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HHS Pandemic Influenza Plan  Supplement 3 Healthcare Planning

 

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Visit PandemicFlu.gov for one-stop access to U.S. Government avian and pandemic flu information. HHS is responsible for Pandemic Influenza Planning, outlined below.

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Table of Contents

Summary of Roles and Responsibilities for Healthcare and Public Health Partners and Public Health

  1. S3-II.  Rationale
  2. S3-II.  Overview
  3. S3-III.  Recommendations For The Interpandemic and Pandemic Alert Periods
    1. Planning for provision of care in hospitals
      1. Planning process
      2. Planning elements
        1. Hospital surveillance
        2. Hospital communications
        3. Education and training
        4. Triage, clinical evaluation, and admission procedures
        5. Facility access
        6. Occupational health
        7. Use and administration of vaccines and antiviral drugs
        8. Surge capacity
        9. Security
        10. Mortuary issues
    2. Planning for provision of care in non-hospital settings
      1. Non-hospital healthcare facilities
      2. Alternative care sites
  4. S3-IV.  Recommendations for The Pandemic Period
    1. Activating the facility's pandemic influenza response plan
      1. Pandemic influenza reported outside the United States
      2. Pandemic influenza reported in the United States

Box 1. Healthcare Facility Pandemic Influenza Planning Committee
Box 2. Examples of Consumable and Durable Supply Needs

Table. Hospital Pandemic Influenza Triggers

Appendix 1. Resources List for Healthcare Planning
Appendix 2. Hospital Preparedness Checklist



Summary of Roles and Responsibilities for Healthcare and Public Health Partners and Public Health

Interpandemic and Pandemic Alert Periods

Healthcare facility responsibilities:

  • Develop planning and decision-making structures for responding to pandemic influenza.
  • Develop written plans that address: disease surveillance, hospital communications, education and training, triage and clinical evaluation, facility access, occupational health, use and administration of vaccines and antiviral drugs, surge capacity, supply chain and access to critical inventory needs, and mortuary issues.
  • Participate in pandemic influenza response exercises and drills, and incorporate lessons learned into response plans.

State and local responsibilities:

  • Develop statewide and local or regional plans to manage an influenza pandemic.
  • Assist healthcare facilities in conducting exercises and drills to test healthcare response issues and build partnerships among healthcare and public health officials, community leaders, and emergency response workers.
  • Develop a communications infrastructure to facilitate and ensure the timely dissemination and transfer of information between the healthcare and public health sectors.
  • Address legal issues that can affect staffing and patient care.

HHS responsibilities:

  • Provide ongoing public health guidance on healthcare preparedness for an influenza pandemic.
  • Provide healthcare facilities with model protocols for early detection and treatment of influenza among patients and staff; these protocols can be piloted during routine influenza seasons.

Pandemic Period

If an influenza pandemic begins in another country:

Healthcare facility responsibilities:

  • Heighten institutional surveillance for influenza and prepare to activate institutional pandemic influenza plans, as necessary.

State and local responsibilities:

  • Work with HHS to provide local physicians and hospital administrators with updated information and guidance as the situation unfolds.
If an influenza epidemic begins in or enters the United States:

Healthcare facility responsibilities:

  • Activate institutional pandemic influenza plans, in accordance with the “Hospital Pandemic Influenza Triggers” outlined in Table 1.
  • Identify and isolate all potential patients with pandemic influenza.
  • Implement infection control practices to prevent influenza transmission.
  • Ensure rapid and frequent communication within healthcare facilities and between healthcare facilities and health departments.
  • Implement surge-capacity plans to sustain healthcare delivery.

State and local health responsibilities:

  • Provide healthcare facilities with information on the global, national, and local situation.
  • Work with HHS to provide guidance (as needed) on infection control measures for healthcare and non-healthcare settings.
  • Work with healthcare facilities to address surge capacity needs.

HHS responsibilities:

  • Assist state and local healthcare and public health partners on issues related to hospital infection control, occupational health, antiviral drug use and clinical management, vaccination, and medical surge capacity.
  • Provide states with materials from the Strategic National Stockpile for further distribution to healthcare facilities.

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S3-I. Rationale

An influenza pandemic will place a huge burden on the U.S. healthcare system. Published estimates based on extrapolation of the 1957 and 1968 pandemics suggest that there could be 839,000 to 9,625,000 hospitalizations, 18–42 million outpatient visits, and 20–47 million additional illnesses, depending on the attack rate of infection during the pandemic. Estimates based on extrapolation from the more severe 1918 pandemic suggest that substantially more hospitalizations and deaths could occur. The demand for inpatient and intensive-care unit (ICU) beds and assisted ventilation services could increase by more than 25% under the less severe scenario. Pre-pandemic planning by healthcare facilities is therefore essential to provide quality, uninterrupted care to ill persons and to prevent further spread of infection. Effective planning and implementation will depend on close collaboration among state and local health departments, community partners, and neighboring and regional healthcare facilities. Despite planning and preparedness, however, in a severe pandemic it is possible that shortages, for example of mechanical ventilators, will occur and medical care standards may need to be adjusted to most effectively provide care and save as many lives as possible.


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S3-II. Overview

Supplement 3 provides healthcare partners with recommendations for developing plans to respond to an influenza pandemic. The focus is on planning during the Interpandemic Period for: pandemic influenza surveillance, decision-making structures for responding to a pandemic, hospital communications, education and training, patient triage, clinical evaluation and admission, facility access, occupational health, distribution of vaccines and antiviral drugs, surge capacity, and mortuary issues. Planning for the provision of care in non-hospital settings—including residential care facilities, physicians’ offices, private home healthcare services, emergency medical services, federally qualified health centers (FQHCs), rural health clinics, and alternative care sites—is also addressed.

The recommendations for the Pandemic Period focus on activation of institutional pandemic influenza response plans. The ability to provide detailed guidance on this aspect of the pandemic is limited because of uncertainty about how the pandemic will evolve and variation and uncertainty of local factors that will influence decisions at various stages.

The activities suggested in Supplement 3 are intended to be synergistic with those of other pandemic influenza planning efforts, including state preparedness plans. Links to additional resources that provide the most up-to-date guidance on particular topics are included. A checklist to help facilities assess their current level of readiness to deal locally with an influenza pandemic is provided in Appendix 2.


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S3-III. Recommendations For The Interpandemic and Pandemic Alert Periods

  1. Planning for provision of care in hospitals

    U.S. healthcare facilities must be prepared for the rapid pace and dynamic characteristics of pandemic influenza. All hospitals should be equipped and ready to care for: 1) a limited number of patients infected with a pandemic influenza virus, or other novel strains of influenza, as part of normal operations; and 2) a large number of patients in the event of escalating transmission of pandemic influenza.

    Hospital response plans for pandemic influenza should:

    • Outline administrative measures for detecting the introduction of pandemic influenza, preventing its spread, and managing its impact on the facility and the staff.
    • Build on existing preparedness and response plans for bioterrorism events, SARS, and other infectious disease emergencies.
    • Incorporate planning suggestions from state and local health departments and other local and regional healthcare facilities and response partners.
    • Identify criteria and methods for measuring compliance with response measures (e.g., infection control practices, case reporting, patient placement, healthcare worker illness surveillance).
    • Review and update inventories of supplies that will be in high demand during an influenza pandemic.
    • Review procedures for the receipt, storage, and distribution of assets received from federal stockpiles.
    • Include mechanisms for periodic reviews and updates.

    Hospitals that intend to use an “all-hazards” incident command structure for responding to pandemic influenza will need to incorporate the relevant aspects of communicable disease control that are included in this supplement and in Supplement 4. Hospitals should consider using “table top” simulations or other exercises to test response capabilities (see Appendix 1).

    1. Planning process

      • Groups and individuals involved in the hospital planning process should include:
        • An internal, multidisciplinary planning committee with responsibility for pandemic influenza preparedness and response. The committee should include technical experts, persons with decision-making authority, and representatives from a range of response partners (see Box 1). A pre-existing all-hazards preparedness team (e.g., established for bioterrorism or SARS response) might assume this role.
        • A response coordinator/incident commander to direct the facility’s planning and response efforts
        • A core group from the multidisciplinary planning committee to work with the response coordinator and assist with decision-making during the pandemic
      • The pandemic influenza response team should plan to remain active throughout the pandemic period, which could be several weeks or months.
      • Hospital planning for pandemic influenza should consider concurrent public health, community, and healthcare planning efforts at the local, state, and regional levels. Some possible mechanisms for collaboration and coordination are to:
        • Include a state or local health department representative as an ex officio member on the hospital planning committee (see Box 1).
        • Obtain copies of draft pandemic influenza plans from other local or regional hospitals to use as models.
        • Work with other local hospitals, community organizations (e.g., social service groups), and the state or local health department to coordinate healthcare activities in the community and define responsibilities for each entity during a pandemic.
        • Collaborate with HRSA hospital preparedness programs in the state or region.
        • Include a hospital representative in local or regional planning efforts.
        • Include representatives from safety-net providers in the local community (e.g., FQHCs and rural health clinics).
    2. Planning elements

      The elements of a hospital influenza pandemic preparedness plan discussed below are listed in the Hospital Preparedness Checklist provided in Appendix 2.

      1. Hospital surveillance

        Symptoms of influenza include fever, headache, myalgia, prostration, coryza, sore throat, and cough. Nausea and vomiting are also commonly reported among children. Typical influenza (or “flu-like”) symptoms, such as fever, may not always be present in elderly patients, young children, patients in long-term care facilities, or persons with underlying chronic illnesses (see Supplement 5, Box 2).

      2. Hospital communications

        Each hospital should work with public health officials, other government officials, neighboring healthcare facilities, the lay public, and the press to ensure rapid and ongoing information-sharing during an influenza pandemic.

      3. Education and training

        Each hospital should develop an education and training plan that addresses the needs of staff, patients, family members, and visitors. Hospitals should assign responsibility for coordination of the pandemic influenza education and training program and identify training materials—in different languages and at different reading levels, as needed—from HHS agencies, state and local health departments, and professional associations (see Appendix 1).


      4. Triage, clinical evaluation, and admission procedures

        During the peak of a pandemic, hospital emergency departments and outpatient offices might be overwhelmed with patients seeking care. Therefore, triage should be conducted to: 1) identify persons who might have pandemic influenza, 2) separate them from others to reduce the risk of disease transmission, and 3) identify the type of care they require (i.e., home care or hospitalization) (see Supplement 5).


      5. Facility access

        Hospitals should determine in advance the criteria and procedures they will use to limit access to the facility if pandemic influenza spreads through the community.


      6. Occupational health

        The ability to deliver quality health care is dependent on adequate staffing and optimum health and welfare of staff. During a pandemic, the healthcare workforce will be stressed physically and psychologically. Like others in the community, many healthcare workers will become ill. Healthcare facilities must be prepared to: 1) protect healthy workers from exposures in the healthcare setting through the use of recommended infection control measures; 2) evaluate and manage symptomatic and ill healthcare personnel; 3) distribute and administer antiviral drugs and/or vaccines to healthcare personnel, as recommended by HHS and state health departments; and 4) provide psychosocial services to health care workers and their families to help sustain the workforce.

        • Managing ill workers
          • Establish a plan for detecting signs and symptoms of influenza in healthcare personnel before they report for duty.
          • Develop policies for managing healthcare workers with respiratory symptoms that take into account HHS recommendations for healthcare workers with influenza (see www.cdc.gov/ncidod/hip/GUIDE/infectcont98.htm
          • Consider assigning staff who are recovering from influenza to care for influenza patients.
        • Time-off policies
          Ensure that time-off policies and procedures consider staffing needs during periods of clinical crisis.
        • Reassignment of high-risk personnel
          Establish a plan to protect personnel at high risk for complications of influenza (e.g., pregnant women, immunocompromised persons) by reassigning them to low-risk duties (e.g., non-influenza patient care, administrative duties that do not involve patient care) or placing them on furlough.
        • Psychosocial health services (see also Supplement 11)
          • Identify mental health and faith-based resources for counseling of healthcare personnel during a pandemic. Counseling should include measures to maximize professional performance and personal resilience by addressing management of grief, exhaustion, anger, and fear; physical and mental health care for oneself and one’s loved ones; and resolution of ethical dilemmas.
          • Determine a strategy for supporting healthcare workers’ needs for rest and recuperation.
          • Develop a strategy for housing and feeding healthcare personnel who might be needed on-site for prolonged periods.
          • Develop a strategy for accommodating and supporting staff who have child- or elder-care responsibilities.

        • Influenza vaccination and use of antiviral drugs

          • Promote annual influenza vaccination among hospital employees. Increased vaccination coverage during the Interpandemic Period might help increase vaccine acceptance during a pandemic and will limit the spread of seasonal influenza.
          • Ensure that a system is in place for documenting influenza vaccination of healthcare personnel. The hospital might decide to enroll in the National Healthcare Safety Network (NHSN; www.cdc.gov/ncidod/hip/NNIS/members/nhsn.htm) to help track employee vaccination and health status.
          • Establish a strategy for rapidly vaccinating or providing antiviral prophylaxis or treatment to healthcare personnel as recommended by HHS and state health departments. Preliminary recommendations on the use of antiviral drugs and vaccination have been established (see Part 1, Appendix E and Supplement 6 and Supplement 7) but will need to be tailored to fit the epidemiology of the pandemic.

      7. Use and administration of vaccines and antiviral drugs

        • Pandemic influenza vaccine and “pre-pandemic” influenza vaccine
          Once the characteristics of a new pandemic influenza virus are identified, the development of a pandemic vaccine will begin. Recognizing that there may be benefits to immunization with a vaccine prepared before the pandemic against an influenza virus of the same subtype, efforts are underway to stockpile vaccines for subtypes with pandemic potential. As supplies of these vaccines become available, it is possible that some healthcare personnel and others critical to a pandemic response will be recommended for vaccination to provide partial protection or immunological priming for a pandemic strain. Policies for the use of pre-pandemic vaccine have not been finalized.

        • Interim recommendations on priority groups for vaccination and strategies for vaccine distribution are discussed in Supplement 6. During a pandemic, these recommendations will be updated, taking into account populations which are most at risk. In the interim, healthcare facilities should:

          • Monitor updated HHS information and recommendations on the development, distribution, and use of a pandemic influenza vaccine (http://www.pandemicflu.gov)
          • Work with local and state health departments on plans for distributing pandemic influenza vaccine.
          • Provide estimates of the quantities of vaccine needed for hospital staff and patients, as requested by the state health department.
          • Develop a stratification scheme for prioritizing vaccination of healthcare personnel who are most critical for patient care and essential personnel to maintain the day-to-day operation of the healthcare facility.
          • Develop a pandemic influenza vaccination plan in the hospital.

        • Antiviral drugs
          Antiviral drugs effective against the circulating pandemic strain can be used for treatment and possibly prophylaxis during an influenza pandemic. Because of the effectiveness of treatment with antiviral drugs such as oseltamivir and zanamivir, and the greater efficiency of treatment in a setting of limited supply, the use of prophylaxis will be restricted to maximize health benefits. Interim recommendations for the use of antiviral drugs are discussed in Supplement 7. Healthcare facilities should consider how antiviral drugs might be used in their patient and healthcare worker populations, taking into account state and national guidelines, and determine if a reserve supply should be stockpiled. (See also HRSA cooperative agreements www.hrsa.gov/grants/preview/guidancespecial/hrsa05001.htm.)


      8. Surge capacity

        Healthcare facilities should plan ahead to address emergency staffing needs and increased demand for isolation wards, ICUs, assisted ventilation services, and consumable and durable medical supplies (Box 2). Hospital planners can use FluSurge software (http://www.cdc.gov/flu/flusurge.htm) to estimate the potential impact of a pandemic on resources such as staffed beds (both overall and ICU) and ventilators (see also HRSA and AHRQ planning and surge capacity resources listed in Appendix 1.)

        • Staffing

          • Assign responsibility for the assessment and coordination of staffing during an emergency.
          • Estimate the minimum number and categories of personnel needed to care for a single patient or a small group of patients with influenza complications on a given day.
          • Determine how the hospital will meet staffing needs as the number of patients with pandemic influenza increases and/or healthcare and support personnel become ill or remain at home to care for ill family members. Consider the following options:
            • Assigning patient-care responsibilities to clinical administrators
            • Recruiting retired healthcare personnel
            • Using trainees (e.g., medical and nursing students)
            • Using patients’ family members in an ancillary healthcare capacity
          • Collaborate with local and regional healthcare-planning groups in an attempt to achieve adequate staffing of the hospital during an influenza pandemic (e.g., decide whether and how staff will be shared with other healthcare facilities, determine how salary issues will be addressed for employees shared between facilities, and consider ways to increase the number of home healthcare staff to reduce hospital admissions during the emergency). State and local health departments can help assess the feasibility of recruiting staff from different hospitals and/or regions, working in coordination with federal facilities, including Veterans Administration and Department of Defense hospitals. Healthcare facilities may implement these arrangements through Mutual Aid Agreements (MAAs) or Memoranda of Understanding/Agreement (MOU/As).
          • Increase cross-training of personnel to provide support for essential patient-care areas at times of severe staffing shortages (e.g., in emergency departments, ICUs, or medical units) (see also S3-III.A.2.c).
          • Create a list of essential-support personnel titles (e.g., environmental and engineering services, nutrition and food services, administrative, clerical, medical records, information technology, laboratory) that are needed to maintain hospital operations.
          • Create a list of non-essential positions that can be re-assigned to support critical hospital services or placed on administrative leave to limit the number of persons in the hospital.
          • Consult with the state health department on plans for rapidly credentialing healthcare professionals during a pandemic. This might include defining when an “emergency staffing crisis” can be declared and identifying emergency laws that allow employment of healthcare personnel with out-of-state licenses.
          • Identify insurance and liability issues related to the use of non-facility staff.
          • Explore opportunities for recruiting healthcare personnel from other healthcare settings, (e.g., medical offices and day-surgery centers). Consult public health partners about existing state or local plans for recruitment and deployment of local personnel.

        • Bed capacity

          • Review and revise admissions criteria for times when bed capacity is limited (see also S3-III.A.2.e).
          • Develop policies and procedures for expediting the discharge of patients who do not require ongoing inpatient care (e.g., develop plans and policies for transporting discharged patients home or to other facilities; create a patient discharge holding area or discharge lounge to free up bed space).
          • Work with home healthcare agencies to arrange at-home follow-up care for patients who have been discharged early and for those whose admission was deferred because of limited bed space.
          • Develop criteria or “triggers” for temporarily canceling elective surgical procedures and determining what and where emergency procedures will be performed during a pandemic. Determine which elective procedures will be temporarily postponed.
          • Determine whether patients who require emergency procedures will be transferred to another hospital.
          • Discuss with local and state health departments how bed availability, including available ICU beds and ventilators, will be tracked during a pandemic.
          • Consult with hospital licensing agencies on plans and processes to expand bed capacity during times of crisis. These efforts should take into account the need to provide staff and medical equipment and supplies to care for the occupant of each additional hospital bed.
          • Discuss with healthcare regulators whether, how, and when an “Altered Standards of Care in Mass Casualty Events” will be invoked and applied to pandemic influenza (See http://www.ahrq.gov/research/altstand/).
          • Develop policies and procedures for shifting patients between nursing units to free up bed space in critical-care areas and/or to cohort pandemic influenza patients.
          • Develop Mutual Aid Agreements (MAAs) or Memoranda of Understanding/Agreement (MOU/As) with other local facilities who can accept non-influenza patients who do not need critical care.
          • Identify areas of the facility that could be vacated for use in cohorting influenza patients. Consider developing criteria for shifting use of available space based on ability to support patient-care needs (e.g., access to bathroom and shower facilities). Consider developing cohorting protocols based on a patient’s stage of recovery and infectivity.

        • Consumable and durable supplies
          • Evaluate the existing system for tracking available medical supplies in the hospital to determine whether it can detect rapid consumption, including items that provide personal protection (e.g., gloves, masks). Improve the system as needed to respond to growing demands for resources during an influenza pandemic (http://www.cdc.gov/flu/flusurge.htm).
          • Consider stockpiling enough consumable resources such as masks (see Box 2) for the duration of a pandemic wave (6-8 weeks).
          • Assess anticipated needs for consumable and durable resources, and determine a trigger point for ordering extra resources. Estimate the need for respiratory care equipment (including mechanical ventilators), and develop a strategy for acquiring additional equipment if needed. Neighboring hospitals might consider developing inventories of equipment and determining whether and how that equipment might be shared during a pandemic.
          • Anticipate needs for antibiotics to treat bacterial complications of influenza, and determine how supplies can be maintained during a pandemic (see Supplement 5).
          • Establish contingency plans for situations in which primary sources of medical supplies become limited. Consult with the local and state health departments about access to the national stockpile during an emergency.

        • Continuation of essential medical services
          • Address how essential medical services will be maintained for persons with chronic medical problems served by the hospital (e.g., hemodialysis patients).
          • Develop a strategy for ensuring uninterrupted provision of medicines to patients who might not be able to (or should not) travel to hospital pharmacies.

         

      9. Security

        Healthcare facilities should plan for additional security. This may be required given the increased demand for services and possibility of long wait times for care, and because triage or treatment decisions may lead to people not receiving the care they think they require.

      10. Mortuary issues

        To prepare for the possibility of mass fatalities during an influenza pandemic, hospitals should do the following:


        Resources for addressing these issues are provided in Appendix 1.

  2. Planning for provision of care in non-hospital settings

    Planning and effective delivery of care in outpatient settings is critical. Appropriate management of outpatient influenza cases will reduce progression to severe disease and thereby reduce demand for inpatient care. A system of effective outpatient management will have several components. To decrease the burden on providers and to lessen exposure of the “worried well” to persons with influenza, telephone hotlines should be established to provide advice on whether to stay home or to seek care. Most persons who seek care can be managed appropriately by outpatient providers. Health care networks may designate specific providers, offices, or clinics for patients with influenza-like illness. Nevertheless, some persons with influenza will likely present to all medical offices and clinics so that planning and preparedness is important at every outpatient care site. In underserved areas, health departments may establish influenza clinics to facilitate access. Hospitals should develop a strategy for triage of potential influenza patients, which may include establishing a site outside of the Emergency Department where persons can be seen initially and identified as needing emergency care or may be referred to an outpatient care site for diagnosis and management. Finally, home health care providers and organizations can provide follow-up for those managed at home, decreasing potential exposure of the public to persons who are ill and may transmit infection

    Effective management of outpatient care in communities will require that health departments, health care organizations, and providers communicate and plan together. Issues to address include:

    • Plan to establish and staff telephone hotlines.
    • Develop training modules, protocols and algorithms for hotline staff.
    • Within health care networks, develop plans on the organization of care for influenza patients and develop materials and strategies to inform patients on care-seeking during a pandemic
    • For clinics and offices, develop plans that include education, staffing, triage, infection control in waiting rooms and other areas, and communication with healthcare partners and public health authorities.

    1. Non-hospital healthcare facilities

      The hospital planning recommendations (see S3-III.A) can serve as a model for planning in other healthcare settings, including nursing homes and other residential care facilities, and primary care health centers. All healthcare facilities should do the following:

      Emergency medical services, private homecare services, FQHCs, and rural health clinics may adapt their planning activities from this model. In some parts of the country, FQHCs and rural health clinics may need to rely on volunteers to provide and administer pandemic influenza vaccines.

  3. Alternative care sites

    If an influenza pandemic causes severe illness in large numbers of people, hospital capacity might be overwhelmed. In that case, communities will need to provide care in alternative sites (e.g., school gymnasiums, armories, convention centers). (Also see http://www.ahrq.gov/research/altsites.htm.) The selection of alternative care sites for pandemic influenza should specifically address the following infection control and patient care needs:

    • Bed capacity and spatial separation of patients
    • Facilities and supplies for hand hygiene
    • Lavatory and shower capacity for large numbers of patients
    • Food services (refrigeration, food handling, and preparation)
    • Medical services
    • Staffing for patient care and support services
    • PPE supplies
    • Cleaning/disinfection supplies
    • Environmental services (linen, laundry, waste)
    • Safety and Security

S3-IV. Recommendations for The Pandemic Period

  1. Activating the facility’s pandemic influenza response plan

    Following initial detection of pandemic influenza anywhere in the world, the facility’s pandemic influenza response plan should be activated in accordance with the level of pandemic activity (see Table).

    1. Pandemic influenza reported outside the United States

      If cases of pandemic influenza have been reported outside the United States, the main steps will be to:


    2. Pandemic influenza reported in the United States

      If cases of pandemic influenza have been reported in the United States, additional steps will be to:


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Box 1. Healthcare Facility Pandemic Influenza Planning Committee

Representatives for a hospital pandemic influenza planning committee may include:

  • Hospital staff

    • Administration/senior management (including fiscal officer)
    • Legal counsel/risk management
    • Infection control/hospital epidemiology
    • Hospital disaster/emergency coordinator
    • Engineering/physical plant/industrial hygiene/institutional safety
    • Nursing administration
    • Medical staff (including outpatient areas)
    • Intensive-care unit
    • Emergency department
    • Laboratory services
    • Respiratory therapy
    • Nutrition and food services
    • Pharmacy
    • Environmental services (housekeeping, laundry)
    • Public relations
    • Security
    • Materials management
    • Education/training/staff development
    • Occupational health
    • Diagnostic imaging
    • Information technology
  • Adjunct staff members

    • Infectious diseases
    • Mental health (psychiatry, psychology)
    • Union representatives
    • Human resources
    • Social work
    • Director of house staff/fellowship and other training programs
    • Critical care medicine
    • Pathology

     

  • State and local health departments

    • Communicable disease division
    • Laboratory services
    • Medical examiners

     

  • Community partners

    • Emergency medical technicians (“first responders”)
    • Local law enforcement
    • Funeral service personnel
    • Community service agencies
    • Federally qualified health centers (FQHC)* and other healthcare safety net providers**

 

*A federally qualified health center (FQHC) is a type of provider defined by the Medicare and Medicaid statutes. FQHCs include health centers receiving grants under section 330 of the Public Health Service Act, certain tribal organizations, and clinics designated by HHS as FQHC Look-Alikes. More information may be found at: http://www.cms.hhs.gov/providers/fqhc/

**Health care safety net providers deliver care to low income and other vulnerable populations, including the uninsured and those covered by Medicaid. Many of these providers have either a legal mandate or an explicit policy to provide services regardless of a patient's ability to pay (http://info.ahrq.gov). Major safety net providers include public hospitals and community health centers as well as teaching and community hospitals, and private physicians.


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Box 2. Examples of Consumable and Durable Supply Needs


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Table. Hospital Pandemic Influenza Triggers

Pandemic Influenza Level

Suggested Actions

Interpandemic Period

  • Conduct planning
  • Conduct education/training
  • Conduct hospital surveillance for influenza
    (Supplement 1)

Pandemic Alert Period

  • Increase preparation; refine local plan
  • Conduct hospital surveillance for influenza
    (Supplement 1)

Pandemic Period

  • Pandemic influenza outside the United States

 

  • Establish contact with key public health, healthcare, and community partners.
  • Implement hospital surveillance for pandemic influenza (Supplement 1) in incoming patients and previously admitted patients.
  • Implement a system for early detection and treatment of healthcare personnel who might be infected with the pandemic strain of influenza.
  • Reinforce infection control procedures to prevent the spread of influenza (Supplement 4).
  • Accelerate staff training in accordance with the facility’s pandemic influenza education and training plan.
  • Pandemic influenza in the United States

As above, plus:

  • Implement activities to increase capacity, supplement staff, and provide supplies and equipment.
  • Maintain close contact with and among healthcare facilities and with state and local health departments.
  • Post signs for respiratory hygiene/cough etiquette.
  • Maintain high index of suspicion that patients presenting with influenza-like illness could be infected with pandemic strain.

If pandemic strain is detected in local patient, community transmission can be assumed and hospital would move to next level of response.

  • Pandemic influenza in the local area

As above, plus;

  • Emergency department (ED)
    • Establish segregated waiting areas for persons with symptoms of influenza.
    • Implement phone triage to discourage unnecessary ED/outpatient department visits.
    • Enforce respiratory hygiene/cough etiquette.
  • Access controls
    • Limit number of visitors to those essential for patient support.
    • Screen all visitors at point of entry to facility for signs and symptoms of influenza.
    • Limit points of entry to facility; assign clinical staff to entry screening.
  • Hospital admissions
    • Defer elective admissions and procedures until local epidemic wanes.
    • Discharge patients as soon as possible.
    • Cohort patients admitted with influenza.
    • Monitor for nosocomial transmission.
  • Staffing practices
    • Consider furlough or reassignment of pregnant staff and other staff at high risk for complications of influenza.
    • Consider re-assigning non-essential staff to support critical hospital services or placing them on administrative leave; cohort staff caring for influenza patients.
    • Consider assigning staff recovering from influenza to care for influenza patients.
    • Implement system for detecting and reporting signs and symptoms of influenza in staff reporting for duty.
    • Provide staff with antiviral prophylaxis, according to HHS recommendations (See Supplement 7).
  • Nosocomial transmission

As above, plus, if nosocomial transmission is limited to only a small number of units in the facility,

  • Close units where there has been nosocomial transmission.
  • Cohort staff and patients.
  • Restrict new admissions (except for other pandemic influenza patients) to affected units.
  • Restrict visitors to the affected units to those who are essential for patient care and support.

    See also Supplement 4.

  • Widespread transmission in community and hospital; patient admissions at surge capacity

As above plus:

  • Redirect personnel resources to support patient care (e.g., administrative clinical staff, clinical staff working in departments that have been closed [e.g., physical/occupational therapy, cardiac catheterization]).
  • Recruit community volunteers (e.g., retired nurses and physicians, clinical staff working in outpatient settings).
  • Consider placing on administrative leave all non-essential personnel who cannot be reassigned to support critical hospital services.

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Appendix 1. Resources List for Healthcare Planning

Pandemic Influenza Plans

Currently available State Plans may be found at: http://www.pandemicflu.gov/plan/stateplans.html.

Currently available National Plans may be found on the following WHO website:
http://www.who.int/csr/disease/influenza/nationalpandemic/en/index.html

WHO Global Influenza Preparedness Plan
(http://www.who.int/csr/resources/publications/influenza/WHO_CDS_CSR_GIP_2005_5/en/index.html)
Document defines the role of WHO and recommendations for national measures before and during pandemics.

WHO Checklist for Influenza Pandemic Preparedness Planning
(http://www.who.int/csr/resources/publications/influenza/WHO_CDS_CSR_GIP_2005_4/en/index.html)

Tools

FluAid
(http://www2.cdc.gov/od/fluaid/default.htm)
FluAid 2.0 provides estimates of the total deaths, hospitalizations, and outpatient visits that might occur during an influenza pandemic.

FluSurge
(http://www.cdc.gov/flu/flusurge.htm)
This specialized spreadsheet-based software estimates the potential surge in demand for hospital-based health care during a pandemic. For each week of a pandemic, FluSurge calculates the potential demand for hospital beds, intensive care unit beds, and mechanical ventilators. Demand for resources is compared with actual capacity. FluSurge is a companion to the previously released FluAid 2.0.

AHRQ's Health Emergency Assistance Line and Triage Hub (HEALTH) Mode
The model is designed to minimize surges in patient demand on the health care delivery system during a bioterrorist event or other public health emergency.

  1. Full Report—Health Emergency Assistance Line and Triage Hub (HEALTH) Model (AHRQ Publication No. 05-0040)
    (http://www.ahrq.gov/research/health/health.pdf)
    This report helps planners determine the requirements, specifications, and resources needed for developing an emergency contact center such as the HEALTH model.

  2. 2. Contact Center Assessment Tool Set
    (http://www.ahrq.gov/research/health/health.asp)

AHRQ Bioterrorism Planning and Response Resource Page
http://www.ahrq.gov/prep/ This resource includes a listing of a variety of tools and resources on issues from community prophylaxis to surge capacity in health facilities.

Emergency Preparedness Resource Inventory (EPRI): A Tool for Local, Regional, and State Planners
(http://www.ahrq.gov/research/epri/)
The Emergency Preparedness Resource Inventory (EPRI) is a tool allowing local or regional planners to assemble an inventory of critical resources that would be useful in responding to a bioterrorist attack. In addition to a Web-based software tool, EPRI includes an Implementation Report, a Technical Manual, and an Appendix.

Altered Standards of Care in Mass Casualty Events
(http://www.ahrq.gov/research/altstand/index.html)
This report discusses the potential of a mass casualty event to compromise the ability of health systems to deliver services meeting established standards of care.

Computer Staffing Model for Bioterrorism Response
(http://www.ahrq.gov/research/biomodel.htm)
This new resource is the Nation's first computerized staffing model that is downloadable as a spreadsheet or accessible as a Web-based version. It can be used to calculate the specific needs of local health care systems based on the number of staff they have and the number of patients they would need to treat quickly in a bioterrorism event.

Rocky Mountain Regional Care Model for Bioterrorist Events: Locate Alternate Care Sites During an Emergency
(http://www.ahrq.gov/research/altsites.htm)
The alternate care site selection tool is designed to allow regional planners to locate and rank potential alternative sites—stadiums, schools, recreation centers, motels, and other venues—based on whether they have adequate ventilation, plumbing, food supply and kitchen facilities, and other factors.

HRSA Bioterrorism and Hospital Preparedness
(http://www.hrsa.gov/bioterrorism/)
A comprehensive list of resources and documents

ASTHO "Preparedness Planning for State Health Officials - Nature's Terrorist Attack - Pandemic Influenza"
(http://www.astho.org/pubs/PandemicInfluenza.pdf)
Provides checklists for state health officials to assist in preparedness planning. A brief summary of major issues to consider is also included.

Educational Materials samples
(http://www.health.state.ny.us/nysdoh/flu/resources.htm)

HHS healthcare surge capacity document
(http://www.os.hhs.gov/asphep/mscc_handbook.html\

OSHA—Best Practices for the Protection of Hospital-Based First Receivers
(http://www.osha.gov/dts/osta/bestpractices/html/hospital_firstreceivers.html)

ASTM Standard Guide for Hospital Preparedness and Response
The purpose of the guide is to answer questions regarding the minimal levels of preparedness needed for hospitals to deal with a large-scale terrorist attack or other serious emergency and includes guidelines regarding the process for preparedness and mitigation; the process of organizing and planning a hospital response plan; the nature of supplies that hospitals need to make available; the application of existing regulations and guidelines; and an acceptable means to protect the facilities for usual operation, patients, and staff while continuing to provide an effective level of response. (This document is not free to the public, a document summary is available at http://www.astm.org/cgi-bin/SoftCart.exe/DATABASE.CART/REDLINE_PAGES/E2413.htm?L+mystore+vybd9920)

Information on Handling Human Remains During Mass-Casualty Events

  • Interim Health Recommendations for Workers who Handle Human Remains
    www.bt.cdc.gov/disasters/tsunamis/handleremains.asp

  • Disposing of Liquid Waste from Autopsies in Tsunami-Affected Areas
    www.bt.cdc.gov/disasters/tsunamis/pdf/tsunami-autopsyliquidwaste.pdf

  • Management of Dead Bodies in Disaster Situations
    www.paho.org/English/DD/PED/ManejoCadaveres.htm

  • Health Concerns Associated with Disaster Victim Identification After a Tsunami— Thailand, Dec 26, 2004–Mar 31, 2005 . MMWR 15 April 2005;54(14):349-52. www.cdc.gov/mmwr/preview/mmwrhtml/mm5414a1.htm

Presentations

2004 AHRQ-sponsored series "Addressing Surge Capacity in a Mass Casualty Event"
(http://www.hsrnet.net/ahrq/surgecapacity/)

Presentations from First National Congress on Public Health Readiness
(http://www.ama-assn.org/ama/noindex/category/11053.html)
(http://www.bt.cdc.gov/training/ncphr/) -CDC Presentations only
These slideshows represent presentations from speakers at the 1st National Congress on Public Health Readiness held July 20-22, 2004.

"No Vacancy: Healthcare Surge Capacity in Disasters."
(http://www.ama-assn.org/ama1/pub/upload/mm/415/hick.ppt)
Jonathan L. Hick, MD, Medical Director, Office of Emergency Preparedness, Hennepin County Medical Center, Minneapolis, Minnesota

 

Bioterrorism Preparedness: A Hospital Tabletop Exercise
SHEA 14th Annual Scientific Meeting, Philadelphia, PA
April 17, 2004
Prepared by Kelly Henning, MD


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Appendix 2. Hospital Preparedness Checklist

Preparedness Subject

Actions Needed

1. Structure for planning and decision making 
  • An internal, multidisciplinary planning committee for influenza preparedness has been created.
 
  • A person has been designated as the influenza preparedness coordinator.
    (Insert name) ______________________________________________
 
  • Members of the planning committee include the following hospital staff members (insert names)
    • Administration                        ___________________________
    • Legal counsel                         ___________________________
    • Infection control                     ___________________________
    • Hospital disaster coordinator  ___________________________
    • Risk management                   ___________________________
    • Facility engineering                 ___________________________
    • Nursing administration            ___________________________
    • Medical staff                          ___________________________
    • Intensive care                         ___________________________
    • Emergency Department          ___________________________
    • Laboratory services                ___________________________
    • Respiratory therapy                ___________________________
    • Psychiatry                              ___________________________
    • Environmental services           ___________________________
    • Public relations                       ___________________________
    • Security                                 ___________________________
    • Materials management            ___________________________
    • Staff development                  ___________________________
    • Occupational health                ___________________________
    • Diagnostic imaging                  ___________________________
    • Pharmacy                               ___________________________
    • Information technology            ___________________________
    • Other members                       ___________________________
    • Other members                       ___________________________
 
  • A state or local health department person has been identified as a committee liaison.
    (Insert name) _____________________________________________________________

  • A linkage with local or regional emergency preparedness groups has been established
    (Planning organization) ___________________________________________________

 

2. Development of a written pandemic influenza plan

 
  • A written plan has been completed or is in progress that includes the elements listed in #3 below.
 
  • The plan specifies the circumstances under which the plan will be activated.
 
  • The plan describes the organization structure that will be used to operationalize the plan.
 
  • Responsibilities of key personnel related to executing the plan have been described.
 
  • A simulation exercise has been developed to test the effectiveness of the plan.
 
  • A simulation exercise has been performed.
    (Date performed _______________________)
 

3. Elements of an influenza pandemic plan

 
  • A surveillance plan has been developed.
    • Syndromic surveillance has been established in the emergency room.
    • Criteria for distinguishing pandemic influenza is part of the syndromic surveillance plan.
    • Responsibility has been assigned for reviewing global, national, regional, and local influenza activity trends and informing the pandemic influenza coordinator of evidence of an emerging problem. (Name ___________________________)
    • Thresholds for heightened local surveillance for pandemic influenza have been established.
    • A system has been created for internal review of pandemic influenza activity in patients presenting to the emergency department.
    • A system for monitoring for nosocomial transmission of pandemic has been implemented and tested by monitoring for non-pandemic influenza.
 
  • A communication plan has been developed.
    • Responsibility for external communication has been assigned.
      • Person responsible for updating public health reporting ____________________________
      • Clinical spokesperson for the facility ____________________________
      • Media spokesperson for the facility ____________________________
    • Key points of contact outside the facility have been identified.
      • State health department contact    ___________________________________________
      • Local health department contact   ___________________________________________
      • Newspaper contact(s)                 ___________________________________________
      • Radio contact(s)                          ___________________________________________
      • Public official(s)                           ___________________________________________
    • A list of other healthcare facilities with whom it will be necessary to maintain communication has been established.
    • A meeting with local healthcare facilities has been held to discuss a communication strategy.
    • A plan for updating key facility personnel on a daily basis has been established.

      The person(s) responsible for providing these updates are: ______________________________
                                                                                              ______________________________

    • A system to track pandemic influenza admissions and discharges has been developed and tested by monitoring non-pandemic influenza admissions and discharges in the community.
    • A strategy for regularly updating clinical, ED, and outpatient staff on the status of pandemic influenza, once detected, has been established. (Responsible person ____________________)
    • A plan for informing patients and visitors about the level of pandemic influenza activity has been established.
 
  • An education and training plan on pandemic influenza has been developed.
    • Language and reading level-appropriate materials for educating all personnel about pandemic influenza and the facility’s pandemic influenza plan, have been identified.
    • Current and potential sites for long-distance and local education of clinicians on pandemic influenza have been identified.
    • Means for accessing state and federal web-based influenza training programs have been identified.
    • A system for tracking which personnel have completed pandemic influenza training is in place.
    • A plan is in place for rapidly training non-facility staff brought in to provide patient care when the hospital reaches surge capacity.
 
  • The following groups of healthcare personnel have received training on the facility’s influenza plan:
    • Attending physicians
    • House staff
    • Nursing staff
    • Laboratory staff
    • Emergency Department personnel
    • Outpatient personnel
    • Environmental Services personnel
    • Engineering and maintenance personnel
    • Security personnel
    • Nutrition personnel
 
  • A triage and admission plan has been developed.
    • A specific location has been identified for triage of patients with possible pandemic influenza.
    • The plan includes use of signage to direct and instruct patients with possible pandemic influenza on the triage process.
    • Patients with possible pandemic influenza will be physically separated from other patients seeking medical attention.
    • A system for phone triage of patients for purposes of prioritizing patients who require a medical evaluation has been developed.
    • Criteria for determining which patients need a medical evaluation are in place.
    • A method for tracking the admission and discharge of patients with pandemic influenza has been developed.
    • The tracking method has been tested with non-pandemic influenza patients.
 
  • A facility access plan has been developed.
    • Criteria and protocols for closing the facility to new admissions are in place.
    • Criteria and protocols for limiting visitors have been established.
    • Hospital Security has had input into procedures for enforcing facility access controls.
 
  • An occupational health plan has been developed.
    • A system for rapidly delivering vaccine or antiviral prophylaxis to healthcare personnel has been developed.
    • The system has been tested during a non-pandemic influenza season.
    • A method for prioritizing healthcare personnel for receipt of vaccine or antiviral prophylaxis based on level of patient contact and personal risk for influenza complications has been established.
    • A system for detecting symptomatic personnel before they report for duty has been developed.
    • This system has been tested during a non-pandemic influenza period.
    • A policy for managing healthcare personnel with symptoms of or documented pandemic influenza has been established. The policy considers:
    • When personnel may return to work after having pandemic influenza
    • When personnel who are symptomatic but well enough to work, will be permitted to continue working
    • A method for furloughing or altering the work locations of personnel who are at high risk for influenza complications (e.g., pregnant women, immunocompromised healthcare workers) has been developed.
    • Mental health and faith-based resources who will provide counseling to personnel during a pandemic have been identified.
    • A strategy for housing healthcare personnel who may be needed on-site for prolonged periods of time is in place.
    • A strategy for accommodating and supporting personnel who have child or elder care responsibilities has been developed.
 
  • A vaccine and antiviral use plan has been developed.
    • A contact for obtaining influenza vaccine has been identified.
      (Name) ____________________________________________________
    • A contact for obtaining antiviral prophylaxis has been identified.
      (Name) ____________________________________________________
    • A priority list (based on HHS guidance for use of vaccines and antivirals in a pandemic when in short supply) and estimated number of patients and healthcare personnel who would be targeted for influenza vaccination or antiviral prophylaxis has been developed.
      • Number of first priority personnel        _____________
      • Number of second priority personnel   _____________
      • Number of remaining personnel           _____________
      • Number of first priority patients           _____________
      • Number of second priority patients      _____________
    • A system for rapidly distributing vaccine and antivirals to patients has been developed.
 
  • Issues related to surge capacity have been addressed.
    • A plan is in place to address unmet staffing needs in the hospital.
    • The minimum number and categories of personnel needed to care for a group of patients with pandemic influenza has been determined.
    • Responsibility for assessing day-to-day clinical staffing needs during an influenza pandemic has been assigned.

      Persons responsible are: (names and/or titles)
      _______________________________________________________________
      ________________________________________________________________

    • Legal counsel has reviewed emergency laws for using healthcare personnel with out-of-state licenses.
    • Legal counsel has made sure that any insurance and other liability concerns have been resolved.
    • Criteria for declaring a “staffing crisis” that would enable the use of emergency staffing alternatives have been defined.
    • The plan includes linking to local and regional planning and response groups to collaborate on addressing widespread healthcare staffing shortages during a crisis.
    • A priority list for reassignment and recruitment of personnel has been developed.
    • A method for rapidly credentialing newly recruited personnel has been developed.
    • Mutual AID Agreements (MAAs) and Memoranda of Understanding/Agreement (MOU/As) have been signed with other facilities that have agreed to share their staff, as needed.
 
  • Strategies to increase bed capacity have been identified
    • A threshold has been established for canceling elective admissions and surgeries
    • MOAs have been signed with facilities that would accept non-influenza patients in order to free-up bed space
    • Areas of the facility that could be utilized for expanded bed space have been identified
    • The estimated patient capacity for this facility is ________
    • Plans for expanded bed capacity have been discussed with local and regional planning groups
 
  • Anticipated durable and consumable resource needs have been determined
    • A primary plan and contingency plan to address supply shortages has been developed
    • Plans for obtaining limited resources have been discussed with local and regional planning and response groups.
 
  • A strategy for handling increased numbers of deceased persons has been developed.
    • Plans for expanding morgue capacity have been discussed with local and regional planning groups.
    • Local morticians have been involved in planning discussions.
    • Mortality estimates have been used to estimate the number of body bags and shrouds.
    • Supply sources for postmortem materials have been identified.
 

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