Selected Accounting and Auditing Enforcement Releases
January - March 2004

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date
Action
AAER-1982	Mar. 31, 2004	Margaret M. Gardner Release Nos.: 34-49510
AAER-1981	Mar. 31, 2004	Richard H. Hawkins Release Nos.: LR-18649
AAER-1980	Mar. 29, 2004	Gary H. Klein, CPA Release Nos.: 34-49494
AAER-1979	Mar. 25, 2004	Cedric Kushner Promotions, Inc., Cedric Kushner, James DiLorenzo, Steven Angel Release Nos.: LR-18638
AAER-1978	Mar. 17, 2004	CMS Energy Corp. and Terry Woolley Release Nos.: 33-8403, 34-49432
AAER-1977	Mar. 17, 2004	Scott D. Sullivan Release Nos.: 33-8402, 34-49431
AAER-1976	Mar. 12, 2004	David G. Sherman Release No.: LR-18622
AAER-1975	Mar. 11, 2004	S. Dick and James S. Adams, formerly Chief Financial Officer and Chief Accounting Officer of Conseco, Inc. Release No.: LR-18621
AAER-1974	Mar. 10, 2004	Ed Johnson and MERL Holdings Inc.com Release No.: LR-18618
AAER-1973	Mar. 10, 2004	Conseco, Inc. Release No.: 34-49392
AAER-1972	Mar. 10, 2004	BJ Services Company Release No.: 34-49390
AAER-1971	Mar. 9, 2004	William H. Rinehart, Jonathan A. Beck, and Kevin P. Clark Release No.: LR-18615
AAER-1970	Mar. 8, 2004	Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Release No.: LR-18612
AAER-1968	Mar. 5, 2004	Richard Rambahal, et al. Release No.: LR-18608
AAER-1967	Mar. 4, 2004	DT Industries Inc. Release No.: 34-49364
AAER-1966	Mar. 2, 2004	Scott D. Sullivan Release No.: LR-18605
AAER-1965	Feb. 27, 2004	Jon Clark and Sarah Hume Release No.: LR-18598
AAER-1964	Feb. 25, 2004	Don-Allen Ruttenberg Release No.: LR-18595
AAER-1963	Feb. 25, 2004	ClearOne Communications, Inc et al. Release No.: LR-18592
AAER-1962	Feb. 24, 2004	Steven F. Stork Release No.: 34-49309
AAER-1961	Feb. 24, 2004	Steven L. Mortensen Release No.: 34-49308
AAER-1960	Feb. 24, 2004	Christopher S. Hall Release No.: 34-49307
AAER-1959	Feb. 19, 2004	Richard A. Causey and Jeffrey K. Skilling Release No.: LR-18582
AAER-1958	Feb. 17, 2004	Dean A. Nichols Release No.: LR-18578
AAER-1956	Feb. 10, 2004	Securities and Exchange Commission v. John R. Boyd, and Christopher Curbello Release No.: LR-18572
AAER-1955	Feb. 6, 2004	Jonathan G. Epstein LR-18571
AAER-1952	Feb. 4, 2004	James Thomas McCurdy Release No. 34-49182
AAER-1951	Feb. 5, 2004	Cumulus Media Inc. et al. Release No.: LR-18566
AAER-1950	Feb. 4, 2004	Richard R. Ross, CPA Release Nos.: 33-8361, 34-49186
AAER-1948	Jan. 22, 2004	Lloyd Silverstein, Release No.: LR-18552
AAER-1947	Jan. 22, 2004	Richard A. Causey, Release No.: LR-18551
AAER-1946	Jan. 21, 2004	Hollinger International, Inc. Release No.: LR-18550
AAER-1945	Jan. 20, 2004	Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens, CPA, Marvin J. Morris, CPA, and Benedict P. Rybicki, CPA Release Nos. 33-8355, 34-49101
AAER-1944	Jan. 16, 2004	Corrpro Companies, Inc. Release No.: LR-18547
AAER-1943	Jan. 15, 2004	Weiser LLP, Victor R. Wahba, CPA and Stuart A. Nussbaum, CPA Release Nos.: 34-49082; 40-2208
AAER-1942	Jan. 14, 2004	Andrew S. Fastow Release No.: LR-18543
AAER-1940	Jan. 13, 2004	Kevin J. Morrison, et al. Release No.: LR-18540
AAER-1939	Jan. 9, 2004	Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones Release No.: LR-18536
AAER-1938	Jan. 7, 2004	Robert Quattrone, et al. Release No. LR-18534
AAER-1937	Jan. 6, 2004	Henry C. Yuen et al. Release No. LR-18530

http://www.sec.gov/divisions/enforce/friactions/act1q04.shtml