Investment Advisers Act Notices and Orders
Archive: 2007

This page lists notices and orders of applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. Copies of the applications may be obtained for a fee at the Commission's Public Reference Branch. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.

Chronological List

IAA File Number List

Additional Archives

2008 | 2007

Chronological List

Release No.	Date	Details
803-186
IA-2675	Oct. 30, 2007	IronBridge Capital Management LP/The Hirtle Callaghan Trust (Order)
803-184
IA-2674	Oct. 30, 2007	Franklin Portfolio Associates, LLC/The Hirtle Callaghan Trust (Order)
803-184
IA-2668	Oct. 3, 2007	Franklin Portfolio Associates, LLC/ The Hirtle Callaghan Trust (Notice)
803-186
IA-2667	Oct. 3, 2007	IronBridge Capital Management LP; The Hirtle Callaghan Trust (Notice)
803-190
IA-2599	Mar. 20, 2007	Gates Capital Partners, LLC and Bear Creek Inc. (Order)
803-190
IA-2590	Feb. 16, 2007	Gates Capital Partners, LLC and Bear Creek Inc. (Notice)
803-187
IA-2508	Apr. 14, 2006	Adler Management, L.L.C. (Order under Section 202(a)(11)(F))
803-187
IA-2500	Mar. 21, 2006	Adler Management, L.L.C. (Notice)
803-181
IA-2475	Jan. 23, 2006	Greenhouse Associates, LLC and Superior Partners, LP (Order under Section 205(e))
803-182
IA-2471	Jan. 6, 2006	Riverton Management, Inc. (Order under Section 202(a)(11)(F))

IAA File Number List

Release No.	Date	Details
803-190
IA-2599	Mar. 20, 2007	Gates Capital Partners, LLC and Bear Creek Inc. (Order)
IA-2590	Feb. 16, 2007	Gates Capital Partners, LLC and Bear Creek Inc. (Notice)
803-187
IA-2508	Apr. 14, 2006	Adler Management, L.L.C. (Order under Section 202(a)(11)(F))
IA-2500	Mar. 21, 2006	Adler Management, L.L.C. (Notice)
803-186
IA-2675	Oct. 30, 2007	IronBridge Capital Management LP/The Hirtle Callaghan Trust (Order)
IA-2667	Oct. 3, 2007	IronBridge Capital Management LP; The Hirtle Callaghan Trust (Notice)
803-184
IA-2674	Oct. 30, 2007	Franklin Portfolio Associates, LLC/The Hirtle Callaghan Trust (Order)
IA-2668	Oct. 3, 2007	Franklin Portfolio Associates, LLC/ The Hirtle Callaghan Trust (Notice)
803-182
IA-2471	Jan. 6, 2006	Riverton Management, Inc. (Order under Section 202(a)(11)(F))
803-181
IA-2475	Jan. 23, 2006	Greenhouse Associates, LLC and Superior Partners, LP (Order under Section 205(e))

http://www.sec.gov/rules/ia/iaarchive/iaarchive2007.shtml