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NIST GCR 05-879 Cover

Photonics Technologies:Applications in Petroleum Refining, Building Controls, Emergency Medicine, and Industrial Materials Analysis

Economic Analysis of a Cluster of ATP-Funded Projects

Thomas M. Pelsoci

NIST GCR 05-879

September 2005

View Adobe PDF version of report.

TABLE OF CONTENTS

Abstract
Acknowledgments
Executive Summary
Abbreviations, Acronyms, and Definitions

1. Introduction  

CLUSTER STUDY OBJECTIVES AND SCOPE

FIVE PROJECTS IN THE CLUSTER STUDY

  • Capillary Optics for X-Ray Focusing and Collimating  
  • MEMS-Based Infrared (Photonic Crystal) Micro-Sensor for Gas Detection 
  • Infrared Cavity Ring-Down Spectroscopy 
  • Optical Maximum Entropy Verification
  • Integrated Micro-Optical Systems

2. Analytical Framework and Methodology 

ANALYTICAL FRAMEWORK 

  • Cluster Approach: Case Studies and Overview Studies 
  • Public and Private Benefits 
  • Retrospective Versus Prospective Benefits 
  • Benefits Resulting from ATP Investments 

BENEFIT-COST ANALYSIS METHODOLOGY

3. Case Study: Capillary Optics for X-Ray Focusing and Collimating 

PROJECT HISTORY 

HOW DOES IT WORK? 

BENEFIT ASSESSMENT AND MODELING 

  • Laboratory Materials Analysis
  • Process Control in Petroleum Refining and Distribution
  • Process Control in Semiconductor Fabrication 

BENEFIT-COST ANALYSIS

  • ATP and Industrial Partner Investments
  • Performance Metrics 
  • Base-Case Analysis  
  • Step-Out Scenario Analysis  
  • Private Benefits to ATP Industry Partners 

SUMMARY  

4. Case Study: MEMS-Based Infrared Micro-Sensor for Gas Detection  

PROJECT HISTORY 

HOW DOES IT WORK? 

BENEFIT ASSESSMENT AND MODELING  

  • CO2 Sensors for Emergency Medicine   
  • CO2 Sensors for Office Space Internal Air Quality  

BENEFIT-COST ANALYSIS

  • ATP, NSF, and Industrial Partner Investments 
  • Performance Metrics 
  • Base-Case Analysis 
  • Step-Out Scenario Analysis
  • Private Benefits to ATP Industry Partners  

SUMMARY  

5. Photonics Project Mini-Studies 

INFRARED CAVITY RING-DOWN SPECTROSCOPY

OPTICAL MAXIMUM ENTROPY VERIFICATION 

INTEGRATED MICRO-OPTICAL SYSTEMS

6. Benefit-Cost Analysis for the Cluster of Projects

PHOTONICS PROJECT CLUSTER  

BENEFITS, INVESTMENTS, AND PERFORMANCE METRICS

BASE-CASE CLUSTER ANALYSIS 

BASE-CASE CLUSTER PERFORMANCE METRICS 

STEP-OUT SCENARIO CLUSTER ANALYSIS 

FUTURE EXTENSION OF CASH FLOW BENEFITS

ADDITIONAL PERFORMANCE METRIC: SOCIAL RATE OF RETURN

7. Conclusions

References

Appendix

About the Advanced Technology Program  ............................................. Inside back cover

About the Author ........................................................................................ Inside back cover

Figures
Figure 1:    Flow of Public and Private Benefits from ATP-Funded Technologies 
Figure 2:    X-Ray Point Source without Optics
Figure 3:    (Left) Internal X-Ray Reflection from Glass Surfaces at Less than Critical Angle and (Right) Incident X-Ray at Greater than Critical Angle 
Figure 4:    Capillary Optics for Focusing and Collimating X-Rays 
Figure 5:    Glass Capillary Optics  
Figure 6:    Projected Annual Savings in Laboratory Operating Costs from Use of Standalone X-Ray Optics (2004 Dollars)  
Figure 7:    U.S. Network of Refined Products Pipelines 
Figure 8:    Cost Components of Average U.S. Diesel Price 
Figure 9:    Projected Annual Energy Savings from In-Line Sensor Engines Deployed at U.S. Refineries (2004 Dollars)
Figure 10: Projected Annual Energy Savings from In-Line Sensor Engines Deployed in U.S. Petroleum Distribution System (2004 Dollars)  
Figure 11: Projected Deployment of XOS In-Line Sensor Engines in U.S. Petroleum Refineries over 2004-2008 Period
Figure 12: Projected Sales of XOS In-Line Sensor Engines to U.S. Petroleum Distribution System over 2005-2008 Period
Figure 13: Flow of Benefits from the X-Ray Optics Technology 
Figure 14: Conventional NDIR (Cabinet Full of Discrete Components) 
Figure 15: ATP-Funded Gas Sensor on a Chip
Figure 16: Rates of Emergency Ambulance Misintubation
Figure 17: Projected Benefits per 100 Intubations from Improved Detection of Failed ETIs, Using ATP-Funded CO2 Sensors in Lieu of Colorimetric CO2 Detectors  
Figure 18: Projected Annual Energy Savings from ATP-Funded CO2 Sensors in Commercial Office Space Building Controls
Figure 19: Flow of Benefits from ATP-Funded CO2 Sensor Technology
Figure 20: Conventional NDIR (Cabinet Full of Discrete Components)  

Tables
Table ES-1: Benefits from ATP's Investment in a Cluster of Photonics Projects 
Table 1:      Sales of X-Ray Optical Lenses over 1997-2014 Period: Retrospective and Prospective (Number of Units)
Table 2:      Projections for Sensor Engine Sales to U.S. Refineries and Pipelines
Table 3:      Base-Case Cash Flows and Performance Metrics from Utilization of X-Ray Optics Technology (2004 Dollars, in Millions)
Table 4:      Step-Out Scenario Cash Flows and Performance Metrics from Utilization of X-Ray Optics Technology (2004 Dollars, in Millions)
Table 5:      Projected U.S. Market for Disposable CO2 Detectors/Sensors Unit Sales and for IOI CO2 Sensor Unit Sales (Thousands of Units) 
Table 6:      Reduced In-Ambulance Mortality (Prevented Deaths)
Table 7:      Projected U.S. Market for CO2 Sensors in Commercial Buildings and IOI Unit Sales (Thousands of Units)
Table 8:      Base-Case Cash Flows and Performance Metrics for ATP-Funded CO2 Sensors (2004 Dollars, in Millions) 
Table 9:      Step-Out Scenario Cash Flows and Performance Metrics for ATP-Funded CO2 Sensors (2004 Dollars, in Millions) 
Table 10:    Cash Flows Combining ATP Investments in a Cluster of Five Photonics Projects and Combining Benefits from Two Case Study Projects (2004 Dollars, in Millions), Base Cas
Table 11:    Base-Case Performance Metrics Using Benefit Cash Flows from Two Case Studies Against ATP Investment in a Cluster of Five Projects (2004 Dollars, in Millions)
Table 12:    Base-Case and Step-Out Scenario Performance Metrics (2004 Dollars, in Millions)
Table 13:    Constant Dollar Returns for the Two Case Study Projects Comparing Social Returns and Private Returns to Estimate Spillover Gap (Benefits that ATP-Industry Partners Are Generally Unable to Capture) 

Date created: July 12, 2006
Last updated: September 14, 2006

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