OCC Enforcement Actions
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WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual
documents are available from the OCC's Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5), Washington,
DC 20219. Requests made by facsimile transmission should be sent to
(202) 874-4448. Please include the identifying enforcement action number
when placing an order. Enforcement actions are also listed monthly in OCC
Interpretations and Actions. Subscriptions to that publication are
available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions
taken since August 1989 on its Internet Web site located at
http://www.occ.treas.gov/enforcementactions/.
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Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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New York
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2007-003
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United Bank
For Africa PLC, New York
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1/18/2007
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West Virginia
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2006-149
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ORDER STAYED Grant Thornton LLP (external auditor),
The First National Bank of Keystone, Keystone
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12/7/2006
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Civil Money Penalty Orders
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No.
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Name/Bank/City
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Date
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Colorado
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2007-004
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Stephen Baltz,
First United Bank, National Association, Englewood
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1/31/2007
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Florida
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2007-011
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International
Bank of Miami, National Association, Coral Gables
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02/12/2007
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Illinois
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2006-172
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First National
Bank of Catlin, Catlin
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10/26/2006
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Indiana
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2006-173
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Harold Arndt,
The First National Bank of Fremont, Fremont
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12/12/2006
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Kentucky
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2007-005
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Barry L.
Corbin, The First National Bank of Columbia,
Columbia
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1/3/2007
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Tennessee
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2007-006
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Aileen
Faccenda, First Tennessee Bank National Association, Memphis
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1/19/2007
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West Virginia
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2006-149
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ORDER STAYED Grant Thornton LLP (external auditor),
The First National Bank of Keystone, Keystone
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12/7/2006
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Formal Agreements
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No.
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Name/Bank/City
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Date
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California
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2006-174
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Legacy Bank,
National Association, Campbell
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12/22/2006
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New York
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2007-007
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Citic Ka Wah
Bank Limited, New York
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1/8/2007
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Pennsylvania
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2007-008
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Commerce Bank/Harrisburg National
Association, Lemoyne
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1/29/2007
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Wisconsin
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2006-175
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The First
National Bank - Fox Valley, Neenah
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12/14/2006
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2006-176
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The First
National Bank - Fox Valley, Neenah
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12/14/2006
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Removal / Prohibition Orders
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No.
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Name/Bank/City
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Date
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Indiana
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2006-173
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Harold Arndt,
The First National Bank of Fremont, Fremont
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12/12/2006
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Kentucky
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2007-005
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Barry L.
Corbin, The First National Bank of Columbia,
Columbia
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1/3/2007
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Tennessee
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2007-006
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Aileen
Faccenda, First Tennessee Bank National Association, Memphis
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1/19/2007
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Restitution Orders
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No.
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Name/Bank/City
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Date
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Kentucky
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2007-005
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Barry L.
Corbin, The First National Bank of Columbia,
Columbia
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1/3/2007
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Terminations
of Existing Enforcement Actions
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No.
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Type/Bank/City/Old
EA#
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Date
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California
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2007-009
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C&D, City National Bank, Beverly Hills (EA# 2005-16)
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1/30/2007
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Illinois
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2006-177
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C&D, Peoples National Bank of Kewanee,
Kewanee (EA# 2004-120)
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12/20/2006
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Kansas
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2007-010
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FA, Citizens Bank of Kansas, National Association, Kingman (EA#
2004-92)
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1/10/2007
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# # #
The Office of the Comptroller of
the Currency was created by Congress to charter national banks, to oversee a
nationwide system of banking institutions, and to assure that national banks
are safe and sound, competitive and profitable, and capable of serving the
banking needs of their customers in the best possible manner.
OCC press releases and other information are available at
http://www.occ.gov. To
receive OCC press releases and issuances by email, subscribe at
http://www.occ.gov/listserv.htm.
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