Title 11--Federal Elections
CHAPTER I--FEDERAL ELECTION COMMISSION
PART 111--COMPLIANCE PROCEDURE (2 U.S.C. 437g, 437d(a))
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![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.1 |
Scope (2 U.S.C. 437g). |
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![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.2 |
Computation of time. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.3 |
Initiation of compliance matters (2 U.S.C. 437g(a)(1), (2)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.4 |
Complaints (2 U.S.C. 437g(a)(1)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.5 |
Initial complaint processing; notification (2 U.S.C. 437g(a)(1)).
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![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.6 |
Opportunity to demonstrate that no action should be taken on complaint-generated matters (2 U.S.C. 437g(a)(1)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.7 |
General Counsel's recommendation on complaint-generated matters (2 U.S.C. 437g(a)(1)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.8 |
Internally generated matters; referrals (2 U.S.C. 437g(a)(2)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.9 |
The reason to believe finding; notification (2 U.S.C. 437g(a)(2)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.10 |
Investigation (2 U.S.C. 437g(a)(2)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.11 |
Written questions under order (2 U.S.C. 437d(a)(1)). |
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![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.12 |
Subpoenas and subpoenas duces tecum; depositions (2 U.S.C. 437d(a) (3), (4)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.13 |
Service of subpoenas, orders and notifications (2 U.S.C. 437d(a) (3), (4)). |
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![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.14 |
Witness fees and mileage (2 U.S.C. 437d(a)(5)). |
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![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.15 |
Motions to quash or modify a subpoena (2 U.S.C. 437d(a) (3), (4)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.16 |
The probable cause to believe recommendation; briefing procedures (2 U.S.C. 437g(a)(3)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.17 |
The probable cause to believe finding; notification (2 U.S.C. 437g(a)(4)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.18 |
Conciliation (2 U.S.C. 437g(a)(4)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.19 |
Civil proceedings (2 U.S.C. 437g(a)(6)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.20 |
Public disclosure of Commission action (2 U.S.C. 437g(a)(4)). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.21 |
Confidentiality (2 U.S.C. 437g(a)(12)). |
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![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.22 |
Ex parte communications. |
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![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.23 |
Representation by counsel; notification. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.24 |
Civil Penalties (2 U.S.C. 437g(a) (5), (6), (12), 28 U.S.C. 2461 nt.).
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![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.30 |
When will subpart B apply? |
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![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.31 |
Does this subpart replace subpart A of this part for violations of the reporting requirements of 2 U.S.C. 434(a)? |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.32 |
How will the Commission notify respondents of a reason to believe finding and a proposed civil money penalty? |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.33 |
What are the respondent's choices upon receiving the reason to believe finding and the proposed civil money penalty? |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.34 |
If the respondent decides to pay the civil money penalty and not to challenge the reason to believe finding, what should the respondent do? |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.35 |
If the respondent decides to challenge the alleged violation or proposed civil money penalty, what should the respondent do?
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![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.36 |
Who will review the respondent's written response? |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.37 |
What will the Commission do once it receives the respondent's written response and the reviewing officer's recommendation? |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.38 |
Can the respondent appeal the Commission's final determination? |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.39 |
When must the respondent pay the civil money penalty? |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.40 |
What happens if the respondent does not pay the civil money penalty pursuant to 11 CFR 111.34 and does not submit a written response to the reason to believe finding pursuant to 11 CFR 111.35? |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.41 |
To whom should the civil money penalty payment be made payable? |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.42 |
Will the enforcement file be made available to the public? |
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![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.43 |
What are the schedules of penalties?
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![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.44 |
What is the schedule of penalties for 48-hour notices that are not filed or are filed late? |
![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.45 |
What actions will be taken to collect unpaid civil money penalties?
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![TEXT](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20080916075722im_/http://www.access.gpo.gov/images/PDF.gif) | 111.46 |
How will the respondent be notified of actions taken by the Commission and the reviewing officer? |