Selected Accounting and Auditing Enforcement Releases
April - June 2001

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date
Action
AAER-1416	June 25, 2001	American Classic Voyages Co. Release No.: 34-44473
AAER-1415	June 19, 2001	Albert Glenn Yesner, CPA Release Nos.: 34-44452, 33-7989
AAER-1414	June 21, 2001	Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Release No.: LR-17044
AAER-1413	June 21, 2001	J. Allen Seymour, CPA Release No.: 34-44461
AAER-1412	June 21, 2001	Michael J. Becker Release No.: 34-44460
AAER-1411	June 20, 2001	Ron Messenger, James T. Rush, Scott K. Barton and Gary Hubschman Release No.: LR-17042
AAER-1410	June 19, 2001	Arthur Andersen LLP, Robert E. Allgyer, Walter Cercavschi, and Edward G. Maier Release No.: LR-17039
AAER-1409	June 19, 2001	Robert G. Kutsenda, CPA Release No.: 34-44448
AAER-1408	June 19, 2001	Walter Cercavschi, CPA Release Nos.: 33-7988, 34-44447
AAER-1407	June 19, 2001	Edward G. Maier, CPA Release Nos.: 33-7987, 34-44446
AAER-1406	June 19, 2001	Robert E. Allgyer, CPA Release Nos.: 33-7986, 34-44445
AAER-1405	June 19, 2001	Arthur Andersen LLP Release No.: 34-44444
AAER-1404	June 14, 2001	Thomas McCurdy, CPA Release No.: 34-44425
AAER-1403	June 5, 2001	Am-Pac International, Inc., Thomas L. Tedrow and Jeffrey D. Martin Release No.: LR-17024
AAER-1402	June 4, 2001	James M. Cassidy and TPG Capital Corporation Release No.: 34-44388
AAER-1401	June 5, 2001	Am-Pac International, Inc. Release No.: 34-44389
AAER-1399	May 24, 2001	Prime Capital Corporation Release No.: 34-44346
AAER-1398	May 23, 2001	Walter Königseder Release No.: LR-17016
AAER-1397	May 16, 2001	Microtest, Inc. Release No.: 34-44308
AAER-1396	May 15, 2001	Allan Boren, et al. Release No.: LR-17002
AAER-1395	May 15, 2001	Albert J. Dunlap, Russell A. Kersh, Robert J. Gluck, Donald R. Uzzi, Lee B. Griffith, and Phillip E. Harlow Release No.: LR-17001
AAER-1394	May 15, 2001	David C. Fannin Release No.: 33-7977
AAER-1393	May 15, 2001	Sunbeam Corporation Release Nos.: 33-7976, 34-44305
AAER-1392	May 7, 2001	Craig R. Clark Release No.: LR-16988
AAER-1391	May 7, 2001	Craig R. Clark, CPA Release No.: 34-44270
AAER-1390	May 4, 2001	R. Gordon Jones, CPA Release No.: 34-44265
AAER-1389	May 4, 2001	Mark F. Jensen, CPA Release No.: 34-44264
AAER-1388	May 2, 2001	Pat A. Rossetti, CPA Release No.: 34-44247
AAER-1387	May 1, 2001	Joseph Bevacqua, CPA Release No.: 34-44240
AAER-1386	Apr. 27, 2001	Arden Franklin, CPA Release No.: 34-44229
AAER-1385	Apr. 26, 2001	Alexandra Elizabeth Montgomery, William Kenneth Nestor and Harriet Gluck Release No.: LR-16975
AAER-1384	Apr. 18, 2001	Bruce J. Kingdon, Kenneth Goglia, and Harvey Plante Release No.: LR-16968
AAER-1383	Apr. 18, 2001	Bruce J. Kingdon, Kenneth Goglia, and Harvey Plante Release No.: 34-44193
AAER-1382	Apr. 17, 2001	Excal Enterprises, Inc., et al. Release No.: LR-16964
AAER-1381	Apr. 16, 2001	John N. Brincat, Sr. and Bradley Vallem Release No.: LR-16962

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