|
|
NASD Rulemaking Archive: 2000
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.
Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.
Available NASD Rules include:
Chronological List
NASD File Number List for 2000
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996
Release No. |
Date |
Details |
SR-NASD-99-60 |
34-43267 |
Nov. 28, 2000 |
Notice of Filing of Amendment No. 2 to Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Trading in Hot Equity Offerings
See also: Notice: Rel. No. 34-42325 and Order: Rel. No. 34-48701
Comments received are available for this notice. |
SR-NASD-99-65 |
34-43616 |
Nov. 24, 2000 |
Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to the Creation of a Corporate Bond Trade Reporting and Transaction Dissemination Facility and the Elimination of Nasdaq's Fixed Income Pricing System
See also: Notice: Rel. No. 34-42201
Comments received are available for this notice. |
SR-NASD-99-53 |
34-43514 |
Nov. 3, 2000 |
Notice of Filing of Amendment No. 8 to Proposed Rule Change Relating to the Establishment of Nasdaq Order Display Facility and to Modifications of the Nasdaq Trading Platform
See also: Release No. 4-646; Orders: Rel. Nos. 34-46429, 34-43863; Notices: Rel. Nos. 34-43138, 34-42573, 34-42249, 34-42166
Comments received are available for this notice. |
SR-NASD-99-53 |
34-43138 |
Aug. 10, 2000 |
Notice of Filing of Amendment Nos. 5, 6, and 7 to Proposed Rule Change Relating to the Establishment of Nasdaq Order Display Facility and to Modifications of the Nasdaq Trading Platform
See also: Release No. 4-646; Orders: Rel. Nos. 34-46429, 34-43863; Notices: Rel. Nos. 34-43514, 34-42573, 34-42249, 34-42166
Comments received are available for this notice. |
SR-NASD-99-41 |
34-43021 |
Jul. 10, 2000 |
Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Relating to the Opening of Day-Trading Accounts
See also: Notice: Rel. No. 34-42452
|
SR-NASD-00-18 |
34-42754 |
May 3, 2000 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to the Entry of Locking/Crossing Quotations Prior to the Nasdaq Market Opening
Comments received are available for this notice. |
SR-NASD-99-53 |
34-42573 |
Mar. 23, 2000 |
Notice of Filing of Amendment No. 4 to Proposed Rule Change Relating to the Establishment of Nasdaq Order Display Facility and to Modifications of the Nasdaq Trading Platform
See also: Release No. 4-646; Orders: Rel. Nos. 34-46429, 34-43863; Notices: Rel. Nos. 34-43514, 34-43138, 34-42249, 34-42166
Comments received are available for this notice. |
SR-NASD-99-75 |
34-42536 |
Mar. 16, 2000 |
Order Granting Approval to Proposed Rule Change Relating to ECN and ATS Participation in the ITS/CAES System |
SR-NASD-99-41 |
34-42452 |
Feb. 23, 2000 |
Notice of Filing of Amendment No. 1 to the Proposed Rule Change Relating to the Opening of Day-Trading Accounts
See also: Order: Rel. No. 34-43021
Comments received are available for this notice. |
SR-NASD-00-03 |
34-42418 |
Feb. 11, 2000 |
Notice of Filing of Proposed Rule Change To Amend NASD Rule 2520 Relating to Margin Requirements for Day-Trading Customers
Comments received are available for this notice. |
SR-NASD-99-23 |
34-42400 |
Feb. 7, 2000 |
Order Approving a Proposed Rule Change and Amendment No. 1 to the Proposed Rule Change Relating to Locked and Crossed Markets that Occur Prior to the Opening of the Market |
SR-NASD-99-45 |
34-42402 |
Feb. 7, 2000 |
Order Granting Approval to Proposed Rule Change Relating to Amendments to the Public Disclosure Program
See also: Notice: Rel. No. 34-42240
|
SR-NASD-99-60 |
34-42325 |
Jan. 10, 2000 |
Notice of Filing of Proposed Rule Change Relating to Trading in Hot Equity Offerings
See also: Order: Rel. No. 34-48701 and Notice: Rel. No. 34-43267
Comments received are available for this notice. |
NASD File Number List for 2000 |
Release No. |
Date |
Details |
SR-NASD-00-23 |
34-52521 |
Sep. 28, 2005 |
Order Approving Amendment No. 2 to Proposed Rule Change by Relating to Amendments to Order Audit Trail System Rules and Notice of and Order Granting Accelerated Approval to Amendment No. 3
|
34-51890 |
Jun. 21, 2005 |
Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Amendments to Order Audit Trail System Rules
Comments due: July 18, 2005
Comments received are available for this notice.
|
SR-NASD-00-18 |
34-42754 |
May 3, 2000 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to the Entry of Locking/Crossing Quotations Prior to the Nasdaq Market Opening
Comments received are available for this notice. |
SR-NASD-00-03 |
34-42418 |
Feb. 11, 2000 |
Notice of Filing of Proposed Rule Change To Amend NASD Rule 2520 Relating to Margin Requirements for Day-Trading Customers
Comments received are available for this notice. |
SR-NASD-00-02 |
34-44950 |
Oct. 18, 2001 |
Notice of Filing of Amendments to Proposed Rule Change Amending NASD Code of Arbitration Rules 10335 and 10205(h) Relating to Injunctive Relief |
http://www.sec.gov/rules/sro/nasd/nasdarchive/nasdarchive2000.shtml
|