Title 17--Commodity and Securities Exchanges

CHAPTER II--SECURITIES AND EXCHANGE COMMISSION (CONTINUED)

PART 279--FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940

TEXT PDF279.0-1 Availability of forms.
TEXT PDF279.1 Form ADV, for application for registration of investment adviser and for amendments to such registration statement.
TEXT PDF279.2 Form ADV-W, notice of withdrawal from registration as investment adviser.
TEXT PDF279.3 Form ADV-H, application for a temporary or continuing hardship exemption.
TEXT PDF279.4 Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser.
TEXT PDF279.8 Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.

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