Supplement to Press Release 2000-45:
Payments to Municipal Issuers and Obligors in Connection with Advance Refundings in Negative ArbitrageCompilation of payments made to municipal issuers and obligors. For informational purposes only. This document is not intended to, does not, and may not be relied upon to, create any rights, substantive or procedural, by any party in any matter. For additional information, please contact the Securities and Exchange Commission, Division of Enforcement c/o Sean G. Blackman, Staff Attorney, at blackmans@sec.gov Dain Rauscher Incorporated| 1. | $12,253.52 to Carbondale, Illinois in connection with the refunding that settled on November 5, 1992 | | 2. | $13,067.76 to Poudre School District No. R-1, Colorado in connection with the refunding that settled on May 28, 1993 | | 3. | $118,172.02 to Montgomery County, Iowa in connection with the refunding that settled on August 19, 1993 | | 4. | $36,952.86 to St. Louis County, Missouri in connection with the refunding that settled on August 31, 1993 | | 5. | $416,809.66 to the St. Louis Park, Minnesota Health System in connection with the refunding that settled on September 30, 1993 | | 6. | $76,542.69 to the Community School Corp. of S. Hancock County, Indiana in connection with the refunding that settled on December 21, 1993 | | 7. | $64,566.03 to the Eastern Howard School Building Corporation, Indiana in connection with the refunding that settled on December 29, 1993 | | 8. | $113,060.29 to Denver School District No. 1, Colorado in connection with the refunding that settled on February 22, 1994 | | 9. | $21,677.71 to Aurora, Colorado in connection with the refunding that settled on June 14, 1994 | | 10. | $10,682.91 to the Indiana Bond Bank in connection with the refunding that settled on September 8, 1994 | | 11. | $26,999.54 to the City of Tucson, Arizona in connection with the refunding that settled on June 5, 1990 | | 12. | $24,032.36 to the Humble Independent School District connection with the refunding that settled on December 1, 1992 | | 13. | $55,050.50 to the City of Cupertino in connection with the refunding that settled on December 16, 1993 | | 14. | $55,942.59 to the Paradise Valley Unified School District No. 69, Maricopa County, Arizona in connection with the refunding that settled on February 23, 1993 | | 15. | $119,354.55 to the City of Cupertino in connection with the refunding that settled on April 6, 1993 | | 16. | $34,495.01 to the City of Bedford in connection with the refunding that settled on April 20, 1993 | | 17. | $24,461.64 to the City of Scottsdale Municipal Property Corp. in connection with the refunding that settled on April 22, 1992 | | 18. | $71,446.07 to the City of Nevada in connection with the refunding that settled on April 22, 1993 | | 19. | $16,710.30 to the Alamo Community College District in connection with the refunding that settled on April 28, 1993 | | 20. | $13,271.81 to the Clear Creek Independence School District in connection with the refunding that settled on May 18, 1993 | | 21. | $14,243.07 to the Katy Independence School District in connection with the refunding that settled on May 26, 1993 | | 22. | $185,902.39 to the San Mateo County Transit District in connection with the refunding that settled on June 3, 1993 | | 23. | $37,165.94 to the City of Santa Clara, California in connection with the refunding that settled on July 22, 1993 | | 24. | $25,501.89 to the Midland County Hospital District in connection with the refunding that settled on August 25, 1993 | | 25. | $26,600.59 to the Tyler Junior College District in connection with the refunding that settled on June 29, 1994 |
Goldman, Sachs & Co.| 1. | $57,590.81 to the Fort Worth Osteopathic Hospital, Fort Worth, Texas in connection with the refunding that settled on January 27, 1993 | | 2. | $46,853.30 to the Rhode Island Convention Center Authority in connection with the refunding that settled on December 30, 1993 |
Lehman Brothers Inc.| 1. | $74,966.40 to the Orange County Health Facilities Authority, Florida in connection with the refunding that settled on February 4, 1993 | | 2. | $71,052.55 to the Montgomery County Hospital District, Texas in connection with the refunding that settled on June 16, 1992 | | 3. | $198,038.46 to the State of West Virginia University and State College in connection with the refunding that settled on December 2, 1992 | | 4. | $87,544.00 to the Northshore School District, Washington in connection with the refunding that settled on May 20, 1993 | | 5. | $18,550.21 to the Weslaco Health Facilities Development Corp., Texas in connection with the refunding that settled on January 25, 1994 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated| 1. | $94,186.90 to the Dupage Water Commission, Illinois in connection with the refunding that settled on April 23, 1992 | | 2. | $30,279.97 to the City of Upland, California in connection with the refunding that settled on April 16, 1992 | | 3. | $52,738.81 to the City of Albuquerque, New Mexico in connection with the refunding that settled on November 10, 1992 | | 4. | $15,891.64 to the Chino Redevelopment Agency, California in connection with the refunding that settled on October 28, 1992 | | 5. | $24,336.00 to the DeKalb County School District, Georgia in connection with the refunding that settled on March 16, 1993 | | 6. | $427,177.28 to the Kentucky Turnpike Authority in connection with the refunding that settled on April 20, 1993 | | 7. | $21,151.63 to the Kissimmee Utility Authority, Florida in connection with the refunding that settled on June 17, 1993 | | 8. | $62,645.72 to the Rhode Island Public Buildings Authority in connection with the refunding that settled on July 21, 1993 | | 9. | $100,182.97 to the Vista Unified School District, California in connection with the refunding that settled on December 21, 1993 | | 10. | $52,670.40 to San Bernardino County, California in connection with the refunding that settled on February 10, 1992 | | 11. | $91,220.26 to DeKalb County, Georgia in connection with the refunding that settled on December 17, 1992 |
Morgan Stanley & Co. IncorporatedNone PaineWebber Incorporated| 1. | $276,154.40 to the Harrison County, Mississippi Wastewater Authority in connection with the refunding that settled on September 19, 1991 | | 2. | $207,467.51 to Puerto Rico Industrial Development Authority in connection with the refunding that settled on October 28, 1991 | | 3. | $259,808.00 to the Hoboken-Union City-Weehawken, New Jersey Sewer Authority in connection with the refunding that settled on October 27, 1992 | | 4. | $386,416.37 to Prince George's County, Maryland in connection with the refunding that settled on December 1, 1992 | | 5. | $467,908.77 to Sacramento County, California in connection with the refunding that settled on November 3, 1992 | | 6. | $284,200.90 to Sacramento County, California in connection with the refunding that settled on November 3, 1992 | | 7. | $253,342.66 to the Palo Alto Medical Foundation, Palo Alto, California in connection with the refunding that settled on February 1, 1993 | | 8. | $63,175.47 to the Children's Hospital Association, Denver, Colorado in connection with the refunding that settled on February 17, 1993 | | 9. | $400,057.78 to the Self Memorial Hospital, Greenwood County, South Carolina in connection with the refunding that settled on March 2, 1993 | | 10. | $38,185.86 to the University of Maine in connection with the refunding that settled on April 27, 1993 | | 11. | $281,914.78 to the West Virginia Water Development Authority in connection with the refunding that settled on April 20, 1993 | | 12. | $172,008.29 to the Poway Medical Center, City of Poway, California in connection with the refunding that settled on May 25, 1993 | | 13. | $105,282.72 to the Holston Valley Health Care, Sullivan County, Tennessee in connection with the refunding that settled on June 23, 1993 | | 14. | $1,020,520.87 to the Houston, Texas Coastal Water District in connection with the refunding that settled on June 29, 1993 | | 15. | $283,371.97 to the San Francisco Redevelopment Authority in connection with the refunding that settled on July 28, 1993 | | 16. | $19,492.64 to the Naples Community Hospital, Naples, Florida in connection with the refunding that settled on September 9, 1993 | | 17. | $40,294.69 to the Sequoia Hospital District, Redwood City, California in connection with the refunding that settled on November 18, 1993 | | 18. | $48,722.55 to Good Samaritan Hospital, Sisters of Charity Health Care System, Hamilton County, Ohio in connection with the refunding that settled on February 25, 1994 |
Prudential Securities Incorporated| 1. | $15,026.24 to Sunrise, Florida in connection with the refunding that settled on March 10, 1992 | | 2. | $13,889.07 to Okaloosa, Florida in connection with the refunding that settled on March 24, 1993 | | 3. | $25,818.58 to Clifton Park, New York in connection with the refunding that settled on November 23, 1993 Salomon Smith Barney Inc. | | 1. | $96,841.60 to the City of Albuquerque, New Mexico in connection with the refunding that settled on June 28, 1990 | | 2. | $34,398.90 to the City of Albuquerque, New Mexico in connection with the refunding that settled on November 26, 1991 | | 3. | $117,988.24 to the Columbia Hospital, Inc. in connection with the refunding that settled on January 8, 1992 | | 4. | $99,825.05 to the City of Tacoma, Washington in connection with the refunding that settled on February 4, 1992 | | 5. | $128,090.75 to the Children's Hospital of Philadelphia in connection with the refunding that settled on February 19, 1992 | | 6. | $65,749.12 to the City of Phoenix, Arizona in connection with the refunding that settled on March 12, 1992 | | 7. | $112,872.00 to the Chicago Osteopathic Health Systems in connection with the refunding that settled on June 4, 1992 | | 8. | $143,162.13 to Butler University in connection with the refunding that settled on June 16, 1992 | | 9. | $425,156.21 to the Commonwealth of Pennsylvania in connection with the refunding that settled on July 14, 1992 | | 10. | $48,821.29 to the County of Delaware, Pennsylvania in connection with the refunding that settled on August 13, 1992 | | 11. | $28,782.79 to the Munson Healthcare Obligated Group in connection with the refunding that settled on September 23, 1992 | | 12. | $166,637.00 to the Mayo Foundation in connection with the refunding that settled on October 1, 1992 | | 13. | $149,454.40 to the Suffolk County Water Authority, New York in connection with the refunding that settled on October 6, 1992 | | 14. | $50,068.06 to the Gloucester County Improvement Authority, New Jersey in connection with the refunding that settled on October 8, 1992 | | 15. | $58,439.72 to the Lakeland Regional Medical Center, Inc. in connection with the refunding that settled on October 27, 1992 | | 16. | $45,183.64 to the City of Odessa, Texas, Waterworks and Sewer System in connection with the refunding that settled on October 29, 1992 | | 17. | $31,161.89 to Upper Darby Township, Delaware County, Pennsylvania in connection with the refunding that settled on December 1, 1992 | | 18. | $248,904.28 to the Cleveland Clinic Foundation in connection with the refunding that settled on December 3, 1992 | | 19. | $568,979.79 to Johnson County, Kansas in connection with the refunding that settled on December 9, 1992 | | 20. | $34,703.59 to the City of Altamonte Springs, Florida in connection with the refunding that settled on December 15, 1992 | | 21. | $24,849.41 to the Northern Municipal Power Agency, Minnesota in connection with the refunding that settled on December 30, 1992 | | 22. | $694,645.08 to Public Utility District No. 1 of Snohomish County, Washington in connection with the refunding that settled on February 16, 1993 | | 23. | $64,227.21 to Public Utility District No. 2 of Grant County, Washington in connection with the refunding that settled on February 22, 1993 | | 24. | $58,791.34 to the Marlboro Township Municipal Utilities Authority, Monmouth County, New Jersey in connection with the refunding that settled on February 25, 1993 | | 25. | $445,505.57 to the Indiana Municipal Power Agency in connection with the refunding that settled on March 9, 1993 | | 26. | $25,776.48 to the City of Lakeland, Florida in connection with the refunding that settled on April 1, 1993 | | 27. | $45,494.91 to the South Florida Water Management District in connection with the refunding that settled on April 6, 1993 | | 28. | $67,962.35 to the City of Boynton Beach, Florida in connection with the refunding that settled on May 27, 1993 | | 29. | $73,674.79 to the City of Modesto, California in connection with the refunding that settled on May 27, 1993 | | 30. | $14,991.47 to the Central Michigan University Board of Trustees in connection with the refunding that settled on June 23, 1993 | | 31. | $31,501.90 to the Taft School Corporation in connection with the refunding that settled on July 21, 1993 | | 32. | $87,520.22 to the School District of Leon County, Florida in connection with the refunding that settled on August 3, 1993 | | 33. | $135,764.34 to the West and Central Basin Financing Authority, California in connection with the refunding that settled on August 5, 1993 | | 34. | $22,291.59 to the County of Volusia, Florida in connection with the refunding that settled on August 12, 1993 | | 35. | $391,367.28 to Public Utility District No. 1 of Lewis County, Washington in connection with the refunding that settled on September 28, 1993 | | 36. | $476,697.94 to the McLaren Health Care Corporation in connection with the refunding that settled on September 29, 1993 | | 37. | $137,054.17 to the Acme Improvement District, Palm Beach County, Florida in connection with the refunding that settled on October 13, 1993 | | 38. | $149,994.86 to the City of Sarasota, Florida in connection with the refunding that settled on October 14, 1993 | | 39. | $357,364.40 to the Town of Babylon, Suffolk County, New York in connection with the refunding that settled on November 4, 1993 | | 40. | $89,723.27 to the Grand Lodge of Free and Accepted Masons of the State of Michigan in connection with the refunding that settled on November 9, 1993 | | 41. | $122,027.96 to the Children's Hospital of The King's Daughters Obligated Group in connection with the refunding that settled on December 1, 1993 | | 42. | $82,257.20 to DeKalb County, Georgia in connection with the refunding that settled on January 5, 1994 | | 43. | $34,310.27 to Crittenton Hospital in connection with the refunding that settled on January 26, 1994 | | 44. | $24,163.56 to the Community College of Allegheny County in connection with the refunding that settled on February 9, 1994 | | 45. | $155,773.00 to the City of Albuquerque, New Mexico in connection with the refunding that settled on February 16, 1994 | | 46. | $89,380.80 to the Suffolk County Water Authority, New York in connection with the refunding that settled on February 15, 1994 | | 47. | $140,858.17 to the Right Worshipful Grand Lodge of the Most Ancient and Honorable Fraternity of Free and Accepted Masons of Pennsylvania, and Masonic Jurisdiction Thereunto Belonging in connection with the refunding that settled on March 1, 1994 | | 48. | $224,670.47 to the Incorporated County of Los Alamos, New Mexico in connection with the refunding that settled on July 14, 1994 | | 49. | $53,879.38 to Columbia College, Illinois in connection with the refunding that settled on July 1, 1992 |
Warburg Dillon Read LLC| 1. | $160,512.50 to the Southwest Travis County Road District, Texas in connection with the refunding that settled on February 15, 1990 | | 2. | $95,027.45 to Ancilla Systems Incorporated, Indiana in connection with the refunding that settled on October 6, 1992 | | 3. | $43,196.92 to the Sisters of Mercy Health System, St. Louis, Inc., Missouri in connection with the refunding that settled on July 29, 1993 | | 4. | $81,808.19 to Harris County, Texas in connection with the refunding that settled on May 5, 1994 |
William R. Hough & Co.| 1. | $35,813.99 to the City of Altamonte Springs, Florida in connection with the refunding that settled on December 15, 1992 | | 2. | $25,996.62 to the City of Lakeland, Florida in connection with the refunding that settled on April 1, 1993 | | 3. | $74,858.33 to Indian River County, Florida in connection with the refunding that settled on May 13, 1993 |
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