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U.S. Securities and Exchange Commission

Mutual Recognition Roundtable

June 12, 2007

Agenda

9:00 a.m. Introduction
Ethiopis Tafara, Director, Office of International Affairs
9:05 a.m. Opening Remarks
Chairman Christopher Cox
9:15 a.m. Panel One - The Impact on U.S. Market Participants of Increased Foreign Market Access

Moderators
Erik Sirri, Director, Division of Market Regulation
John W. White, Division of Corporation Finance

11:00 a.m. Break
 
11:15 a.m. Panel Two - The Impact on U.S. Market Participants of Increased Foreign Broker-Dealers Access to U.S. Investors

Moderators
Erik Sirri, Director, Division of Market Regulation
Ethiopis Tafara, Director, Office of International Affairs

1:00 p.m. Lunch Break
 
2:00 p.m. Panel Three - Defining and Measuring the Comparability of Regulatory Regimes

Moderators
Ethiopis Tafara, Director, Office of International Affairs
Erik Sirri, Director, Division of Market Regulation

3:30 p.m. Break for the Day
 

 

http://www.sec.gov/spotlight/mutualrecognition/mutualagenda-061207.htm


Modified: 06/07/2007