August 2002
HRSA Care ACTION
The recent Institute of Medicine report Unequal Treatment: Confronting Racial and Ethnic Disparities in Health Care states that "racial and ethnic minorities tend to receive a lower quality of health care than nonminorities, even when access-related factors, such as patients' insurance status and income," are taken into account.1 The report cites studies finding that African Americans and Hispanics are less likely than whites "to receive appropriate cardiac medication, undergo coronary artery bypass surgery, and receive hemodialysis and kidney transplantation" and are more likely than whites "to receive a lower quality of basic clinical services, such as intensive care."2 According to Healthy People 2010, "current information about the biologic and genetic characteristics of African Americans, Hispanics, American Indians, Alaska Natives, Asians, Native Hawaiians, and Pacific Islanders does not explain the health disparities experienced by these groups compared with the white, non-Hispanic population in the United States. These disparities are believed to be the result of the complex interaction among genetic variations, environmental factors, and specific health behaviors."3 The report lists some troubling findings. Among them:
In light of the research on health disparities among different minority groups, it is not surprising that a recent survey by the Commonwealth Fund found that African Americans, Asian Americans, and Hispanics “are more likely than whites to experience difficulty communicating with their physician, to feel that they are treated with disrespect when receiving health care, to experience barriers to access to care such as lack of insurance or not having a regular doctor, and to feel they would receive better care if they were of a different race or ethnicity."4 The survey found that 27 percent of Asian Americans experience communication difficulties such as "not understanding the doctor, not feeling the doctor listened to them, or [having] questions for the doctor [that they] did not ask." Fewer than half of the Hispanics surveyed (45 percent), but 59 percent of whites, reported that they found it easy to understand information from their providers.
These findings and others like them are not news to people concerned with the care of individuals living with HIV disease. Study after study has demonstrated unequal access to care and poorer health outcomes among certain segments of the HIV-positive population. For example, analysis of data from the HIV Cost and Services Utilization Study revealed that compared with nonminorities, women and African Americans with HIV disease who are receiving care are less likely to receive antiretroviral therapy, protease inhibitors, and prophylaxis for pneumocystis pneumonia. These disparities remained even after adjusting for gender, age, education, and insurance coverage.5 Follow up in 1997 revealed improvements, but African Americans and Hispanics were still only about half as likely as whites to participate in HIV clinical trials or to get experimental medicines. Other minorities were also less likely than whites to get experimental treatment.6 Disparities in access to quality care extend beyond race and gender to segments of the population that are often marginalized. For example, HIV-infected injection drug users are less likely to receive antiretroviral therapy than non-drug users are.7 It follows that disparities in access to quality HIV care are related to disparities in survival, which have been reflected in AIDS mortality data for some time. 8 Eliminating disparities in health outcomes is a challenge. No single solution will remedy the problem because the problem has no single cause. The many barriers separating individuals from quality care include lack of health information; comorbidity involving other serious health problems, such as addiction and mental illness; attitudes about accessing health care; the shortage of health care providers; and poverty. Cultural competency is also a factor. Cultural differences between providers and patients affect the provider-patient relationship.9 How patients feel about the quality of that relationship is directly linked to patient satisfaction, adherence, and subsequent health outcomes."10,11,12 It has also been shown to influence whether patients continue to see a physician or even remain enrolled in a health care plan. If the cultural differences between patients and providers are not recognized, explored, and reflected in the medical encounter, patient health outcomes may suffer.13,14,15,16,17 Bridging cultural differences presents a challenge, however. One problem that both patients and providers bring to their interaction is that of biases, many of which are rooted in culture. For example, some patients may be uncomfortable dealing with providers of the opposite sex because of the gender roles prescribed in their culture. Some providers may be uncomfortable providing care to sexual minorities; likewise, some patients may be reluctant to go to providers who are sexual minorities. Culturally rooted biases of all kinds--whether they involve attitudes toward population groups or opinions about the utility of complementary and alternative therapies--can inhibit clear communication between the patient and provider and may lead to adverse health outcomes.
Culture and Health Culture can be thought of as an integrated pattern of learned beliefs and behaviors that are shared among a group of people. Beliefs and behaviors include styles of communication, ways of interacting, views on roles and relationships, values, practices, and customs.18,19 Culture shapes how we explain and value our world; it is the lens through which we give our world meaning.20 Many people may think of culture primarily in terms of their culture of origin\the environment and belief systems within which they were raised. Beyond cultures of origin, people are influenced by the many group cultures to which they belong. These can include kinship networks; ethnic, gender, or sexual orientation identity groups; religious affiliations; social classes; geographic regions; occupation; and disability.21 These variables influence us in many ways and are reflected in what we think about health care and the people who provide it.
Culture influences how people receive health education messages, perceptions about HIV risk, acceptability of risk-reduction strategies, negotiation of safer sex practices, and health-seeking behavior. For example, HIV prevention messages targeted to American adolescents are most effective when they are explicit and direct, but the same frank language will not work for all groups. Consider the influence of marianismo among some Hispanic women. The cultural aspects of marianismo make women subservient to men, and women often feel powerless to act without the consent of the men in their life. Marianismo can perpetuate stereotypical expectations of virginity and lack of sexual desire among many Hispanic women. Consequently, the idea of discussing their sexual practices and preferences with a clinic worker may intimidate some women so much that they will avoid seeking HIV information and testing. At the onset of the AIDS epidemic, negative stereotypes about homosexuality were sometimes manifested in provider attitudes. Some providers were uncomfortable treating men who have sex with men. Conversely, patients feared discussing their sexual behavior with their providers. Stories of the partners of dying men being prohibited from visiting intensive care wards were common. Cultural differences on both sides of the provider-patient relationship led to alienation from the medical system of people with HIV disease and feelings that providers were not sensitive to their patients’ needs. The idea that disease is caused by organisms that are invisible to the naked eye (i.e., "germs") may be a given for many people in the United States, but the idea is not necessarily understood and accepted in all cultures. In some Caribbean countries, for example, HIV disease is seen as a curse, and people known to have the disease are often ostracized. In many societies, traditional healing practices—which can include everything from prayers to herbal remedies to animal sacrifice—exist alongside, or instead of, traditional clinical medicine. Immigrants bring these practices and beliefs with them when they come to the United States, and even among second-generation families, the traditions may continue. Moreover, many people, regardless of culture of origin, have a generally poor understanding of disease causation, progression, and appropriate therapies, and spiritual, religious, and moral beliefs may play a role in their understanding of HIV and related matters. Providers must assess patients’ knowledge and belief systems and tailor their communication appropriately in order to develop trust as well as provide high-quality care. In the context of the HIV epidemic, motivating people to seek care is an important part of slowing the spread of HIV infection. Getting people into care and helping them stay in care over time requires sensitivity to cultural factors—or cultural competence.
What Is Cultural Competence? The literature provides many definitions of cultural competence. In 2001,the Office of Minority Health (OMH) of the U.S. Department of Health and Human Services published the National Standards for Culturally and Linguistically Appropriate Services in Health Care (available online at http://www.omhrc.gov/CLAS), known as the CLAS Standards, which defines cultural competence as
Culturally competent individuals and organizations are able to use their knowledge of the health-related beliefs and practices of clients to improve the quality of care they provide. Cultural competency is more than cultural sensitivity or awareness, however. Providers must possess knowledge of and respect for different cultural perspectives as well as skills that are used effectively in cross-cultural situations.23,24,25 From an organizational perspective, cultural competency refers to an ongoing commitment or institutionalization of appropriate practice and policies for diverse groups.26 Evidence of an agency’s cultural competence may include signs and notices that are in the languages spoken by the consumers, whether it is English, Spanish, or Creole. It may be the agency’s providers know that when using a translator, they should make eye contact with the patient, not the translator. It includes not relying on family members—often children—to translate, and instead using translators who have training in health sciences, not the first available administrative staff person. It means finding out whether a patient has consulted traditional healers and is taking herbal medications that could interfere with the effectiveness of prescribed drugs.
Creating Cultural Competence No universally effective approach to building cultural competency or creating a culturally competent workplace exists. The cultural competency literature is vast, and approaches to implementation tend to distinguish between organizations and the providers in an organization. Some programs have focused on structural changes, such as training bilingual and bicultural providers, instituting interpreter services, and developing culturally and linguistically specific materials and health care resources.27 In addition, the literature offers strong support for training providers to care for clients of different sociocultural backgrounds.28 A recent study of HIV-positive sexual minority males found that care seeking, utilization of HIV antiretroviral therapy, and adherence were associated with culturally competent providers.29 Cultural Competence and Quality of Care Improved quality of care is the outcome measure that indicates whether implementing training programs, policies, and culturally or linguistically appropriate standards makes a difference. A new trend in the literature suggests that using cultural competency in a focused or strategic way can be a helpful adjunct to the quality improvement process. For example, if a program wants to analyze patterns of broken appointments, it might examine variables such as age, gender, or race/ethnicity. If the analysis reveals that adolescents have the highest rate of broken appointments, the program can target specific strategies to this group. Does the clinic need to have weekend hours, when teens can more easily slip away from home? Would providing free transportation or reminder calls from caseworkers help? Does the provider reflect a youth-sensitive approach to the clinic’s client base? Many guidelines and tools to help providers move toward higher levels of cultural competence have been developed at the Federal level.
Culturally and Linguistically Appropriate Services in Health Care (CLAS) Standards OMH's CLAS Standards consist of 14 recommendations30 that can provide a blueprint for health care providers who want to create culturally competent organizations. The CLAS Standards are helpful if race, ethnicity, or language is the focus of efforts to improve cultural competence. Standards of care for the lesbian, gay, bisexual, and transgendered community; substance users; women; or the deaf are not as readily available, but a variety of publications offer guidance for care providers seeking to learn more about specific cultural groups. Many resources are available on the HIV/AIDS Bureau website at http://hab.hrsa.gov/ publications. HIV/AIDS Bureau Efforts Many programs funded through the Ryan White CARE Act are enrolled in HIVQUAL, a national project sponsored by the Ryan White Title III Program. The project is based on a model of quality improvement consultation that was developed in New York State, and its goal is to improve the quality of care delivered to people living with HIV. A software program developed through the project will analyze data for different subpopulation groups using variables including gender, race/ethnicity, exposure categories, age, viral load, CD4 count, and clinic site. Providers can use the data for different groups to assess the quality of care patients are receiving, raise their awareness of differential treatment of people from various cultures, and take corrective action, if necessary. For more information on the HIVQUAL Project, visit the HRSA/HAB website at http://hab.hrsa.gov/special/qualitycare.htm. Recent HRSA Initiatives The Provider’s Guide to Quality and Culture, a joint project of Management Sciences for Health and HRSA’s Bureau of Primary Health Care, is an interactive, Web-based resource for health care professionals who want to provide high-quality, culturally appropriate care. The guide helps health care providers examine their own cultural beliefs, attitudes, and biases and learn more about how cultural differences may influence clinical outcomes. It also offers an exercise that is geared to helping organizations get started with their efforts to improve cultural competence (see box). HRSA recently published Cultural Competence Works, a new tool to help health care professionals become more culturally and linguistically competent in delivering health care to individuals and families from diverse backgrounds The document developed from a national competition sponsored by HRSA’s Center for Health Services Financing and Managed Care, which identified HRSA-funded programs that respond creatively to the unique needs of a diverse clientele. Cultural Competence Works profiles the practices used to provide culturally competent care and describes an approach to cultural competency that is based on the following eight principles:
HRSA encourages providers to examine the strategies to see how they can be adapted to their own programs. Cultural Competence Works is available on the Web at http://www.hrsa.gov/financeMC/ftp/cultural-competence.pdf or through the HRSA Information Center at 1-888-ASK-HRSA. In many ways, the issue of cultural competence reflects the enormous tension between what health care actually is in the United States versus what patients would like it to be. Providers of all kinds are generally trained according to a scientific, evidence-based model, which they seek to apply in practice. Yet patients often hope to find something very different. In addition, the skyrocketing health care costs often place limits on the time providers are able to spend with patients and can inhibit the development of good provider-patient relationships, even when everyone involved is of the same culture.
The growing awareness of cultural issues and their relation to both individual patient outcomes and population-based health disparities, however, is likely to motivate providers to acquire new tools to enhance the quality of care, such as different approaches to communicating with patients or greater appreciation of the role of traditional medicine. Improved cultural competency on the part of providers and health care organizations—which has been given considerable attention in the CARE Act community—is an important and, perhaps, decisive component of any approach to mitigating disparities in health access and outcomes among minorities and other underserved populations.
References 1. Smedley BD, Stith AY, Nelson AR (eds.). Unequal Treatment: Confronting Racial and Ethnic Disparities in Health Care. Washington, DC: National Academy of Sciences, Institute of Medicine, Committee on Understanding and Eliminating Racial and Ethnic Disparities in Health Care; 2002. p. 3. 2. Smedley et al. 2002. 3. U.S. Department of Health and Human Services. Healthy people 2010. 2nd ed., vol. 1. Washington, DC: U.S. Government Printing Office; November 2000. Available at: http://www.health.gov/healthypeople/Document/html/uih/uih_bw/uih_2.htm. 4. The Commonwealth Fund. Minority Americans lag behind whites on nearly every measure of health care quality [News release]. March 6, 2002. Available at: http://www.cmwf.org/media/releases/collins523_release03062002.asp 5. Bozzette SA, Berry SH, Duan N, et al. The care of HIV-infected adults in the United States. N Engl J Med. 1998;339:1897-904. 6. Shapiro MF, Morton SC, McCaffrey DF, et al. Variations in the care of HIV-infected adults in the United States: results from the HIV Cost and Services Utilization Study. JAMA. 1999;281:2305-15. 7. Celentano DD, Galai N, Sethi AK, et al. Time to initiating highly active antiretroviral therapy among HIV-infected injection drug users. AIDS. 2001;15:1727-8. 8. Centers for Disease Control and Prevention. HIV/AIDS Surveillance Report. 2001;13(1):34-5.Tables 29, 30. 9. Eisenberg JM. Sociologic influences on medical decision making by clinicians. Ann Intern Med. 1979;90:957-64. 10. Gerbert B, Love C, Caspers N, et al.(1999). Making all the difference in the world: how physicians can help HIV-seropositive patients become more involved in their healthcare. AIDS Patient Care.1999;13:29-39. 11. Saha S, Komaromy M, Koepsell TD, et al. Patient-physician racial concordance and the perceived quality and use of health care. Arch Intern Med. 1999;159:997-1004. 12. Stewart M, Brown JB, Boon H, et al. (1999).Evidence on patient-doctor communication. Cancer Prev Control.1999;3:25-30. 13. Betancourt JR, Like RC, Gottlieb BR (eds). Caring for diverse populations: breaking down barriers. Patient Care [Special Issue]; May 15, 2000. 14. Cooper-Patrick L, Gallo JJ, Gonzales JJ, et al. Race, gender, and partnership in the physician-patient relationship. JAMA. 1999; 282(6): 583-589. 15. Flores G. Culture and the patient-physician relationship: achieving cultural competency in health care. J Pediatr. 2000;136:14-23. 16. Saha et al. 1999. 17. Stewart et al. 1999. 18. Donini-Lenhoff FG, Hedrick HL. Increasing awareness and implementation of cultural competence principles in health professions education. J Allied Health.2000;29:241-245. 19. Robins LS, Fantone JC, Hermann J et al. Improving cultural awareness and sensitivity training in medical school. Academic Med. 1998;73 (10 Suppl): S31-S34. 20. Nunez AE. Transforming cultural competence into cross-cultural efficacy in women’s health education. Academic Med.2000;75:107-80. 21. O’Connor, BB. Promoting cultural competence in HIV/AIDS care. JANAC.1996; 7(Suppl.1):41-53. 22. Office of Minority Health. National Standards for Culturally and Linguistically Appropriate Services in Health Care [Executive summary]. Washington, DC: U.S. Department of Health and Human Services; 2001. p. ix. 23. CrossT, Bazron B, Dennis K, et al. Towards a Culturally Competent System of Care, Volume I. Washington, DC: Georgetown University Child Development Center, CASSP Technical Assistance Center; 1989. 24. Orlandi MA, Weston R, Epstein LG. Cultural Competence for Evaluators Working With Ethnic/Racial Communities: A Guide for Alcohol and Other Drug Abuse Prevention Practitioners. Rockville, MD: U.S. Department of Health and Human Services; 1992. 25. Tirado, MD. Tools for Monitoring Cultural Competence in Health Care. San Francisco, CA: Latino Coalition for a Healthy California; 1996. 26. Tervalon M, Murray-Garcia J. Cultural humility versus cultural competence: a critical distinction in defining physician training outcomes in multicultural education. J Health Care Poor Underserved. 1998;9(2):117-24. 27. Proceedings of the National Conference on Cultural Competence and Women's Health Curricula in Medical Education, October 1995. Washington, DC: U.S. Department of Health and Human Services; 1998. 28. Carillo JE, Green AR, Betancourt JR. Cross-cultural primary care: a patient-based approach. Ann Intern Med. 1999;130:829-34. 29. Schilder AJ, Kennedy C, Goldstone IL, et al. "Being dealt with as a whole person." Care seeking and adherence: the benefits of culturally competent care. Soc Sci Med.2001; 52:1643-59. 30. Office of Minority Health, 2001. 31. Health Resources and Services Administration. Cultural Competence Works: Using Cultural Competence to Improve the Quality of Health Care for Diverse Populations and AddValue to Managed Care. Rockville, MD: Health Resources and Services Administration; 2001. p. 1.
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