You can search for an investment adviser firm on this website and view that
firm’s Form ADV. Investment advisers file Form ADV to register with the SEC
and/or the states. Form ADV contains information about an investment adviser
and its business operations. Form ADV also contains disclosure about certain
disciplinary events involving the adviser and its key personnel.

Click “Investment Adviser Search” on the left navigation panel to
begin your search.

Currently, you can only search for investment adviser firms on this website.
In the future, this website also will provide the ability to search for certain
personnel of investment adviser firms.

Are you having technical difficulties using the Investment Adviser
Public Disclosure site?

You can call 240-386-4848 for technical assistance.