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MSRB Rulemaking Archive: 2004
We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
MSRB File Number List for 2004
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-MSRB-2004-09 |
| 34-50919 |
Dec. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21
Comments due: January 20, 2005
See also: Order: Rel. No. 34-51736
Comments received are available for this notice.
|
SR-MSRB-2004-06 |
| 34-50820 |
Dec. 8, 2004 |
Order Approving Proposed Rule Change to Create the Real-Time Transaction Price Service and Propose an Annual Subscription Fee for the Service
See also: Notice: Rel. No. 34-50605
|
SR-MSRB-2004-08 |
| 34-50773 |
Dec. 1, 2004 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-34, on CUSIP Numbers and New Issue Requirements, to Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities
Comments due: December 28, 2004
See also: Order: Rel. No. 34-51000
|
SR-MSRB-2004-05 |
| 34-50689 |
Nov. 18, 2004 |
Order Approving Proposed Rule Change to Offer a New Historical Data Product
See also: Notice: Rel. No. 34-50689
|
SR-MSRB-2004-07 |
| 34-50692 |
Nov. 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Implementation Plan for Real-Time Transaction Reporting and Price Dissemination
Comments due: December 15, 2004
|
SR-MSRB-2004-06 |
| 34-50605 |
Oct. 29, 2004 |
Notice of Filing of Proposed Rule Change to Create the Real-Time Transaction Price Service and Propose Annual Subscription Fee
Comments due: November 26, 2004
See also: Order: Rel. No. 34-50820
Comments received are available for this notice.
|
SR-MSRB-2004-04 |
| 34-50557 |
Oct. 18, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
See also: Notice: Rel. No. 34-50328
|
SR-MSRB-2004-05 |
| 34-50491 |
Oct. 5, 2004 |
Notice of Proposed Rule Change to Offer New Historical Data Product
Comments due: November 8, 2004
See also: Order: Rel. No. 34-50689
|
| Third Quarter |
SR-MSRB-2004-04 |
| 34-50328 |
Sep. 7, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
Comments due: October 5, 2004
See also: Order: Rel. No. 34-50557
|
SR-MSRB-2004-03 |
| 34-50323 |
Sep. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Consisting of Technical Amendments to Rule G-3 Relating to Professional Qualifications
Comments due: October 4, 2004
|
SR-MSRB-2004-02 |
| 34-50294 |
Aug. 31, 2004 |
Order Approving Proposed Rule Change Relating to Amendments to the MSRB’s Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
See also: Notice: Rel. No. 34-49902
|
| Second Quarter |
SR-MSRB-2004-02 |
| 34-49902 |
Jun. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to the MSRB's Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
Comments due: July 20, 2004
See also: Order: Rel. No. 34-50294
Comments received are available for this notice.
|
| First Quarter |
| No proposals were posted on website. |
| MSRB File Number List for 2004 |
| Release No. |
Date |
Details |
SR-MSRB-2004-09 |
| 34-51736 |
May 24, 2005 |
Order Approving Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21
|
| 34-50919 |
Dec. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21
Comments due: January 20, 2005
Comments received are available for this notice.
|
SR-MSRB-2004-08 |
| 34-51000 |
Jan. 7, 2005 |
Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-34, on CUSIP Numbers and New Issue Requirements, to Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities
|
| 34-50773 |
Dec. 1, 2004 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-34, on CUSIP Numbers and New Issue Requirements, to Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities
Comments due: December 28, 2004
|
SR-MSRB-2004-07 |
| 34-50692 |
Nov. 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Implementation Plan for Real-Time Transaction Reporting and Price Dissemination
Comments due: December 15, 2004
|
SR-MSRB-2004-06 |
| 34-50820 |
Dec. 8, 2004 |
Order Approving Proposed Rule Change to Create the Real-Time Transaction Price Service and Propose an Annual Subscription Fee for the Service
|
| 34-50605 |
Oct. 29, 2004 |
Notice of Filing of Proposed Rule Change to Create the Real-Time Transaction Price Service and Propose Annual Subscription Fee
Comments due: November 26, 2004
Comments received are available for this notice.
|
SR-MSRB-2004-05 |
| 34-50689 |
Nov. 18, 2004 |
Order Approving Proposed Rule Change to Offer a New Historical Data Product
|
| 34-50491 |
Oct. 5, 2004 |
Notice of Proposed Rule Change to Offer New Historical Data Product
Comments due: November 8, 2004
|
SR-MSRB-2004-04 |
| 34-50557 |
Oct. 18, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
Comments due: 21 days after publication in the Federal Register
|
| 34-50328 |
Sep. 7, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
Comments due: October 5, 2004
|
SR-MSRB-2004-03 |
| 34-50323 |
Sep. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Consisting of Technical Amendments to Rule G-3 Relating to Professional Qualifications
Comments due: October 4, 2004
|
SR-MSRB-2004-02 |
| 34-50294 |
Aug. 31, 2004 |
Order Approving Proposed Rule Change Relating to Amendments to the MSRB’s Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
|
| 34-49902 |
Jun. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to the MSRB's Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
Comments due: July 20, 2004
Comments received are available for this notice.
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http://www.sec.gov/rules/sro/msrb/msrbarchive/msrbarchive2004.shtml
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