|
|
 |
SEC Congressional Testimony: 2006
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
| Date |
Testimony |
Speaker |
| Fourth Quarter |
| Dec. 5, 2006 |
SEC Personnel Matters, Before the U.S. Senate Committee on the Judiciary |
Robert B. Hanson
Branch Chief, Division of Enforcement |
| Dec. 5, 2006 |
SEC Personnel Matters, Before the U.S. Senate Committee on the Judiciary |
Mark Kreitman
Assistant Director, Division of Enforcement |
| Dec. 5, 2006 |
Insider Trading, Before the U.S. Senate Committee on the Judiciary |
Linda Thomsen
Director, Division of Enforcement |
| Third Quarter |
| Sep. 26, 2006 |
Insider Trading, Before the U.S. Senate Committee on the Judiciary (amended Oct. 5, 2006) |
Linda Thomsen
Director, Division of Enforcement |
| Sep. 19, 2006 |
Impact of the Sarbanes-Oxley Act, Before the U.S. House Committee on Financial Services |
Chairman
Christopher Cox |
| Sep. 14, 2006 |
Prudential Supervision of U.S. Securities Firms, Before the U.S. House Subcommittee on Financial Institutions and Consumer Credit |
Robert L.D. Colby
Acting Director, Division of Market Regulation |
| Sep. 6, 2006 |
Executive Compensation and Options Backdating Practices, Before the U.S. Senate Committee on Finance |
Linda Thomsen
Director, Division of Enforcement |
| Sep. 6, 2006 |
Options Backdating, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs |
Chairman
Christopher Cox |
| Jul. 25, 2006 |
Regulation of Hedge Funds, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs |
Chairman
Christopher Cox |
| Second Quarter |
| Jun. 15, 2006 |
Accounting Irregularities at Fannie Mae, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs |
Chairman
Christopher Cox |
| May 23, 2006 |
Improving Financial Literacy in the United States, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs |
Chairman
Christopher Cox |
| May 16, 2006 |
Hedge Funds, Before the Subcommittee on Securities and Investment of the U.S. Senate Committee on Banking, Housing, and Urban Affairs |
Susan Ferris Wyderko,
Director, Office of Investor Education and Assistance |
| May 3, 2006 |
Improving Financial Disclosure for Individual Investors, Before the U.S. House Committee on Financial Services |
Chairman
Christopher Cox |
| Apr. 27, 2006 |
Fiscal 2007 Appropriations Request, Before the U.S. House Appropriations Subcommittee on Science, State, Justice and Commerce and Related Agencies |
Chairman
Christopher Cox |
| Apr. 25, 2006 |
Improving Financial Disclosure for Individual Investors, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs |
Chairman
Christopher Cox |
| First Quarter |
| Mar. 29, 2006 |
Elderly Investment Fraud, Before the U.S. Senate Aging Committee |
Susan Ferris Wyderko,
Director, Office of Investor Education and Assistance; Acting Director, Division of Investment Management |
| Mar. 29, 2006 |
Fostering Accuracy and Transparency in Financial Reporting, Before the U.S. House Subcommittee on Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises |
Scott A. Taub,
Acting Chief Accountant |
http://www.sec.gov/news/testimony/testarchive/2006test.shtml
|
