Selected Accounting and Auditing Enforcement Releases
October - December 2003

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date
Action
AAER-1936	Dec. 30, 2003	Parmalat Finanziaria S.p.A. Release No. LR-18527
AAER-1935	Dec. 24, 2003	Vivendi Universal, S.A., Jean-Marie Messier, and Guillaume Hannezo Release No. LR-18523
AAER-1934	Dec. 23, 2003	Rent-Way, Inc., et al., Jeffrey A. Conway, Matthew J. Marini, Jeffrey K. Underwood Release No.: LR-18521
AAER-1933	Dec. 22, 2003	Eddy Lynn Patterson Release No.: LR-18519
AAER-1932	Dec. 19, 2003	Canadian Imperial Bank of Commerce, Daniel Ferguson, Ian Schottlaender, and Mark Wolf Release No.: LR-18517
AAER-1930	Dec. 19, 2003	Genesco Inc. Release No.: 34-48962
AAER-1929	Dec. 19, 2003	Mary E. Crabtree Release No.: 34-48961
AAER-1928	Dec. 18, 2003	Charles D. Erwin and Michael J. McGhan; Hanover Compressor Company and William S. Goldberg Release No.: LR-18514
AAER-1927	Dec. 18, 2003	Hanover Compressor Company and William S. Goldberg Release No.: 34-48951
AAER-1926	Dec. 18, 2003	Kevin Lasky et al. Release No.: LR-18512
AAER-1925	Dec. 18, 2003	Richard Marks Release No.: LR-18511
AAER-1923	Dec. 12, 2003	Stoffer et al. Release No.: LR-18503
AAER-1922	Dec. 12, 2003	Cumulus Media Inc. et al. Release No.: LR-18504
AAER-1921	Dec. 11, 2003	Thomas D. Costello Release No.: 34-48906
AAER-1920	Dec. 10, 2003	Peter F. Kuebler, CPA Release No.: 34-48901
AAER-1919	Dec. 3, 2003	Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, and Bradley J. Schmidt Release No.: LR-18485
AAER-1918	Nov. 18, 2003	Bernard F. Bradstreet Release No.: LR-18469
AAER-1917	Nov. 17, 2003	William J. Burke Release No.: LR-18468
AAER-1916	Nov. 17, 2003	Bruce Hill, et al. Release No.: LR-18467
AAER-1915	Nov. 17, 2003	Schick Technologies, Inc., David B. Schick and Fred Levine Release No.: LR-18464
AAER-1914	Nov. 17, 2003	Kevin J. Morrison, et al. Release No.: LR-18463
AAER-1913	Nov. 13, 2003	Axeda Systems Inc., Jason C. Liu and Stewart C. Adams Release No.: 34-48783
AAER-1912	Nov. 13, 2003	John J. Todd, Robert D. Manza and Jeffrey Weitzen Release No.: LR-18454
AAER-1911	Nov. 13, 2003	Gateway, Inc. Release No.: 33-8338
AAER-1910	Nov. 12, 2003	Rita J. McConville and Kevin M. Harris Release No.: 34-48770
AAER-1909	Nov. 10, 2003	WorldCom Inc. Release No.: LR-18451
AAER-1908	Oct. 30, 2003	Sport-Haley, Inc., Robert G. Tomlinson, Steve S. Auger, Kenneth R. LeCrone Release No.: LR-18437
AAER-1907	Oct. 30, 2003	David W. Delainey Release No.: LR-18435
AAER-1906	Oct. 22, 2003	Victor Herman, CPA Release No.: 34-48682
AAER-1905	Oct. 22, 2003	Anne H. Long, CPA Release No.: 34-48679
AAER-1904	Oct. 22, 2003	Rodney R. Proto and Earl E. DeFrates, Bruce E. Snyder, Jr. Release No.: LR-18422
AAER-1903	Oct. 21, 2003	Gerald H. Levine and Marie A. Levine Release No.: LR-18420
AAER-1902	Oct. 16, 2003	Hatem El-Khalidi Release No.: LR-18412
AAER-1901	Oct. 15, 2003	Ronald J. Hottovy Release No.: LR-18417
AAER-1900	Oct. 17, 2003	William G. Stayduhar, CPA Release No.: 34-48655
AAER-1899	Oct. 17, 2003	Peter C. Ferraro Release No.: 34-48654
AAER-1898	Oct. 16, 2003	Arabian American Development Company and Hatem El-Khalidi Release No.: 34-48638
AAER-1897	Oct. 15, 2003	VantageMed Corporation Release No.: 34-48629
AAER-1896	Oct. 15, 2003	Dale Peterson et al. Release No.: LR-18410
AAER-1894	Oct. 9, 2003	Wesley H. Colwell Release No.: LR-18403
AAER-1893	Oct. 9, 2003	Gregory L. English Release No.: LR-18402
AAER-1892	Oct. 9, 2003	NCI Building Systems, Inc. Release No.: 34-48608
AAER-1890	Oct. 7, 2003	Jeffrey S. Schneider Release No.: LR-18395
AAER-1889	Oct. 6, 2003	Jeffrey J. Schneider, CPA Release Nos.: 33-8300, 34-48594
AAER-1891	Oct. 4, 2003	Richard P. Vatcher Release No.: LR-18394
AAER-1887	Oct. 2, 2003	Dennis A. Bakal, Susan P. Dial and William S. Cole Release No.: LR-18388
AAER-1886	Oct. 2, 2003	Sidney V. Corder, Randal J. Sage and Brian J. Yates Release No.: LR-18387
AAER-1883	Oct. 1, 2003	Greg Waring and Craig Treloar Release No.: LR-18382
AAER-1885	Oct. 1, 2003	Laurence M. Simon Release No.: 34-48580
AAER-1884	Oct. 1, 2003	Richard Fiedelman, CPA Release No.: 34-48578

http://www.sec.gov/divisions/enforce/friactions/act4q03.shtml