|
|
 |
Internet-Related SEC Interpretive Releases
| Release No. |
Date |
Details |
| 34-55146 |
Jan. 22, 2007 |
Final Rule: Internet Availability of Proxy Materials. Provides guidance on Internet-related amendments to proxy rules. [Release Nos. 34�146; IC�671, File No. S7��]. |
| 33-8951 |
Jul. 19, 2005 |
Final Rule: Securities Offering Reform. Provides guidance relating to the provision of information about issuers to investors through the Internet. [Release Nos. 33�91; 34�056; IC�993; FR�, International Series Release No. 1294 and File No. S7��]. |
| IA-2091 |
Dec. 12, 2002 |
Exemption for Certain Investment Advisers Operating Through the Internet
File No.: S7-10-02
Effective Date: January 20, 2003 |
| 33-7985 |
Jun. 14, 2001 |
SEC Interpretation: Application of the Electronic Signatures in Global and National Commerce Act to Record Retention Requirements Pertaining to Issuers under the Securities Act of 1933, Securities Exchange Act of 1934 and Regulation S-T. Effective date of interpretation: June 21, 2001. [Release Nos. 33-7985, 34-44424; 35-27419; IC-25003]. |
| 34-42974 |
Jun. 22, 2000 |
Final Rule: Privacy of Consumer Financial Information (Regulation S-P). Provides guidance on Internet disclosure. [Release Nos. 34-42974, IC-24543, IA-1883; File No. S7-6-00]. |
| 34-42728 |
Apr. 28, 2000 |
Interpretation; Solicitation of Comment: Use of Electronic Media. Effective date of interpretation: May 4, 2000. Comments due: June 19, 2000. [Release Nos. 33-7856, 34-42728, IC-24426, File No. S7-11-00]. |
| 33-7759 |
Oct. 22, 1999 |
Final Rule: Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings. Provides guidance on Internet disclosure. [Release Nos. 33-7759, 34-42054; 39-2378, International Series Release No. 1208, File No. S7-29-98]. |
| 33-7516 |
Mar. 23, 1998 |
Interpretation; Statement of the Commission Regarding Use of Internet Web Sites to Offer Securities, Solicit Securities Transactions, or Advertise Investment Services Offshore. March 23, 1998. Effective date of interpretation: March 23, 1998. [Release No. 33-7516]. |
| 33-7288 |
May 9, 1996 |
Interpretation; Solicitation of Comments; Use of Electronic Media by Broker-Dealers, Transfer Agents, and Investment Advisers for Delivery of Information; Additional Examples under the Securities Act of 1933, Securities Exchange Act of 1934 and Investment Company Act of 1940. May 9, 1996. Effective date of interpretation: when published in the Federal Register; Comments due: 45 days after publication in the Federal Register. [Release No. 33-7288; File No. S7-13-96]. |
| 33-7233 |
Oct. 6, 1995 |
Use of Electronic Media for Delivery Purposes; Action: Interpretation; Solicitation of comment. 17 CFR Parts 231, 241 and 271 [Release Nos. 33-7233; 34-36345; IC-21399 File No. S7-31-95]. |
http://www.sec.gov/divisions/enforce/internetenforce/interpreleases.shtml
|
