Title 17--Commodity and Securities Exchanges

CHAPTER II--SECURITIES AND EXCHANGE COMMISSION (CONTINUED)

PART 249b--FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934

TEXT PDF249b.100 Form TA-1, uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.
TEXT PDF249b.101 Form TA-W, notice of withdrawal from registration as transfer agent.
TEXT PDF249b.102 Form TA-2, form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.
TEXT PDF249b.200 Form CA-1, form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.

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