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Forms

 

The following forms are available for downloading from our website. These forms are stored in Adobe Acrobat PDF format. Adobe Acrobat Reader will allow you to view and print the PDF files.

Reporting Forms


CFTC Form Number Title
Form 5 Exempt Boards of Trade Annual Certification
Form 40 Statement of Reporting Trader*
Form 102 Identification of "Special Accounts"*
Form 204 Statement of Cash Positions in Grains*
Form 205 Exempt Commercial Market Annual Certification
Form 304 Statement of Cash Positions in Cotton*

Information on filing of Futures Commission Merchants and Introducing Brokers financial reports, including CFTC Forms 1FR-FCM and 1FR-IB, is available on NFA's website.

Other CFTC Forms


CFTC Form Number Title
Form 30 Reparations Complaint Form*

 * indicates PDF fillable form

Last Updated: April 3, 2008