Featured Project - Master and Prototype (M&P) Plans
Guidance and resources for plans contacted with this issue.
Overview of EPCU
Who we are and what we do.
Project Selection Committee
How projects are selected and approved.
Current Projects
Select the project to learn more about it.
403(b) Universal Availability Project
Schedule A Project
Form 5330 - Prohibited Transactions (PTs) Project
401(k) Untimely Deferral Deposit Compliance Checks
412(i) Support Project
Coming Soon:
Form 5498 IRA Required Minimum Distribution Project
Funding Deficiencies Project
Multiemployer Actuarial Certification Project
Party-in-Interest Transaction Project
Completed Projects
Click on a project below to read a summary report explaining our findings.
Fraud Project
Coming Soon:
401(k) Excess Deferrals Project
412(i) Support Project
Funding Waivers Project
Voluntary Compliance Follow-Up Project
Adverse Accountant's Opinion Project
Approved Projects
These projects have been approved by the Project Selection Committee and may be selected as a Current Project at any time.
Non-Project Specific Letters
A sample of generic letters you may receive during the course of the compliance contacts.
EPCU Articles
An archive of articles related to the work in EPCU.
Contact Us
Please submit any questions you have about a letter you received or a general question about the functions of this Unit. If your question involves one of the current projects above, please include the project name in the subject line of the e-mail.
FAQs
Questions and answers about EPCU and the projects.
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