Selected Accounting and Auditing Enforcement Releases
April - June 2003

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date
Action
AAER-2048	Jun. 30, 2004	Dennis A. Bakal, et al. Other No.: LR-18773
AAER-2046	Jun. 28, 2004	Measurement Specialties, Inc., and Kirk J. Dischino Other No.: LR-18765
AAER-2045	Jun. 23, 2004	Gemstar-TV Guide International, Inc. Other No.: LR-18760
AAER-2044	Jun. 22, 2004	Arthur A. Goodwin, William J. Burke and Christopher P. Whalen Other No.: LR-18758
AAER-2043	Jun. 21, 2004	Augustine M. Cruciotti Other No.: LR-18755
AAER-2042	Jun. 21, 2004	Steven L. Haggerty Other No.: LR-18754
AAER-2041	Jun. 21, 2004	Steven L. Haggerty Other No.: 34-49897
AAER-2040	Jun. 21, 2004	Augustine M. Cruciotti Other No.: 34-49896
AAER-2038	Jun. 17, 2004	Bruce Hill, et al. Other Nos.: LR-18753
AAER-2037	Jun. 17, 2004	Victor Jacobowitz, et al. Other Nos.: LR-18751
AAER-2036	Jun. 16, 2004	Prabhat K. Goyal Other Nos.: LR-18748
AAER-2035	Jun. 14, 2004	John P. Miller Other Nos.: LR-18744
AAER-2034	Jun. 9, 2004	i2 Technologies, Inc., Other Nos.: LR-18741
AAER-2033	Jun. 9, 2004	i2 Technologies, Inc. Other Nos.: 33-8428
AAER-2032	Jun. 9, 2004	Schering-Plough Corporation Other Nos.: 34-49838
AAER-2031	Jun. 9, 2004	Greg Waring and Craig Treloar Other Nos.: LR-18739
AAER-2030	Jun. 9, 2004	James H. Peach Other Nos.: 34-49836
AAER-2029	Jun. 3, 2004	Symbol Technologies, Inc., Tomo Razmilovic, Kenneth Jaeggi, Leonard Goldner, Brian Burke, Michael DeGennaro, Frank Borghese, Christopher DeSantis, James Heuschneider, Gregory Mortenson, James Dean and Robert Donlon Release Nos.: LR-18734
AAER-2028	Jun. 2, 2004	Paul Melvin Henson, Jr. and Lance Turner Fair Release Nos.: LR-18733
AAER-2027	Jun. 1, 2004	Del Global Technologies Corp., Inc., Leonard A. Trugman, Michael H. Taber, David Engel, Seymour Rubin, and David Michael Release Nos.: LR-18732
AAER-2026	Jun. 1, 2004	Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey Release Nos.: LR-18731
AAER-2024	May 27, 2004	Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown Release Nos.: LR-18728
AAER-2023	May 26, 2004	Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown Release Nos.: LR-18727
AAER-2021	May 24, 2004	Ocumed Group, Inc., Alfred R. Caggia and Louise A. Cummings Other Nos.: LR-18723
AAER-2020	May 19, 2004	Paul Melvin Henson, Jr. Other Nos.: 33-8425
AAER-2019	May 19, 2004	Lance Turner Fair Other Nos.: 33-8424
AAER-2018	May 19, 2004	Paula H. Rieker Other Nos.: LR-18717
AAER-2017	May 18, 2004	Ed Johnson and Merl Holdings, Inc. Other Nos.: LR-18716
AAER-2016	May 17, 2004	Lucent Technologies Inc., Nina Aversano, Jay Carter, A. Leslie Dorn, William Plunkett, John Bratten, Deborah Harris, Charles Elliott, Vanessa Petrini, Michelle Hayes-Bullock, And David Ackerma Other Nos.: LR-18715
AAER-2015	May 14, 2004	Cosmo Corigliano, CPA Other Nos.: 34-49705
AAER-2014	May 14, 2004	Cosmo Corigliano, Anne M. Pember, Casper Sabatino, and Kevin T. Kearney Other Nos.: LR-18711
AAER-2013	May 12, 2004	James Murphy, Robert Lockwood, Gilboa Peretz Release Nos.: LR-18706
AAER-2012	May 11, 2004	Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, And Bradley J. Schmidt Release Nos.: LR-18702
AAER-2011	May 11, 2004	Bradley J. Schmidt, CPA Release Nos.: 34-49684
AAER-2010	May 11, 2004	Jay S. Ozer, CPA Release Nos.: 34-49683
AAER-2009	May 11, 2004	William S. Finkelstein and PricewaterhouseCoopers LLP Release Nos.: LR-18701
AAER-2008	May 11, 2004	PricewaterhouseCoopers LLP Release Nos.: 34-49678
AAER-2007	May 11, 2004	Stanley P. Silverstein Release Nos.: 34-49676
AAER-2006	May 11, 2004	Linda J. Wachner Release Nos.: 34-49677
AAER-2005	May 11, 2004	The Warnaco Group, Inc. Release Nos.: 34-49675
AAER-2004	May 10, 2004	Emery W. Harris Release Nos.: LR-18700
AAER-2002	May 5, 2004	Moore Stephens Chartered Accountants (United Kingdom) and Peter D. Stewart, A Partner, Sanctioned by Institute of Chartered Accountants in England and Wales for Failures in Connection with Audits of Financial Statements Filed with the SEC Release Nos.: LR-18695
AAER-2001	May 4, 2004	Phillip E. White Release No.: LR-18692
AAER-2000	May 4, 2004	Gold Banc Corporation, Inc., Release No.: LR-18691
AAER-1999	May 4, 2004	Gold Banc Corporation, Inc. Release Nos.: 34-49652
AAER-1998	Apr. 30, 2004	QuadraMed Corporation Release Nos.: 34-49642
AAER-1997	Apr. 30, 2004	Keith M. Roberts Release Nos.: 34-49641
AAER-1996	Apr. 29, 2004	California Amplifier, Inc. Release Nos.: LR-18688
AAER-1995	Apr. 29, 2004	California Amplifier, Inc., Release Nos.: 34-49630
AAER-1994	Apr. 29, 2004	Carnegie International Corporation, et al., Release Nos.: LR-18686
AAER-1993	Apr. 27, 2004	Dennis A. Bakal, et al. Release Nos.: LR-18684
AAER-1992	Apr. 27, 2004	James E. Reid Release Nos.: LR-18682
AAER-1990	Apr. 15, 2004	Kenneth W. Winger and Paul R. Humphreys Release Nos.: 34-49565
AAER-1989	Apr. 14, 2004	John Luczycki, CPA Release Nos.: 33-8406
AAER-1988	Apr. 8, 2004	Ira Zar, David Rivard, and David Kaplan Release Nos.: LR-18665
AAER-1987	Apr. 8, 2004	Gerber Scientific, Inc. Release Nos.: 34-49541
AAER-1986	Apr. 5, 2004	Lawrence O'Shaughnessey, et al. Release Nos.: LR-18656
AAER-1985	Apr. 1, 2004	William W. Freise; David T. Thomson CPA, and David T. Thomson PC Release Nos.: LR-18654
AAER-1984	Apr. 1, 2004	David T. Thomson, CPA, and David T. Thomson PC Release Nos.: 34-49516
AAER-1983	Apr. 1, 2004	Michael B. Johnson, Michael Johnson & Co., LLC, American Television and Film Company f/k/a Winners Internet Network, Inc., a Nevada corporation, and David C. Skinner, Jr. Release Nos.: LR-18652

http://www.sec.gov/divisions/enforce/friactions/act2q04.shtml