will also include a question and answer session to provide an opportunity for CCOs to ask questions of local SEC and FINRA staff.
http://www.sec.gov/info/cco/ccobdrsgeninfo2008.htm
