Form 8-K

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cg52Kun/2m7jeQ08PxQjpb8f/xl4Joe8E3ln2h20X//D5lmFSEnL6AcViCr6uwbs 5QR5/s81dcMNVE6w5Illmw== 0001193125-06-235806.txt : 20061115 0001193125-06-235806.hdr.sgml : 20061115 20061115112618 ACCESSION NUMBER: 0001193125-06-235806 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20061113 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061115 DATE AS OF CHANGE: 20061115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: International Securities Exchange Holdings, Inc. CENTRAL INDEX KEY: 0001295230 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205219710 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32435 FILM NUMBER: 061218589 BUSINESS ADDRESS: STREET 1: 60 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-943-2400 MAIL ADDRESS: STREET 1: 60 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: International Securities Exchange, Inc. DATE OF NAME CHANGE: 20040623 8-K 1 d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 8-K

Current Report

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): 11/13/2006

International Securities Exchange Holdings, Inc.

(Exact name of registrant as specified in its charter)

Commission File Number: 001-32435

Delaware

20-5219710

(State or other jurisdiction

of incorporation)

(IRS Employer

Identification No.)

60 Broad Street, New York, NY 10004

(Address of principal executive offices, including zip code)

212-943-2400

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Information to be included in the report

Item 8.01. Other Events

Attached as Exhibit 100 to this Current Report on Form 8-K are documents that contain information from International Securities Exchange Holdings, Inc.’s (the “Company’s”) Quarterly Report on Form 10-Q for the quarter ended September 30, 2006, filed with the Securities and Exchange Commission on November 13, 2006, formatted in XBRL (Extensible Business Reporting Language). Users of this data are advised, pursuant to Rule 401 of Regulation S-T, that the financial and other information contained in the XBRL documents is unaudited, and that these are not the official publicly filed financial statements of the Company. The purpose of submitting these XBRL formatted documents is to test the related format and technology and, as a result, investors should continue to rely on the official filed version of the furnished documents and not rely on the information in this Current Report on Form 8-K, including Exhibit 100, in making investment decisions.

In accordance with Rule 402 of Regulation S-T, the information in this Current Report on Form 8-K, including Exhibit 100, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Item 9.01. Financial Statements and Exhibits

(a) Not applicable.

(b) Not applicable.


Exhibit 100.INS		XBRL Instance Document

Exhibit 100.SCH		XBRL Taxonomy Extension Schema Document

Exhibit 100.CAL		XBRL Taxonomy Extension Calculation Linkbase Document

Exhibit 100.LAB		XBRL Taxonomy Extension Label Linkbase Document

Exhibit 100.PRE		XBRL Taxonomy Extension Presentation Linkbase Document

Signature(s)

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: November 15, 2006	International Securities Exchange Holdings, Inc.

	By:	/s/ Michael J. Simon
	Name:	Michael J. Simon
	Title:	Secretary

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Current and Noncurrent Accounts Payable - Related Parties Related Parties Current and Noncurrent Accounts Payable - Related Parties - Total Current and noncurrent aggregate amount for all obligations owed to parties associated with the reporting entity (where one party can exercise ownership control or significant influence over another). Current and Noncurrent Accounts Payable - Related Parties Related Parties Current and Noncurrent Accounts Payable - Related Parties - Total Noncurrent aggregate amount for all obligations owed to parties associated with the reporting entity (where one party can exercise ownership control or significant influence over another). Noncurrent Accounts Payable - Related Parties Related Parties Noncurrent Accounts Payable - Related Parties - Total Noncurrent amount of accounts receivable, less allowances. 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Adjustment Accretion Adjustment Accretion Adjustment Accretion - Total Periodical adjustment of the difference between securities' face value and purchase price; called accretion if at discount; amortization if at premium Accretion/(Amortization) of Discounts/Premiums on Securities Accretion/(Amortization) of Discounts/Premiums on Securities Accretion/(Amortization) of Discounts/Premiums on Securities - Total The Expense Related to the Amortization of the Deferred Acquisition Costs Adjustment Deferred Acquisition Costs (DAC) - Amortization Adjustments to Amortization of DAC Adjustment Deferred Acquisition Costs (DAC) - Amortization - Total The amount of expense charged against earnings by a company to write off the cost of an intangible possession. Amortization Amortization Amortization - Total The adjustment amount of expense charged against earnings by a company to write off acquisition costs. 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Adjustment Amortization - Goodwill Adjustment Amortization - Goodwill Adjustment Amortization - Goodwill - Total The amount of amortization expense charged against earnings by a company to write off the cost of intangible possessions. Shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Amortization - Intangibles (Non-Productive) Adjustment Amortization - Intangibles (Non-Productive) Adjustment Amortization - Intangibles (Non-Productive) - Total The adjustment Amortization of Investments Shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Amortization - Investment Adjustment Amortization - Investments Adjustment Amortization - Investment - Total The periodic write-downs of capitalized mortgage servicing rights (e.g. rights of billing, collecting payment for a fee) over the estimated servicing-income-generating period; such write-downs should also be proportionate to the estimated servicing income earned for each accounting period Adjustment Amortization - Mortgage Servicing Rights (MSRs) Adjustment Amortization of MSRs Adjustment Amortization - Mortgage Servicing Rights (MSRs) - Total As the Embedded Value of the Acquired Business is Recognized, the Deferred Acquisition Cost is Amortized. Adjustment Value of Business Acquired (VOBA) - Amortization Adjustments to Amortization of VOBA Adjustment Value of Business Acquired (VOBA) - Amortization - Total An impairment loss measured as the amount by which the carrying amount of the asset exceeds the fair value of the asset. 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Adjustments to Deferred Sales Commissions Adjustments to Deferred Sales Commissions Adjustments to Deferred Sales Commissions - Total The amount of expense charged against earnings by a company to write off the cost of non-production fixed assets over their useful lives, giving consideration to wear and tear, obsolescence, and salvage value. Depreciation (Non-Production) Depreciation (Non-Production) Depreciation (Non-Production) - Total The amount of expense charged against earnings by a company to write off the cost of non-production fixed assets over their useful lives, giving consideration to wear and tear, obsolescence, and salvage value and/or the amount of expense charged against earnings by a company to write off the cost of an intangible possession (a non-current asset). Shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Depreciation and amortization Depreciation and amortization Depreciation and amortization The aggregate amount for depreciation, amortization and accretion recognized during an accounting period Note: This element serves as a category heading only. No data may be tagged to this element. Adjustment Depreciation, Amortization and Accretion Adjustment Depreciation, Amortization and Accretion Adjustment Depreciation, Amortization and Accretion - Total The aggregate amount for depreciation, amortized and accretion recognized during an accounting period Adjustment Depreciation, Amortization and Accretion, Net Adjustments to Depreciation, Amortization and Accretion Adjustment Depreciation, Amortization and Accretion, Net - Total Depreciation and Amortization - Other Unspecified Adjustment Depreciation and Amortization - Other Unspecified Adjustment Depreciation and Amortization - Other Unspecified Adjustment Depreciation and Amortization - Other Unspecified - Total The amount of expense charged against earnings by a company to write off the cost of premises and equipment over their useful lives, giving consideration to wear and tear, obsolescence, and salvage value. Shall be classified as cash flows from Operations. Depreciation Premises and Equipment Depreciation on Premises and Equipment Depreciation Premises and Equipment - Total Adjustment Derivatives (Options, Swaps, Futures, etc.) shall be classified as cash flow operating activities Adjustment Derivatives Adjustment Derivatives Adjustment Derivatives - Total The aggregate income earned from investments in equity securities; include dividends income and/or reporting entity's share of investee's earned income adjusted for dividends distributed during an accounting period if reporting entity has significant inflow Adjustment Income/(Loss) from Equity Investments Adjustment Earnings (Losses) from Equity Investments Adjustment Income/(Loss) from Equity Investments - Total Benefits such as salary, benefits, stocks, pension, post-retirement benefits and other payments not to include Officers Compensation shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Employee Compensation Employee Compensation Adjustment Employee Compensation - Total Benefits such as salary, benefits, stocks, pension, post-retirement benefits and other payments not to include Officers Compensation shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Employee Compensation Employee Compensation Adjustment Employee Compensation - Total Adjusted amount of expense associated to stock-based compensation. Stock based compensation Stock based compensation Stock based compensation Adjustments Excess Tax Benefit from Exercise of Stock Options Excess tax benefits from share-based payment arrangements Excess tax benefits from share-based payment arrangements Excess tax benefits from share-based payment arrangements Gains and losses, net of tax effect, that are both unusual in nature and infrequent in occurrence. Adjustment Extraordinary Items, Net of Tax Effect Adjustment Extraordinary Items, Net of Tax Effect Adjustment Extraordinary Items, Net of Tax Effect - Total Gains and losses, net of tax effect, that are both unusual in nature and infrequent in occurrence. Adjustment Extraordinary Items, Net of Tax Effect Adjustment Extraordinary Items, Net of Tax Effect Adjustment Extraordinary Items, Net of Tax Effect - Total Realized and unrealized foreign exchange gains and losses. Shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustments to Foreign Currency Exchange Gains/(Losses) Foreign Currency Exchange Gains/(Losses) Adjustments to Foreign Currency Exchange Gains/(Losses) - Total Adjustment for extinguishment of debt, an extraordinary item. Debt Extinguishment Debt Extinguishment Debt Extinguishment - Total Adjustment the gains and losses included in earning resulting from the sale or disposal of assets. Shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Gain/(Loss) on Disposition of Assets Adjustment Gain (Loss) on Disposition of Assets Adjustment Gain/(Loss) on Disposition of Assets - Total Adjustment the gains and losses included in earning resulting from the sale or disposal of Property Plant and Equipment. Also known as Fixed Assets; Shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Gain/(Loss) on Disposition of Property Plant and Equipment Adjustment Gain (Loss) on Disposition of Property Plant and Equipment Adjustment Gain/(Loss) on Disposition of Property Plant and Equipment - Total The gains and losses included in earning resulting from the sale of a business segment. Shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustments to Gain/(Loss) on Sale of Business Gain (Loss) on Sale of Business Adjustments to Gain/(Loss) on Sale of Business - Total Income(Loss), net of tax, of a business segment that has been discontinued at year-end or will be discontinued shortly after year end. Income/(Loss) from Discontinued Operations, Net of Tax Effect Income (Loss) from Discontinued Operations, Net of Tax Effect Income/(Loss) from Discontinued Operations, Net of Tax Effect - Total Increase/(Decrease) in Provision for Restructuring Increase/(Decrease) in Provision for Restructuring Increase/(Decrease) in Provision for Restructuring Increase/(Decrease) in Provision for Restructuring - Total Adjustment to costs incurred in determining and enforcing legal rights. Adjustment to Litigation Expense Adjustment to Litigation Expense Adjustment to Litigation Expense - Total The percentage of a subsidiary's income not owned by the consolidating entity, net of taxes. Minority interest Minority interest Minority interest Adjustment Origninations of Loans Held For Sale Adjustment Origninations of Loans Held For Sale Adjustment Origninations of Loans Held For Sale Adjustment Origninations of Loans Held For Sale - Total Adjustment Other Extraordinary not otherwise defined Items shall be classified as cash flow operating activities Adjustment Other Extraordinary Items Adjustment Other Extraordinary Items Adjustment Other Extraordinary Items - Total Adjustment Policyholder Reserves Adjustment Policyholder Reserves Adjustment Policyholder Reserves Adjustment Policyholder Reserves - Total Adjustment Proceeds Sale of Loans Held For Sale Adjustment Proceeds Sale of Loans Held For Sale Adjustment Proceeds Sale of Loans Held For Sale Adjustment Proceeds Sale of Loans Held For Sale - Total Bad debt write-offs or provisions for the period. Shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustments to Provision for Doubtful Accounts Provision for Doubtful Accounts Adjustments to Provision for Doubtful Accounts - Total Allowance expense for estimated losses to be realized on foreclosed or repossessed assets. Adjustment Provision for Loan and Lease, Foreclosed Asset and Other Losses Adjustments to Provision for Loan, Lease and Other Losses Adjustment Provision for Loan and Lease, Foreclosed Asset and Other Losses - Total Allowance expense for estimated losses to be realized on foreclosed or repossessed assets. Adjustment Provision for Loan and Lease, Foreclosed Asset and Other Losses Adjustments to Provision for Loan, Lease and Other Losses Adjustment Provision for Loan and Lease, Foreclosed Asset and Other Losses - Total Allowance expense for estimated losses to be realized on lease losses. Adjustment Provision for Lease Losses Adjustments to Provision for Lease Losses Adjustment Provision for Lease Losses - Total Allowance expense for estimated losses to be realized on loan and lease losses. Adjustment Provision for Loan and Lease Losses Adjustments to Provision for Loan and Lease Losses Adjustment Provision for Loan and Lease Losses - Total Allowance expense for estimated losses to be realized on loan and lease losses. Adjustment Provision for Loan and Lease Losses Adjustments to Provision for Loan and Lease Losses Adjustment Provision for Loan and Lease Losses - Total Allowance expense for estimated losses to be realized on loan losses. Adjustment Provision for Loan Losses Adjustments to Provision for Loan Losses Adjustment Provision for Loan Losses - Total Allowance expense for estimated credit losses in areas other than loan and lease losses. Adjustment Provision for Other Credit Losses Adjustments to Provision for Other credit losses Adjustment Provision for Other Credit Losses - Total Allowance expense for estimated losses in areas other than loan and lease losses. Adjustment Provision for Other Losses Adjustments to Provision for Other Losses Adjustment Provision for Other Losses - Total The gains and losses included in earning resulting from the sale of debt securities. Adjustment Realized Gains/(Losses) on Sale of Debt Investments Adjustments to Realized Gains (Losses) on Sale of Debt Investments Adjustment Realized Gains/(Losses) on Sale of Debt Investments - Total The gains and losses included in earning resulting from the sale of equity securities. Adjustment Realized Gains/(Losses) on Sale of Equity Investments Adjustments to Realized Gains (Losses) on Sale of Equity Investments Adjustment Realized Gains/(Losses) on Sale of Equity Investments - Total The gains and losses included in earning resulting from the sale of debt and equity securities. Adjustment Realized Gains/(Losses) on Sale of Investments Adjustments to Realized Gains (Losses) on Sale of Investments Adjustment Realized Gains/(Losses) on Sale of Investments - Total The gains and losses included in earning resulting from the sale of debt and equity securities. Adjustment Realized Gains/(Losses) on Sale of Investments Adjustments to Realized Gains (Losses) on Sale of Investments Adjustment Realized Gains/(Losses) on Sale of Investments - Total Charges resulting from the consolidation and/or relocation of operations, or the disposition or abandonment of operations or productive assets. 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Unrealized (gain)/loss on securities owned and available for sale securities, net Unrealized (gain)/loss on securities owned and available for sale securities, net Unrealized (gain)/loss on securities owned and available for sale securities, net Adjusted write off of Asset not to be included in the operating assets and liabilities; shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Write Off of Asset Adjustment Write Off Asset Adjustment Write Off of Asset - Total Adjusted write off of Goodwill; shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Write Off of Goodwill Adjustment Write Off Goodwill Adjustment Write Off of Goodwill - Total Adjusted write off of Intangible Assets excluding Goodwill not to be included in the operating assets and liabilities; shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Write Off of Intangible Asset Excluding Goodwill Adjustment Write Off of Intangible Asset Excluding Goodwill Adjustment Write Off of Intangible Asset Excluding Goodwill - Total Adjusted write off of Inventory not to be included in the operating assets and liabilities; shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Write Off of Inventory Adjustment Write Off Inventory Adjustment Write Off of Inventory - Total Adjusted of Other write off not otherwise defined; shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Write Off of Other Adjustment Write Off Other Adjustment Write Off of Other - Total Adjusted of Other write off not otherwise defined; shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Adjustment Write Off of Other Adjustment Write Off Other Adjustment Write Off of Other - Total American Depository Share equivalent basic and diluted earnings (net income) per Outstanding Share. A share issued under deposit agreement that represents an underlying security in the issuer's home country. The term ADR and ADS are often thought to be the same. Technically, an ADS is the actual share trading, while an ADR represents a bundle of ADSs. ADS Equivalent Basic and Diluted Earnings Per Share ADS Equivalent Basic and Diluted Earnings Per Share ADS Equivalent Basic and Diluted Earnings Per Share - Total American Depository Share equivalent basic earnings (net income) per Outstanding Share. A share issued under deposit agreement that represents an underlying security in the issuer's home country. The term ADR and ADS are often thought to be the same. Technically, an ADS is the actual share trading, while an ADR represents a bundle of ADSs. ADS Equivalent Basic Earnings Per Share ADS Equivalent Basic Earnings Per Share ADS Equivalent Basic Earnings Per Share - Total American Depository Share equivalent diluted earnings (net income) per Outstanding Share. A share issued under deposit agreement that represents an underlying security in the issuer's home country. The term ADR and ADS are often thought to be the same. Technically, an ADS is the actual share trading, while an ADR represents a bundle of ADSs. ADS Equivalent Diluted Earnings Per Share ADS Equivalent Diluted Earnings Per Share ADS Equivalent Diluted Earnings Per Share - Total American Depository Share equivalent Weighted Average Number of Shares Outstanding where Basic and Diluted are the same and reported as a single line Weighted Average Number Basic and Diluted Shares Outstanding Weighted Average Number Basic and Diluted Shares Outstanding Weighted Average Number Basic and Diluted Shares Outstanding - Total American Depository Share equivalent Adjustment to the Weighted Average Number of Basic and Diluted Shares Outstanding Weighted Average Number Basic and Diluted Shares Outstanding Adjustment Weighted Average Number Basic and Diluted Shares Outstanding Adjustment Weighted Average Number Basic and Diluted Shares Outstanding Adjustment - Total American Depository Share equivalent adjustment to the Weighted Average Number of Shares Outstanding where Basic and Diluted are the same Weighted Average Number Basic Diluted Shares Outstanding ProForma Weighted Average Number Basic Diluted Shares Outstanding ProForma Weighted Average Number Basic Diluted Shares Outstanding ProForma - Total American Depository Share equivalent basic Weighted Average Number of Shares Outstanding ADS Equivalent Weighted Average Shares Outstanding - Basic ADS Equivalent Weighted Average Number of Shares Outstanding ADS Equivalent Weighted Average Shares Outstanding - Basic - Total American Depository Share equivalent basic Adjustment to the Weighted Average Number of Basic Shares Outstanding Weighted Average Number Basic Shares Outstanding Adjustment Weighted Average Number Basic Shares Outstanding Adjustment Weighted Average Number Basic Shares Outstanding Adjustment - Total American Depository Share equivalent basic Proforma Weighted Average Number of Shares Outstanding ProForma Weighted Average Shares Outstanding - Basic ProForma Weighted Average Number of Shares Outstanding ProForma Weighted Average Shares Outstanding - Basic - Total American Depository Share equivalent Weighted Average Number of Diluted Shares Outstanding Weighted Average Shares Outstanding - Diluted Weighted Average Number of Diluted Shares Outstanding Weighted Average Shares Outstanding - Diluted - Total American Depository Share equivalent adjustment to the Weighted Average Number of Diluted Shares Outstanding Weighted Average Number Diluted Shares Outstanding Adjustment Weighted Average Number Diluted Shares Outstanding Adjustment Weighted Average Number Diluted Shares Outstanding Adjustment - Total American Depository Share equivalent ProForma Weighted Average Number of Diluted Shares Outstanding ProForma Weighted Average Shares Outstanding - Diluted ProForma Weighted Average Number of Diluted Shares Outstanding ProForma Weighted Average Shares Outstanding - Diluted - Total Current Receivables arising from administrative and advisory fees associated with the reporting entity which are usually due within 1 year (or one business cycle). The Administrator provides administrative functions to the Fund as well as other clerical services. The Administrator also prepares financial and regulatory reports for the Fund. Investment advisory fees are charge by businesses that specializes in providing investment advice for a fee. All advisers of an advisory service must be registered with the Securities and Exchange Commission. Advisory and Administrative Fees Receivables - Current Advisory and Administrative Fees Receivables - Current Advisory and Administrative Fees Receivables - Current - Total Deduct the market value of all short securities differences unresolved for 7 business days after discovery and the market value of any long security differences where such securities have been sold by the broker or dealer until they are adequately resolved, less any reserves established therefore. Aged Fails-to-Deliver Aged Fails-to-Deliver Aged Fails-to-Deliver - Total The portion of Stock Compensation Allocated to General Administrative Allocation of Stock Compensation General Administrative Allocation of Stock Compensation General Administrative Allocation of Stock Compensation General Administrative - Total The portion of Stock Compensation Allocated to Marketing and Selling Allocation of Stock Compensation Marketing and Selling Allocation of Stock Compensation Marketing and Selling Allocation of Stock Compensation Marketing and Selling - Total The portion of Stock Compensation Allocated to Other Costs and or Expense Allocation of Stock Compensation Other Costs and or Expense Allocation of Stock Compensation Other Costs and or Expense Allocation of Stock Compensation Other Costs and or Expense - Total The portion of Stock Compensation Allocated to Research and Development Allocation of Stock Compensation Research and Development Allocation of Stock Compensation Research and Development Allocation of Stock Compensation Research and Development - Total The amount of expense charged against earnings by a company to write off the cost of deferred sales commissions. Amortization Deferred Sales Commisions Amortization Deferred Sales Commisions Amortization Deferred Sales Commisions - Total The cumulative amount of amortization, generally shown as a deduction from the recorded amount of the excess of the cost of an acquired entity over net of the amounts assigned to assets acquired and liabilities assumed in a business combination. Amortization Goodwill Amortization Goodwill Amortization Goodwill - Total The cumulative amount of amortization, Intangible Assets Including Goodwill Amortization Intangible Assets and Goodwill Amortization Intangible assets and Goodwill Amortization Intangible Assets and Goodwill - Total The cumulative amount of amortization, Intangible Assets Including Goodwill Amortization Intangible Assets and Goodwill Amortization Intangible assets and Goodwill Amortization Intangible Assets and Goodwill - Total Amortization - Mortgage Servicing Rights Amortization - Mortgage Servicing Rights Amortization - Mortgage Servicing Rights Amortization - Mortgage Servicing Rights - Total The amount of expense charged against earnings by a company to write off the cost of an intangible possession not otherwise defined. Amortization - Other Other Amortization Amortization - Other - Total The receivables to be collected from an entity that is controlling, under the control of, or within the same control group as the reporting entity by means of direct or indirect ownership Amounts Due From Affiliates Due from Affiliates Amounts Due From Affiliates - Total Amounts Due From Employee, not to include stockholders or officers, which are usually due within 1 year (or one business cycle). Amounts Due From Employee - Current Due From Employee Amounts Due From Employee - Current - Total Amounts Due From Employee, not to include stockholders or officers, due beyond one year or one operating cycle. Amounts Due From Employee - Noncurrent Due From Employee Amounts Due From Employee - Noncurrent - Total Amounts Due From Employee, not to include stockholders or officers, due beyond one year or one operating cycle. Amounts Due From Employee - Noncurrent Due From Employee Amounts Due From Employee - Noncurrent - Total Amounts Due From Employee, not to include stockholders or officers, due beyond one year or one operating cycle. Amounts Due From Employee - Noncurrent Due From Employee Amounts Due From Employee - Noncurrent - Total The receivables to be collected from related parties other than affiliates or officers/stockholders (e.g. owner's immediate families or employee pension trusts) Amounts Due From Other Related Parties Other Related Parties Amounts Due From Other Related Parties - Total The aggregate obligations owed to entities that are controlling, under the control of, or within the same control group as the reporting entity by means of direct or indirect ownership Amounts Due To Affiliates Due To Affiliates Amounts Due To Affiliates - Total Amounts due to Employee, not to include stockholders or officers, which are usually due within 1 year (or one business cycle). Amounts Due To Employee - Current Due to Employee Amounts Due To Employee - Current - Total Current and Noncurrent Amounts Due To Employee Current and Noncurrent Amounts Due To Employee Current and Noncurrent Amounts Due To Employee Current and Noncurrent Amounts Due To Employee - Total Current and Noncurrent Amounts Due To Employee Current and Noncurrent Amounts Due To Employee Current and Noncurrent Amounts Due To Employee Current and Noncurrent Amounts Due To Employee - Total Amounts due to Employee, not to include stockholders or officers, due beyond one year or one operating cycle Amounts Due To Employee - Noncurrent Due to Employee Amounts Due To Employee - Noncurrent - Total The aggregate obligations owed to related parties other than affiliates or officers/stockholders (e.g. owner's immediate families or employee pension trusts) at the financial statement date Amounts Due To Other Related Parties Due To Other Related Parties Amounts Due To Other Related Parties - Total Arbitrage Arbitrage Arbitrage Arbitrage - Total Other impairment losses measured as the amount by which the carrying amount of the asset exceeds the fair value of the asset not otherwise defined Other Asset Impairment Charges Other Asset Impairment Charge Other Asset Impairment Charges - Total Probable future economic benefit obtained or controlled by an entity. Total assets Total assets Total assets Assets of Discontinued Operations - Current and Noncurrent Assets of Discontinued Operations - Current and Noncurrent Assets of Discontinued Operations Assets of Discontinued Operations - Current and Noncurrent - Total Long lived assets held for sale. Assets Held for Sale Assets Held for Sale Assets Held for Sale - Total Assets of entities for which a controlling interest is achieved through means other than voting rights. Such entities are subject to consolidation by the reporting entity. Assets of Variable Interest Entities Assets of Variable Interest Entities Assets of Variable Interest Entities - Total Balance Sheet Unknown Subtotal Total current assets Total current liabilities Total current assets Total current liabilities Total current assets Total current liabilities Bankers Acceptances Certificates Deposit Commercial Paper Bankers Acceptances Certificates Deposit Commercial Paper Bankers Acceptances Certificates Deposit Commercial Paper Bankers Acceptances Certificates Deposit Commercial Paper - Total Bankers Acceptances Certificates Deposit Commercial Paper Sold Bankers Acceptances Certificates Deposit Commercial Paper Sold Bankers Acceptances Certificates Deposit Commercial Paper Sold Bankers Acceptances Certificates Deposit Commercial Paper Sold - Total Noncurrent Bank loans represent obligations incurred by a broker-dealer to finance securities purchases by customers on margin; to satisfy amounts owed for settling securities purchases, net of sales; to finance the firm's securities inventories Bank Loans Noncurrent Bank Loans Noncurrent Bank Loans Noncurrent - Total Bank Loans Note Bank Loans Note Bank Loans Bank Loans Note - Total Earnings (net income) per Basic and Diluted Share. Basic and Diluted Earnings Per Share Basic and Diluted Earnings Per Share Basic and Diluted Earnings Per Share - Total Earnings (net income) per Basic and Diluted Share. Basic and Diluted Earnings Per Share Basic and Diluted Earnings Per Share Basic and Diluted Earnings Per Share - Total Adjustment to Basic and Diluted earnings (net income) per Outstanding Share. Basic and Diluted Earnings Per Share Adjustment Basic and Diluted Earnings Per Share Adjustment Basic and Diluted Earnings Per Share Adjustment - Total Basic and Diluted earnings (net income) per Outstanding Share Before Adjustment. Basic and Diluted Earnings Per Share Before Adjustment Basic and Diluted Earnings Per Share Before Adjustment Basic and Diluted Earnings Per Share Before Adjustment - Total ProForma Diluted Earnings Per Share Diluted Earnings Per Share Pro Forma Diluted Earnings Per Share Pro Forma Diluted Earnings Per Share Pro Forma - Total Basic earnings (net income) per Outstanding Share. Basic Basic Basic ProForma Basic Earnings Per Share Basic Earnings Per Share Pro Forma Basic Earnings Per Share Pro Forma Basic Earnings Per Share Pro Forma - Total Investment interest right to benefit from a contract which a person has with another. Distinguishable from others who might have responsibility under the contract, but does not share in the profits. Beneficial Interest Beneficial Interest Beneficial Interest - Total Book equity is defined as stockholders' equity, plus balance sheet deferred taxes and investment tax credit (if available), plus post-retirement benefit liabilities minus the book value of preferred stock. Book Equity for Company Book Equity for Company Book Equity for Company - Total Book Equity, Industry Mean Book Equity, Industry Mean Book Equity, Industry Mean Book Equity, Industry Mean - Total Book Equity, Industry Median Book Equity, Industry Median Book Equity, Industry Median Book Equity, Industry Median - Total Book Equity, Sector Mean Book Equity, Sector Mean Book Equity, Sector Mean Book Equity, Sector Mean - Total Book Equity, Sector Median Book Equity, Sector Median Book Equity, Sector Median Book Equity, Sector Median - Total Book Equity, SIC Industry Group Mean Book Equity, SIC Industry Group Mean Book Equity, SIC Industry Group Mean Book Equity, SIC Industry Group Mean - Total Book Equity, SIC Industry Group Median Book Equity, SIC Industry Group Median Book Equity, SIC Industry Group Median Book Equity, SIC Industry Group Median - Total Book Equity, SIC Major Group Mean Book Equity, SIC Major Group Mean Book Equity, SIC Major Group Mean Book Equity, SIC Major Group Mean - Total Book Equity, SIC Major Group Median Book Equity, SIC Major Group Median Book Equity, SIC Major Group Median Book Equity, SIC Major Group Median - Total Book Equity, SIC Mean Book Equity, SIC Mean Book Equity, SIC Mean Book Equity, SIC Mean - Total Book Equity, SIC Median Book Equity, SIC Median Book Equity, SIC Median Book Equity, SIC Median - Total Borrowed Securities Borrowed Securities Borrowed Securities Borrowed Securities - Total Acting as an agent, a broker-dealer may buy and sell securities on behalf of its customers. In return for such services, the broker-dealer charges a commission. Each time a customer enters into a buy or sell transaction, a commission is earned by the broker-dealer for its selling and administrative efforts. For securities purchased, the commission is recorded as a receivable from customers; for securities sold, it is recorded as reductions in the payable to customers. Commissions earned are usually related to the broker-dealer's customers' trading volume and the dollar amounts of the trades. Brokerage Commissions Brokerage Commissions Brokerage Commissions - Total Brokerage Payables Brokerage Payables Brokerage Payables Brokerage Payables - Total Brokerage Payables Brokerage Payables Brokerage Payables Brokerage Payables - Total Brokerage Receivables Brokerage Receivables Brokerage Receivables Brokerage Receivables - Total Brokerage Receivables Brokerage Receivables Brokerage Receivables Brokerage Receivables - Total Brokerage Receivables and Brokerage Payables Brokerage Receivables and Brokerage Payables Brokerage Receivables and Brokerage Payables Brokerage Receivables and Brokerage Payables - Total An employer-sponsored plan in which contributions are made to participants individual accounts (a defined contribution account). In U.S. Bureau of Labor Statistics data, it refers to a plan in which employer contributions may be withdrawn at the participants discretion prior to retirement, death, disability, separation from service, age 59 and a half, or hardship (a defined contribution style arrangement that is not a qualified retirement plan). Also known as Employee Stock Trusts Capital Accumulation Plan Capital Accumulation Plan Capital Accumulation Plan - Total The term capital distribution means - (i) any dividend or other distribution in cash or in kind made with respect to any shares of, or other ownership interest in, an enterprise, except a dividend consisting only of shares of the enterprise; (ii) any Capital Distribution Capital Distribution Capital Distribution - Total During the first few years of paying money in to a pension scheme your money buys Capital Units. These units are used to buy in to various investments and have a large management charge attached to them (anything up to approximately 8%). With some unit linked life insurance contracts the life insurance company can account for their up front charges by way of accumulation units. If the plan does not reach maturity these will be no value bearing units but if the plan does reach maturity then the units will be converted to value bearing ones called capital units. Capital Units Capital Units Capital Units - Total Cash Acquired From Acquisition Cash Acquired From Acquisition Cash Acquired From Acquisition Cash Acquired From Acquisition - Total Cash and short-term, highly liquid investments that are readily convertible to known amounts of cash and are so near their maturity that they present negligible risk of changes in value due to changes in interest rates - usually with an original maturity less than 90 days, This includes restricted cash, treasury bills, commercial paper and money market funds and other operating cash balances. Cash and cash equivalents Cash and cash equivalents Cash and cash equivalents Cash and cash equivalents adjustment to beginning period Cash and cash equivalents adjustment to beginning period Cash and cash equivalents adjustment to beginning period Cash and cash equivalents adjustment to beginning period - Total Cash and cash equivalents at the beginning of the year. Cash equivalents are short-term, highly liquid investments that are both readily convertible to known amounts of cash and so near their maturity that they present insignificant risk of changes in value because of changes in interest rates. Generally, only investments with original maturities of three months or less qualify under the definition. Cash and cash equivalents, beginning of period Cash and cash equivalents, beginning of period Cash and cash equivalents, beginning of period Cash and cash equivalents at the end of the year. Cash equivalents are short-term, highly liquid investments that are both readily convertible to known amounts of cash and so near their maturity that they present insignificant risk of changes in value because of changes in interest rates. Generally, only investments with original maturities of three months or less qualify under the definition. Cash and cash equivalents, end of period Cash and cash equivalents, end of period Cash and cash equivalents, end of period Redeemable Preferred Amount per share cash dividend declared and/or paid by an entity to shareholders shall be reported in the statement of Income Statement Cash Dividend Amount for Redeemable Preferred Per Share Cash Dividend Amount for Redeemable Preferred Per Share Cash Dividend Amount for Redeemable Preferred Per Share - Total Amount per share cash dividend declared and/or paid by an entity to shareholders shall be reported in the statement of Income Statement Cash Dividend Amount Per Share Cash Dividend Amount Per Share Cash Dividend Amount Per Share - Total Adjustment to discontinued operations not defined as operating, investing or financing activities. shall be classified as cash flows from Discontinued Operations when presented outside of operating, investing or financing activities Adjustment discontinue operations Adjustment discontinue operations Adjustment discontinue operations - Total Cash Flow Statement Unknown Subtotal Cash Flow Statement Unknown Subtotal Cash Flow Statement Unknown Subtotal Cash Flow Statement Unknown Subtotal - Total The Cash Portion of Acquisition of Business; it's a component of cash outflows from investing activities Cash Portion Acquisition Purchase Price Cash Portion Acquisition Purchase Price Cash Portion Acquisition Purchase Price - Total Cash segregated under the Commodity Futures Trading Commission Act, cash segregated under provisions of Rule 15c3-3 Special Reserve Bank Account for the Exclusive Benefit of Customers and funds segregated pursuant to regulati Cash and Securities Segregated Cash and Securities Segregated Cash and Securities Segregated - Total Certificates Deposits Certificates Deposits Certificates Deposits Certificates Deposits - Total The net change in the beginning and end of period Accounts Payable and Accrued Expenses balances. Accounts payable and accrued expenses Accounts payable and accrued expenses Accounts payable and accrued expenses The net change in the beginning and end of period of receivables arising from the sale of goods and services provided in the normal course of business, which are usually due within 1 year (or one business cycle). Accounts receivable, net Accounts receivable, net Accounts receivable, net Change in current receivables arising from administrative and advisory fees associated with the reporting entity which are usually due within 1 year (or one business cycle). The Administrator provides administrative functions to the Fund as well as other clerical s Change in Advisory and Administrative Fees Receivables - Current Change in Advisory and Administrative Fees Receivables - Current Change in Advisory and Administrative Fees Receivables - Current - Total The net change in current obligations (due within one year or one operating cycle) owed to Employees which shall not include reporting entity's executives and owners during an accounting period Increase/(Decrease) in Amounts Due To Employee - Current Due to Employee Increase/(Decrease) in Amounts Due To Employee - Current - Total Increase/(Decrease) Assets for Collaterized Short Term Financing Agreement; Shall be considered to be a component of cash flow operating activities. Increase/(Decrease) Assets for Collaterized Short Term Financing Agreement Increase/(Decrease) Assets for Collaterized Short Term Financing Agreement Increase/(Decrease) Assets for Collaterized Short Term Financing Agreement - Total Change Bonds Owned Market Value Change Bonds Owned Market Value Change Bonds Owned Market Value Change Bonds Owned Market Value - Total Change Bonds Sold Not Yet Purchased Market Value Change Bonds Sold Not Yet Purchased Market Value Change Bonds Sold Not Yet Purchased Market Value Change Bonds Sold Not Yet Purchased Market Value - Total The net change in aggregate amount for Borrowed securities; shall be classified as cash flows from Operating Activities and reported in the statement of cash flows. Increase/(Decrease) in Borrowed Securities Increase/(Decrease) in Borrowed Securities Increase/(Decrease) in Borrowed Securities - Total Increase/(Decrease) Cash and Securities Segregated Under Federal and Other Regulations Increase/(Decrease) Cash and Securities Segregated Under Federal and Other Regulations Increase/(Decrease) Cash and Securities Segregated Under Federal and Other Regulations Increase/(Decrease) Cash and Securities Segregated Under Federal and Other Regulations - Total Change Corporate Equities Securities Owned Market Value Change Corporate Equities Securities Owned Market Value Change Corporate Equities Securities Owned Market Value Change Corporate Equities Securities Owned Market Value - Total Change Corporate Equities Securities Sold Not Yet Purchased Market Value Change Corporate Equities Securities Sold Not Yet Purchased Market Value Change Corporate Equities Securities Sold Not Yet Purchased Market Value Change Corporate Equities Securities Sold Not Yet Purchased Market Value - Total The net change in aggregate amount of prepayments liability (includes both current & non-current portions) to customers for good/service and shall be classified as cash flows from Operating activities and reported in the statement of cash flows. Change Customer Advance Change Customer Advance Change Customer Advance - Total Increase/(Decrease) Deposits with Clearing Organizations and Others Increase/(Decrease) Deposits with Clearing Organizations and Others Increase/(Decrease) Deposits with Clearing Organizations and Others Increase/(Decrease) Deposits with Clearing Organizations and Others - Total The net change in the beginning and end of period Employee Related Liabilities balances. Compensation and benefits payable Compensation and benefits payable Compensation and benefits payable Change Exchange Traded Funds Owned Market Value Change Exchange Traded Funds Owned Market Value Change Exchange Traded Funds Owned Market Value Change Exchange Traded Funds Owned Market Value - Total Change Exchange Traded Funds Sold Not Yet Purchased Market Value Change Exchange Traded Funds Sold Not Yet Purchased Market Value Change Exchange Traded Funds Sold Not Yet Purchased Market Value Change Exchange Traded Funds Sold Not Yet Purchased Market Value - Total Change in beginning and ending balances of Federal Funds Purchased and Securities Sold Under Agreements to Repurchase; shall be classified as cash flows from operating activities. Change in Federal Funds Purchased and Securities Sold Under Agreements to Repurchase, Net Change in Federal Funds Purchased and Securities Sold Under Agreements to Repurchase Change in Federal Funds Purchased and Securities Sold Under Agreements to Repurchase, Net - Total Change in beginning and ending balances of Federal Funds Sold; shall be classified as cash flows from operating activities. Change in Federal Funds Sold Change in Federal Funds Sold Change in Federal Funds Sold - Total Change in beginning and ending balances of Federal Funds Sold and Securities Purchased Under Agreements to Resell; shall be classified as cash flows from operating activities. Change in Federal Funds Sold and Securities Purchased Under Agreements to Resell, Net Change in Federal Funds Sold and Securities Purchased Under Agreements to Resell Change in Federal Funds Sold and Securities Purchased Under Agreements to Resell, Net - Total EX-100.PRE 6 ise-20060930_pre.xml XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE -----END PRIVACY-ENHANCED MESSAGE-----