U.S. Dept. of Commerce / NOAA / OAR / GFDL *Disclaimer

 

3. ATMOSPHERIC PROCESSES

GOALS
  3.1 RADIATIVE TRANSFER

ACTIVITIES FY00

     3.1.1 Solar Benchmark Computations

          In collaboration with Phil Partain of Colorado State University, line-by-line + Monte-Carlo/Equivalence Theorem (LBL+MCET) computations were performed for overcast atmospheric conditions. Due to the computational time needed for the Monte Carlo algorithm, it is employed only once for a given set of drop single-scattering parameters. Thus, the effect of spectral variations in gas absorption are ignored in deriving cloudy layer reflection and transmission. In order to test the viability of this approximation, as well as the MCET technique in general, differences in the fluxes and heating rates derived from LBL+MCET and line-by-line + doubling-adding (LBL+DA) computations were analyzed as a function of the number of cloudy layers (geometrical thickness). Specifically, the effect of increasing the geometrical thickness in a cloud using the "CS" size distribution used in the ICRCCM (Intercomparison of Radiation Codes in Climate Models) study with a fixed total drop optical depth is examined. The fractional differences in both the absorbed flux in the cloud and the individual cloud layer heating rates increase with increasing geometrical thickness, but remain modest (3%, 5%, respectively) for even the thickest case. However, there is a growing overestimate of the absorbed flux in the atmosphere as the geometrical thickness increases. There is likewise an increasing overestimate of heating above the cloud; the maximum fractional difference exceeds 30% for the two thickest cases. There is a corresponding increase in the underestimation of the reflected top-of-the-atmosphere (TOA) flux. These differences point out some limitations of the LBL+MCET technique as applied presently to plane parallel clouds.

     3.1.2 Shortwave Parameterizations

          A more realistic assessment of the stratospheric temperature changes in SKYHI (the GFDL troposphere-stratosphere-mesosphere general circulation model (GCM)) due to the improved accounting of CO2 shortwave heating has been made possible by the completion of a 10-year SKYHI GCM integration. A control run that uses the new solar radiation algorithm with CO2 shortwave heating included is compared against the new GCM integration that retains the same shortwave algorithm, but neglects the CO2 heating. The results give a reasonable approximation of the effect of the improved accounting of CO2 heating, since the older parameterization produced a very small stratospheric heating. Fig. 3.1 shows the

annually averaged temperature change in the control run due to the inclusion of CO2 heating. An increase in temperature of several degrees is seen to occur throughout most of the stratosphere with the magnitude increasing with height. Superimposed on this is the region where the statistical significance is estimated to be > 99%. Note that this covers the tropical and most of the middle-latitude stratosphere.

     3.1.3 Diagnostic Analyses of Surface Solar Flux Measurements

          The Baseline Surface Radiation Network (BSRN) data was further analyzed to determine differences between the measured "clear sky" surface flux for Boulder, Colorado and calculated values from a solar radiative transfer model. For the model calculations, climatological profiles of temperature and moisture are derived from daily NCEP data. Clear-sky observations are identified by stipulating that the difference in the direct surface transmission between the measurement and the model clear-sky value be less than a critical amount. This criterion is applied for all observations comprising each 30 minute time period. In Fig. 3.2 (top), the diurnal variation of the monthly-averaged total (direct + diffuse) "clear sky" "surface flux derived from the observations is compared with the model value for Boulder in July 1994. Note that the measurements are consistently lower than the model value, with differences exceeding 100 W/m2. These differences further suggest that additional attenuators, likely aerosols, need to be incorporated into the model computations to produce better agreement.

          The entire record for Boulder from the BSRN dataset was archived in order to study temporal variations in the derived monthly-averaged "clear sky" surface flux. Fig. 3.2 (bottom) shows a comparison of the monthly-averaged "clear sky" total surface flux derived for all months and years (1992-1997) in the sample. The relatively small interannual variations (< 20 W/m2) give further credence to the derived fluxes being clear-sky, since such fluxes are expected to exhibit relatively little variability. Also shown is the corresponding SKYHI clear-sky surface flux for the closest grid point to Boulder. Note that SKYHI consistently overestimates the clear-sky flux by 20-30 W/m2 during most of the year. This confirms the fact that additional attenuators are needed to produce better agreement between calculated and observed fluxes. Smaller differences between SKYHI and the measurements are noted during the autumn season.

PLANS FY01

          In collaboration with Phil Partain of Colorado State University, the LBL+MCET algorithm will be used to perform calculations for more realistic three-dimensional cloudy atmospheres. The BSRN data will be analyzed further for other stations. Available aerosol measurements will be used to make improvements in model calculated surface fluxes. Output of solar radiative quantities from the Flexible Modeling System (FMS) GCM model integrations will be analyzed.

     3.1.4 Development of Radiative Parameterizations for GCMs

ACTIVITIES FY00

          The shortwave and longwave radiative parameterizations have been fully recoded in Fortran 90 modules compatible with standards of the FMS. The modules have been added to a FMS prototype ("Blue") model. A 1-column ("standalone") version of this new code has also been developed.

          A version of the SKYHI GCM with 1.2° x 1.0° longitude-latitude resolution suitable for use on the GFDL T3E system has been prepared. This version has been employed in a 1-year control integration to determine the effects of model resolution on cloud climatology (no).
 

PLANS FY01

          The radiative algorithms in the FMS will be improved as indicated by analysis of model results. Additional changes will be made to take advantage of the resources of the new GFDL computer system.

  3.2 CONVECTION-CLOUDS-RADIATION-CLIMATE INTERACTIONS

     3.2.1 Cumulus Parameterization

ACTIVITIES FY00

          A major, but elusive, goal in parameterizing cumulus convection for GCMs is to capture the interaction between deep cumulus towers and the mesoscale and synoptic-scale cloud systems in which they are embedded and in whose development they play important roles. The latter, spatially extensive cloud systems, are major regulators of the earth's radiant energy system. A new conceptual framework for dealing with this problem has been presented (1133). The frequently used concept of mass-flux cumulus parameterizations was extended to include a statistical treatment of the vertical velocities in cumulus convection. These vertical velocities can be used to drive microphysics at physically appropriate scales and thereby provide representations of the interactions between cumulus-scale clouds and larger-scale, radiatively important cloud systems (1349).

          The impact of deep convective systems on the thermodynamic and hydrological behavior of the atmospheric general circulation has been studied using this conceptual framework, embedded in the SKYHI GCM (mn). The mesoscale cloud systems produced by deep convection in SKYHI increase upper-tropospheric water vapor and intensify the Walker circulation. The size distribution of these simulated mesoscale cloud systems is consistent with satellite observations, an important result for modeling cloud-radiative interactions realistically. The mass fluxes associated with deep convective systems, including mesoscale clouds, differ appreciably from those of deep convective systems parameterized without them, with detrainment more concentrated in the middle troposphere when mesoscale circulations are included.

          Microphysical and radiative aspects of the mesoscale cloud systems have also been parameterized. Convective systems with mesoscale clouds are found to produce much larger shortwave and longwave cloud forcing than those parameterized without them.

          Preliminary development of an extension to the new cumulus parameterization to include transport of chemical tracers has been completed. Based on mass fluxes produced by the parameterization when mesoscale clouds are included, it is likely that less tracer transport to the upper troposphere will occur, correcting a problem of excessive upper-tropospheric tracer concentrations that has been noted in several studies using mass-flux parameterizations without mesoscale clouds.

PLANS FY01

          Development and evaluation of tracer transport by the cumulus parameterization will be completed. GCM studies with linked cumulus and prognostic cloud parameterizations are planned. The impact of deep convection on the earth-atmosphere radiative balance will be evaluated using satellite observations (1560).

     3.2.2 Limited-Area Non-Hydrostatic Models

ACTIVITIES FY00

          An ongoing study of deep convection and its associated mesoscale circulations using the Lipps-Hemler (885) cloud-system model focused this year on extra-tropical, continental convection. Observations from the Atmospheric Radiation Measurement (ARM) program were used to integrate the model and evaluate its ability to produce hydrological and cloud fields in the interior United States. These experiments showed that the model is sensitive to surface fluxes, and is able to capture many observed features of continental convection.

          The convection model was augmented to include aerosol chemistry and transport (1537, 1543, 1589), and used to investigate the effect of deep convection on aerosols in the region of the Indian subcontinent, using extensive observations available from the Indian Ocean Experiment (INDOEX). These studies revealed that deep convection is the major mechanism for removing aerosols originating on the Indian subcontinent from the boundary layer as they are advected toward the Equator. The aerosols subsequently modify the microphysical and radiative properties of upper-tropospheric clouds associated with deep convection.

PLANS FY01

          Further studies using INDOEX data are planned. The Lipps-Hemler cloud system model will be used to evaluate cumulus parameterizations which have recently been developed for GCMs. Studies of the radiative properties of ice crystals in convective-system anvils will be used to refine the treatment of the interaction between clouds and radiation.

     3.2.3 Moist Convective Turbulence

ACTIVITIES FY00

          Analysis of the energy and entropy budgets of numerical models of radiative-convective equilibrium with explicit moist convection have led to several insights into the factors that control convective velocities and Convective Available Potential Energy (CAPE) in the tropical atmosphere. These results have led to the conclusion that: 1) a moist convecting atmosphere should be thought of as a dehumidifier, rather than as a heat engine; and 2) water vapor, not the dry air, performs most of the work in moist convection.

          Surface fluxes provide energy to the atmosphere at the ground and radiative fluxes remove energy by cooling the troposphere. As the heating occurs at a warmer temperature than the cooling, entropy is lost and this reduction must be balanced in a statistically steady state by entropy production due to irreversible processes. If the dominant irreversible process is frictional dissipation of kinetic energy, one can estimate the magnitude of the kinetic energy generation, or the mechanical work performed by the atmosphere from the entropy production, as in the simplest heat engine. This is a good approximation for dry convection, but it overestimates the work performed by moist convection by an order of magnitude. In both 2-D and 3-D models of moist convection, it is found that the dominant irreversible sources of entropy are the diffusion of water vapor and the evaporation of condensate into unsaturated air. It can be argued that this is not simply a result within one particular model, but will be a property of any atmosphere in which the dominant mode of vertical energy transport is latent rather than sensible. Coupled with an earlier finding that the work performed by moist convection is primarily used to lift water and not to generate the kinetic energy of the flow (1689), this analysis implies that a theory for CAPE cannot be developed from the entropy and energy budgets alone.

          An additional result emerging from this analysis is that the work performed by moist convection is primarily due to the expansion of the water vapor component of the air, despite the fact that the vapor is at most 2% of the atmosphere by weight. When air rises, the dry component expands and performs work, but most of this is cancelled during subsidence, the residual being dependent on the differences in temperature between upward and downward moving parcels. Water vapor also expands and performs work as it moves upward, but much of the vapor condenses, so there is much less cancellation during descent of the work performed during ascent. The implications of this result for our understanding of moist convective turbulence are currently being examined.

     3.2.4 Prognostic Cloud Parameterization

ACTIVITIES FY00

        3.2.4.1 Parameterization Development Efforts           The prognostic cloud parameterization previously incorporated into the FMS GCM has been further refined and its performance thoroughly diagnosed. The parameterization consists of a two species (cloud liquid and ice) bulk microphysics scheme coupled with a prognostic cloud fraction equation. Recent refinements include the incorporation of a physically based parameterization for the Bergeron process and a crude treatment of the plane parallel cloud albedo bias.

          Initial climate simulations with this parameterization revealed significant differences with observations in the total amount of solar energy absorbed and the longwave radiation emitted by Earth. Consequently, two parameters of the cloud parameterization were adjusted until the global mean energy budget matched observations. The first parameter tuned is the threshold liquid cloud drop radius for which rain formation begins. The tuned value of the threshold radius, 7 m, is significantly less than the observed values of 10-12 m. This result is in common with a number of other GCMs using the same auto-conversion parameterization. The second parameter tuned is the fraction of condensed water in cumulus updrafts which becomes cloud condensate (the remaining portion becomes precipitation mass). For updrafts reaching the upper troposphere, 1% of condensed water becomes cloud condensate whereas for updrafts that only reach the lower troposphere this fraction is 50%. Although these precipitation efficiencies were tuned in the present application, in future work they will be predicted from the new cumulus convection parameterization (3.2.1) when it is coupled with this prognostic cloud parameterization.

          With the tuned parameterization, the B-grid dynamical core of the FMS was integrated for 5 years over historically observed sea surface temperatures (SSTs). One field directly simulated by cloud parameterization, the amount of cloud liquid in a column of air per unit area or liquid water path (LWP), can be directly compared with satellite data, but only over oceans. An example of this is shown in Fig. 3.3, which compares the climatological mean liquid water path for the June-July-August season from the model simulation to two satellite derived observations. The cloud parameterization which, in general, has less than observed LWPs, simulates the maximums of midlatitude oceans and tropical convergence zones. However, the magnitude of the eastern tropical Pacific maximum is under-simulated by the model. This is a consequence of a very important model deficiency, namely the lack of marine stratocumulus in the eastern subtropical oceans.

          Additional aspects of the cloud parameterization that can be compared to observations include the effective radius of liquid clouds, which is diagnosed in the model from the liquid water mass and an assumed number density of cloud droplets. Satellite observations suggest values of 9 to 12 m for this parameter. However, the model's liquid cloud drop effective radii are diagnosed to be between 6 and 7 m. This underestimate occurs

because the auto-conversion effectively limits the radii of the clouds to the threshold radius which is tuned to be 7 m. This is considered an important deficiency of the cloud parameterization, as it limits the model's utility for simulating the indirect effect of aerosols on cloud properties.

          Another aspect of the cloud parameterization that can be evaluated is the distribution of optical depths and cloud top pressures. Comparison of the model to satellite data reveals that at all height levels (low, medium, and high), the amount of optically thick cloud is overestimated by the model, whereas the amount of optically thin cloud is underestimated. The overestimate of cloud optical depths explains in part how the climatological radiation budget can be approximately correct with less than observed cloud amount.

          If the parameterization is to be used for climate change simulations, it is important that cloud feedbacks be correctly simulated. One observed feedback is that for small increases in temperature, low cloud optical depths increase for cold clouds over land, but decrease for warmer land clouds and all oceanic clouds. Preliminary diagnosis of the temperature feedbacks of the model simulated low clouds indicates that the parameterization qualitatively reproduces this feature, despite the problems of the simulation which include a lack of marine stratocumulus clouds and cloud drop effective radii which are too small.

        3.2.4.2 Diagnostic Assessment of the Simulation of Midlatitude Cloudiness

          The prognostic cloud parameterization in the FMS GCM was assessed by comparing simulated and observed cloud properties composited on 500-mb pressure vertical velocity over the summertime midlatitude North Pacific. The observed cloud properties that were used include daily Earth Radiation Budget Experiment (ERBE) cloud radiative forcing (CRF), daily NASA Water Vapor Project (NVAP) all-sky liquid water path (LWP), and 3-hourly International Satellite Cloud Climatology Project (ISCCP) cloud optical thickness and cloud top pressure. ECMWF and NCEP/NCAR reanalyses provided vertical velocity. Fig. 3.4 shows observed and simulated shortwave (SW), longwave (LW), and net (SW+LW) CRF as a function of midtropospheric vertical velocity. FMS overproduces SW and LW CRF under ascent conditions and underproduces LW CRF under subsidence conditions. FMS underproduces LWP for subsidence conditions, but this error is balanced by underproduction of cloud droplet effective radius to generate an superficially correct simulation of SW CRF. Comparison between observed and simulated frequency distributions of cloud optical thickness and cloud top pressure revealed that unlike observed cloudiness, FMS cloudiness has a bimodal distribution: large optical thickness clouds with tops in the upper troposphere and medium optical thickness clouds near the surface. FMS overproduction of SW and LW CRF in the ascent regime results from a frontal cloud shield that is too optically thick, high in the atmosphere, and horizontally extensive. FMS underproduction of LW CRF in the subsidence regime results from insufficient cloud cover. These and other errors in the relationship between meteorological processes and cloud properties need to be fixed to insure a reliable simulation of cloud feedbacks in the climate system.


 

PLANS FY01

          Diagnosis of the cloud parameterization will continue. In particular, effort will be placed on diagnosing the reasons behind the qualitatively correct temperature dependence of low cloud optical depths.

  3.3 ATMOSPHERIC CHEMISTRY AND TRANSPORT

ACTIVITIES FY00

     3.3.1 Fast Photochemical Solver Development           A monomial preconditioning approach to constructing a fully equivalent operational model (FEOM) for chemical kinetics calculations in chemistry-transport models has been developed. This approach significantly reduces the off-line computational effort by expressing higher-order terms as linear combinations of the zeroth and first order correlated functions. A paper is in preparation.

          In preparation for a future scalable supercomputer system and the incorporation of an on-line chemistry module from NCAR's "MOZART" (Model for Ozone and Related Chemical Tracers) model, the standard GFDL GCTM (Global Chemical Transport Model) was extensively re-coded. All internal input-output structure on the irregular Kurihara grid has been removed and the model now executes in CPU memory. In addition, any number of tracers can now be transported, dependent on memory and CPU speed.

          A reduced form of the on-line chemistry module from NCAR's MOZART model is now being tested in a coupled CO, NOx, HNO3, PAN, O3 version of the GCTM. This will serve as the prototype development for the chemistry module that will be incorporated into the GFDL FMS for chemistry-climate studies.

     3.3.2 Ship Emissions of NOx

          GCTM simulations with and without global emissions of NOx from ocean shipping predict a significant enhancement over large regions, particularly over the northern latitude oceans. While these results are consistent with a recently published study, the resulting NOx and NOy levels are not consistent with recent measurements over the central North Atlantic Ocean and significantly exaggerate the apparent impact. Analysis suggests that the chemical evolution of ship plumes is not fully understood, and that the model's overestimate may also be due to a lack of plume dynamics and chemistry (1724).

     3.3.3 Tropical South Atlantic Ocean Tropospheric Ozone Maximum

          Analysis of observed tropospheric column ozone (TCO) utilizing innovative satellite retrieval techniques has revealed the existence of a maximum TCO over the tropical South Atlantic Ocean (SAO) during September, corresponding to the time of maximum biomass burning in South America and Africa. As depicted in Fig. 3.5(a), the GFDL GCTM has successfully simulated this phenomenon.

           Initial speculation assumed that the TCO formation resulted from the emission of ozone precursors by agricultural biomass burning which were then advected from the continents to the ocean. GCTM results have shown that the maximum is produced by transport in the upper troposphere of ozone and reactive nitrogen (NOx) generated over the continents by both lightning and upward convective mixing of biomass burning products, followed by subsidence and chemical destruction of ozone in the boundary layer (1718). The dominance of lightning generated NOx (accounting for 49% of NOx over the SAO versus 36% for biomass burning) indicates a more reduced effect of human influence on tropical ozone pollution than was previously thought. To clarify this, an integration was run with the biomass burning source eliminated from the GCTM ozone photochemical system. Fig. 3.5(b) shows that even with biomass burning removed, there is still a TCO maximum isolated over the SAO. This suggests that a reduced TCO maximum existed in the SAO prior to the advent of agricultural burning, and man's influence results in an amplification of ozone pollution accumulation.

           An examination of the TCO versus time (Fig. 3.5(c) from 30°S to 15°N along longitude 1.2°W (dashed line in Fig. 3.5(a)), reveals the seasonality in the SAO region. During the biomass burning dry season (July through October), there is a maximum located from the equator to 15°S, however, a general maximum is present over the SAO throughout the year, varying from less than 35 DU's in MAY to a high near 45 DU's in September. This implies that transport is acting to accumulate ozone in the SAO throughout the year and NOx from continental lightning and smaller sources provides an environment allowing chemical ozone production. An interesting secondary maximum occurs in February during the Southern Hemisphere wet season. This is a result of increased lightning and a smaller increase in biomass burning NOx transported southward from African agricultural burning north of the equator, which is depicted as a pocket of greater than 37.5 DU's at 5° to 10°N.

     3.3.4 Asian Impacts on Regional and Global Air Quality

          Currently, long-range transport of pollutants from Asia is known to significantly alter the composition of the remote Pacific troposphere, and there is growing observational evidence for an Asian impact extending to North America. The projected rapid increase in Asian industrialization and urbanization will lead to increased emissions of primary air pollutants, which are expected to increase tropospheric O3 levels throughout much of the Northern Hemisphere.

          GFDL/GCTM simulations find that, on average, while current Asian emissions already supply more than 20 ppbv of CO to the Northern Hemisphere, significant contributions (> 20 pptv) of NOx are only found over parts of the North Pacific and Indian Oceans. These same emissions also account for a 5-10 ppbv swath of O3 in the boundary layer across the North Pacific, which extends to over half of the Northern Hemisphere in the middle troposphere. A 2020 "business-as-usual" emission scenario predicts that the average impact of Asian emissions on tropospheric O3 will more than double.

          Episodic trans-Pacific pollution events greatly exceed the average impact. The strongest Asian CO episodes over North America (NA), occurring most frequently between February and May, are often associated with disturbances that entrain pollution over eastern Asia and amplify over the western Pacific Ocean. With 55 ppb of Asian CO as a criteria for major events, 3-5 Asian pollution events analogous to those observed at Cheeka Peak, WA are expected in the BL all along the U.S. west coast between February and May during a typical year. In contrast to CO, Asia currently has a small impact on the magnitude and variability of background ozone arriving over NA from the west. Direct and indirect Asian contributions to episodic O3 events over the western U.S. are generally in the 3-10 ppbv range. The two largest total O3 events [> 60 ppbv], while having trajectories which pass over Asia, show negligible impact from Asian emissions. However, this may change. A future [~2020] emission scenario in which Asian NOx emissions increase by a factor of 4 from those in 1990 produces late spring ozone episodes at the surface of California with Asian contributions reaching 40 ppb. Such episodic contributions are certain to exacerbate local NA pollution events, especially in elevated areas more frequently exposed to free tropospheric and more heavily Asian-influenced air.

          The role of nitric acid deposition in Asia relative to sulfate deposition has been explored with a regional Lagrangian chemical transport model, ATMOS, developed at the University of Iowa. Reactive nitrogen chemistry has been included in the model, with results compared with seasonal and annual deposition measurements. Sensitivity analyses have been conducted to test the model's response to variations in the rate of horizontal dispersion, the simulation of vertical transport, wet and dry deposition rates, chemical conversion rates, and emissions. Simulations from ATMOS are being used to construct a "source-receptor matrix" for the RAINS-Asia model (Regional Air Pollution Information System-Asia), a widely-used integrated assessment model for science and policy studies of regional air pollution in Asia.

     3.3.5 GCM Simulation of Carbonaceous Aerosol Distribution

          The SKYHI simulation of global carbonaceous aerosol burden previously described (A99/P00) has been further analyzed. Comparisons at several locations indicate a reasonable agreement between the modeled and measured concentrations of this aerosol species (nv). The global column burdens of black and organic carbon are lower than in previous studies and can be regarded as approximately bracketing the lower end of the simulated anthropogenic burden due to these classes of aerosol. In addition to the comparison of the surface concentrations, several sensitivity tests were carried out. These included varying the time necessary for transformation of hydrophobic aerosol to hydrophilic aerosol, varying the fraction of aerosol that is emitted in the hydrophobic state and varying the wet deposition rate of the aerosol. The most sensitive parameters in the aerosol scheme, with respect to the column burden, are the wet deposition removal rate of the aerosol and the transformation rate for hydrophobic to hydrophilic aerosol. An example of the ratio of the column burdens for the case where the transformation time is halved, as compared to the standard case, is shown in Fig. 3.6. In this case, one can see that the effect of halving the transformation time for

hydrophobic aerosol decreases the column burden of the aerosol. Although the sensitivity of the global mean column burden was less than 25% in the sensitivity tests, the regional effect can be much greater. However, as the parameter range considered for the tests here is somewhat generous, this range is likely an overestimate. In general, the most remote oceanic regions were the most sensitive to variations in the aerosol model parameters. Of the physical factors examined, the intensity and frequency of precipitation events are critical in governing the column burdens. Biases in the frequency of precipitation are likely the single biggest cause of discrepancies between simulation and observations.

          The sensitivity of the mean and monthly variability in surface black carbon concentrations to halving of the wet deposition or halving of the transformation time from hydrophobic to hydrophilic state is examined in Fig. 3.7 at four different geographical locations. For reference, the results from the standard case and that from available observations are also illustrated. With respect to the standard case, the monthly mean burdens increase everywhere for a halving of the wet deposition. At Bondville, IL, which is close to sources, the maximum monthly increases are ~9% (occurs in May). At more remote locations, the monthly-mean increases are greater (range of increase at Sable Island is 11-17%, at Mace Head 24-44%, and at Mauna Loa 58-152%). These values may be compared with the global, annual-mean increase of 32%. Thus, the local and monthly sensitivities differ from that in the global, annual-mean. The modeled mean monthly values tend to show varying degrees of agreement with the available observations, with both deficiencies in the

transport and precipitation simulations playing important roles. At Sable Island and Bondville, the observed variability tends to be much greater than any of the three simulations (based on 3-year integrations in contrast to the observations, which at all sites exceed 3 years). Similarly, with respect to halving of the transformation time, while the global annual-mean burden is reduced by 25%, the monthly-mean changes in Bondville tend to be less. The sensitivity increases at the more distant locations, e.g., there is a reduction of 20-50% at Sable Island, 40-61% at Mace Head and 3.5-49% at Mauna Loa. While halving the transformation time does tend to underestimate the surface concentration, it also reduces the overestimate of the variability in the monthly-means, especially at Mace Head. It is concluded that the transformation time is likely less than assumed in the standard simulation, with a value probably between 0.5 and 1 day.
 

PLANS FY01

          The complex interactions between chemistry and transport that result in a Northern Hemisphere spring maximum in tropospheric O3 will be explored quantitatively with the GCTM.

          The relative contributions to tropospheric ozone from stratospheric ozone, ozone produced in the relatively clean troposphere, and ozone produced in the polluted boundary layer have been quantified. Global, regional, and local budgets are being constructed; and the mechanisms, both transport and chemical, by which present and future pollution impact tropospheric O3 are being investigated.

          GCTM simulations of NOx, CO, and O3, employing present sources of CO and NOx and detailed estimates of future emissions, have been used to examine the present and future regional and global impacts, both average and episodic, of Asian emissions from fossil fuels, biofuels, and biomass burning. Specific goals include: quantifying the export of NOx, CO, and ozone from Asia's polluted BL to the free troposphere; investigating the impact of this export on the balance of ozone production and destruction over the Northern Hemisphere; quantifying the global air quality impacts resulting from the Indonesian fires in 1997; and quantifying the impact of Asian emissions on North America.

          In collaboration with Princeton and Rutgers, the FEOM technique for chemical kinetics calculations will be expanded to include comprehensive atmospheric chemistry mechanisms in high-resolution global and regional simulations of tropospheric chemistry.

          We will continue development of a reduced form of the on-line chemistry module from NCAR's MOZART model in a coupled CO, NOx, HNO3, PAN, O3 version of the GCTM.

          A source-receptor matrix for reactive nitrogen oxides will be developed for the RAINS-Asia (Regional Acidification and Information Simulation - Asia) integrated assessment model, which will then be used to assess issues of future environmental policy in East Asia with a focus on China, Korea, and Japan.

          The radiative forcing due to carbonaceous aerosol concentrations generated in the SKYHI GCM will be evaluated.

  3.4 ATMOSPHERIC DYNAMICS AND CIRCULATION

     3.4.1 Model Development

ACTIVITIES FY00

          The creation of Fortran 90 modules containing all of the model physics specific to a radiation time step (longwave, shortwave, astronomy, clouds, ozone, surface albedo) has been completed, and these modules may now be executed either within the SKYHI or FMS models or as a standalone program. Modification of these modules to include implementation options used by other research groups at GFDL is continuing, so that the new code within the FMS framework will be usable laboratory-wide.

          Work is underway to convert additional physics modules previously run within the SKYHI model into Fortran 90 modules, so that they may be incorporated into the FMS.

          Efforts to create a troposphere-stratosphere-mesosphere model based on the FMS are continuing. Physical and numerical parameterizations and techniques used in the existing SKYHI model, but which are not yet present in the FMS, are being examined to determine those essential features needed to produce an acceptable model climatology.

PLANS FY01

          The remaining code which has been a part of SKYHI and which will be needed within the FMS will be converted to Fortran 90 modules and put in a form compliant with FMS standards. The major ongoing effort to improve the features of the FMS-based model climatology will continue. Higher horizontal resolution troposphere-stratosphere-mesosphere model experiments within the FMS will be integrated and assessed.

     3.4.2 SKYHI Control Integrations and Basic Model Climatology

ACTIVITIES FY00

          The extended 50 year control integration using the 40-level 3.6°x3.0° latitude-longitude version of the SKYHI model (A99/P00) has been completed. In contrast to a previous long control integration (1274), this calculation uses predicted clouds and the new longwave and shortwave radiation algorithms (1597, 1672). Improvements have also been made in the land and sea surface albedo formulations.

          Results indicate the cloud climatology in the new integration is substantially more realistic than that of a corresponding simulation using prescribed clouds, although excessive cloudiness is simulated near the surface. The total cloudiness, outgoing longwave irradiances and reflected solar irradiances have been compared to ISCCP (International Satellite Cloud Climatology Project) cloud data and irradiances measured by ERBE. The interannual variability of the outgoing irradiances and the variances of temperature and moisture are greatly increased in the predicted-cloud simulation, despite the continuing constraint of specified climatological SSTs. A comparison between predicted-cloud and prescribed-cloud simulations has been completed (no).

          A number of SKYHI control integrations were continued. Particularly noteworthy are a control integration with a 160-level, 1°x1.2° latitude-longitude resolution model that has now continued for 6 months, and another with an 80-level 2°x2.4° version that has run for 20 years. These represent extended model integrations with an unprecedented combination of fine horizontal and vertical resolution.

PLANS FY01

          The climatology of the 3.6°x3.0° latitude-longitude simulation will be compared to that obtained using the FMS "Blue" model. Differences in the temperature and wind climatology will aid in the evaluation of the performance of the FMS model.

          The results of the high-resolution integrations will be compared with available observations, including the high-resolution radiosonde data (3.4.9).

     3.4.3 Spontaneous QBO-like Tropical Wind Oscillations in SKYHI Simulations

ACTIVITIES FY00

          As noted in A98/P99 and A99/P00, the SKYHI model, when run with at least 2°x2.4° horizontal resolution and 80 levels between the ground and 80 km, displays a very strong long-period oscillation in the equatorial zonal-mean circulation with some properties similar to those of the observed quasi-biennial oscillation (QBO). The integrations have been extended and additional analysis has been performed. One point emerging clearly is that the tropical mean flow oscillation is driven by eddy flux convergence associated with vertically-propagating waves. In fact, the wave forcing is typically 2-4 times larger than the realized mean flow accelerations, due to the countervailing effects of mean flow advection and parameterized diffusion. This conclusion is similar to that found in an earlier study that analyzed results from a lower resolution version of the SKYHI model that included an imposed QBO (1552). The waves responsible for the mean flow forcing in the equatorial atmosphere were found to have a rather broad spectrum in terms of both space and time scales.

PLANS FY01

          The various high-resolution simulations will be analyzed in more detail.

     3.4.4 Low-Frequency Variability of Simulated Stratospheric Circulation

ACTIVITIES FY00

          As noted in A99/P00, long control integrations of the 40-level 3°x3.6° SKYHI model with prescribed climatological SSTs are found to display significant quasi-decadal variability in the Northern Hemisphere middle atmospheric circulation. Some of the integrations included nitrous oxide (N2O) as a prognostic variable, and this has allowed an examination of the effects of the spontaneous dynamical variations on trace constituent concentrations in the stratosphere. Fig. 3.8 shows the time series of nitrous oxide mixing ratio for 25 consecutive December-February periods at the equator at 10 hPa in a control SKYHI simulation. The mixing

ratio has some quasi-random year-to-year variability, but there also appears to be an overall trend, with the mixing ratio dropping by ~10% in the first 15 years and largely recovering over the last 10 years. The model has no interannual variation in the specified chemistry and no externally-forced dynamical variations. Thus, the large apparent trends seen in the figure must be caused by the transport effects of spontaneous internal dynamical variability within the model. The variations found in this model simulation are rather similar to those seen in stratospheric methane and water vapor mixing ratios in observations from the Upper Atmosphere Research Satellite (UARS) during the 1990s. The present model results suggest that natural variability may be a plausible explanation for these decadal-scale changes seen in stratospheric composition.

          A review paper discussing observational and modelling issues related to interannual variability in the extratropical middle atmospheric circulation was written (lv). Also, a contribution to an extensive review of biennial variability in the middle atmosphere (ls) was completed.

PLANS FY01

          The detailed analysis of the simulated interannual variability will continue.

     3.4.5 Horizontal Spectra from High-Resolution SKYHI Integrations

ACTIVITIES FY00

          As noted in A99/P00, the 0.33°x0.4° version of SKYHI has been shown to produce a simulation of the horizontal kinetic energy spectrum in the troposphere that has a fairly abrupt transition to a shallow (close to -5/3) power-law behavior at wavelengths shorter than about 500 km, in good agreement with available observations. A detailed analysis of the spectral kinetic energy budget has been completed (ma).

          Two new experiments were performed with the 0.33°x0.4° model to examine the spectral energy transfers in transient integrations. Each of the integrations started from an initial condition produced by computing a time-average of the control integration over about a day. This resulted in initial conditions that had energy levels in the mesoscale that were strongly suppressed relative to the control result. One integration used the standard version of the model. This produced a simulation in which the mesoscale energy was restored to the control value over a timescale of about 1/2 day, consistent with the earlier energy budget analysis (ma). The other integration used a model with the convective parametrization turned off. In this integration, the mesoscale energy also recovered, but only to within roughly a factor of 2-3 of that seen in the control run. This suggests that the subgrid-scale convection does play an important role in maintaining the mesoscale, but that even in the absence of the parameterized convection, the model would simulate a shallow mesoscale regime.

PLANS FY01

          Work will continue to analyze the spectral budgets of potential energy and tracer variance in the high-resolution control and transient experiments.

     3.4.6 Parameterized Gravity Wave Drag in the SKYHI Model

ACTIVITIES FY00

          Work has continued towards incorporating a version of the Alexander-Dunkerton gravity wave drag parameterization scheme in the 3°x3.6°, 40-level version of SKYHI. The code has been rewritten to permit the drag to be calculated at intervals of several dynamical timesteps, allowing a considerable saving of computational resources while not significantly degrading performance.

PLANS FY01

          The work towards efficient implementation and appropriate tuning of the gravity wave scheme will continue. The scheme will also be implemented in the middle atmosphere versions of FMS.

     3.4.7 GCM Simulations with an Imposed Tropical Quasi-biennial Oscillation

ACTIVITIES FY00

          A 48-year integration of the SKYHI troposphere-stratosphere-mesosphere GCM was conducted with a version that included an imposed mean momentum source in the tropical stratosphere that forced a realistic quasi-biennial oscillation (QBO) in the winds and temperatures (1552). The model also included a simple treatment of the chemistry of nitrous oxide, and this allowed a study to be made of QBO effects on a long-lived trace constituent. The particular focus was on whether QBO-modulation of the upwelling through the tropical tropopause could affect the tropospheric concentration of important greenhouse gases, such as nitrous oxide and methane. Fig. 3.9 shows the rate of change of the simulated global-mean surface concentration of nitrous oxide, together with the zonal-mean equatorial zonal wind at 70 hPa over the last 45 years of the experiment. The wind timeseries clearly shows the effects of the imposed QBO. The nitrous oxide concentration also has a fairly clear QBO, although less regular than for the wind itself. The results show that the tropospheric inventory of nitrous oxide in the model is indeed systematically affected by the QBO modulation of transport. The predicted effects on nitrous oxide are probably too small to be measured with current observational networks, but a reasonable scaling of the model results for methane suggest that there should be a transport-driven QBO in tropospheric-mean methane concentration growth rates of the order of 1-2 ppbv/year. This should be detectable in the NOAA global air sampling flask network observations. The actual NOAA methane growth rate timeseries since 1983 does show a QBO variation of this size that is well correlated with the observed QBO in tropical lower stratospheric equatorial wind. While the QBO effect on methane growth rates is clearly only one component among several affecting the interannual variability, it is valuable to have a clear explanation for at least part of the variations seen in the tropospheric methane record. A paper describing these results was completed (mp).
 

PLANS FY01

          A version of the SKYHI model is being integrated with a momentum source designed to force the tropical stratospheric zonal-mean zonal winds to agreement with the detailed time series of observed winds during the period 1989-1995. The results of these simulations will be used to study the effects of the tropical zonal-mean QBO on other aspects of the circulation. In particular, the three-dimensional structure of the stationary wave field in the model

simulation will be compared in detail with the extensive wind observations taken during 1991-1995 by the Doppler radiometer instrument on the UARS.

     3.4.8 Observational Study of Gravity Wave Climatology

ACTIVITIES FY00

          Collaborative work has continued on a World Climate Research Programme (WCRP) project to establish a gravity wave climatology for the lower stratosphere based on operational high-resolution radiosonde data. Data from a year of high-resolution wind and temperature soundings at Keflavik (64°N, 23°W) were obtained from the Icelandic Meteorological Service and were analyzed to determine the energy densities and dominant directions of propagation for gravity waves in the lower stratosphere. The results have been included in the worldwide climatology project along with those from almost 200 additional stations. An example of the information available is shown in Fig. 3.10. This compares the

dominant horizontal direction of propagation in each month of the year as determined at Keflavik and at Macquarie (55°S, 159°E), another high latitude station, but in the Southern Hemisphere. At Macquarie, the dominant wave propagation directions have a strong westward component throughout the year, while at Keflavik the waves propagate eastward in June and July. The very different behaviors seen in the figure at the two stations probably reflect the contrast in the annual cycles of the large-scale mean flow at each location.

PLANS FY01

          The analysis of worldwide high-resolution radiosonde data will continue in collaboration with the other participants in the WCRP study.

     3.4.9 Dynamics of the Martian Atmosphere

ACTIVITIES FY00

          Recent results from the Mars Global Surveyor (MGS) Thermal Emission Spectrometer (TES) instrument have indicated the presence of a prominent tropical water ice belt during the relatively cold aphelion season which corresponds to the Northern Hemisphere summer. A description of water ice clouds has been included in the Mars general circulation model (MGCM) to assess the possible influence of ice clouds on the vertical distribution of dust aerosol for both the present and past Mars climates. Cloud formation is governed by a microphysics scheme based on a set of moment continuity equations (1713). The radiative effects of ice deposition on dust nuclei and the enhanced particle sedimentation velocity are also accounted for. A comparison of the simulated tropical cloud belt with the MGS TES observations indicates good agreement in the seasonal and latitudinal extent of the cloud belt. Simulated cloud opacity and particle sizes appear to be consistent with the data. Further analysis of the MGS data should permit comparisons with the vertical extent of the simulated clouds and aerosol.

          Thermal tides play a much more prominent role in the martian atmosphere than in the terrestrial atmosphere and an accounting for diurnal variability is an important aspect of interpreting and comparing spacecraft observations with MGCM results. The amplitude and structure of the diurnal temperature variation is strongly dependent on the atmospheric dust opacity and the state of the zonal mean circulation (1709). The tides include westward propagating, sun-synchronous (migrating) waves driven in response to solar heating and additional non-migrating eastward and westward propagating waves resulting from zonal variations in the thermotidal forcing, most notably associated with high amplitude topography. Temperature profiles derived from MGS radio science occultations have revealed large amplitude tropical waves in the lower atmosphere that MGCM simulations suggest are thermal tides that are strongly modulated by topography. An observed large amplitude density variation in the Mars thermosphere (~130 km) has recently been identified as a diurnal period, eastward propagating Kelvin wave excited by the scattering of the migrating tide off the wavenumber 2 component of topography. Such a wave is predicted to extend from the surface to thermosphere heights with little variation in phase. This result is consistent with Viking lander surface pressure data and TES lower atmosphere temperature data.

PLANS FY01

          The physics routines in the current Mars GCM will be ported to FMS and will provide an additional test of the robustness and flexibility of the new modeling system. In particular, the impact of various new tracer transport schemes on aerosol and water vapor will be examined. The Mars atmosphere also represents an opportunity to study different representations of boundary layer mixing. Further analysis of the interaction of thermal tides with topography will be carried out with an emphasis on the character of the diurnally-varying winds.

  3.5 CLIMATIC EFFECTS DUE TO ATMOSPHERIC SPECIES

     3.5.1 Lower Stratospheric Ozone and Temperature Trends

ACTIVITIES FY00

          Subsequent to the compilation of a review paper on the temperature trends in the lower stratosphere (kp), it has been found that the vertical profile of cooling in the stratosphere over the 1979-1994 period in various regions closely follows that found for the 45°N region. Comparisons of temperature trends in the stratosphere, made available by the different observational platforms, has continued with the focus shifting to the seasonal trends at particular latitude zones. It is found that, as in the case of the annual-mean (A99/P00), it is the midlatitude Northern Hemisphere locations that exhibit statistically significant cooling. Other regions, such as the high latitudes in both hemispheres, as well as the tropics exhibit a lack of coherence amongst the various datasets, with the exception of the Antarctic springtime cooling. The high latitudes in the Northern Hemisphere exhibit large cooling in winter-spring, but this fails to meet statistical significance.

PLANS FY01

          The temperature trend estimates from the various observing platforms will be updated, accounting for the period through the year 2000. Model-simulated temperature changes due to the observed ozone and other trace gas changes will be further analyzed, and compared with observed temperature trend estimates.

     3.5.2 Radiative Forcing Due to Ozone

ACTIVITIES FY00

          As part of the IPCC (2001) assessment, the radiative forcing due to stratospheric ozone has been estimated to be -0.15 W/m2 +/- 0.1 W/m2. The level of confidence has advanced to the point where the confidence ranking is assigned as medium. This is, however, still well below the high confidence level accorded to the well-mixed greenhouse gases. Note that a rank of medium has also been assigned to the tropospheric ozone radiative forcing.

PLANS FY01

          The seasonal temperature trends due to stratospheric ozone will be analyzed further. Temperature responses obtained using SKYHI simulations employing the observed trace gas concentrations will be compared with available temperature trends in low, middle, and high latitudes.

     3.5.3 Radiative Effects of Aerosol-Cloud Interactions

ACTIVITIES FY00

           In a study combining a size- and composition-resolved aerosol and cloud microphysical model with GFDL's solar radiation algorithm, it was found that microphysical changes in cloud drop distribution and composition from aerosol pollution can cause a substantive increase in cloud albedo and in absorption of solar radiation both above- and in-cloud (A99/P00). That study has been extended to include sensitivity experiments with respect to updraft velocity, updraft area fraction, particle dilution, and large particle composition. The sensitivity experiments show that cloud albedo is most strongly influenced by changes in updraft area fraction, where an increase in updraft fraction from 45% to 65% results in a 10-25% increase in cloud albedo. The albedo is also significantly influenced by particle dilution, where a 90% dilution in ship emissions reduces the albedo of a ship track by 13-18%. The modeled cloud and ship track albedos have been compared with Meteorological Research Flight (MRF) C-130 aircraft measurements from the Monterey Area Ship Track Experiment as a function of air parcel dilution, showing good agreement within the estimated uncertainties in both values (jz).

          The aerosol-induced changes in cloud single-scattering albedo (ssa) predicted using the above modeling framework have been incorporated into GFDL's radiative-convective model (using the Fickian diffusion scheme) to investigate the effects of solar cloud absorption on the surface temperature and lapse rate. When low clouds (between 890 and 660 mb) are perturbed, the surface and atmosphere remain coupled. In this case, as solar cloud absorption increases (as the ssa decreases), the surface temperature increases, with the lapse rate becoming less steep. However, no temperature inversion forms because the maximum in solar heating from the low clouds lies at or below the 3 km maximum in atmospheric emission, and the greenhouse effect prevents the formation of an inversion. The same is true if the low cloud optical depth is increased 10 times to a value of ~45. In this case, the increase in optical depth causes an overall reduction in atmospheric and surface temperature (by 20K) and a slight stabilization of the atmosphere, but no temperature inversion forms despite the increase in solar heating. When all clouds are perturbed simultaneously, distributing the perturbation in solar absorption to higher altitudes, the surface and atmosphere remain coupled down to a cloud ssa of 0.6. Only at this low value, which is unrealistic even for polluted clouds (where the minimum expected ssa is ~0.99), the atmosphere and surface decouple and a very low-lying temperature inversion forms. Here, much of the incident solar radiation is absorbed at a higher altitude and the greenhouse effect is too weak to compensate for the surface cooling.

          It is found that the changes in surface temperature and lapse rate are diminished when humidity feedback is turned off. The changes in surface temperature and TOA forcing from increases in solar absorption differ considerably from those due to a doubling of CO2 or a 4% increase in the solar constant.

PLANS FY01

          Using the aerosol microphysical model, a study investigating the definition of clear sky with respect to water vapor and aerosol content in computations of solar cloud forcing will be conducted. In the radiative-convective model (RCM), a closer investigation of the difference between the Fickian diffusion and convective-adjustment schemes with respect to surface energy balance will be completed. A similar study looking at the effects of changes in solar cloud absorption and optical depth in the framework of GFDL's SKYHI GCM will be continued, focusing on changes in cloud amount as well as temperature.

     3.5.4 Radiative Effects Due to Pinatubo Stratospheric Aerosols

        3.5.4.1 Experiments Using the SKYHI GCM

ACTIVITIES FY00

           Using an updated, comprehensive monthly- and -zonal mean spectral optical properties dataset, the aerosol radiative forcing and stratospheric thermal response of the SKYHI GCM to the Mt. Pinatubo volcanic eruption was investigated (mf). This study was performed using an ensemble of four 2-year SKYHI integrations. Another set of four ensemble runs has been completed for the purpose of investigating the tropospheric climate response to Pinatubo aerosols. Preliminary analysis of surface temperature anomalies in DJF 1991-1992 show areas of warming of up to 2 K over Eurasia and cooling of 1 K over the Middle East. Calculations have confirmed that the near-IR solar forcing due to Pinatubo aerosols contributes substantially to the total stratospheric heating.

PLANS FY01

          It is further planned to study the radiative and dynamic responses in the climate system by increasing the aerosol perturbation to 10 and 100 times that of Pinatubo. These experiments are intended to isolate the mechanisms by which large natural forcings affect climate. An experiment which accounts for only the longwave effects of aerosols will also be conducted.

        3.5.4.2 Coupled Climate GCM Simulations of Mt. Pinatubo Effects

ACTIVITIES FY00

          A series of GCM experiments have been performed using a coupled ocean-atmosphere GCM (A99/P00, 1.1) with prescribed (seasonally-varying) cloud cover, fixed cloud optical properties, and specified stratospheric aerosol properties. The radiative effects of the aerosols were incorporated using observed aerosol optical properties specified as a function of latitude and time, beginning with the June 1991 eruption and extending for a 4-year period. The radiative anomalies predicted by the GCM were then compared to those observed from the ERBE for the same 4-year period. Since cloud cover and optical properties are prescribed in the model, the GCM simulations contain only the direct radiative effects of the aerosols, whereas the ERBE observations contain both direct and any indirect effects which may have also occurred.

          The magnitude and evolution of shortwave and longwave radiative anomalies in the GCM exhibit excellent agreement with the ERBE observed anomalies. Both the model and observations show peak anomalies of ~6 W/m2 over the tropics for ~6 months, which then slowly decay and drift towards higher latitudes. The similarity between the observed and model-simulated anomalies suggests that, at least for the case of Mt. Pinatubo, the direct radiative effect of the aerosols dominates over any indirect effects. Some regions and periods do show residual differences of 1-2 W/m2 between the model and observations which may be attributable to indirect effects or natural variability in cloud cover. Discrepancies may also arise due to uncertainties in the prescribed aerosol optical properties (which are estimated to be ~15%). Nevertheless, even with these uncertainties, the comparison of observations and model simulations with Mt. Pinatubo aerosols offers a useful global experiment for bounding the uncertainty of indirect radiative forcing by aerosols in the upper troposphere.

PLANS FY01

          Future efforts will focus on evaluating the temperature and moisture responses of the GCM simulations in comparison to the observed changes, and assessing the importance of water vapor feedback in modifying the global surface cooling that resulted from the Pinatubo eruption.

     3.5.5 Radiative Forcing Due to Changes in Stratospheric Ozone

ACTIVITIES FY00

          A study of the climatic effects of the observed changes in stratospheric ozone during the 1979-1997 period has been completed. The ozone trends dataset, derived from SAGE and TOMS satellite data1, was provided by W. Randel. Two 10-year SKYHI calculations were performed using the model version discussed earlier (3.4.2). In the first simulation, the ozone concentrations are the climatological model ozone values plus the Randel ozone trend, but with carbon dioxide (CO2), methane (CH4), nitrous oxide (N2O), and halocarbon concentrations fixed at 1980 levels. The second simulation uses the same ozone concentrations, but with the greenhouse gas (CO2, CH4, N2O, and halocarbon) concentrations fixed at 1997 levels.

          Results indicate that ozone decreases and greenhouse gas increases both play major roles in determining the overall pattern of stratospheric temperature change during the last two decades. Fig. 3.11 displays the annual-mean, zonal-mean temperature changes between the two perturbation simulations and the control simulation with climatological ozone concentrations and 1980 greenhouse gas concentrations. Regions with statistical significance at the 99% level are also shown. Substantial (4-6K) temperature decreases, primarily due to the greenhouse gas increases, are predicted for pressures near 1 hPa. Temperature decreases of ~2-3K (which are statistically significant in the Northern Hemisphere autumn and winter) are found in the Antarctic lower stratosphere (20-100 hPa), mostly due to the observed ozone loss. The tropical (30°N-30°S) region between 5-10 hPa shows a small temperature decrease, with substantial cancellation between positive temperature change due to ozone and negative temperature change due to the greenhouse gases. The annual-mean, zonal-mean pattern of temperature change is similar to observed stratospheric temperature trends (1631); the simulation with the greenhouse gas and ozone perturbations appears closer to the observations in tropical latitudes. Both simulations give substantially different results from the previous simulation (A93/P94; 1394) in which ozone change was restricted to the region below ~30 km.

PLANS FY01

          A simulation including the effects of the observed stratospheric water vapor change, together with the above changes in ozone and greenhouse gases will be completed. Analyses of the water vapor simulation and of the two ozone simulations will improve the understanding of the relative importance of changes in each of the radiatively active gases in determining the observed stratospheric temperature change.



1. Randel, W.J., and F. Wu, A stratospheric ozone trends data set for global modeling studies. Geophys. Res. Lett., 26, 3089-3092, 1996.


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