NASDAQ Stock Market LLC (NASDAQ)
Rulemaking Archive: 2006

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Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

NASDAQ File Number List for 2006

Additional Archives

2008 | 2007 | 2006

Chronological List

Release No.	Date	Details
Fourth Quarter
SR-NASDAQ-2006-053
34-55007	Dec. 22, 2006	Notice of Filing of Proposed Rule Change to Assess Previously-Approved Fees to Former INET Data Recipients Comments due:  January 26, 2007 Comments received are available for this notice.
SR-NASDAQ-2006-058
34-54968	Dec. 19, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Orders to Peg to the Midpoint of the Best Bid and Best Offer Comments due:  January 17, 2007
SR-NASDAQ-2006-052
34-54965	Dec. 19, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive Distributor Fee For Specific Data Element Comments due:  January 17, 2007
SR-NASDAQ-2006-056
34-54959	Dec. 18, 2006	Notice of Filing of Proposed Rule Change to Establish Nasdaq Custom Data Feeds Comments due:  January 17, 2007 Comments received are available for this notice.  Submit comments on SR-NASDAQ-2006-056
SR-NASDAQ-2006-051
34-54933	Dec. 13, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Temporarily Adjust Tier Volume Limits Comments due:  January 10, 2007
SR-NASDAQ-2006-046
34-54854	Dec. 1, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Guidance for Adjudicating Clearly Erroneous Transactions under Rule 11890 Comments due:  December 29, 2006
SR-NASDAQ-2006-047
34-54825	Nov. 28, 2006	Notice of Filing of Proposed Rule Change to Clarify the Process Surrounding a Reverse Merger Comments due:  December 27, 2006 See also:  Order: Rel. No. 34-55052
SR-NASDAQ-2006-041
34-54797	Nov. 20, 2006	Notice of Filing of Proposed Rule Change to Modify an Aspect of the Definition of Independent Director Comments due:  December 19, 2006 See also:  Notice/Order: Rel. No. 34-55463
SR-NASDAQ-2006-009
34-54765	Nov. 16, 2006	Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 thereto to Permit Trading Pursuant to Unlisted Trading Privileges of streetTRACKS Gold Shares and to Establish Trading Rules to Trade, Pursuant to Unlisted Trading Privileges, Certain Securities Whose Value Is Linked to the Value of One or More Commodities Comments due:  December 13, 2006
SR-NASDAQ-2006-040
34-54752	Nov. 14, 2006	Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Modify Certain Fees for Listing on The Nasdaq Stock Market and to Make Available Products and Services Intended to Assist Companies With Their Disclosure and Regulatory Obligations, Shareholder Communications, and Other Corporate Objectives Comments due:  December 12, 2006 See also:  Notice/Order: Rel. No. 34-55202 Comments received are available for this notice.
SR-NASDAQ-2006-044
34-54732	Nov. 9, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Rules of the Nasdaq Global Select Market Comments due:  December 8, 2006
SR-NASDAQ-2006-036
34-54706	Nov. 3, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exempt Certain Cross Transactions from NASDAQ Rule 3350(a) Comments due:  December 5, 2006
SR-NASDAQ-2006-043
34-54613	Oct. 17, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Operations of its Recently-Approved "Single Book" Execution System Comments due:  November 14, 2006
SR-NASDAQ-2006-037
34-54601	Oct. 13, 2006	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify NASDAQ Rules 3350 and 4755 Comments due:  November 19, 2006
SR-NASDAQ-2006-042
34-54598	Oct. 13, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Nasdaq Rule 4760 Relating to the Operation of the Nasdaq Crossing Network Comments due:  November 9, 2006
SR-NASDAQ-2006-021
34-54583	Oct. 6, 2006	Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Modify Certain of Nasdaq’s Corporate Governance Standards, Including the Definition of Independent Director See also:  Notice: Rel. No. 34-54333
SR-NASDAQ-2006-039
34-54581	Oct. 6, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Reporting Required when Nasdaq Lists the Security of an Affiliate Comments due:  November 6, 2006
Third Quarter
SR-NASDAQ-2006-038
34-54548	Sep. 29, 2006	Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan Other File Nos.: SR-Amex-2006-85; SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NSX-2006-11; SR-NYSEArca-2006-69; SR-Phlx-2006-58 Comments due:  October 27, 2006
SR-NASDAQ-2006-026
34-54501	Sep. 25, 2006	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Amended Regarding Pricing for Non-Members Using the New Nasdaq Workstation and Weblink ACT Comments due:  October 23, 2006
SR-NASDAQ-2006-025
34-54500	Sep. 25, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT Comments due:  October 23, 2006
SR-NASDAQ-2006-016
34-54478	Sep. 21, 2006	Order Granting Approval of Proposed Rule Change to Eliminate Registration of Foreign Associates under Nasdaq Membership Rules See also:  Notice: Rel. No. 34-54284
SR-NASDAQ-2006-034
34-54477	Sep. 20, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Practice of Using a Fifth Character Identifier with the Symbol of Foreign Securities Comments due:  October 18, 2006
SR-NASDAQ-2006-035
34-54459	Sep. 15, 2006	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Existing Rules for Portfolio Depository Receipts, Index Fund Shares, and Index-Linked Securities Comments due:  October 13, 2006
SR-NASDAQ-2006-031
34-54435	Sep. 13, 2006	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Exempt all Securities Included in the NASDAQ-100 Index from the Price Test Set Forth in NASDAQ Rule 3350(a) Comments due:  October 11, 2006
SR-NASDAQ-2006-011
34-54421	Sep. 11, 2006	Order Granting Approval to Proposed Rule Change to Modify the Cure Period Available to an Issuer that Loses an Independent Director or Audit Committee Member See also:  Notice: Rel. No. 34-53941
SR-NASDAQ-2006-033
34-54420	Sep. 11, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Transitional Corporate Governance Rules Comments due:  October 10, 2006
SR-NASDAQ-2006-032
34-54378	Aug. 28, 2006	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Revise The Nasdaq Capital Market Listing Requirements Comments due:  September 26, 2006 See also:  Notice/Order: Rel. No. 34-55642 Comments received are available for this notice.
SR-NASDAQ-2006-021
34-54333	Aug. 18, 2006	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Certain of Nasdaq’s Corporate Governance Standards, Including the Definition of Independent Director Comments due:  September 18, 2006 See also:  Order: Rel. No. 34-54583
SR-NASDAQ-2006-008
34-54288	Aug. 8, 2006	Order Granting Approval of a Proposed Rule Change Requiring Securities be Eligible to Participate in a Direct Registration System See also:  Notice: Rel. No. 34-53913
SR-NASDAQ-2006-028
34-54286	Aug. 8, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a New Service Called FilterView Comments due:  September 5, 2006
SR-NASDAQ-2006-023
34-54285	Aug. 8, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rule 7018 Comments due:  September 5, 2006
SR-NASDAQ-2006-016
34-54284	Aug. 8, 2006	Notice of Filing of Proposed Rule Change to Eliminate Registration of Foreign Associates under Nasdaq Membership Rules Comments due:  September 5, 2006 See also:  Order: Rel. No. 34-54478
SR-NASDAQ-2006-020
34-54274	Aug. 3, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Rules of the Nasdaq Global Select Market Comments due:  August 31, 2006
SR-NASDAQ-2006-027
34-54271	Aug. 3, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Date for Compliance With Regulation NMS Comments due:  August 31, 2006
SR-NASDAQ-2006-015
34-54264	Aug. 2, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Use of the National Association of Securities Dealers, Inc.’s Web Central Registration Depository System Comments due:  August 30, 2006
SR-NASDAQ-2006-024
34-54260	Aug. 1, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq’s 7000 Series Rules Comments due:  August 29, 2006
SR-NASDAQ-2006-018
34-54253	Jul. 31, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq’s 2000 and 3000 Series Rules Comments due:  August 28, 2006
SR-NASDAQ-2006-022
34-54252	Jul. 31, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq’s 6000, 9000, and 11000 Series Rules Comments due:  August 25, 2006
SR-NASDAQ-2006-017
34-54249	Jul. 31, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 1000 Series Rules Comments due:  August 25, 2006
SR-NASDAQ-2006-019
34-54248	Jul. 31, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 4000 Series Rules Comments due:  August 28, 2006
SR-NASDAQ-2006-005
34-54221	Jul. 26, 2006	Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Modify Nasdaq’s Delisting Procedures to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration See also:  Notice: Rel. No. 34-53964
SR-NASDAQ-2006-013
34-54179	Jul. 20, 2006	Notice of Filing of Proposed Rule Change to Modify Nasdaq Data Feeds Comments due:  August 16, 2006 Comments received are available for this notice.  Submit comments on SR-NASDAQ-2006-013
SR-NASDAQ-2006-006
34-54170	Jul. 18, 2006	Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Regarding Restrictions on Affiliations between Nasdaq and its Members See also:  Notice: Rel. No. 34-53697 Comments received are available for this notice.
SR-NASDAQ-2006-002
34-54167	Jul. 18, 2006	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Add Generic Listing Standards for Index-Linked Securities Comments due:  August 15, 2006
SR-NASDAQ-2006-001
34-54155	Jul. 14, 2006	Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Thereto Relating to the Nasdaq Market Center Comments due:  August 10, 2006 See also:  Notice: Rel. No. 34-53583 Comments received are available for this notice.
SR-NASDAQ-2006-014
34-54119	Jul. 10, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Description of the ACES Communications Service Comments due:  August 7, 2006
Second Quarter
SR-NASDAQ-2006-005
34-53964	Jun. 8, 2006	Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Modify Nasdaq’s Delisting Procedures to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration Comments due:  July 6, 2006 See also:  Order: Rel. No. 34-54221
SR-NASDAQ-2006-011
34-53941	Jun. 5, 2006	Notice of Filing of Proposed Rule Change to Modify the Cure Period Available to an Issuer that Loses an Independent Director or Audit Committee Member Comments due:  July 5, 2006 See also:  Order: Rel. No. 34-54421 Comments received are available for this notice.
SR-NASDAQ-2006-008
34-53913	May 31, 2006	Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC to Require Securities be Eligible for a Direct Registration System Comments due:  June 28, 2006 See also:  Order: Rel. No. 34-54288 Comments received are available for this notice.
SR-NASDAQ-2006-010
34-53833	May 18, 2006	Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System Comments due:  June 15, 2006
SR-NASDAQ-2006-007
34-53799	May 12, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Create the Nasdaq Global Select Market and Rename the Nasdaq National Market Comments due:  June 9, 2006 Comments received are available for this notice.
SR-NASDAQ-2006-006
34-53697	Apr. 21, 2006	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Restrictions on Affiliation between Nasdaq and its Members Comments due:  May 19, 2006 See also:  Order: Rel. No. 34-54170 Comments received are available for this notice.
First Quarter
SR-NASDAQ-2006-001
34-53583	Mar. 31, 2006	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Nasdaq Market Center Comments due:  May 5, 2006 See also:  Order: Rel. No. 34-54155 Comments received are available for this notice.

NASDAQ File Number List for 2006

Release No.	Date	Details
SR-NASDAQ-2006-068
34-55137	Jan. 19, 2007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for Nasdaq Members Using the Nasdaq Market Center Comments due:  February 15, 2007
SR-NASDAQ-2006-067
34-55388	Mar. 2, 2007	Order Granting Approval of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq's Risk Management Service
34-55130	Jan. 19, 2007	Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq's Risk Management Service Comments due:  February 16, 2007
SR-NASDAQ-2006-066
34-55131	Jan. 19, 2007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Risk Management Service Fees Comments due:  February 16, 2007
SR-NASDAQ-2006-065
34-56172	Jul. 31, 2007	Order Approving Proposed Rule Change as Modified by Amendments No. 1, 3, and 4 Thereto to Reestablish a Quotation and Trading System, The PORTAL® Market, for Securities That Are Designated by Nasdaq as PORTAL Securities
34-55669	Apr. 25, 2007	Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto to Reestablish a Quotation and Trading System for Securities That are Designated by The PORTAL® Market as PORTAL Securities Comments due:  May 22, 2007 Comments received are available for this notice.
SR-NASDAQ-2006-064
34-55457	Mar. 13, 2007	Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet Comments due:  April 11, 2007  Submit comments on SR-NASDAQ-2006-064
SR-NASDAQ-2006-062
34-55135	Jan. 19, 2007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for TradeInfo as Modified by Amendments No. 1 and 2 Comments due:  February 16, 2007
SR-NASDAQ-2006-061
34-55061A	Jan. 31, 2007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC to Codify the Nasdaq Sponsored Access Rule [Correction] Comments due:  February 7, 2007
34-55061	Jan. 8, 2007	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Codify the Nasdaq Sponsored Access Rule Comments due:  February 7, 2007
SR-NASDAQ-2006-060
34-57965	Jun. 16, 2008	Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Establish Nasdaq Last Sale Data Feeds Comments due:  July 11, 2008
34-55255	Feb. 8, 2007	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish NASDAQ Last Sale Data Feeds Comments due:  March 7, 2007 Comments received are available for this notice.  Submit comments on SR-NASDAQ-2006-060
SR-NASDAQ-2006-059
34-55119	Jan. 18, 2007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Application of Membership Fees Comments due:  February 14, 2007
SR-NASDAQ-2006-058
34-54968	Dec. 19, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Orders to Peg to the Midpoint of the Best Bid and Best Offer Comments due:  January 17, 2007
SR-NASDAQ-2006-057
34-55344	Feb. 23, 2007	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 2 Thereto To Trade Certain CurrencyShares Trusts Pursuant to Unlisted Trading Privileges Comments due:  March 26, 2007
SR-NASDAQ-2006-056
34-54959	Dec. 18, 2006	Notice of Filing of Proposed Rule Change to Establish Nasdaq Custom Data Feeds Comments due:  January 17, 2007 Comments received are available for this notice.  Submit comments on SR-NASDAQ-2006-056
SR-NASDAQ-2006-055
34-55042	Jan. 4, 2007	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Amended by Amendment No. 1 to Temporarily Adjust Tier Volume Limits Comments due:  February 2, 2007
SR-NASDAQ-2006-053
34-55007	Dec. 22, 2006	Notice of Filing of Proposed Rule Change to Assess Previously-Approved Fees to Former INET Data Recipients Comments due:  January 26, 2007 Comments received are available for this notice.
SR-NASDAQ-2006-052
34-54965	Dec. 19, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive Distributor Fee For Specific Data Element Comments due:  January 17, 2007
SR-NASDAQ-2006-051
34-54933	Dec. 13, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Temporarily Adjust Tier Volume Limits Comments due:  January 10, 2007
SR-NASDAQ-2006-050
34-55269	Feb. 9, 2007	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 3 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities Comments due:  March 8, 2007
SR-NASDAQ-2006-049
34-55445	Mar. 12, 2007	Notice of Filing of Proposed Rule Change to Incorporate Full Depth of the Nasdaq Quoting of NYSE- and Amex-Listed Stocks into the TotalView Entitlement and Modify the User Fee Schedule for TotalView Data, and to Replace Nasdaq OpenView to Provide the Individual Nasdaq Market Participants' Best Bids and Offers in NYSE- and Amex-Listed Stocks Comments due:  April 6, 2007  Submit comments on SR-NASDAQ-2006-049
SR-NASDAQ-2006-048
34-55443	Mar. 12, 2007	Notice of Filing of Proposed Rule Change to Establish a Data Entitlement Named "Depth Feed" Consisting of Data Feeds Nasdaq TotalView and Nasdaq OpenView, and to Establish a Distribution Charge for Depth Feed Comments due:  April 11, 2007  Submit comments on SR-NASDAQ-2006-048
SR-NASDAQ-2006-047
34-55052	Jan. 5, 2007	Order Approving Proposed Rule Change to Modify its Listing Rules in the Case of a Reverse Merger
34-54825	Nov. 28, 2006	Notice of Filing of Proposed Rule Change to Clarify the Process Surrounding a Reverse Merger Comments due:  December 27, 2006
SR-NASDAQ-2006-046
34-54854	Dec. 1, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Guidance for Adjudicating Clearly Erroneous Transactions under Rule 11890 Comments due:  December 29, 2006
SR-NASDAQ-2006-045
34-56319	Aug. 24, 2007	Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2, to Allow the Use of a Company’s Web Site to Distribute an Annual Report and Meet Other Nasdaq Listing Requirements Comments due:  September 20, 2007
34-55854	Jun. 4, 2007	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Allow the Use of a Company’s Web Site to Distribute an Annual Report and Meet Other Nasdaq Listing Requirements Comments due:  July 3, 2007
SR-NASDAQ-2006-044
34-54732	Nov. 9, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Rules of the Nasdaq Global Select Market Comments due:  December 8, 2006
SR-NASDAQ-2006-043
34-54613	Oct. 17, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Operations of its Recently-Approved "Single Book" Execution System Comments due:  November 14, 2006
SR-NASDAQ-2006-042
34-54598	Oct. 13, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Nasdaq Rule 4760 Relating to the Operation of the Nasdaq Crossing Network Comments due:  November 19, 2006
SR-NASDAQ-2006-041
34-55463	Mar. 13, 2007	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 to Modify an Aspect of the Definition of Independent Director Comments due:  April 11, 2007
34-54797	Nov. 20, 2006	Notice of Filing of Proposed Rule Change to Modify an Aspect of the Definition of Independent Director Comments due:  December 19, 2006
SR-NASDAQ-2006-040
34-55202	Jan. 30, 2007	Notice of Filing of Amendment No. 3 to the Proposed Rule Change, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 to Modify Certain Fees for Listing on The Nasdaq Stock Market and to Make Available Certain Products and Services Comments due:  March 1, 2007 Comments received are available for this notice.
34-54752	Nov. 14, 2006	Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Modify Certain Fees for Listing on The Nasdaq Stock Market and to Make Available Products and Services Intended to Assist Companies With Their Disclosure and Regulatory Obligations, Shareholder Communications, and Other Corporate Objectives Comments due:  December 13, 2006 Comments received are available for this notice.
SR-NASDAQ-2006-039
34-54581	Oct. 6, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Reporting Required when Nasdaq Lists the Security of an Affiliate Comments due:  November 6, 2006
SR-NASDAQ-2006-038
34-54548	Sep. 29, 2006	Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan Other File Nos.: SR-Amex-2006-85; SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NSX-2006-11; SR-NYSEArca-2006-69; SR-Phlx-2006-58 Comments due:  October 27, 2006
SR-NASDAQ-2006-037
34-54601	Oct. 13, 2006	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify NASDAQ Rules 3350 and 4755 Comments due:  November 9, 2006
SR-NASDAQ-2006-036
34-54706	Nov. 3, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exempt Certain Cross Transactions from NASDAQ Rule 3350(a) Comments due:  December 5, 2006
SR-NASDAQ-2006-035
34-54459	Sep. 15, 2006	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Existing Rules for Portfolio Depository Receipts, Index Fund Shares, and Index-Linked Securities Comments due:  October 12, 2006
SR-NASDAQ-2006-034
34-54477	Sep. 20, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Practice of Using a Fifth Character Identifier with the Symbol of Foreign Securities Comments due:  October 18, 2006
SR-NASDAQ-2006-033
34-54420	Sep. 11, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Transitional Corporate Governance Rules Comments due:  October 10, 2006
SR-NASDAQ-2006-032
34-55642	Apr. 18, 2007	Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, to Revise The Nasdaq Capital Market Listing Requirements Comments due:  May 15, 2007 See also:  Notice: Rel. No. 34-54378 Comments received are available for this notice.
SR-NASDAQ-2006-031
34-54435	Sep. 13, 2006	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Exempt all Securities Included in the NASDAQ-100 Index from the Price Test Set Forth in NASDAQ Rule 3350(a) Comments due:  October 11, 2006
SR-NASDAQ-2006-028
34-54286	Aug. 8, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a New Service Called FilterView Comments due:  September 5, 2006
SR-NASDAQ-2006-027
34-54271	Aug. 3, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Date for Compliance With Regulation NMS Comments due:  August 31, 2006
SR-NASDAQ-2006-026
34-54501	Sep. 25, 2006	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Amended Regarding Pricing for Non-Members Using the New Nasdaq Workstation and Weblink ACT Comments due:  October 23, 2006
SR-NASDAQ-2006-025
34-54500	Sep. 25, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT Comments due:  October 23, 2006
SR-NASDAQ-2006-024
34-54260	Aug. 1, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq’s 7000 Series Rules Comments due:  August 29, 2006
SR-NASDAQ-2006-023
34-54285	Aug. 8, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rule 7018 Comments due:  September 5, 2006
SR-NASDAQ-2006-022
34-54252	Jul. 31, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq’s 6000, 9000, and 11000 Series Rules Comments due:  August 25, 2006
SR-NASDAQ-2006-021
34-54583	Oct. 6, 2006	Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Modify Certain of Nasdaq’s Corporate Governance Standards, Including the Definition of Independent Director
34-54333	Aug. 18, 2006	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Certain of Nasdaq’s Corporate Governance Standards, Including the Definition of Independent Director Comments due:  September 18, 2006
SR-NASDAQ-2006-020
34-54274	Aug. 3, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Rules of the Nasdaq Global Select Market Comments due:  August 31, 2006
SR-NASDAQ-2006-019
34-54248	Jul. 31, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 4000 Series Rules Comments due:  August 28, 2006
SR-NASDAQ-2006-018
34-54253	Jul. 31, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq’s 2000 and 3000 Series Rules Comments due:  August 28, 2006
SR-NASDAQ-2006-017
34-54249	Jul. 31, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 1000 Series Rules Comments due:  August 25, 2006
SR-NASDAQ-2006-016
34-54478	Sep. 21, 2006	Order Granting Approval of Proposed Rule Change to Eliminate Registration of Foreign Associates under Nasdaq Membership Rules
34-54284	Aug. 8, 2006	Notice of Filing of Proposed Rule Change to Eliminate Registration of Foreign Associates under Nasdaq Membership Rules Comments due:  September 5, 2006
SR-NASDAQ-2006-015
34-54264	Aug. 2, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Use of the National Association of Securities Dealers, Inc.’s Web Central Registration Depository System Comments due:  August 30, 2006
SR-NASDAQ-2006-014
34-54119	Jul. 10, 2006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Description of the ACES Communications Service Comments due:  August 7, 2006
SR-NASDAQ-2006-013
34-54179	Jul. 20, 2006	Notice of Filing of Proposed Rule Change to Modify Nasdaq Data Feeds Comments due:  August 16, 2006 Comments received are available for this notice.  Submit comments on SR-NASDAQ-2006-013
SR-NASDAQ-2006-011
34-54421	Sep. 11, 2006	Order Granting Approval to Proposed Rule Change to Modify the Cure Period Available to an Issuer that Loses an Independent Director or Audit Committee Member
34-53941	Jun. 5, 2006	Notice of Filing of Proposed Rule Change to Modify the Cure Period Available to an Issuer that Loses an Independent Director or Audit Committee Member Comments due:  July 5, 2006 Comments received are available for this notice.
SR-NASDAQ-2006-010
34-53833	May 18, 2006	Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System Comments due:  June 15, 2006
SR-NASDAQ-2006-009
34-54765	Nov. 16, 2006	Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 thereto to Permit Trading Pursuant to Unlisted Trading Privileges of streetTRACKS Gold Shares and to Establish Trading Rules to Trade, Pursuant to Unlisted Trading Privileges, Certain Securities Whose Value Is Linked to the Value of One or More Commodities Comments due:  December 13, 2006
SR-NASDAQ-2006-008
34-54288	Aug. 8, 2006	Order Granting Approval of a Proposed Rule Change Requiring Securities be Eligible to Participate in a Direct Registration System
34-53913	May 31, 2006	Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC to Require Securities be Eligible for a Direct Registration System Comments due:  June 28, 2006 Comments received are available for this notice.
SR-NASDAQ-2006-007
34-53799	May 12, 2006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Create the Nasdaq Global Select Market and Rename the Nasdaq National Market Comments due:  June 9, 2006
SR-NASDAQ-2006-006
34-54170	Jul. 18, 2006	Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Regarding Restrictions on Affiliations between Nasdaq and its Members
34-53697	Apr. 21, 2006	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Restrictions on Affiliation between Nasdaq and its Members Comments due:  May 19, 2006 Comments received are available for this notice.
SR-NASDAQ-2006-005
34-54221	Jul. 26, 2006	Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Modify Nasdaq’s Delisting Procedures to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
34-53964	Jun. 8, 2006	Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Modify Nasdaq’s Delisting Procedures to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration Comments due:  July 6, 2006
SR-NASDAQ-2006-002
34-54167	Jul. 18, 2006	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Add Generic Listing Standards for Index-Linked Securities Comments due:  August 15, 2006
SR-NASDAQ-2006-001
34-54155	Jul. 14, 2006	Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Thereto Relating to the Nasdaq Market Center Comments due:  August 10, 2006
34-53583	Mar. 31, 2006	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Nasdaq Market Center Comments due:  May 5, 2006 Comments received are available for this notice.

http://www.sec.gov/rules/sro/nasdaq/nasdaqarchive/nasdaqarchive2006.shtml