ALCOAST 389/08 COMDTNOTE 12400 SUBJ: IMPLEMENTATION OF THE DEPARTMENT OF HOMELAND SECURITY/PERFORMANCE MANAGEMENT SYSTEM (DHS/PMS) FOR NONBARGAINING UNIT (NBU) EMPLOYEES 1. THIS MESSAGE ANNOUNCES THE IMPLEMENTATION OF THE DEPARTMENT OF HOMELAND SECURITY/PERFORMANCE MANAGEMENT SYSTEM (DHS/PMS) FOR COAST GUARD NON-BARGAINING UNIT (NBU) EMPLOYEES EFFECTIVE NLT 30 SEPTEMBER 2008. FOR FURTHER CLARIFICATION ON NBU EMPLOYEES, CONTACT YOUR SERVICING COMMAND STAFF ADVISOR (CSA) OR HUMAN RESOURCES SPECIALIST (HR SPECIALIST). 2. IN APRIL 2001, THE PRESIDENT ESTABLISHED THE PRESIDENTS MANAGEMENT AGENDA (PMA) AS A MANDATE TO ALL FEDERAL AGENCIES AND DEPARTMENTS, THE GOAL OF WHICH WAS TO IMPROVE THE MANAGEMENT AND PERFORMANCE OF THE FEDERAL GOVERNMENT BY EMPHASIZING RESULTS. THE DHS ISSUED REGULATIONS FOR A NEW PERFORMANCE MANAGEMENT SYSTEM (THEN MAXHR) IN FEBRUARY 2005. THESE REGULATIONS WERE WRITTEN TO AFFORD FLEXIBILITY AND ACCOUNTABILITY, WHILE ENSURING AN ABILITY TO ATTRACT, RETAIN, AND REWARD A WORKFORCE ABLE TO MEET ITS CRITICAL MISSIONS. 3. DURING THE FIRST PHASE OF THE DHS/PMS IMPLEMENTATION, APPROXIMATELY 800 CIVILIAN MANAGERS AND SUPERVISORS WERE TRANSFERRED FROM THE EXCELLENCE, ACHIEVEMENT, AND RECOGNITION SYSTEM (EARS) TO DHS/PMS. THIS INITATIATED THE USE OF THE 14-STEP ETOOL PROCESS OF DOCUMENTING PERFORMANCE ACTIONS WITHIN THE ETOOL. IN THE NEXT PHASE OF IMPLEMENTATION, OCCURRING BY THE END OF FY08, NBU EMPLOYEES WILL BE TRANSITIONED FROM EARS TO DHS/PMS. TRANSITIONING IN TWO PHASES PROVIDES THE OPPORTUNITY TO ELIMINATE SOME OF THE PROBLEMS ASSOCIATED WITH THIS CHANGE, THEREFORE, WE EXPECT A SMOOTH PROCESS. WE DO NOT EXPECT THIS TRANSITION TO CHANGE THE PROCESS FOR ISSUING PERFORMANCE AWARDS. 4. IN PREPARATION FOR THE TRANSITION TO DHS/PMS, NBU EMPLOYEES CURRENTLY COVERED UNDER EARS FOR THE RATING CYCLE 1 APRIL 2008 THROUGH 31 MARCH 2009, WHO ARE IDENTIFIABLE BY A BARGAINING UNIT STATUS CODE IN THE CIVILIAN PERSONNEL MANAGEMENT SYSTEM, MUST BE CLOSED OUT UNDER EARS AND AN INTERIM RATING PREPARED AND ISSUED BY THEIR SUPERVISORS NLT 30 SEPTEMBER 2008. NO RATING OF RECORD UNDER THE EARS SYSTEM WILL BE ISSUED. 5. UNDER DHS/PMS NBU EMPLOYEES MUST UPDATE THEIR PROFILES AND ESTABLISH THEIR GOALS IN THE DHS/PMS ETOOL BEGINING 1 SEPTEMBER 2008, BUT NLT 30 SEPTEMBER 2008. SUPERVISORS AND MANAGERS OF NBU EMPLOYEES WILL RECEIVE ELECTRONIC NOTIFICATION TO VERIFY PROFILES FOR EACH OF THEIR NBU SUBORDINATES. SUPERVISORS AND MANAGERS ARE EXPECTED TO GUIDE AND ASSIST THEIR EMPLOYEES WITH THE PROCESS 6. THE WORKFORCE DEVELOPMENT AND SUSTAINMENT DIVISION (CG-1213) LAUNCHED AN EXTENSIVE TRAINING EFFORT TO MEET THIS NEED. SINCE THE BEGINING OF THE FISCAL YEAR, MORE THAN 700 EMPLOYEES, MANAGERS AND SUPERVISORS HAVE BEEN TRAINED ON THE ETOOL AND DHS/PMS POLICY GUIDANCE. TRAINING WILL CONTINUE THROUGH THE 30 SEPTEMBER IMPLEMENTATION DATE WITH A HEAVY EMPHASIS ON THE 8-STEP ETOOL WORKFLOW. THE OFFICE OF LEADERSHIP AND PROFESSIONAL DEVELOPMENT (CG-133) WILL PROVIDE 12, ONE-AND-A-HALF-DAY WORKSHOPS TO PROVIDE SUPERVISORS AND MANAGERS WITH THE FUNDAMENTAL TOOLS THEY NEED TO CARRY OUT THEIR DHS/PMS RESPONSIBILITIES. PLEASE REFER TO ALCOAST 283/08 FOR THE DATES AND LOCATIONS OF THIS TRAINING. 7. INFORMATION ABOUT THE DHS/PMS, THE 8-STEP ETOOL PROCESS, AND JOB AIDS MAY BE FOUND AT: HTTP://WWW.USCG.MIL/CIVILIANHR/AWARDS/EPERFORMANCE.ASP. FURTHER INFORMATION ON TRANSFERING EARS PERFORMANCE PLANS TO THE ETOOL, AS WELL AS 2009 APPRAISAL CLOSEOUT FOR THE DHS/PMS, WILL BE PROVIDED VIA YOUR CSA OR HR SPECIALIST. 8. RDML DANIEL A. NEPTUN, DIRECTOR OF PERSONNEL MANAGEMENT, SENDS. 9. INTERNET RELEASE AUTHORIZED