Roundtable on Mutual Recognition
June 12, 2007

Panelists

Panel One - The Impact on U.S. Market Participants of Increased Foreign Market Access

• Stephen E. Bepler, Capital Research and Management Company
   
• Duane Kelly, Vanguard Group
   
• Catherine R. Kinney, NYSE Euronext
   
• Chris Concannon, The NASDAQ Stock Market, Inc.
   
• Meyer S. Frucher, Philadelphia Stock Exchange
   
• Jonathan Howell, London Stock Exchange
   
• Roberta Karmel, Brooklyn Law School

Panel Two - The Impact on U.S. Market Participants of Increased Foreign Broker-Dealers Access to U.S. Investors

• James R. Allen, Hilliard Lyons
   
• Harold Evensky, Evensky & Katz
   
• Edward F. Greene, Citigroup
   
• David Grayson, Auerbach Grayson & Co.
   
• Christopher Amato, E* Trade
   
• David Aufhauser, UBS Investment Bank

Panel Three - Defining and Measuring the Comparability of Regulatory Regimes

• Harvey L. Pitt, Kalorama Partners, LLC
   
• Alan L. Beller, Cleary Gottlieb
   
• Richard G. Ketchum, NYSE Regulation Inc.
   
• Allen Ferrell, Harvard Law School
   
• David Ruder, Northwestern University School of Law

http://www.sec.gov/spotlight/mutualrecognition/mutual-parts061207.htm