-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I23LGWU5jK16kUO6evk02FWla31arWRarhBFgrk+QvwtJt0LgIPPRiW7LHGR2Be/ Zmpqk7K3EizrYTZVEMnQOQ== 0000040545-06-000055.txt : 20061116 0000040545-06-000055.hdr.sgml : 20061116 20061116144905 ACCESSION NUMBER: 0000040545-06-000055 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20061116 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061116 DATE AS OF CHANGE: 20061116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 140689340 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-00035 FILM NUMBER: 061222759 BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 BUSINESS PHONE: 203-373-2211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 8-K 1 frm8k.htm FORM 8-K Unassociated Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
 

Date of Report (Date of earliest event reported) November 16, 2006
 
 
General Electric Company
  
 
(Exact name of registrant as specified in its charter)
  
 
New York
  
1-35
  
14-0689340
(State or other jurisdiction
of incorporation)
  
(Commission
File Number)
  
(IRS Employer
Identification No.)
   
 
    
3135 Easton Turnpike, Fairfield, Connecticut
      
06828-0001
(Address of principal executive offices)
      
(Zip Code)
   
 
    
Registrant’s telephone number, including area code   (203) 373-2211
 
     
(Former name or former address, if changed since last report.)

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
 
¨
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


(1)

Item 8.01. Other Events
 
Exhibit 100 to this Current Report on Form 8-K contains documents formatted in XBRL (eXtensible Business Reporting Language) with information from General Electric Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2006, filed with the Securities and Exchange Commission (SEC) on October 31, 2006. The information includes the (i) Condensed Statement of Earnings for the three and nine months ended September 30, 2006 and 2005, (ii) Condensed Statement of Financial Position at September 30, 2006 and December 31, 2005, and (iii) Condensed Statement of Cash Flows for the nine months ended September 30, 2006 and 2005.
 
Users of this data are advised pursuant to Rule 401 of Regulation S-T that the financial information contained in the XBRL-Related Documents is unaudited and these are not the financial statements of General Electric Company as filed with the SEC. The purpose of submitting these XBRL-Related Documents is to test the related format and technology and, as a result, investors should not rely on the information in this Current Report on Form 8-K, including Exhibit 100, in making investment decisions.
 
Item 9.01. Financial Statements and Exhibits.
 
(d) 
 
Exhibits
 
 
The following exhibits are furnished herewith:
 
   
Exhibit Description
 
 
Exhibit 100
 
The following materials from General Electric Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2006, filed on October 31, 2006, formatted in XBRL (eXtensible Business Reporting Language): (i) the Condensed Statement of Earnings for the three and nine months ended September 30, 2006 and 2005, (ii) the Condensed Statement of Financial Position at September 30, 2006 and December 31, 2005, and (iii) the Condensed Statement of Cash Flows for the nine months ended September 30, 2006 and 2005.
 

(2)

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
General Electric Company
  
   
(Registrant)
  
   
 
 
  
Date: November 16, 2006
  
/s/ Philip D. Ameen
  
   
Philip D. Ameen
  
   
Vice President and Comptroller
  

 

(3)

Exhibit Index
 
100
 
Materials from General Electric Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2006, filed on October 31, 2006, formatted in XBRL (eXtensible Business Reporting Language): (i) the Condensed Statement of Earnings for the three and nine months ended September 30, 2006 and 2005, (ii) the Condensed Statement of Financial Position at September 30, 2006 and December 31, 2005, and (iii) the Condensed Statement of Cash Flows for the nine months ended September 30, 2006 and 2005.
 

(3)
 
 EX-100.INS 2 ge-20060930.xml XBRL INSTANCE DOCUMENT ge.com 2006-07-01 2006-09-30 ge.com 2005-07-01 2005-09-30 ge.com 2006-07-01 2006-09-30 ge.com 2005-07-01 2005-09-30 ge.com 2006-07-01 2006-09-30 ge.com 2005-07-01 2005-09-30 ge.com 2006-01-01 2006-09-30 ge.com 2005-01-01 2005-09-30 ge.com 2006-01-01 2006-09-30 ge.com 2005-01-01 2005-09-30 ge.com 2006-01-01 2006-09-30 ge.com 2005-01-01 2005-09-30 ge.com 2006-09-30 ge.com 2005-12-31 ge.com 2006-09-30 ge.com 2005-12-31 ge.com 2006-09-30 ge.com 2005-12-31 iso4217:USD iso4217:USD shares 15656000000 14346000000 9134000000 7673000000 570000000 347000000 0 0 15496000000 14002000000 40856000000 36368000000 12705000000 11247000000 5763000000 4754000000 5143000000 3715000000 822000000 874000000 965000000 1095000000 9233000000 8749000000 215000000 230000000 34846000000 30664000000 6010000000 5704000000 -951000000 -1112000000 5059000000 4592000000 -95000000 85000000 4964000000 4677000000 15255000000 13823000000 9223000000 7744000000 613000000 367000000 2704000000 2600000000 0 0 27795000000 24534000000 12343000000 10764000000 5852000000 4825000000 507000000 339000000 0 0 0 0 3262000000 3200000000 158000000 146000000 22122000000 19274000000 5673000000 5260000000 -614000000 -668000000 5059000000 4592000000 -95000000 85000000 4964000000 4677000000 519000000 543000000 0 0 0 0 0 0 15756000000 14323000000 16275000000 14866000000 480000000 505000000 0 0 4802000000 3508000000 867000000 926000000 965000000 1095000000 6063000000 5704000000 57000000 84000000 13234000000 11822000000 3041000000 3044000000 -337000000 -444000000 2704000000 2600000000 -95000000 85000000 2609000000 2685000000 46715000000 42751000000 26456000000 23662000000 1678000000 1260000000 0 0 43728000000 39584000000 118577000000 107257000000 37188000000 33278000000 17084000000 14861000000 14037000000 11172000000 2364000000 2500000000 2683000000 2955000000 27676000000 26338000000 688000000 736000000 101720000000 91840000000 16857000000 15417000000 -2902000000 -2889000000 13955000000 12528000000 166000000 761000000 14121000000 13289000000 45274000000 40912000000 26738000000 23896000000 1787000000 1321000000 7474000000 6491000000 0 0 81273000000 72620000000 35881000000 31553000000 17366000000 15095000000 1377000000 1056000000 0 0 0 0 10305000000 9777000000 507000000 581000000 65436000000 58062000000 15837000000 14558000000 -1882000000 -2030000000 13955000000 12528000000 166000000 761000000 14121000000 13289000000 1786000000 1881000000 0 0 0 0 0 0 44477000000 40551000000 46263000000 42432000000 1652000000 1768000000 0 0 13111000000 10525000000 2503000000 2642000000 2683000000 2955000000 17639000000 17037000000 181000000 155000000 37769000000 35082000000 8494000000 7350000000 -1020000000 -859000000 7474000000 6491000000 166000000 761000000 7640000000 7252000000 0.49 0.49 0.43 0.43 0.48 0.48 0.44 0.44 0.25 0.22 1.34 1.18 1.34 1.18 1.36 1.25 1.36 1.25 0.75 0.66 13782000000 8825000000 1739000000 2015000000 12144000000 7130000000 45626000000 42148000000 425000000 461000000 45208000000 41710000000 12535000000 14851000000 12771000000 15058000000 0 0 11855000000 10474000000 11681000000 10315000000 174000000 159000000 310231000000 287639000000 0 0 310258000000 287639000000 16359000000 14332000000 0 0 20741000000 18625000000 72246000000 67528000000 15834000000 16504000000 56412000000 51024000000 0 0 51050000000 50815000000 0 0 85468000000 81630000000 60129000000 57839000000 25339000000 23791000000 98458000000 84849000000 39232000000 36752000000 60426000000 49461000000 15540000000 61066000000 0 0 15540000000 61066000000 682100000000 673342000000 192861000000 189759000000 546242000000 540605000000 167206000000 158156000000 2679000000 1127000000 165073000000 157672000000 18788000000 21183000000 10500000000 11870000000 12069000000 13043000000 4949000000 4456000000 4949000000 4456000000 0 0 20430000000 21042000000 20430000000 21059000000 0 0 242927000000 212281000000 9010000000 9081000000 235123000000 204397000000 34570000000 33097000000 0 0 34894000000 33387000000 41849000000 39966000000 23803000000 23273000000 18142000000 16787000000 16484000000 16226000000 4183000000 3733000000 12301000000 12493000000 15289000000 49527000000 0 0 15289000000 49763000000 562492000000 555934000000 75554000000 74599000000 492891000000 487542000000 8211000000 8054000000 5910000000 5806000000 2301000000 2248000000 669000000 669000000 669000000 669000000 1000000 1000000 1253000000 1831000000 1253000000 1831000000 1188000000 1754000000 4748000000 2532000000 4748000000 2532000000 3774000000 2287000000 -498000000 -822000000 -498000000 -822000000 -465000000 -813000000 -895000000 -874000000 -895000000 -874000000 -193000000 -179000000 25344000000 25227000000 25344000000 25227000000 12538000000 12386000000 104452000000 98117000000 104452000000 98117000000 34207000000 35379000000 -23676000000 -17326000000 -23676000000 -17326000000 0 0 111397000000 109354000000 111397000000 109354000000 51050000000 50815000000 682100000000 673342000000 192861000000 189759000000 546242000000 540605000000 -166000000 -761000000 0 0 -166000000 -761000000 6672000000 6483000000 1935000000 1867000000 4737000000 4616000000 0 0 1031000000 -1740000000 0 0 1509000000 -809000000 754000000 -146000000 755000000 -663000000 2337000000 1766000000 2307000000 1857000000 0 0 -1908000000 -919000000 -1893000000 -934000000 -15000000 15000000 -1508000000 -1096000000 -435000000 -1198000000 -1022000000 468000000 469000000 395000000 469000000 395000000 0 0 2683000000 2955000000 0 0 2683000000 2955000000 -2450000000 4071000000 196000000 1307000000 501000000 3118000000 21759000000 25374000000 18485000000 14697000000 15113000000 17000000000 -64000000 3888000000 0 0 -64000000 3888000000 21695000000 29262000000 18485000000 14697000000 15049000000 20888000000 -11045000000 -9666000000 -2450000000 -1616000000 -8595000000 -8050000000 4429000000 4433000000 0 0 4429000000 4433000000 -24179000000 -5513000000 0 0 -24179000000 -5513000000 -10966000000 -10527000000 -4068000000 -3784000000 -6898000000 -6743000000 8112000000 6690000000 0 0 8112000000 6690000000 1224000000 -1347000000 1405000000 819000000 -3483000000 -2937000000 -32425000000 -15930000000 -5113000000 -4581000000 -30614000000 -12120000000 -2469000000 -5250000000 0 0 -2469000000 -5250000000 -34894000000 -21180000000 -5113000000 -4581000000 -33083000000 -17370000000 600000000 -9871000000 1596000000 -493000000 -1089000000 -7680000000 60745000000 48289000000 88000000 151000000 60665000000 48159000000 -29754000000 -40866000000 -111000000 -819000000 -29643000000 -40047000000 -7390000000 -1868000000 -7390000000 -1868000000 0 0 -7831000000 -7015000000 -7831000000 -7015000000 -8671000000 -5512000000 -747000000 -1401000000 0 0 -747000000 -1401000000 15623000000 -12732000000 -13648000000 -10044000000 20515000000 -6481000000 -257000000 249000000 0 0 -257000000 249000000 15366000000 -12483000000 -13648000000 -10044000000 20258000000 -6232000000 2167000000 -4401000000 -276000000 72000000 2224000000 -2714000000 11801000000 15328000000 2015000000 3155000000 10106000000 12367000000 13968000000 10927000000 1739000000 3227000000 12330000000 9653000000 186000000 2154000000 0 0 186000000 2154000000 13782000000 8773000000 1739000000 3227000000 12144000000 7499000000 See notes to condensed, consolidated financial statements. Separate information is shown for "GE" and "Financial Services (GECS)." Transactions between GE and GECS have been eliminated from the "Consolidated" columns. See notes to condensed, consolidated financial statements. Separate information is shown for "GE" and "Financial Services (GECS)." September 30, 2006, data are unaudited. Transactions between GE and GECS have been eliminated from the "Consolidated" columns. 10,308,102,000 and 10,484,268,000 shares outstanding at September 30, 2006 and December 31, 2005, respectively. The sum of accumulated gains (losses) on investment securities, currency translation adjustments, cash flow hedges and minimum pension liabilities constitutes "Accumulated nonowner changes other than earnings," and amounted to $4,608 million and $2,667 million at September 30, 2006, and December 31, 2005, respectively. See notes to condensed, consolidated financial statements. Separate information is shown for "GE" and "Financial Services (GECS)." Transactions between GE and GECS have been eliminated from the "Consolidated" columns. See notes to condensed, consolidated financial statements. Separate information is shown for "GE" and "Financial Services (GECS)." Transactions between GE and GECS have been eliminated from the "Consolidated" columns. EX-100.SCH 3 ge-20060930.xsd XBRL TAXONOMY EXTENSION SCHEMA EX-100.CAL 4 ge-20060930_cal.xml XBRL TAXONOMY EXTENSION CALCULATION LINKBASE EX-100.LAB 5 ge-20060930_lab.xml XBRL TAXONOMY EXTENSION LABEL LINKBASE Current receivables Accounts payable, principally trade accounts Other capital Adjustments to reconcile net earnings to cash provided from operating activities Assets of discontinued operations. Assets of discontinued operations Total assets Basic earnings per share Cash and short-term, highly liquid investments that are readily convertible to known amounts of cash and are so near their maturity that they present negligible risk of changes in value due to changes in interest rates - usually with an original maturity less than 90 days, This includes items such as treasury bills, certain commercial paper, money market funds, other operating cash balances, etc. Cash and equivalents Increase (decrease) in accounts payable. Increase (decrease) in accounts payable Net increase (decrease) in borrowings (maturities of 90 days or less). Net increase (decrease) in borrowings (maturities of 90 days or less) Common stock Shares outstanding Common stock Common stock Cost of goods sold Cost of services sold Accumulated gain (loss) on currency translation adjustments Currency translation adjustments Accumulated gain (loss) on cash flow hedges Cash flow hedges Deferred income taxes. Deferred income taxes Diluted earnings per share Condensed Statement of Earnings Earnings from continuing operations before income taxes Earnings from continuing operations Diluted earnings per share Basic earnings per share Earnings (loss) from discontinued operations, net of taxes Intangible assets - net Inventories Investment in GECS Investment in GECS. Liabilities of discontinued operations Total liabilities Liabilities and Equity Total liabilities and equity Long-term borrowings Debt and Equity Financial Instruments including trading securities and securities available-for-sale. Investment securities Minority interest in equity of consolidated affiliates Minority interest in net earnings of consolidated affiliates Cash flows -- financing activities Cash from (used for) financing activities Cash flows -- investing activities Cash used for investing activities Cash from operating activities Cash flows -- operating activities Net earnings Increase (decrease) in cash and equivalents Other costs and expenses Total revenues All other assets Other GE current liabilities All other investing activities All other liabilities All other financing activities Other income Other GECS receivables Other GECS receivables. Short-term borrowings Payment of Dividends (-) Newly issued debt (maturities longer than 90 days) Newly issued debt (maturities longer than 90 days). Dispositions of property, plant and equipment Property, plant and equipment (including equipment leased to others) -- net Provision for losses on financing receivables Provision for losses on financing receivables. Provision for income taxes Repayments of Long-Term Debt and Capital Securities (-) Retained earnings GECS earnings from continuing operations GECS earnings from continuing operations. Sales of goods Sales of services Statement of Cash Flows (Indirect) (Abstract heading) Condensed Statement of Cash Flows Total shareowners' equity Investment securities Accumulated gain (loss) on investment securities GECS revenues from services Revenue from GECS services. Revenue from Capital Services Investment contracts, insurance losses and insurance annuity benefits Investment contracts, insurance losses and insurance annuity benefits. Investment contracts, insurance losses and insurance annuity benefits Costs and expenses Total costs and expenses Costs and expenses. Costs and Expenses Interest and other financial charges Interest and other financial charges Interest and Other Financial Charges Dividends declared per share Dividends declared, per share amount. Dividends declared, per share amount Per-share amounts Per-share amounts (Abstract heading) Per-share Amounts (Abstract) Per-share Amounts, Earnings from Continuing Operations Per share amounts, continuing coperations (Abstract) Per-share amounts -- earnings from continuing operations Per-share amounts -- net earnings Per share amounts, net (Abstract heading) Per-share Amounts, Net (Abstract) Cash from (used for) financing activities - continuing operations Cash from (used for) financing activities (continuing operations) Cash from (used for) Financing Activities - Continuing Operations Cash from (used for) financing activities - discontinued operations Cash from (used for) financing activities (discontinued operations) Cash from (used for) Financing Activities - Discontinued Operations Net purchases of GE treasury shares Net purchases of treasury shares Net purchases of treasury shares Cash used for investing activities -- continuing operations Cash from (used for) investing activities (continuing operations) Net cash flows provided (used by) investing activities - continuing operations Cash used for investing activities -- discontinued operations Cash used for investing activities (discontinued operations) Net cash flows used by investing activities - discontinued operations Additions to property, plant and equipment Puchases and payments for property, plant and equipment Cash from (used for) Purchases of Property, Plant and Equipment Net increase in GECS financing receivables Net decrease (increase) in GECS financing receivables. Net increase in GECS financing receivables Cash from operating activities -- continuing operations Cash from (used for) continuing operations Net cash flows provided (used by) operating activities - continuing activities Cash from (used for) operating activities -- discontinued operations Cash from (used for) discontinued operations Net cash flows provided (used by) operating activities - discontinued activities Cash Flow From Depreciation and Amortization Depreciation and amortization of property, plant and equipment. Depreciation and amortization of property, plant and equipment Cash Flow From Retained Earnings of Affiliates Earnings retained by GECS. Earnings retained by GECS Cash Flow From Decrease (Increase) in Receivables Cash flow from decrease (increase) in receivables Decrease in GE current receivables Cash Flow From Decrease (Increase) of Inventories Cash flow from decrease (increase) in inventories Decrease (increase) in inventories Increase (Decrease) in Progress Collections Increase in GE progress collections Increase in GE progress collections Cash Flow From Decrease (Increase) of Provision for Losses on Receivables Provision for losses on GECS financing receivables. Provision for losses on GECS financing receivables Cash Flow From Other Operating Activities Cash flow from decrease (increase) other operating activities All other operating activities Cash Flow from Earnings (Losses) of Discontinued Operations Cash flow from earnings (losses) of discontinued operations Earnings from discontinued operations Less cash and equivalents of discontinued operations at September 30 Cash and cash equivalents, for discontinued operations Cash and Cash Equivalents, for Discontinued Operations Cash and equivalents at beginning of year Cash and cash equivalents, including continuing and discontinued operations, at beginning of period. Cash and Cash Equivalents for Continuing and Discontinued Operations at Beginning of Period Financing receivables - net Financing receivables, net. Financing Receivables, Current and Noncurrent Progress collections and price adjustments accrued Accrued progress collections and price adjustments (advance payments on unfinished long term contracts). Accrued Progress Collections and Price Adjustments Investment contracts, insurance liabilities and insurance annuity benefits Investment contracts, insurance liabilities and insurance annuity benefits. Investment contracts, insurance liabilities and insurance annuity benefits Deferred Tax Liabilities Deferred tax liabilities, net current and noncurrent. Deferred income taxes Minimum pension liabilities Adjustment to comprehensive income for minimum pension liabilities, net of tax effect. Earnings Effect of Minimum Pension Liabilities Minimum pension liabilities Less common stock held in treasury Offset to equity for value of stock held in treasury Offset for Treasury Stock Value Earnings Effect of Provision for Income Taxes Provision for income taxes, adjustment to earnings Provision for income taxes Payments for principal businesses purchased Payments for principal businesses purchased. Cash From Divestiture (Used by Acquisition) of Business Repayments and other reductions (maturities longer than 90 days) Repayments and other reductions (maturities longer than 90 days). Cash Flow from Increase (Used by Repayment) of Long Term Debt Dividends paid to shareowners Cash (used by payment) of dividends Cash (used by payment) of dividends Condensed Statement of Earnings Condensed statement of earnings (heading only) Condensed Statement of Earnings Condensed Statement of Financial Position Condensed statement of financial position (heading only) Condensed Statement of Financial Position Condensed Statement of Cash Flows Condensed statement of cash flows (heading only) Condensed Statement of Cash Flows Accumulated gains (losses) -- net Accumulated gains (losses) (empty item) Accumulated Gains (Losses), Net Cash and equivalents at September 30 Cash and cash equivalents, including continuing and discontinued operations, at end of period Cash and Cash Equivalents for Continuing and Discontinued Operations at End of Period Cash and equivalents of continuing operations at September 30 Cash and cash equivalents at end of period, continuing operations Cash and Cash Equivalents of Continuing Operations, End of Period Proceeds from sales of discontinued operations Proceeds from sales of discontinued operations Proceeds from sales of discontinued operations EX-100.PRE 6 ge-20060930_pre.xml XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE -----END PRIVACY-ENHANCED MESSAGE-----