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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1994

Archive of older ALJ Decisions + Orders available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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Release No. Date Respondents
Fourth Quarter
59 Dec. 8, 1994 Consolidated Investment Services, Inc., Norman P. Rounds, James L. Fainter
Glenn Robert Lawrence,
Administrative Law Judge
File No. 3-8312
58 Nov. 4, 1994 Michael Gartner
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-8371
Third Quarter
57 Sep. 21, 1994 Steven Telsey and First Securities Transfer Systems, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8247
56 Sep. 19, 1994 Jay Houston Meadows
Glenn Robert Lawrence,
Administrative Law Judge
File No. 3-8257
55 Aug. 26, 1994 George W. Phillips
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8145
54 Jul. 13, 1994 David M. Haber
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-8155
Second Quarter
53 Jun. 30, 1994 BC Financial Corp., Stuart M. Cohen, David Disner, James Snelgrove
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-8166
52 Jun. 20, 1994 Alexander V. Stein
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8112
51 Jun. 15, 1994 John Harvey Early
Glenn Robert Lawrence,
Administrative Law Judge
File No. 3-8213
50 Jun. 2, 1994 Martin B. Sloate
Glenn Robert Lawrence,
Administrative Law Judge
File No. 3-8232
49 May 27, 1994 Juan Carlos Schidlowski
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-8186
48 May 19, 1994 Roberts D. Potts, CPA
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-7998
47 Apr. 12, 1994 Patricia A. Johnson
Glenn Robert Lawrence,
Administrative Law Judge
File No. 3-8205
First Quarter
46 Feb. 25, 1994 Michael Keith Howard
Warren E. Blair,
Chief Administrative Law Judge
File No. 3-8056
45 Feb. 16, 1994 Jones & Ward Securities, Inc., Ivan D. Jones, Jr., Roy P. Akers and Investment/Timing Systems, Inc.
Warren E. Blair,
Chief Administrative Law Judge
File No. 3-8037
44 Jan. 24, 1994 Ahmed Mohamed Soliman
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-7954

 

http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc1994.shtml


Modified: 03/12/2008