SEC Congressional Statements and Testimony Archive: 2000

This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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Date	Testimony
Fourth Quarter
Oct. 4, 2000	Larry E. Bergmann, Senior Associate Director, Division of Market Regulation, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Reuniting Securityholders with their Investments
Third Quarter
Sep. 28, 2000	Chairman Arthur Levitt Before the Senate Subcommittee on Securities Committee on Banking, Housing, and Urban Affairs, re: the Commission's Auditor Independence Proposal
Sep. 13, 2000	Richard H. Walker, Director, Division of Enforcement, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: The Involvement of Organized Crime on Wall Street
Jul. 19, 2000	Annette L. Nazareth, Director, Division of Market Regulation, Before the Committee on Banking and Financial Services, United States House of Representatives, re: H.R. 4541, The Commodity Futures Modernization Act of 2000
Jul. 12, 2000	Chairman Arthur Levitt, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: H.R. 4541, The Commodity Futures Modernization Act of 2000
Second Quarter
Jun. 21, 2000	Chairman Arthur Levitt, Before the Senate Committee on Agriculture, Nutrition, and Forestry, and the Committee on Banking, Housing, and Urban Affairs, re: S. 2697, The Commodity Futures Modernization Act of 2000
Jun. 14, 2000	Annette L. Nazareth, Director, Division of Market Regulation, Before the House Subcommittee on Risk Management, Research and Specialty Crops, Committee on Agriculture, re: H.R. 4541, The Commodity Futures Modernization Act of 2000
Jun. 13, 2000	Chairman Arthur Levitt, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Decimal Pricing in the Securities and Options Markets
May 8, 2000	Chairman Arthur Levitt, Before the Senate Committee on Banking, Housing, and Urban Affairs, re: Preserving and Strengthening the National Market System for Securities in the United States
Apr. 11, 2000	Annette L. Nazareth, Director, Division of Market Regulation, Before the Committee on Banking and Financial Services, re: The Netting of Financial Contracts, Hedge Fund Disclosure, and Over-the-Counter Derivatives Transactions
First Quarter
Mar. 30, 2000	Chairman Arthur Levitt Before the House Subcommittee on Commerce, Justice, State and the Judiciary, Committee on Appropriations, re: Appropriations for Fiscal Year 2001
Mar. 21, 2000	Chairman Arthur Levitt Before the Senate Subcommittee on Commerce, Justice, State and the Judiciary, Committee on Appropriations, re: Appropriations for Fiscal Year 2001
Feb. 28, 2000	Chairman Arthur Levitt Before the Senate Committee on Banking, Housing, and Urban Affairs, re: The Competitive Market Supervision Act
Feb. 25, 2000	Lori Richards, Director, Office of Compliance Inspections and Examinations, Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re: Day Trading
Feb. 25, 2000	Oral Statement of Lori Richards, Director, Office of Compliance Inspections and Examinations, Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re: Day Trading
Feb. 15, 2000	Annette L. Nazareth, Director Division of Market Regulation, Before the House Subcommittee on Risk Management, Research, and Specialty Crops, Committee on Agriculture, re: The Report to Congress on Over-the-Counter Derivatives Markets and The Commodity Exchange Act by The President's Working Group on Financial Markets
Feb. 10, 2000	Annette L. Nazareth, Director Division of Market Regulation, Before the Senate Committee on Agriculture, Nutrition, and Forestry, re: The Report to Congress on Over-the-Counter Derivatives Markets and The Commodity Exchange Act by The President's Working Group on Financial Markets

http://www.sec.gov/news/testimony/testarchive/2000test.shtml