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U.S. Securities and Exchange Commission


ALPS ADVISERS INC (0001376113)
State location: CO
Business Address
P.O. BOX 328
Denver CO 80201-0328
303.623.2577
Mailing Address
P.O. BOX 328
Denver CO 80201-0328
File Number: 812-13430
Key to Descriptions
[Paper]Paper filings are available by film number.
[Cover]Filing contains an SEC-released cover letter or correspondence.
To limit filing results, enter
form type or date (as 2002/05/23).

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Items 1 - 3 0001376113 Filings
Form Formats Description Filing Date File/Film No
40-APP/A [html][text] 2 KB [Amend][Paper]Application for exemption and other relief filed under the Investment Company Act of 1940
Acc-no: 9999999997-08-019415 (40 Act) 
2008-04-15 812-13430
08015120
40-APP/A [html][text] 2 KB [Amend][Paper]Application for exemption and other relief filed under the Investment Company Act of 1940
Acc-no: 9999999997-08-008349 (40 Act) 
2008-02-28 812-13430
08015338
40-6C [html][text] 2 KB [Paper]Application for exemption and other relief [Section 6(c)]
Acc-no: 9999999997-07-042835 (40 Act) 
2007-10-02 812-13430
07060410

http://www.sec.gov/cgi-bin/browse-edgar


Modified:02/06/2006