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PCX Rulemaking Archive: 2005
Name change in effect as of April 7, 2006:
NYSE Arca, Inc. |
We encourage the public to submit comments on the following Pacific Exchange, Inc. (PCX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Note: Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
PCX File Number List for 2005
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-PCX-2005-132 |
| 34-53045 |
Dec. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due: January 27, 2006
Comments received are available for this notice.
|
SR-PCX-2005-139 |
| 34-53034 |
Dec. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc.
Comments due: January 26, 2006
|
SR-PCX-2005-140 |
| 34-52995 |
Dec. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the NASD PCX Agreement
Comments due: January 19, 2006
|
SR-PCX-2005-137 |
| 34-52986 |
Dec. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Expand its $2.50 Strike Price Program
Comments due: January 18, 2006
|
SR-PCX-2005-102 |
| 34-52955 |
Dec. 14, 2005 |
Notice of Filing of a Proposed Rule Change Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System
Comments due: January 11, 2006
See also: Order: Rel. No. 34-53221
|
SR-PCX-2005-127 |
| 34-52935 |
Dec. 9, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: January 10, 2006
|
SR-PCX-2005-128 |
| 34-52927 |
Dec. 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Hours Certain Vanguard International Equity Index Funds Are Eligible to Trade on the Archipelago Exchange
Comments due: January 5, 2006
|
SR-PCX-2005-79 |
| 34-52923 |
Dec. 7, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 2 and 3 Relating to Generic Listing Standards for Options on Narrow-Based and Micro Narrow-Based Indexes
Comments due: January 5, 2006
|
SR-PCX-2005-112 |
| 34-52920 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due: January 4, 2006
|
SR-PCX-2005-113 |
| 34-52918 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program
Comments due: January 4, 2006
|
SR-PCX-2005-129 |
| 34-52911 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Approval of Securities that Underlie Options Traded on the Exchange
Comments due: January 4, 2006
|
SR-PCX-2005-87 |
| 34-52898 |
Dec. 6, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process
Comments due: January 3, 2006
See also: Order: Rel. No. 34-53117
|
SR-PCX-2005-130 |
| 34-52882 |
Dec. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Transaction Credits for Round Lots of Certain Listed Securities
Comments due: January 3, 2006
|
SR-PCX-2005-56 |
| 34-52827 |
Nov. 23, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Directed Order Process and the Establishment of Designated Market Makers and Lead Market Makers
Comments due: December 22, 2005
See also: Notice: Rel. No. 34-52566
|
SR-PCX-2005-85 |
| 34-52814 |
Nov. 21, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
See also: Notice: Rel. No. 34-52542
|
SR-PCX-2005-125 |
| 34-52811 |
Nov. 21, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend Certain Exceptions from the Voting and Ownership Limitations in the Certificate of Incorporation of PCX Holdings, Inc.
Comments due: December 20, 2005
|
SR-PCX-2005-108 |
| 34-52809 |
Nov. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Investment Company Units and Dissemination of Intraday Optimized Portfolio Value
Comments due: December 20, 2005
|
SR-PCX-2005-88 |
| 34-52806 |
Nov. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Dissemination of Index Values
Comments due: December 19, 2005
|
SR-PCX-2005-119 |
| 34-52769 |
Nov. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Regarding Clearly Erroneous Executions
Comments due: December 9, 2005
|
SR-PCX-2005-98 |
| 34-52732 |
Nov. 3, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend the Minor Rule Plan and Recommended Fine Schedule in Connection with Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access
See also: Notice: Rel. No. 34-52523
|
SR-PCX-2005-120 |
| 34-52720 |
Nov. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers
Comments due: December 5, 2005
|
SR-PCX-2005-73 |
| 34-52719 |
Nov. 2, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service on the Archipelago Exchange
See also: Notice: Rel. No. 34-52472
|
SR-PCX-2005-76 |
| 34-52676 |
Oct. 25, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement
Comments due: November 22, 2005
|
SR-PCX-2005-75 |
| 34-52675 |
Oct. 25, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement
Comments due: November 22, 2005
|
SR-PCX-2005-121 |
| 34-52672 |
Oct. 25, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to its Current Revenue Sharing Program an Opportunity to Share in ETP Operating Revenue for Cross Orders in Tape C Securities
Comments due: November 25, 2005
|
SR-PCX-2005-104 |
| 34-52657 |
Oct. 24, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-Amex-2005-047; SR-BSE-2005-39; SR-CBOE-2005-68; SR-ISE-2005-42; SR-Phlx-2005-27
See also: Notice: Rel. No. 34-52427
|
SR-PCX-2005-111 |
| 34-52634 |
Oct. 19, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due: November 15, 2005
|
SR-PCX-2005-56 |
| 34-52566 |
Oct. 5, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process
Comments due: November 3, 2005
See also: Order: Rel. No. 34-52827
|
SR-PCX-2005-107 |
| 34-52561 |
Oct. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Regarding Lead Market Maker’s Guaranteed Participation in Trades Executed by Public Outcry
Comments due: November 2, 2005
|
| Third Quarter |
SR-PCX-2005-85 |
| 34-52542 |
Sep. 30, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
Comments due: October 28, 2005
See also: Order: Rel. No. 34-52814
|
SR-PCX-2005-98 |
| 34-52523 |
Sep. 28, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection with Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access
Comments due: October 25, 2005
See also: Order: Rel. No. 34-52732
|
SR-PCX-2005-106 |
| 34-52513 |
Sep. 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Rescinding Pilot Rules Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration and Section 1281.92 of the California Code of Civil Procedure
Comments due: October 25, 2005
|
SR-PCX-2005-19 |
| 34-52502 |
Sep. 23, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees
See also: Notice: Rel. No. 34-52225
|
SR-PCX-2005-90 |
| 34-52497 |
Sep. 22, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change to Amend the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules, and the Bylaws of Archipelago Holdings, Inc. in Relation to the Acquisition of PCX Holdings by Archipelago Holdings
Comments due: October 20, 2005
See also: Notice: Rel. No. 34-52249
Comments received are available for this notice.
Additional Materials:
|
SR-PCX-2005-73 |
| 34-52472 |
Sep. 20, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service
Comments due: October 19, 2005
See also: Order: Rel. No. 34-52719
|
SR-PCX-2005-53 |
| 34-52436 |
Sep. 14, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Create a New Order Type—Passive Liquidity Orders—for use in the ArcaEx Trading Facility of the PCX
Comments due: October 12, 2005
See also: Order: Rel. No. 34-54511
Comments received are available for this notice.
|
SR-PCX-2005-104 |
| 34-52427 |
Sep. 14, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary Principal Acting as Agent Orders Pursuant to the Linkage Plan
Comments due: October 11, 2005
See also: Order: Rel. No. 34-52657
|
SR-PCX-2005-59 |
| 34-52417 |
Sep. 13, 2005 |
Order Approving a Proposed Rule Change and Amendments No. 1 and 3 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
See also: Notice: Rel. No. 34-52206
|
SR-PCX-2005-103 |
| 34-52390 |
Sep. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due: October 5, 2005
|
SR-PCX-2005-99 |
| 34-52373 |
Sep. 1, 2005 |
Notice of Filing and Immediate Approval of Proposed Rule Changes Relating to Direct Communication between Parties and Arbitrators
Comments due: September 29, 2005
|
SR-PCX-2005-68 |
| 34-52371 |
Aug. 31, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Modify Rate Schedule Retroactively to January 1, 2002 to Cap the Fees on Multiple Options Issues Transfers
See also: Notice: Rel. No. 34-52090
|
SR-PCX-2005-101 |
| 34-52366 |
Aug. 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Applicable to Option Strategy Executions until March 1, 2006
Comments due: September 30, 2005
|
SR-PCX-2005-58 |
| 34-52361 |
Aug. 30, 2005 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction
See also: Notice: Rel. No. 34-52103
|
SR-PCX-2005-92 |
| 34-52351 |
Aug. 26, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Complex Orders
Comments due: September 23, 2005
|
SR-PCX-2005-61 |
| 34-52345 |
Aug. 26, 2005 |
Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimis Exception to the 80/20 Test
See also: Notice: Rel. No. 34-52070
|
SR-PCX-2005-93 |
| 34-52315 |
Aug. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due: September 19, 2005
|
SR-PCX-2005-95 |
| 34-52263 |
Aug. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due: September 12, 2005
|
SR-PCX-2005-16 |
| 34-52253 |
Aug. 15, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend its Market Data Rebate Program to Allow Equity Trading Permit Holders to Receive Rebates on an Estimated Basis
See also: Notice: Rel. No. 34-51990
|
SR-PCX-2005-90 |
| 34-52249 |
Aug. 12, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules and Bylaws of Archipelago Holdings, Inc.
Comments due: September 8, 2005
See also: Order: Rel. No. 34-52497
Comments received are available for this notice.
Additional Materials:
|
SR-PCX-2005-91 |
| 34-52243 |
Aug. 11, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Continuing Education Regulatory Element Requirement
Comments due: September 12, 2005
|
SR-PCX-2005-31 |
| 34-52241 |
Aug. 11, 2005 |
Order Approving a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto to Permit Lead Market Makers to Operate Remotely
See also: Notice: Rel. No. 34-51937
|
SR-PCX-2005-89 |
| 34-52238 |
Aug. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Fee
Comments due: September 7, 2005
|
SR-PCX-2005-19 |
| 34-52225 |
Aug. 8, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees
Comments due: September 6, 2005
See also: Order Rel. No. 34-52502
|
SR-PCX-2005-74 |
| 34-52221 |
Aug. 8, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto to Trade Shares of Certain Vanguard International Equity Index Funds Pursuant to Unlisted Trading Privileges
Comments due: September 6, 2005
|
SR-PCX-2005-59 |
| 34-52206 |
Aug. 4, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due: September 1, 2005
See also: Order: Rel. No. 34-52417
|
SR-PCX-2005-63 |
| 34-52204 |
Aug. 3, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
Comments due: August 31, 2005
|
SR-PCX-2005-80 |
| 34-52165 |
Jul. 29, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Continuing Education Regulatory Element Requirement
Comments due: August 26, 2005
|
SR-PCX-2005-86 |
| 34-52151 |
Jul. 28, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due: August 24, 2005
|
SR-PCX-2005-72 |
| 34-52109 |
Jul. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Q Orders
Comments due: August 22, 2005
|
SR-PCX-2005-58 |
| 34-52103 |
Jul. 21, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction
Comments due: August 19, 2005
See also: Order: Rel. No. 34-52361
|
SR-PCX-2005-68 |
| 34-52090 |
Jul. 20, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Rate Schedule Retroactively to January 1, 2002 to Cap the Fees on Multiple Options Issues Transfers
Comments due: August 17, 2005
See also: Order: Rel. No. 34-52371
|
SR-PCX-2005-67 |
| 34-52083 |
Jul. 20, 2005 |
Order Approving Proposed Rule Change Relating to Exchange Fees and Charges
See also: Notice: Rel. No. 34-51795
|
SR-PCX-2005-61 |
| 34-52070 |
Jul. 20, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimus Exception to the 80/20 Test
Comments due: August 17, 2005
See also: Order: Rel. No. 34-52345
|
SR-PCX-2005-71 |
| 34-52060 |
Jul. 19, 2005 |
Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System
See also: Notice: Rel. No. 34-51885
|
SR-PCX-2005-82 |
| 34-52024 |
Jul. 13, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: August 10, 2005
|
SR-PCX-2005-32 |
| 34-52013 |
Jul. 12, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade One Week Option Series
Comments due: August 9, 2005
|
SR-PCX-2005-78 |
| 34-52008 |
Jul. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Obvious Error Rule for Equity Options
Comments due: August 5, 2005
|
SR-PCX-2005-16 |
| 34-51990 |
Jul. 7, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Market Data Rebate Program to Allow Equity Trading Permit Holders to Receive Rebates on an Estimated Basis
Comments due: August 4, 2005
See also: Order: Rel. No. 34-52253
|
SR-PCX-2005-84 |
| 34-51972 |
Jul. 5, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Securities in Subpenny Increments
Comments due: August 1, 2005
|
| Second Quarter |
SR-PCX-2005-31 |
| 34-51937 |
Jun. 29, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto to Permit Lead Market Makers to Operate from a Remote Location
Comments due: July 27, 2005
See also: Order: Rel. No. 34-52241
|
SR-PCX-2005-71 |
| 34-51885 |
Jun. 20, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System
See also: Order: Rel. No. 34-52060
|
SR-PCX-2005-27 |
| 34-51799 |
Jun. 7, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange’s Calculation of the National Best Bid or Offer When Another Market Is Disconnected from the Intermarket Option Linkage
See also: Notice: Rel. No. 34-51627
|
SR-PCX-2005-67 |
| 34-51795 |
Jun. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
See also: Order: Rel. No. 34-52083
|
SR-PCX-2005-22 |
| 34-51791 |
Jun. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of a Third Party to Maintain a Member’s Books and Records
Comments due: July 5, 2005
|
SR-PCX-2005-70 |
| 34-51788 |
Jun. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Correct a Typographical Error in its Schedule of Fees and Charges
Comments due: July 5, 2005
|
SR-PCX-2005-65 |
| 34-51787 |
Jun. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due: July 5, 2005
|
SR-PCX-2005-69 |
| 34-51767 |
May 31, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: June 28, 2005
|
SR-PCX-2005-34 |
| 34-51752 |
May 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to ETP Holders Borrowing from or Lending to Their Customers
Comments due: June 28, 2005
|
SR-PCX-2005-33 |
| 34-51751 |
May 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to OTP Holders and OTP Firms Borrowing from or Lending to Their Customers
Comments due: June 28, 2005
|
SR-PCX-2005-64 |
| 34-51740 |
May 25, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to the Market Maker Risk Limitation Mechanism
Comments due: June 24, 2005
|
SR-PCX-2005-57 |
| 34-51728 |
May 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Delay of Implementation Date of Revisions to the Series 4 Examination Program
Comments due: June 24, 2005
|
SR-PCX-2005-51 |
| 34-51727 |
May 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due: June 24, 2005
|
SR-PCX-2005-52 |
| 34-51723 |
May 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Making Certain Administrative Changes to the PCX Rules
Comments due: June 21, 2005
|
SR-PCX-2005-50 |
| 34-51696 |
May 13, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Pilot Rule Extension of a Waiver of California Arbitrator Disclosure Standards
Comments due: June 10, 2005
|
SR-PCX-2005-62 |
| 34-51672 |
May 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: June 7, 2005
|
SR-PCX-2004-72 |
| 34-51667 |
May 9, 2005 |
Order Granting Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Clearly Erroneous Executions on the Archipelago Exchange
Comments due: June 3, 2005
See also: Notice: Rel. No. 34-51280
|
SR-PCX-2005-47 |
| 34-51645 |
May 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Exchange Fees and Charges
Comments due: May 31, 2005
|
SR-PCX-2005-49 |
| 34-51641 |
May 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: May 27, 2005
|
SR-PCX-2004-65 |
| 34-51637 |
Apr. 29, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Deletion of Obsolete or Unnecessary Rules
See also: Notice: Rel. No. 34-51392
|
SR-PCX-2005-27 |
| 34-51627 |
Apr. 28, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Options Linkage
See also: Order: Rel. No. 34-51799
|
SR-PCX-2005-48 |
| 34-51608 |
Apr. 26, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise PCX Rule 6.88 to Eliminate the Prohibition on Computer Generated Orders
Comments due: May 23, 2005
|
SR-PCX-2005-38 |
| 34-51601 |
Apr. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Corporate Governance Standards for Listed Companies
Comments due: May 23, 2005
|
SR-PCX-2005-36 |
| 34-51580 |
Apr. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Arbitration Fees
Comments due: May 18, 2005
|
SR-PCX-2005-35 |
| 34-51576 |
Apr. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the SizeQuote Mechanism for the Execution of Large-Sized Orders in Open Outcry
Comments due: May 17, 2005
|
SR-PCX-2005-37 |
| 34-51519 |
Apr. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adjusting the Implementation Date of Previously Adopted PCXE Listing Fees for Exchange-Traded Funds and Closed-End Funds
Comments due: May 9, 2005
|
SR-PCX-2004-124 |
| 34-51512 |
Apr. 8, 2005 |
Order Approving Order Approving Proposed Rule Change and Amendments Nos. 1, 2, and 3 by the Pacific Exchange, Inc. Relating to Adjournments of a Hearing Within Three Business Days of a Scheduled Hearing Session
See also: Notice: Rel. No. 34-51296
|
| First Quarter |
SR-PCX-2005-26 |
| 34-51401 |
Mar. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers’ Ability to be Reappointed Options Issues
Comments due: April 15, 2005
|
SR-PCX-2005-11 |
| 34-51399 |
Mar. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring Electronic Filing of Form U4 and Form U5 by ETP Holders through the CRD
Comments due: April 18, 2005
|
SR-PCX-2005-10 |
| 34-51398 |
Mar. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms through the CRD
Comments due: April 18, 2005
|
SR-PCX-2004-65 |
| 34-51392 |
Mar. 17, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Deletion of Obsolete or Unnecessary Rules
Comments due: April 14, 2005
See also: Order: Rel. No. 34-51637
|
SR-PCX-2005-17 |
| 34-51389 |
Mar. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to the Bylaws of PCX Holdings, Inc.
See also: Order: Rel. No. 34-51637
|
SR-PCX-2005-29 |
| 34-51380 |
Mar. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Q Orders
Comments due: April 12, 2005
|
SR-PCX-2005-14 |
| 34-51369 |
Mar. 14, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Arbitration Fees
Comments due: April 11, 2005
|
SR-PCX-2005-15 |
| 34-51360 |
Mar. 11, 2005 |
Order Granting Approval of Proposed Rule Change Relating to Primary Only Orders
See also: Notice: Rel. No. 34-51125
|
SR-PCX-2005-25 |
| 34-51318 |
Mar. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Split Price Priority
Comments due: April 1, 2005
|
SR-PCX-2005-24 |
| 34-51300 |
Mar. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCXE Rules 4.5 and 6.18(d), Relating to Compliance Date for the Series 24 and Series 27 Examination Requirements for ETP Holders
Comments due: March 30, 2005
|
SR-PCX-2004-124 |
| 34-51296 |
Mar. 2, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Relating to Adjournments of a Hearing Within Three Business Days of a Scheduled Hearing Session
See also: Order: Rel. No. 34-51512
|
SR-PCX-2003-55 |
| 34-51286 |
Mar. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Position Limits and Exercise Limits
Comments due: March 29, 2005
|
SR-PCX-2005-21 |
| 34-51281 |
Mar. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Deletion of Certain Obsolete or Unnecessary Rules
Comments due: March 29, 2005
|
SR-PCX-2004-72 |
| 34-51280 |
Mar. 1, 2005 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 thereto Relating to Clearly Erroneous Executions on the Archipelago Exchange
Comments due: March 29, 2005
See also: Order: Rel. No. 34-51667
|
SR-PCX-2004-117 |
| 34-51245 |
Feb. 23, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. to Trade the streetTRACKS® Gold Shares Pursuant to Unlisted Trading Privileges
Comments due: March 25, 2005
|
SR-PCX-2004-130 |
| 34-51243 |
Feb. 23, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Fees for Late FOCD Forms
Comments due: March 22, 2005
|
SR-PCX-2004-131 |
| 34-51242 |
Feb. 23, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to FOCD Forms Due Date
Comments due: March 23, 2005
|
SR-PCX-2005-18 |
| 34-51228 |
Feb. 18, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCX Rules 6.33 and 6.44, Amending Procedural Requirements for the PCX Market Maker and Floor Broker Examinations
Comments due: March 18, 2005
|
SR-PCX-2005-12 |
| 34-51195 |
Feb. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due: March 11, 2005
|
SR-PCX-2004-129 |
| 34-51184 |
Feb. 10, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Minimum Price Improvement Standards
Comments due: March 10, 2005
|
SR-PCX-2005-02 |
| 34-51145 |
Feb. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Cleanup Order Administrative Change
Comments due: March 4, 2005
|
SR-PCX-2005-15 |
| 34-51125 |
Feb. 2, 2005 |
Notice of Filing of Proposed Rule Change Relating to Primary Only Orders
See also: Order: Rel. No. 34-51360
|
SR-PCX-2005-07 |
| 34-51118 |
Feb. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the OptiMark System
Comments due: February 28, 2005
|
SR-PCX-2005-08 |
| 34-51113 |
Jan. 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Revision and Extension of a Limitation on Trade Through Liability at the End of the Options Trading Day Pilot Program
Comments due: February 28, 2005
|
SR-PCX-2004-118 |
| 34-51102 |
Jan. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Arbitration Fees
Comments due: February 25, 2005
|
SR-PCX-2004-43 |
| 34-51094 |
Jan. 28, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to a Proposed Listing Fee Schedule for Structured Products
Comments due: February 28, 2005
See also: Notice: Rel. No. 34-50448
|
SR-PCX-2004-125 |
| 34-51076 |
Jan. 25, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Fees and Charges
Comments due: February 22, 2005
|
SR-PCX-2004-132 |
| 34-51067 |
Jan. 21, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading, Either by Listing or Pursuant to Unlisted Trading Privileges, Commodity-Based Trust Shares and Trading, Pursuant to Unlisted Trading Privileges, iShares® COMEX Gold Trust
Comments due: February 17, 2005
|
SR-PCX-00-15 |
| 34-51061 |
Jan. 21, 2005 |
Order Approving a Proposed Rule Change and Amendments No. 1 and 2 thereto, and Notice of Filing and Granted Accelerated Approval to Amendments No. 3, 4, 5, 6 and 7 thereto To Require the Immediate Display of Customer Limit Orders
Comments due: February 18, 2005
|
SR-PCX-2005-03 |
| 34-51053 |
Jan. 18, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: February 18, 2005
|
SR-PCX-2004-58 |
| 34-51051 |
Jan. 18, 2005 |
Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Exchange’s Rules Under its Minor Rule Plan and Recommended Fine Schedule
See also: Notice: Rel. No. 34-50830
|
SR-PCX-2005-05 |
| 34-51044 |
Jan. 14, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Increase Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts
Comments due: February 14, 2005
|
SR-PCX-2004-96 |
| 34-51038 |
Jan. 14, 2005 |
Order Granting Approval to Proposed Rule Change To Amend PCXE Rule 4.5 To Require All Financial/Operations Principals of PCXE ETP Firms To Successfully Complete the Series 27 Examination and To Add PCXE Rule 6.18(d) To Require All Compliance Supervisors of PCXE ETP Firms To Successfully Complete the Series 24 Examination
See also: Notice: Rel. No. 34-50818
|
SR-PCX-2005-04 |
| 34-51022 |
Jan. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Electronic Order Capture System or Electronic Tablet Entry Requirements
Comments due: February 14, 2005
|
SR-PCX-2004-83 |
| 34-51014 |
Jan. 10, 2005 |
Order Approving Proposed Rule Change, and Amendment No. 1 Thereto Relating to Changing the Opening Time and the Commencement of the Opening Auction on the Archipelago Exchange
See also: Notice: Rel. No. 34-50756
|
SR-PCX-2004-122 |
| 34-50998 |
Jan. 7, 2005 |
Order Granting Accelerated Approval of Proposed Rule Change Relating to the Implementation of a New Order Audit Trail System
|
| PCX File Number List for 2005 |
| Release No. |
Date |
Details |
SR-PCX-2005-141 |
| 34-53338 |
Feb. 21, 2006 |
Order Approving Proposed Rule Change Relating to Modifications to the Archipelago Exchange’s Closing Auction
|
| 34-53096 |
Jan. 11, 2006 |
Notice of Filing of Proposed Rule Change Relating to Modifications to Archipelago Exchange’s Closing Auction
Comments due: February 9, 2006
|
SR-PCX-2005-140 |
| 34-52995 |
Dec. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the NASD PCX Agreement
Comments due: January 19, 2006
|
SR-PCX-2005-139 |
| 34-53034 |
Dec. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc.
Comments due: January 26, 2006
|
SR-PCX-2005-138 |
| 34-53249 |
Feb. 7, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the PCX's Rules Governing the Hours of Trading in Equity Options
Comments due: March 8, 2006
|
SR-PCX-2005-137 |
| 34-52986 |
Dec. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Expand its $2.50 Strike Price Program
Comments due: January 18, 2006
|
SR-PCX-2005-136 |
| 34-53165 |
Jan. 22, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due: February 21, 2006
|
SR-PCX-2005-135 |
| 34-53384 |
Feb. 27, 2006 |
Order Approving Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
|
| 34-53133 |
Jan. 17, 2006 |
Notice of Filing of Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
Comments due: February 13, 2006
|
SR-PCX-2005-134 |
| 34-53383 |
Feb. 27, 2006 |
Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc.
Comments due: March 27, 2006
|
| 34-53077 |
Jan. 9, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc.
Comments due: February 2, 2006
Additional Materials:
Exhibit 5.A - Resolutions Adopted at the October 20, 2005 Regular Meeting of the Board of Directors of Archipelago Holdings, Inc.
Exhibit 5.B - Proposed PCX Rules
Exhibit 5.C - Proposed PCXE Rules
Comments received are available for this notice.
|
SR-PCX-2005-132 |
| 34-53045 |
Dec. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due: January 27, 2006
Comments received are available for this notice.
|
SR-PCX-2005-130 |
| 34-52882 |
Dec. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Transaction Credits for Round Lots of Certain Listed Securities
Comments due: January 3, 2006
|
SR-PCX-2005-129 |
| 34-52911 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Approval of Securities that Underlie Options Traded on the Exchange
Comments due: January 4, 2006
|
SR-PCX-2005-128 |
| 34-52927 |
Dec. 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Hours Certain Vanguard International Equity Index Funds Are Eligible to Trade on the Archipelago Exchange
Comments due: January 5, 2006
|
SR-PCX-2005-127 |
| 34-52935 |
Dec. 9, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: January 10, 2006
|
SR-PCX-2005-125 |
| 34-52811 |
Nov. 21, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend Certain Exceptions from the Voting and Ownership Limitations in the Certificate of Incorporation of PCX Holdings, Inc.
Comments due: December 20, 2005
|
SR-PCX-2005-123 |
| 34-53253 |
Feb. 8, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Currency Trust Shares
Comments due: March 8, 2006
|
SR-PCX-2005-122 |
| 34-53690 |
Apr. 20, 2006 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due: 21 days after publication in the Federal Register
|
| 34-53497 |
Mar. 16, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due: April 13, 2006
|
SR-PCX-2005-121 |
| 34-52672 |
Oct. 25, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to its Current Revenue Sharing Program an Opportunity to Share in ETP Operating Revenue for Cross Orders in Tape C Securities
Comments due: November 25, 2005
|
SR-PCX-2005-120 |
| 34-52720 |
Nov. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers
Comments due: December 5, 2005
|
SR-PCX-2005-119 |
| 34-52769 |
Nov. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Regarding Clearly Erroneous Executions
Comments due: December 9, 2005
|
SR-PCX-2005-117 |
| 34-53520 |
Mar. 20, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of Shares of the iShares® Silver Trust Pursuant to Unlisted Trading Privileges
Comments due: April 14, 2006
|
SR-PCX-2005-116 |
| 34-53230 |
Feb. 6, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to List and Trade Shares of the iShares MSCI Australia Index Fund, iShares MSCI Austria Index Fund, iShares MSCI Canada Index Fund, iShares MSCI EMU Index Fund, iShares MSCI Germany Index Fund, and iShares MSCI Mexico Index Fund
Comments due: March 6, 2006
|
SR-PCX-2005-115 |
| 34-54045 |
Jun. 26, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Partial Accelerated Approval Relating to Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due: July 24, 2006
|
| 34-54026 |
Jun. 21, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating and Order Granting Partial Accelerated Approval to Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due: July 19, 2006
|
SR-PCX-2005-113 |
| 34-52918 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program
Comments due: January 4, 2006
|
SR-PCX-2005-112 |
| 34-52920 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due: January 4, 2006
|
SR-PCX-2005-111 |
| 34-52634 |
Oct. 19, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due: November 15, 2005
|
SR-PCX-2005-108 |
| 34-52809 |
Nov. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Investment Company Units and Dissemination of Intraday Optimized Portfolio Value
Comments due: December 20, 2005
|
SR-PCX-2005-107 |
| 34-52561 |
Oct. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Regarding Lead Market Maker’s Guaranteed Participation in Trades Executed by Public Outcry
Comments due: November 2, 2005
|
SR-PCX-2005-106 |
| 34-52513 |
Sep. 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Rescinding Pilot Rules Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration and Section 1281.92 of the California Code of Civil Procedure
Comments due: October 25, 2005
|
SR-PCX-2005-104 |
| 34-52657 |
Oct. 24, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-Amex-2005-047; SR-BSE-2005-39; SR-CBOE-2005-68; SR-ISE-2005-42; SR-Phlx-2005-27
|
| 34-52427 |
Sep. 14, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary Principal Acting as Agent Orders Pursuant to the Linkage Plan
Comments due: October 11, 2005
|
SR-PCX-2005-103 |
| 34-52390 |
Sep. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due: October 5, 2005
|
SR-PCX-2005-102 |
| 34-53221 |
Feb. 3, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System and Order Book Officials
|
| 34-52955 |
Dec. 14, 2005 |
Notice of Filing of a Proposed Rule Change Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System
Comments due: January 11, 2006
|
SR-PCX-2005-101 |
| 34-52366 |
Aug. 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Applicable to Option Strategy Executions until March 1, 2006
Comments due: September 30, 2005
|
SR-PCX-2005-99 |
| 34-52373 |
Sep. 1, 2005 |
Notice of Filing and Immediate Approval of Proposed Rule Changes Relating to Direct Communication between Parties and Arbitrators
Comments due: September 29, 2005
|
SR-PCX-2005-98 |
| 34-52732 |
Nov. 3, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend the Minor Rule Plan and Recommended Fine Schedule in Connection with Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access
|
| 34-52523 |
Sep. 28, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection with Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access
Comments due: October 25, 2005
|
SR-PCX-2005-97 |
| 34-54283 |
Aug. 8, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
|
| 34-54079 |
Jun. 30, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
Comments due: July 31, 2006
|
SR-PCX-2005-95 |
| 34-52263 |
Aug. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due: September 12, 2005
|
SR-PCX-2005-93 |
| 34-52315 |
Aug. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due: September 19, 2005
|
SR-PCX-2005-92 |
| 34-52351 |
Aug. 26, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Complex Orders
Comments due: September 23, 2005
|
SR-PCX-2005-91 |
| 34-52243 |
Aug. 11, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Continuing Education Regulatory Element Requirement
Comments due: September 12, 2005
|
SR-PCX-2005-90 |
| 34-52497 |
Sep. 22, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change to Amend the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules, and the Bylaws of Archipelago Holdings, Inc. in Relation to the Acquisition of PCX Holdings by Archipelago Holdings
Comments due: October 20, 2005
Additional Materials: Amendment No. 2
|
| 34-52249 |
Aug. 12, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules and Bylaws of Archipelago Holdings, Inc.
Comments due: September 8, 2005
Comments received are available for this notice.
Additional Materials:
|
SR-PCX-2005-89 |
| 34-52238 |
Aug. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Fee
Comments due: September 7, 2005
|
SR-PCX-2005-88 |
| 34-52806 |
Nov. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Dissemination of Index Values
Comments due: December 19, 2005
|
SR-PCX-2005-87 |
| 34-53117 |
Jan. 13, 2006 |
Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process
|
| 34-52898 |
Dec. 6, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process
Comments due: January 3, 2006
|
SR-PCX-2005-86 |
| 34-52151 |
Jul. 28, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due: August 24, 2005
|
SR-PCX-2005-85 |
| 34-52814 |
Nov. 21, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
Comments due: 21 days after publication in the Federal Register
|
| 34-52542 |
Sep. 30, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
Comments due: October 28, 2005
|
SR-PCX-2005-84 |
| 34-51972 |
Jul. 5, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Securities in Subpenny Increments
Comments due: August 1, 2005
|
SR-PCX-2005-82 |
| 34-52024 |
Jul. 13, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: August 10, 2005
|
SR-PCX-2005-80 |
| 34-52165 |
Jul. 29, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Continuing Education Regulatory Element Requirement
Comments due: August 26, 2005
|
SR-PCX-2005-79 |
| 34-52923 |
Dec. 7, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 2 and 3 Relating to Generic Listing Standards for Options on Narrow-Based and Micro Narrow-Based Indexes
Comments due: January 5, 2006
|
SR-PCX-2005-78 |
| 34-52008 |
Jul. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Obvious Error Rule for Equity Options
Comments due: August 5, 2005
|
SR-PCX-2005-76 |
| 34-52676 |
Oct. 25, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement
Comments due: November 22, 2005
|
SR-PCX-2005-75 |
| 34-52675 |
Oct. 25, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement
Comments due: November 22, 2005
|
SR-PCX-2005-74 |
| 34-52221 |
Aug. 8, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto to Trade Shares of Certain Vanguard International Equity Index Funds Pursuant to Unlisted Trading Privileges
Comments due: September 6, 2005
|
SR-PCX-2005-73 |
| 34-52719 |
Nov. 2, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service on the Archipelago Exchange
|
| 34-52472 |
Sep. 20, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service
Comments due: October 19, 2005
|
SR-PCX-2005-72 |
| 34-52109 |
Jul. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Q Orders
Comments due: August 22, 2005
|
SR-PCX-2005-71 |
| 34-52060 |
Jul. 19, 2005 |
Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System
|
| 34-51885 |
Jun. 20, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System
Comments due: July 18, 2005
|
SR-PCX-2005-70 |
| 34-51788 |
Jun. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Correct a Typographical Error in its Schedule of Fees and Charges
Comments due: July 5, 2005
|
SR-PCX-2005-69 |
| 34-51767 |
May 31, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: June 28, 2005
|
SR-PCX-2005-68 |
| 34-52371 |
Aug. 31, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Modify Rate Schedule Retroactively to January 1, 2002 to Cap the Fees on Multiple Options Issues Transfers
|
| 34-52090 |
Jul. 20, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Rate Schedule Retroactively to January 1, 2002 to Cap the Fees on Multiple Options Issues Transfers
Comments due: August 17, 2005
|
SR-PCX-2005-67 |
| 34-52083 |
Jul. 20, 2005 |
Order Approving Proposed Rule Change Relating to Exchange Fees and Charges
|
| 34-51795 |
Jun. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: July 5, 2005
|
SR-PCX-2005-65 |
| 34-51787 |
Jun. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due: July 5, 2005
|
SR-PCX-2005-64 |
| 34-51740 |
May 25, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to the Market Maker Risk Limitation Mechanism
Comments due: June 24, 2005
|
SR-PCX-2005-63 |
| 34-52204 |
Aug. 3, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
Comments due: August 31, 2005
|
SR-PCX-2005-62 |
| 34-51672 |
May 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: June 7, 2005
|
SR-PCX-2005-61 |
| 34-52345 |
Aug. 26, 2005 |
Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimis Exception to the 80/20 Test
|
| 34-52070 |
Jul. 20, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimus Exception to the 80/20 Test
Comments due: August 17, 2005
|
SR-PCX-2005-59 |
| 34-52417 |
Sep. 13, 2005 |
Order Approving a Proposed Rule Change and Amendments No. 1 and 3 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
|
| 34-52206 |
Aug. 4, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due: September 1, 2005
|
SR-PCX-2005-58 |
| 34-52361 |
Aug. 30, 2005 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction
|
| 34-52103 |
Jul. 21, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction
Comments due: August 19, 2005
|
SR-PCX-2005-57 |
| 34-51728 |
May 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Delay of Implementation Date of Revisions to the Series 4 Examination Program
Comments due: June 24, 2005
|
SR-PCX-2005-56 |
| 34-52827 |
Nov. 23, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Directed Order Process and the Establishment of Designated Market Makers and Lead Market Makers
Comments due: December 22, 2005
|
| 34-52566 |
Oct. 5, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process
Comments due: November 3, 2005
|
SR-PCX-2005-54 |
| 34-54282 |
Aug. 8, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
|
| 34-54078 |
Jun. 30, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
Comments due: July 31, 2006
|
SR-PCX-2005-53 |
| 34-54511 |
Sep. 26, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 to Create a New Order Type—Passive Liquidity Orders—for use on NYSE Arca Marketplace
Comments due: October 24, 2006
Comments received are available for this notice.
|
| 34-52436 |
Sep. 14, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Create a New Order Type—Passive Liquidity Orders—for use in the ArcaEx Trading Facility of the PCX
Comments due: October 11, 2005
Comments received are available for this notice.
|
SR-PCX-2005-52 |
| 34-51723 |
May 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Making Certain Administrative Changes to the PCX Rules
Comments due: June 21, 2005
|
SR-PCX-2005-51 |
| 34-51727 |
May 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due: June 24, 2005
|
SR-PCX-2005-50 |
| 34-51696 |
May 13, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Pilot Rule Extension of a Waiver of California Arbitrator Disclosure Standards
Comments due: June 10, 2005
|
SR-PCX-2005-49 |
| 34-51641 |
May 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: May 27, 2005
|
SR-PCX-2005-48 |
| 34-51608 |
Apr. 26, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise PCX Rule 6.88 to Eliminate the Prohibition on Computer Generated Orders
Comments due: May 23, 2005
|
SR-PCX-2005-47 |
| 34-51645 |
May 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Exchange Fees and Charges
Comments due: May 31, 2005
|
SR-PCX-2005-38 |
| 34-51601 |
Apr. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Corporate Governance Standards for Listed Companies
Comments due: May 23, 2005
|
SR-PCX-2005-37 |
| 34-51519 |
Apr. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adjusting the Implementation Date of Previously Adopted PCXE Listing Fees for Exchange-Traded Funds and Closed-End Funds
Comments due: May 9, 2005
|
SR-PCX-2005-36 |
| 34-51580 |
Apr. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Arbitration Fees
Comments due: May 18, 2005
|
SR-PCX-2005-35 |
| 34-51576 |
Apr. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the SizeQuote Mechanism for the Execution of Large-Sized Orders in Open Outcry
Comments due: May 17, 2005
|
SR-PCX-2005-34 |
| 34-51752 |
May 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to ETP Holders Borrowing from or Lending to Their Customers
Comments due: June 28, 2005
|
SR-PCX-2005-33 |
| 34-51751 |
May 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to OTP Holders and OTP Firms Borrowing from or Lending to Their Customers
Comments due: June 28, 2005
|
SR-PCX-2005-32 |
| 34-52013 |
Jul. 12, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade One Week Option Series
Comments due: August 9, 2005
|
SR-PCX-2005-31 |
| 34-52241 |
Aug. 11, 2005 |
Order Approving a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto to Permit Lead Market Makers to Operate Remotely
|
| 34-51937 |
Jun. 29, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto to Permit Lead Market Makers to Operate from a Remote Location
Comments due: July 27, 2005
|
SR-PCX-2005-29 |
| 34-51380 |
Mar. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Q Orders
Comments due: April 12, 2005
|
SR-PCX-2005-27 |
| 34-51799 |
Jun. 7, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange’s Calculation of the National Best Bid or Offer When Another Market Is Disconnected from the Intermarket Option Linkage
|
| 34-51627 |
Apr. 28, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Options Linkage
Comments due: May 25, 2005
|
SR-PCX-2005-26 |
| 34-51401 |
Mar. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers’ Ability to be Reappointed Options Issues
Comments due: April 15, 2005
|
SR-PCX-2005-25 |
| 34-51318 |
Mar. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Split Price Priority
Comments due: April 1, 2005
|
SR-PCX-2005-24 |
| 34-51300 |
Mar. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCXE Rules 4.5 and 6.18(d), Relating to Compliance Date for the Series 24 and Series 27 Examination Requirements for ETP Holders
Comments due: March 30, 2005
|
SR-PCX-2005-22 |
| 34-51791 |
Jun. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of a Third Party to Maintain a Member’s Books and Records
Comments due: July 5, 2005
|
SR-PCX-2005-21 |
| 34-51281 |
Mar. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Deletion of Certain Obsolete or Unnecessary Rules
Comments due: March 29, 2005
|
SR-PCX-2005-19 |
| 34-52502 |
Sep. 23, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees
See also: Notice: Rel. No. 34-52225
|
| 34-52225 |
Aug. 8, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees
Comments due: September 6, 2006
|
SR-PCX-2005-18 |
| 34-51228 |
Feb. 18, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCX Rules 6.33 and 6.44, Amending Procedural Requirements for the PCX Market Maker and Floor Broker Examinations
Comments due: March 18, 2005
|
SR-PCX-2005-17 |
| 34-51389 |
Mar. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to the Bylaws of PCX Holdings, Inc.
Comments due: April 15, 2005
|
SR-PCX-2005-16 |
| 34-52253 |
Aug. 15, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend its Market Data Rebate Program to Allow Equity Trading Permit Holders to Receive Rebates on an Estimated Basis
|
| 34-51990 |
Jul. 7, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Market Data Rebate Program to Allow Equity Trading Permit Holders to Receive Rebates on an Estimated Basis
Comments due: August 4, 2005
|
SR-PCX-2005-15 |
| 34-51360 |
Mar. 11, 2005 |
Order Granting Approval of Proposed Rule Change Relating to Primary Only Orders
|
| 34-51125 |
Feb. 2, 2005 |
Notice of Filing of Proposed Rule Change Relating to Primary Only Orders
Comments due: March 2, 2005
|
SR-PCX-2005-14 |
| 34-51369 |
Mar. 14, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Arbitration Fees
Comments due: April 11, 2005
|
SR-PCX-2005-12 |
| 34-51195 |
Feb. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due: March 11, 2005
|
SR-PCX-2005-11 |
| 34-51399 |
Mar. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring Electronic Filing of Form U4 and Form U5 by ETP Holders through the CRD
Comments due: April 18, 2005
|
SR-PCX-2005-10 |
| 34-51398 |
Mar. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms through the CRD
Comments due: April 18, 2005
|
SR-PCX-2005-08 |
| 34-51113 |
Jan. 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Revision and Extension of a Limitation on Trade Through Liability at the End of the Options Trading Day Pilot Program
Comments due: February 28, 2005
|
SR-PCX-2005-07 |
| 34-51118 |
Feb. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the OptiMark System
Comments due: February 28, 2005
|
SR-PCX-2005-05 |
| 34-51044 |
Jan. 14, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Increase Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts
Comments due: February 14, 2005
|
SR-PCX-2005-04 |
| 34-51022 |
Jan. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Electronic Order Capture System or Electronic Tablet Entry Requirements
Comments due: February 14, 2005
|
SR-PCX-2005-03 |
| 34-51053 |
Jan. 18, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: February 18, 2005
|
SR-PCX-2005-02 |
| 34-51145 |
Feb. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Cleanup Order Administrative Change
Comments due: March 4, 2005
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http://www.sec.gov/rules/sro/pcx/pcxarchive/pcxarchive2005.shtml
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