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FDIC Law, Regulations, Related Acts

[Main Tabs]     [Table of Contents - 8000]     [Index]     [Previous Page]     [Next Page]     [Search] 8000 - FDIC Miscellaneous Statutes and Regulations {{2-29-08 p.8006}} TITLE 31—MONEY AND FINANCE Subtitle IV—Money Chapter 53—Monetary Transactions Subchapter II—Records and Reports on Monetary Instruments Transactions SEC. 5311    Declaration of purpose    8381 SEC. 5312    Definitions and application    8381 SEC. 5313    Reports on domestic coins and currency transactions    8383 SEC. 5314    Records and reports on foreign financial agency transactions    8385 SEC. 5315    Reports on foreign currency transactions    8386 SEC. 5316    Reports on exporting and importing monetary instruments    8386 SEC. 5317    Search and forfeiture of monetary instruments    8387 SEC. 5318    Compliance and exemptions, and summons authority    8388 SEC. 5318A    Special measures for jurisdictions, financial institutions, international transactions or types of accounts of primary money laundering concern    8394.01 SEC. 5319    Availability of reports    8398 SEC. 5320    Injunctions    8398 SEC. 5321    Civil penalties    8399 SEC. 5322    Criminal penalties    8401 SEC. 5323    Rewards for informants    8402 SEC. 5324    Structuring transactions to evade reporting requirement prohibited    8402 SEC. 5325    Identification required to purchase certain monetary instruments    8403 SEC. 5326    Records of certain domestic coin and currency transactions    8403 SEC. 5327    [Repealed] SEC. 5328    Whistleblower protections    8404 SEC. 5329    Staff commentaries    8405 SEC. 5330    Registration of money transmitting businesses    8405 SEC. 5331    Reports relating to coins and currency received in nonfinancial trade or business    8407 SEC. 5332    Bulk cash smuggling into or out of the United States    8407 PART 103—FINANCIAL RECORDKEEPING AND REPORTING OF CURRENCY AND FOREIGN TRANSACTIONS Subpart A—Definitions SEC. 103.11    Meaning of terms    8482.01 Subpart B—Reports Required To Be Made       SEC. 103.12    Determination by the Secretary    8486.02 SEC. 103.15    Reports by mutual funds of suspicious transactions    8486.02 SEC. 103.16    Reports by insurance companies of suspicious transactions    8486.02-B SEC. 103.17    Reports by futures commission merchants and introducing brokers in commodities of supicious transactions    8486.02-B-2 SEC. 103.18    Reports by banks of suspicious transactions    8486.02-B-4 SEC. 103.19    Reports by brokers or dealers in securities of suspicious transactions    8486.02-B-5 SEC. 103.20    Reports by money services businesses of suspicious transactions    8486.02-C SEC. 103.21    Reports by casinos of suspicious transactions    8486.02-D-1 SEC. 103.22    Reports of transactions in currency    8486.02-F SEC. 103.23    Reports of transportation of currency or monetary instruments    8487 SEC. 103.24    Reports of foreign financial accounts    8489 SEC. 103.25    Reports of transactions with foreign financial agencies    8490 SEC. 103.26    Reports of certain domestic coin and currency transactions    8496 SEC. 103.27    Filing of reports    8497 {{12-31-07 p.8007}} SEC. 103.28    Identification required    8498 SEC. 103.29    Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks    8498 SEC. 103.30    Reports relating to currency in excess of $10,000 received in a trade or business    8498.01 Subpart C—Records Required To Be Maintained SEC. 103.31    Determination by the Secretary    8498.02-E SEC. 103.32    Records to be made and retained by persons having financial interests in foreign financial accounts    8498.02-E SEC. 103.33    Records to be made and retained by financial institutions    8498.02-F SEC. 103.34    Additional records to be made and retained by banks    8498.08 SEC. 103.35    Additional records to be made and retained by brokers or dealers in securities    8500 SEC. 103.36    Additional records to be made and retained by casinos    8501 SEC. 103.37    Additional records to be made and retained by currency dealers or exchangers    8503 SEC. 103.38    Nature of records and retention period    8504 SEC. 103.39    Person outside the United States    8505 Subpart D—Special Rules for Money Services Businesses SEC. 103.41    Registration of money services businesses    8505 Subpart E—General Provisions SEC. 103.51    Dollars as including foreign currency    8508 SEC. 103.52    Photographic or other reproductions of Government obligations    8508 SEC. 103.53    Availability of information    8508 SEC. 103.54    Disclosure    8509 SEC. 103.55    Exceptions, exemptions, and reports    8509 SEC. 103.56    Enforcement    8510 SEC. 103.57    Civil penalty    8510.01 SEC. 103.58    Forfeiture of currency or monetary instruments    8511 SEC. 103.59    Criminal penalty    8511 SEC. 103.60    Enforcement authority with respect to transportation of currency or monetary instruments    8512 SEC. 103.61    Access to records    8512 SEC. 103.62    Rewards for informants    8513 SEC. 103.63    Structured transactions    8513 SEC. 103.64    Special rules for casinos    8513 Subpart F—Summons SEC. 103.71    General    8514 SEC. 103.72    Persons who may issue summons    8514 SEC. 103.73    Contents of summons    8515 SEC. 103.74    Service of summons    8515 SEC. 103.75    Examination of witnesses and records    8516 SEC. 103.76    Enforcement of summons    8516 SEC. 103.77    Payment of expenses    8516.01 Subpart G—Administrative Rulings SEC. 103.80    Scope    8516.01 SEC. 103.81    Submitting requests    8516.01 SEC. 103.82    Nonconforming requests    8516.02 SEC. 103.83    Oral communications    8516.02 SEC. 103.84    Withdrawing requests    8516.03 SEC. 103.85    Issuing rulings    8516.03 SEC. 103.86    Modifying or rescinding rulings    8516.03 SEC. 103.87    Disclosing information    8516.04 Subpart H—Special Information Sharing Procedures To Deter Money Laundering And Terrorist Activity SEC. 103.90    Definitions    8516.04 SEC. 103.100    Information sharing between federal law enforcement agencies and financial institutions.    8516.04 {{12-31-07 p.8008}} SEC. 103.110    Voluntary information sharing among financial institutions    8516.06      Appendix A to Subpart H—Notice for purposes of Subsection 314(b) of the USA Patriot Act and 31 CFR 103.110    8516.06-B Subpart I—Anti-Money Laundering Programs SEC. 103.120    Anti-money laundering program requirements for financial institutions regulated by a Federal functional regulator or a self-regulatory organization, and casinos    8516.06-C SEC. 103.121    Customer identification programs for banks, savings associations, credit unions, and certain non-federally regulated banks    8516.06-D SEC. 103.122    Customer identification programs for broker-dealers    8516.08-A SEC. 103.123    Customer identification programs for futures commission merchants and introducing brokers    8516.08-E SEC. 103.125    Anti-money laundering programs for money services businesses    8516.08-I SEC. 103.130    Anti-money laundering programs for mutual funds    8516.08-J SEC. 103.131    Customer identification programs for mutual funds    8516.08-J SEC. 103.135    Anti-money laundering programs for operators of credit card system    8516.08-N SEC. 103.140    Anti-money laundering programs for dealers in precious metals, precious stones, or jewels    8516.10 SEC. 103.170    Exempted Deferred anti-money laundering programs for certain financial institutions    8516.10-B SPECIAL DUE DILIGENCE FOR CORRESPONDENT ACCOUNTS AND PRIVATE BANKING ACCOUNTS   SEC. 103.175    Definitions    8516.11 SEC. 103.176    Due diligence programs for correspondent accounts for foreign financial institutions    8516.14 SEC. 103.177    Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process    8516.14-B SEC. 103.178    Due diligence programs for private banking accounts    8516.14-D SEC. 103.185    Summons, or subpoena of foreign bank records; Termination of correspondent relationship    8516.15 SEC. 103.186    Special measures against Burma    8516.15 SEC. 103.187    Special measures against Myanmar Mayflower Bank and Asia Wealth Bank    8516.16-A SEC. 103.188    Special measures against Bank of Syria    8516.16-A SEC. 103.192    Special measures against VEF bank    8516.16-C SEC. 103.193    Special measures against Banco Delta Asia    8516.16-D      Appendix A to Subpart I of Part 103–Certification regarding correspondent accounts for foreign banks    8516.16-D-1      Appendix B to Subpart I of Part 103–Recertification regarding correspondent accounts for foreign banks    8516.18-A      Appendix A to Part 103—Administrative Rulings    8516.18-B      Appendix B to Part 103—Certification for purposes of Section 314(b) of the USA Patriot Act and 31 CFR 103.110    8524.06      Appendix C to Part 103—Interpretive Rules    8524.07 FEDERAL ELECTION CAMPAIGN ACT AMENDMENTS OF 1976 SEC. 1    Short title    8531 Title 1—Amendments to Federal Election Campaign Act of 1971 CONTRIBUTIONS OR EXPENDITURES BY NATIONAL BANKS, CORPORATIONS, OR LABOR ORGANIZATIONS SEC. 316    8531 {{10-31-07 p.8009}} DEPOSITORY INSTITUTIONS DEREGULATION AND MONETARY CONTROL ACT OF 1980 SEC. 1    Short title    8537 Title I—Monetary Control Act of 1980 SEC. 101    Short title    8537 SEC. 108    Effective dates    8537 Title III—Consumer Checking Account Equity Act of 1980 SEC. 301    Short title    8537 SEC. 306    Effective dates    8538 SEC. 307    Repeal of existing law    8538 Title IV—Powers of Thrift Institutions and Miscellaneous Provisions SEC. 406    Study of mortgage portfolios    8538 Title V—State Usury Laws SEC. 501    Mortgages    8539 SEC. 511    Business and agricultural loans    8545 SEC. 512    Effective date of Part B    8545 SEC. 525    Effective date    8546 Title VI—Truth in Lending Simplification SEC. 601    Short title    8546 SEC. 625    Effective date    8546.01 Title IX—Foreign Control of United States Financial Institutions SEC. 901    Definitions    8546.01 SEC. 902    Moratorium    8546.01 EMERGENCY HOUSING ACT OF 1975 SEC. 110    Notification    8547 SEC. 113    Federal Deposit Insurance Corporation advances    8547 FEDERAL DEPOSIT INSURANCE CORPORATION IMPROVEMENT ACT OF 1991 SEC. 1.    Short Title    8549 Title I—Safety and Soundness Subtitle B—Supervisory Reforms SEC. 111.    Improved Examinations  (c)    Transition rule    8549  (d)    Examination improvement program    8549 Subtitle C—Accounting Reforms SEC. 122.    Small Business and Small Farm Loan Information  (a)    In general    8550  (b)    Credit availability    8550  (d)    Contents    8550 Subtitle E—Least Cost Resolution SEC. 143.    Early Resolution  (a)    In general    8550  (b)    General principles    8550.01  (c)    Report    8550.01 Title II—Regulatory Improvement Subtitle A—Regulation of Foreign Banks SEC. 201.    Short title    8550.01 SEC. 215.    Study and Report on Subsidiary Requirements for Foreign Banks  (a)    In general    8550.02  (b)    Report required    8550.02 {{10-31-07 p.8010}} Subtitle B—Customer and Consumer Provisions SEC. 221.    Study on Regulatory Burden  (a)    In general    8550.02  (b)    Report    8550.03  (c)    Definitions    8550.03 Subtitle C—Bank Enterprise Act SEC. 231.    Short Title    8550.03 SEC. 232.    Reduced Assessment Rate for Deposits Attributable to Lifeline Accounts  (a)    Qualification of lifeline accounts by Federal Reserve Board    8550.03 SEC. 233.    Assessment Credits for Qualifying Activities Relating to Distressed Communities  (a)    Determination of credits for increases in community enterprise activities    8550.04  (b)    Qualified distressed community defined    8550.07  (d)    Community Enterprise Assessment Credit Board    8550.08  (e)    Duties of the board    8550.08  (f)    Availability of funds    8550.08  (g)    Prohibition on double funding for same activities    8550.08-A  (h)    Priority of awards    8550.08-A  (i)    Determination of amount of assessment credit    8550.08-B  (j)    Definitions    8550.08-B SEC. 234.    Community Development Organizations  (a)    Community development organizations described    8550.08-B  (b)    Community development bank requirements    8550.08-C  (c)    Community development corporation requirements    8550.08-C  (d)    Adequate dispersal requirement    8550.08-C  (e)    Definitions    8550.08-D Title III—Regulatory Improvement Subtitle A—Activities SEC. 305.    Improving Capital Standards  (b)    Review of risk-based capital standards    8550.21  (m)    Regulations    8550.21  (n)    Existing transactions not affected    8550.21  (o)    Reporting of credit by executive officers and directors    8550.22 Subtitle B—Coverage SEC. 311.    Deposit and pass-through insurance  (b)    Insurance of deposits    8550.22  (d)    Informational study    8550.22-A Subtitle C—Demonstration Project and Studies SEC. 321.    Feasibility Study on Authorizing Insured and Uninsured Deposit Accounts  (a)    Study required    8550.22-B  (b)    Factors to consider    8550.23  (c)    Report    8550.23 SEC. 322.    Private Reinsurance Study  (a)    Study    8550.23  (b)    Report    8550.23 {{12-31-07 p.8011}} Title IV—Miscellaneous Provisions Subtitle A—Payment System Risk Reduction SEC. 401.    Findings and Purpose    8550.24 SEC. 402.    Definitions    8550.24 SEC. 403.    Bilateral Netting  (a)    General rule    8550.26  (b)    Limitation on obligation to make payment    8550.26  (c)    Limitation on right to receive payment    8550.26  (d)    Payment of net entitlement of failed financial institution    8550.26  (e)    Effectiveness notwithstanding status as financial institution    8550.27 SEC. 404.    Clearing Organization Netting  (a)    General netting rule    8550.27  (b)    Limitation of obligation to make payment    8550.27  (c)    Limitation on right to receive payment    8550.27  (d)    Entitlement of failed members    8550.28  (e)    Obligations of failed members    8550.28  (f)    Limitation on claims for entitlement    8550.28  (g)    Effectiveness notwithstanding status as member    8550.28  (h)    Enforceability of security agreements    8550.28 SEC. 405.    Preemption    8550.28 SEC. 406.    Relationship to Other Payments Systems    8550.28 SEC. 407.    Treatment of contracts with uninsured National Banks, uninsured Federal Branches and Agencies, certain uninsured State Member Banks, and Edge Act Corporations    8550.28-A SEC. 407A.    National Emergencies    8550.28-B SEC. 408.    Definitions    8550.28-B SEC. 409.    Multilateral Clearing Organizations    8550.28-B Subtitle D—Miscellaneous Committees, Studies and Reports SEC. 421.    Amendments Relating to Federal Reserve Board Reserve Requirements  (a)    Study on payment of imputed earnings on sterile reserves to insurance funds    8550.28-C  (b)    Report to Congress    8550.28-C  (c)    Report of dissenting views    8550.28-C Subtitle F—Emergency Assistance for Rhode Island SEC. 431.    Emergency Loan Guarantee  (a)    In general    8550.28-D  (b)    Appropriation of amounts    8550.29 Subtitle I—Bank and Thrift Employee Provisions SEC. 451.    Continuation of Health Plan Coverage in Cases of Failed Institutions  (a)    Continuation coverage    8550.29  (b)    Definitions    8550.30  (c)    No premium costs imposed on FDIC    8550.30  (d)    Effective date    8550.30 Subtitle J—Sense of the Congress Regarding the Credit Crisis SEC. 456.    Credit Crunch  (a)    Findings    8550.30  (b)    Sense of the Congress    8550.31 {{12-31-07 p.8012}} Subtitle M—Other Miscellaneous Provisions SEC. 477.    [Repealed] SEC. 478.    Special Insured Deposits    8550.32 Subtitle N—Severability SEC. 481.    Severability    8550.32 FEDERAL TRADE COMMISSION ACT SEC. 5    Unfair methods of competition unlawful; prevention by Commission—Declaration of unlawfulness; power to prohibit unfair practices    8551 SEC. 18    Rulemaking    8554.01 FINANCIAL INSTITUTIONS REFORM, RECOVERY AND ENFORCEMENT ACT OF 1989 TITLE IX—REGULATORY ENFORCEMENT AUTHORITY AND CRIMINAL ENHANCEMENTS SEC. 951    Civil penalties    8581 TITLE XI—REAL ESTATE APPRAISAL REFORM AMENDMENTS SEC. 1103    Functions of appraisal subcommittee    8582 SEC. 1104    Chairperson of appraisal subcommittee; term of chairperson; meetings    8582 SEC. 1105    Officers and staff    8583 SEC. 1106    Powers of appraisal subcommittee    8583 SEC. 1107    Procedures for establishing appraisal standards and requiring the use of certified and licensed appraisers    8583 SEC. 1108    Startup funding    8583 SEC. 1109    Roster of state certified or licensed appraisers    8584 SEC. 1110    Functions of the federal financial institutions regulatory agencies relating to appraisal standards    8584 SEC. 1111    Time for proposal and adoption of standards    8584 SEC. 1112    Functions of the federal financial institutions regulatory agencies relating to appraiser qualifications    8585 SEC. 1113    Transactions requiring the services of a state certified appraiser    8585 SEC. 1114    Transactions requiring the services of a state licensed appraiser    8586 SEC. 1115    Time for proposal and adoption of rules    8586 SEC. 1116    Certification and licensing requirements    8586 SEC. 1117    Establishment of state appraiser certifying and licensing agencies    8587 SEC. 1118    Monitoring of state appraiser certifying and licensing agencies    8587 SEC. 1119    Recognition of state certified and licensed appraisers for purposes of this title    8588 SEC. 1120    Violations in obtaining and performing appraisals in federally related transactions    8588 SEC. 1121    Definitions    8589 SEC. 1122    Miscellaneous provisions    8590 SEC. 1123    Emergency exceptions for disaster areas    8590.01 TITLE XII—MISCELLANEOUS PROVISIONS SEC. 1206    Comparability in compensation schedules    8590.01 SEC. 1213    Comptroller general audit and access to records    8590.02 SEC. 1216    Equal opportunity    8590.02 PART 1101—DESCRIPTION OF OFFICE, PROCEDURES, PUBLIC INFORMATION SEC. 1101.1    Scope and purpose    8590.11 SEC. 1101.2    Authority and functions    8590.11 SEC. 1101.3    Organization and methods of operation    8590.11 SEC. 1101.4    Disclosure of information, policies, and records    8590.12 SEC. 1101.5    Testimony and production of documents in response to subpoena, order, etc    8590.16 [Main Tabs]     [Table of Contents - 8000]     [Index]     [Previous Page]     [Next Page]     [Search]

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